Cross-Regional Hyperspectral Estimation of Soil Organic Carbon in Eurasian Black Soils Using an Optimal Spectral Feature Set
Abstract
1. Introduction
2. Materials
2.1. Study Areas
2.2. Data
3. Methods
3.1. Spectral Transformation Methods
3.2. Feature Space and Feature Band Extraction
3.2.1. Feature Space Construction and Visualization
3.2.2. Feature Band Extraction Method
3.3. SOC Estimation Models and Accuracy Evaluation Metrics
3.3.1. SOC Estimation Model Construction
3.3.2. Model Evaluation Metrics
4. Results
4.1. SOC Data Distribution and Spatial Heterogeneity Analysis
4.2. Feature Band Extraction Results
4.2.1. Two-Stage Hybrid Feature Extraction Based on CARS-SPA
4.2.2. Validation of SOC-OSFS Spectral Responses
4.3. SOC-OSFS Feature Space Realignment and Local Analytical Validation
4.3.1. SOC-OSFS Feature Space Validation
4.3.2. Cross-Regional Local Modeling Validation Using SOC-OSFS
4.4. Evaluation of Cross-Regional Universal Prediction Method Based on SOC-OSFS
4.4.1. Model Prediction Results in the Core Study Area
4.4.2. Comparison of Cross-Regional Prediction Methods
5. Discussion
5.1. Physicochemical Mechanisms and Feature Space Realignment Underlying the Optimal Spectral Feature Set for SOC
5.2. Application Potential of the Universal Cross-Regional Prediction Method
5.3. Challenges and Limitations
6. Conclusions
Supplementary Materials
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
Abbreviations
| SOC | Soil Organic Carbon |
| OSFS | Optimal Spectral Feature Set |
| CARS | Competitive Adaptive Reweighted Sampling |
| SPA | Successive Projections Algorithm |
| PCA | Principal Component Analysis |
| PLSR | Partial Least Squares Regression |
| RF | Random Forest |
| CNN | Convolutional Neural Network |
| LSTM | Long Short-Term Memory |
| RMSE | Root Mean Square Error |
| RPD | Ratio of Performance to Deviation |
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| Classification | Region | N | Min (%) | Max (%) | Mean (%) | SD (%) | CV (%) | Skewness |
|---|---|---|---|---|---|---|---|---|
| Source Domain | HL | 10,000 | 0.17 | 8.8 | 2.51 | 0.7 | 28.09 | 1.24 |
| CN Regions | BQ | 6361 | 0.41 | 20.3 | 2.6 | 1.03 | 39.59 | 2.7 |
| QQH | 651 | 0.95 | 7.97 | 3.18 | 1.28 | 40.28 | 0.79 | |
| FYFJ | 397 | 0.67 | 11.45 | 2.56 | 1.22 | 47.69 | 2.66 | |
| JL | 117 | 0.42 | 12.59 | 2.81 | 1.83 | 65.21 | 1.96 | |
| EU Regions | HU | 135 | 0.55 | 3.58 | 1.96 | 0.58 | 29.79 | −0.07 |
| AT | 40 | 1.36 | 5.17 | 1.9 | 0.71 | 37.16 | 2.91 | |
| CZ | 29 | 0.58 | 3.74 | 1.84 | 0.78 | 42.56 | 0.94 |
| Region | N | Best Model | R2 | RMSE (%) |
|---|---|---|---|---|
| HL | 10,000 | CNN | 0.88 | 0.1634 |
| QQH | 651 | CNN | 0.8853 | 0.431 |
| JL | 118 | RF | 0.8285 | 0.659 |
| FYFJ | 397 | RF | 0.8360 | 0.513 |
| BQ | 6361 | CNN | 0.8854 | 0.459 |
| HU | 135 | RF | 0.7612 | 0.24 |
| CZ | 29 | RF | 0.6876 | 0.363 |
| AT | 40 | RF | 0.6714 | 0.337 |
| Model | Feature | R2 | RMSE (%) | RPD | Bias |
|---|---|---|---|---|---|
| CNN | SOC-OSFS | 0.8800 | 0.1634 | 2.8868 | 0.0257 |
| CNN | Full-Spectrum | 0.8028 | 0.2445 | 2.2521 | −0.0813 |
| LSTM | SOC-OSFS | 0.8674 | 0.1718 | 2.7464 | 0.0044 |
| LSTM | Full-Spectrum | 0.8678 | 0.2002 | 2.7508 | 0.0172 |
| PLSR | SOC-OSFS | 0.8169 | 0.2019 | 2.3368 | 0.032 |
| PLSR | Full-Spectrum | 0.8783 | 0.1921 | 2.8663 | 0.0277 |
| RF | SOC-OSFS | 0.8732 | 0.168 | 2.8087 | 0.0125 |
| RF | Full-Spectrum | 0.8764 | 0.1936 | 2.8445 | 0.011 |
| Region | Metrics | Full Spectrum | SOC-OSFS | SOC-OSFS 20% Spiking |
|---|---|---|---|---|
| QQH | R2 | 0.5238 | 0.6684 | 0.8567 ** |
| RMSE (%) | 0.8838 | 0.7375 | 0.4791 ** | |
| FYFJ | R2 | −0.7559 | −0.2070 | 0.8357 ** |
| RMSE (%) | 1.6176 | 1.3411 | 0.4659 ** | |
| BQ | R2 | −0.2489 | 0.2918 | 0.7419 ** |
| RMSE (%) | 1.1504 | 0.8662 | 0.5270 ** | |
| JL | R2 | 0.2264 | 0.3946 | 0.7170 ** |
| RMSE (%) | 1.6046 | 1.4195 | 0.7831 ** | |
| CZ | R2 | −3.2861 | −2.5164 | 0.5051 ** |
| RMSE (%) | 1.5956 | 1.4453 | 0.5242 ** | |
| HU | R2 | −4.7995 | −2.1126 | 0.4919 ** |
| RMSE (%) | 1.4008 | 1.0262 | 0.4111 ** | |
| AT | R2 | −1.5917 | −1.1244 | 0.2715 ** |
| RMSE (%) | 1.1227 | 1.0164 | 0.3920 ** |
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Zhang, A.; Chen, S.; Xu, Z.; Xu, X.; Wang, Z. Cross-Regional Hyperspectral Estimation of Soil Organic Carbon in Eurasian Black Soils Using an Optimal Spectral Feature Set. Appl. Sci. 2026, 16, 4433. https://doi.org/10.3390/app16094433
Zhang A, Chen S, Xu Z, Xu X, Wang Z. Cross-Regional Hyperspectral Estimation of Soil Organic Carbon in Eurasian Black Soils Using an Optimal Spectral Feature Set. Applied Sciences. 2026; 16(9):4433. https://doi.org/10.3390/app16094433
Chicago/Turabian StyleZhang, Aonan, Shengbo Chen, Zhengyuan Xu, Xitong Xu, and Zibo Wang. 2026. "Cross-Regional Hyperspectral Estimation of Soil Organic Carbon in Eurasian Black Soils Using an Optimal Spectral Feature Set" Applied Sciences 16, no. 9: 4433. https://doi.org/10.3390/app16094433
APA StyleZhang, A., Chen, S., Xu, Z., Xu, X., & Wang, Z. (2026). Cross-Regional Hyperspectral Estimation of Soil Organic Carbon in Eurasian Black Soils Using an Optimal Spectral Feature Set. Applied Sciences, 16(9), 4433. https://doi.org/10.3390/app16094433

