Koopman Operator Methods in Structural Health Monitoring: A Systematic Review Towards Hybrid Physics–Data Frameworks
Abstract
1. Introduction
2. Review Methodology
2.1. Study Selection and Data Extraction
2.2. Thematic Organization
- Foundational Methods: Processes that have established DMD/EDMD algorithms and theoretical properties.
- Civil Infrastructure Applications: Bridges, buildings, towers, and other infrastructure structures on large scale.
- Mechanical Systems: Rotating machinery, gearboxes, bearings, industrial equipment.
- Aerospace Structures: Aircraft parts, space vehicles and aerospace structures.
- Hybrid Approaches: Physics-informed learning, constrained optimization, multi-fidelity approaches.
- Deep Learning Integration: Neural network-based Koopman embeddings and auto-encode neural network architectures.
3. Theoretical Background
3.1. Traditional Structural Health Monitoring: Methods and Limitations
3.1.1. The SHM Hierarchy
- Level 1—Detection: Estimation of existence of damages in the structure.
- Level 2—Localization: Possible location(s) of the damage identified.
- Level 3—Quantification: Determination of extent or severity of damage.
- Level 4—Prognosis: Prediction of the remaining useful life.
3.1.2. Model-Based Methods
- Model uncertainty: In practice, real structures are inevitably different from the idealized representations that are used in finite element simulations because of construction tolerances, material variabilities, approximations of boundary conditions, and the omission of one or more components [53]. The propagation of such parameter uncertainties through coupled multi-field models has been shown to produce considerable scatter in both forward predictions and inverse identification results [54,55].
- Computational cost: High-fidelity FEM updating for large civil structures might be computationally too expensive, especially for real-time monitoring applications [56]. Even moderately complex coupled thermo-hydro-mechanical simulations require parallel computation strategies and optimized sparse storage schemes to remain tractable [57], and the repeated model evaluations needed for probabilistic sensitivity analyses further compound this burden [58].
- Nonlinearity handling: Standard FEM updating is based on the assumption that the structure behaves linearly, which restricts its application to structures showing notable nonlinear response [59]. Extending model-based identification to coupled nonlinear settings, such as thermo-hydro-mechanical problems in masonry dams, demands substantially more sophisticated formulations and solver strategies [57], while the reconstruction of nonlinear deformations in thin shell structures introduces additional geometric complexities into the inverse analysis [60].
- Ill-posedness: The inverse problem of inferring distributed damage from limited modal measurements of an object can often be ill-posed, with multiple damage configurations potentially yielding similar modal changes [61]. This difficulty persists in multi-field inverse problems such as crack identification in hydro-mechanically coupled systems, where regularizing iterative methods must be applied to obtain stable reconstructions [62]. Optimal experimental design strategies have been proposed to mitigate this ill-posedness by maximizing the information content of the available measurements [63].
3.1.3. Data-Driven Methods
3.1.4. The Need for Hybrid Approaches
3.1.5. Koopman Operator
3.1.6. Spectral Properties
3.1.7. Relevance to Structural Dynamics
3.2. Data-Driven Approximations: DMD and EDMD
3.2.1. Dynamic Mode Decomposition (DMD)
3.2.2. Extended Dynamic Mode Decomposition (EDMD)
3.2.3. Deep Learning Extensions
4. Applications of Koopman Methods in Structural Health Monitoring
4.1. Civil Infrastructure: Bridges, Buildings, and Large-Scale Structures
4.1.1. Phase-Space Embedding and Stochastic Koopman Operators
4.1.2. Cable Force Estimation in Bridge Networks
4.1.3. Vision-Based DMD for Modal Identification
4.2. Mechanical Systems: Rotating Machinery and Gearboxes
4.2.1. Multi-Resolution DMD for Gearbox Monitoring
4.2.2. Bearing Fault Diagnosis
4.3. Aerospace Structures and Control-Oriented Applications
4.3.1. Prospective Opportunities and Aerospace-Specific Challenges
4.3.2. Koopman-Based Control and Prediction
4.4. Cross-Domain Comparison
5. Hybrid Koopman Approaches: Integrating Physics with Data-Driven Learning
5.1. Physics-Informed Koopman Learning
5.1.1. Stability-Guaranteed Learning
5.1.2. Constrained Optimization Formulations
Reciprocity (Maxwell–Betti Symmetry)
Passivity and Dissipation
Modal Orthogonality
Boundary Conditions
Stiffness Matrix Structure
Symmetry
5.2. Fusion of First-Principles Models with Koopman Learning
5.2.1. Regularized Koopman Optimization
5.2.2. Hybrid Observable Dictionaries
5.3. Deep Learning with Physical Constraints
- Physics-informed loss terms: Adding penalty terms for energy non-conservation, constraint violation, or deviation from known equilibria guides the network toward physically consistent solutions [71].
- Equivariant architectures: Neural network architectures that uphold identified symmetries (e.g., rotation equivariance in rotationally symmetric architectures) reduce the hypothesis space and enhance generalization, which is why they are called equivariant architectures [95].
- Residual learning: Residual learning trains networks to recall the difference between a physics baseline and observations instead of the whole dynamic to exploit prior knowledge while allowing modeling of random effects that do not change the model. This residual philosophy has been realized concretely by Chen et al. [93], who trained a Koopman autoencoder to model only the unknown residual component of a partially known equation of motion, preserving the known physics exactly while learning the complement from data.
5.4. Insights from Hybrid Models in Structural Mechanics
5.4.1. Inverse Analysis and Uncertainty Quantification
5.4.2. Frequency-Based Damage Identification Under Uncertainty
5.4.3. Sensor Integration and Deployment Challenges
5.4.4. Explainability and Trust in Data-Driven SHM
6. Research Gaps and Future Directions
6.1. Gap 1: Observable Dictionary Design for Damage Sensitivity
- Hybrid dictionaries using strain energy, modal coordinates, and learning nonlinear features;
- Sensitivity analysis between composition of dictionary and damage detectability;
- Adaptive dictionary learning with a focus on damage-relevant dynamics.
6.1.1. Strategies for Physics-Informed Observable Design
Mode Shape-Based Observables
Strain Energy-Based Observables
Nonlinear Feature Observables
- Products of modal coordinates: (capturing mode coupling);
- Higher harmonics: (capturing harmonic generation);
- Time-frequency features: wavelet coefficients at damage-sensitive frequency bands.
Sensitivity Optimization
6.2. Gap 2: Integration of Structural Mechanics Constraints
- Stability-constrained EDMD for structural systems;
- Incorporation of mass/stiffness matrix structure into learned operators;
- Energy-preserving Koopman formulations for conservative systems.
6.3. Gap 3: Quantitative Spectral-to-Physical Damage Mapping
- Perturbation analysis to obtain Eigen sensitivity to localized changes in stiffness;
- Bayesian inference frameworks of damage parameters from spectral observations;
- Physics-regularized regression learning spectral-damage mappings from simulation data.
6.4. Gap 4: Benchmarking and Comparative Validation
- Comparison on benchmarks for SHM (Z24 bridge, IASC-ASCE buildings);
- Evaluation at different noise levels, levels of damage, and environmental conditions;
- Computational cost and real-time feasibility assessment.
6.4.1. Established SHM Benchmark Datasets
Z24 Bridge (Switzerland)
- Nearly one year of continuous ambient vibration monitoring;
- Seventeen progressive damage scenarios applied before demolition;
- Documented environmental effects (temperature-frequency relationships);
- Publicly available through KU Leuven.
IASC-ASCE Benchmark Structure
- Simulated and experimental data;
- Multiple damage scenarios (brace removal, connection loosening);
- Standardized evaluation metrics.
Los Alamos National Laboratory Datasets
Rotating Machinery Datasets
- CWRU Bearing Dataset: Case Western Reserve University bearing fault data with multiple fault types, locations, and severities.
- IMS/NASA Bearing Dataset: Run-to-failure data enabling prognostic algorithm development.
- Paderborn University Bearing Dataset: Multiple operating conditions and damage types.
Quantitative Performance Summary
- Frequency estimation: Studies reporting frequency recovery accuracy typically achieve errors below 2% for dominant modes [92].
- Damage localization: Cable force estimation studies demonstrate correlation coefficients exceeding 0.99 between predicted and measured values [39].
- Detection sensitivity: Most studies demonstrate damage detection capability for damage severities exceeding 5–10% stiffness reduction, though systematic sensitivity characterization is rare.
6.5. Gap 5: Real-Time Implementation and Scalability
- Recursive/streaming EDMD algorithms for online Koopman updating;
- Anomaly detection frameworks that trigger detailed analysis on change detection;
- Scalability tests on large sensor networks and extended time periods of monitoring.
6.6. Noise Sensitivity and Robustness Considerations
6.6.1. Sources of Noise in SHM Data
- Sensor noise: Accelerometers, strain gauges, and other transducers introduce measurement uncertainties, typically modeled as additive white Gaussian noise.
- Environmental variability: Temperature, humidity, and boundary condition changes induce response variations that may mask or mimic damage effects [12].
- Operational variability: Varying loads, traffic patterns, and excitation sources create non-stationary conditions.
6.6.2. Impact on Standard DMD
6.6.3. Noise-Robust DMD Variants
- Forward-Backward DMD: This method reduces bias by averaging the results of DMD applied in both forward and time-reversed directions [100].
- Total Least-Squares DMD (TLS-DMD): Addresses noise in both the input and output snapshot matrices. This approach avoids the bias that is often present in standard least-squares methods [42].
- Optimized DMD: Distributes reconstruction error across all snapshots, rather than concentrating it in the last snapshot. This improves the method’s robustness, as shown in [101].
- Robust DMD (RDMD): This method uses robust statistical frameworks, specifically Huber estimators, to lessen the impact of outliers [102].
6.6.4. Implications for SHM Applications
- Characterize the noise floor of their measurement systems;
- Use TLS-DMD or similar noise-resistant methods when the situation calls for it;
- Report sensitivity analyses quantifying detection capability versus noise level;
- Consider environmental compensation techniques to separate damage effects from benign variability.
| Gap | Current Limitation | Proposed Direction |
|---|---|---|
| Dictionary Design | Generic observables not optimized for damage | Hybrid physics–data dictionaries with sensitivity optimization |
| Physics Constraints | Learned models may violate mechanics principles | Stability, symmetry, and energy constraints in optimization |
| Damage Quantification | Spectral shifts not mapped to physical damage | Perturbation analysis and inverse mapping frameworks |
| Benchmarking | Lack of systematic comparisons | Standardized datasets and evaluation protocols |
| Real-Time Operation | Batch processing unsuitable for continuous monitoring | Online/streaming algorithms with adaptive updating |
6.7. Limitations of This Review
7. Conclusions
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
References
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| Component | Search Terms |
|---|---|
| Group A (Koopman/DMD) | “Koopman operator” OR “Dynamic Mode Decomposition” OR “DMD” OR “Extended DMD” OR “EDMD” OR “Koopman eigenfunction” OR “Koopman mode” |
| Group B (SHM) | “structural health monitoring” OR “damage detection” OR “damage identification” OR “condition monitoring” OR “fault diagnosis” OR “vibration-based” OR “modal analysis” |
| Group C (Domain) | “civil structure” OR “bridge” OR “building” OR “mechanical system” OR “aerospace” OR “infrastructure” OR “nonlinear dynamics” |
| Combined query: (Group A) AND (Group B OR Group C). Databases searched: Scopus, Web of Science, IEEE Xplore, Google Scholar. Supplemented by forward and backward citation searching of seminal papers. | |
| Inclusion Criteria | |
|---|---|
| IC1 | Published in peer-reviewed journals, conferences, or doctoral dissertations between 2010 and 2025 |
| IC2 | Written in English |
| IC3 | Applied Koopman operator theory, DMD, or closely related spectral methods to structural or mechanical system analysis |
| IC4 | Addressed damage detection, health monitoring, condition assessment, or prognostic objectives |
| IC5 | Provided sufficient methodological detail for critical evaluation |
| Exclusion Criteria | |
| EC1 | Fluid dynamics applications without structural relevance |
| EC2 | Purely theoretical developments not applied to physical systems |
| EC3 | Duplicate publications or extended abstracts of already included full papers |
| EC4 | Non-peer-reviewed material (e.g., preprints without subsequent publication) |
| Authors | Year | Domain | Method | Structure | Validation | Main Findings |
|---|---|---|---|---|---|---|
| Peng et al. [36] | 2022 | Civil | EDMD | Frame building | Numerical | Eigenvalue shift (2–5%) detects breathing cracks under stochastic excitation |
| Deng et al. [39] | 2025 | Civil | Koopman | Cable-stayed bridge | Field data | Correlation > 0.99 for cable force estimation; 20% faster than competing methods |
| Colombo et al. [45] | 2025 | Civil | DMD | Beam | Laboratory | Low-resolution video DMD identifies localized mode shape changes at damage sites |
| Climaco et al. [46] | 2023 | Mech. | mrDMD | Wind turbine gearbox | Numerical | Hierarchical decomposition isolates tooth mesh fault signatures under turbulence |
| Ma et al. [47] | 2023 | Mech. | ADMD | Rolling bearing | Benchmark | Adaptive DMD decouples compound faults; validated on CWRU data |
| Dang et al. [48] | 2018 | Mech. | Improved DMD | Rolling bearing | Benchmark | Optimal rank truncation extracts fault features from noisy signals |
| Bruder et al. [49] | 2021 | Robotics | Deep Koopman | Soft robot | Laboratory | Linear Koopman model enables real-time MPC for geometrically nonlinear structures |
| Performance Metric | Domain | Reported Range | Key References |
|---|---|---|---|
| Frequency estimation error | Civil/Mech. | <2% for dominant modes | [45,92] |
| Fault classification accuracy | Mechanical | 90–97% | [47,48,83] |
| Cable force correlation | Civil | >0.99 | [39] |
| Damage detection threshold | Civil | 5–10% stiffness reduction | [36] |
| Computation time reduction | Civil | ∼20% vs. competing methods | [39] |
| Dataset | Domain | Structure Type | Key Features | Koopman Studies |
|---|---|---|---|---|
| Z24 Bridge | Civil | Highway bridge | Environmental effects, progressive damage | Limited |
| IASC-ASCE | Civil | Steel frame | Multiple damage scenarios | None identified |
| LANL 8-DOF | Civil | Shear building | Controlled damage levels | None identified |
| CWRU Bearing | Mechanical | Rolling bearing | Multiple fault types | Yes [47,48] |
| IMS/NASA | Mechanical | Rolling bearing | Run-to-failure | Limited |
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Share and Cite
Alagbada, A.V.; Lahmer, T. Koopman Operator Methods in Structural Health Monitoring: A Systematic Review Towards Hybrid Physics–Data Frameworks. Appl. Sci. 2026, 16, 3392. https://doi.org/10.3390/app16073392
Alagbada AV, Lahmer T. Koopman Operator Methods in Structural Health Monitoring: A Systematic Review Towards Hybrid Physics–Data Frameworks. Applied Sciences. 2026; 16(7):3392. https://doi.org/10.3390/app16073392
Chicago/Turabian StyleAlagbada, Abiodun Victor, and Tom Lahmer. 2026. "Koopman Operator Methods in Structural Health Monitoring: A Systematic Review Towards Hybrid Physics–Data Frameworks" Applied Sciences 16, no. 7: 3392. https://doi.org/10.3390/app16073392
APA StyleAlagbada, A. V., & Lahmer, T. (2026). Koopman Operator Methods in Structural Health Monitoring: A Systematic Review Towards Hybrid Physics–Data Frameworks. Applied Sciences, 16(7), 3392. https://doi.org/10.3390/app16073392
