1. Introduction
With the increasingly rapid development of infrastructure projects, retaining structures have been frequently employed in engineering fields such as slope reinforcement and road protection, playing a decisive role in the structural reliability of the entire project. In practical applications, however, these structures often exhibit issues such as cracking and strength degradation due to long-term soil load, environmental climate effects, and material aging. In more extreme cases, these factors may lead to partial or overall structural failure [
1,
2]. To prevent such engineering issues, accurate monitoring and assessment of the damage state of retaining structures are urgently needed.
Current safety evaluation and detection techniques for retaining structures are primarily based on limit equilibrium principles and numerical simulation methods. A significant limitation of these approaches is their inability to accurately capture dynamic changes in structural characteristics [
3,
4]. Gradually, time–frequency analysis methods have been introduced into structural health monitoring due to their unique analytical advantages.
Recent international studies have further expanded the scope of structural health monitoring (SHM) by integrating advanced sensing technologies and data-driven frameworks. For instance, Bertola and Bruehwiler proposed a systematic framework to evaluate the value of monitoring-technique information, emphasizing the importance of information quality in structural performance assessment [
5]. Meanwhile, the application of piezoelectric materials as sensors has gained traction due to their high sensitivity and real-time response capabilities, offering new avenues for damage detection [
6]. Experimental datasets, such as the one provided by de Sousa and Machado for beam structures under varying health conditions, have also facilitated the validation of signal processing algorithms under controlled scenarios [
7]. Furthermore, the integration of machine learning techniques, as demonstrated in aircraft delamination prediction, highlights the potential of data fusion and predictive modeling in enhancing the accuracy and foresight of SHM systems [
8].
Compared to Fourier analysis, which effectively captures frequency-domain features but fails to resolve time-domain characteristics of non-stationary signals, wavelet-based methods enhance transient signal detection capability through time–frequency localization. However, they lack the ability to resolve high-frequency components effectively [
9]. In contrast, wavelet packet analysis, leveraging the wavelet packet transform (WPT), enables precise partitioning of full frequency-band signals, significantly improving the accuracy of damage identification [
10,
11].
With advancements in technological capabilities, the field of structural health monitoring for retaining structures has witnessed multidimensional innovations. For instance, ref. [
12] improved damage feature identification accuracy using Hilbert spectral analysis; ref. [
13] expanded monitoring dimensions by incorporating seismic fragility curves; and ref. [
14] employed grating strain monitoring technology to comprehensively capture dynamic signal responses in reinforced retaining structures, facilitating the differentiation of damage factors. Although various monitoring methods are now available, there remains a lack of integrated practical systems capable of combining early damage warning, precise localization, and environmental noise elimination. To address this, recent studies have introduced frequency-band optimization strategies, enhancing the application of the frequency-optimized wavelet packet transform (FOWPT) algorithm in damage investigation. This approach improves frequency-band recombination efficiency, computational performance, high-frequency signal resolution, and anti-interference capability in noisy environments [
15,
16].
This study constructs a novel damage identification system for retaining structures based on the Frequency-Optimized Wavelet Packet Transform (FOWPT) algorithm, introducing the Impulse Response Function (IRF) and optimized energy feature characterization for quantitative damage assessment. The results demonstrate that this computational framework achieves extensive and accurate processing of damage characteristics, providing a foundation for building an intelligent real-time monitoring platform with specific practical engineering applications. The research outcomes not only offer scientific guidance for the design optimization, daily maintenance, and reinforcement of retaining structures but also hold significant practical importance for enhancing the long-term safety performance and service life of civil engineering structures [
17,
18].
However, existing research predominantly focuses on extracting damage features from structural dynamic response signals, often neglecting deeper integration with the specific topographical and geological conditions surrounding retaining structures. The stability of retaining structures is inherently a soil-structure interaction (SSI) problem. Their damage evolution is not only related to their material properties but is also governed by the stress distribution in the backfill soil, which is controlled by topographic features (e.g., slope gradient, curvature). To address this, the study first refined an FOWPT algorithm to improve the accuracy of extracting damage features from dynamic responses. Furthermore, it innovatively proposes a Wavelet Packet–Curvature Fusion (WPCF)-based damage identification and safety evaluation framework for retaining structures. This framework aims to integrate dynamic response signal processing with static topographic feature analysis, establishing a complete technical chain of “data acquisition → signal processing → feature extraction → multi-source fusion → engineering application.” It is expected to fundamentally address the limitations of traditional methods in damage mechanism identification and proactive early warning, thereby enabling more comprehensive, precise, and reliable intelligent diagnosis of damage in retaining structures.
2. Theoretical Basis and Methodological Improvements
2.1. Signal Processing Methods and Their Improvements
Signal processing methods serve as the data foundation for subsequent multi-source feature extraction and fusion. This study focuses on analyzing the application characteristics of three signal processing techniques in structural damage identification and introduces key improvements to support the subsequent WPCF model.
2.1.1. Limitations of Fourier Transform
The Fourier transform is efficient and accurate in reflecting the spectral composition of signals. However, it fails to effectively preserve time-domain characteristics due to its reliance on global integration over the entire time range. As a result, it is unsuitable for engineering applications involving instantaneous dynamic responses to damage [
19,
20], particularly when processing non-stationary vibration signals.
2.1.2. Advances and Limitations of Wavelet Transform
The key advantage of wavelet analysis lies in its localization capability in time–frequency representation, achieved through scaling and translation parameters. A significant strength of this method is its adaptive analysis window: it uses short windows for high-frequency components and wide windows for low-frequency components, thereby enhancing transient capture ability for high frequencies and analytical precision for low frequencies. However, the method lacks iterative decomposition in high-frequency regions, leading to insufficient frequency resolution in high-frequency bands [
9,
15,
21].
2.1.3. Innovative Application of Wavelet Packet Transform
This study further optimizes the wavelet packet transform through full-band recursive decomposition, resulting in refined frequency-band partitioning [
22,
23]. Experimental results demonstrate that high-frequency resolution is improved by over 50%, enabling effective identification of characteristic vibrations in the 4–8 kHz range induced by cracks. Noise resistance is also significantly enhanced, with a signal-to-noise ratio gain of ≥10 dB [
10,
11].
2.2. Optimized Design of the FOWPT Algorithm
To address the issues of frequency band aliasing and computational efficiency in traditional wavelet packet transform, this study proposes an improved FOWPT algorithm [
15,
23]:
- (1)
Frequency Band Rearrangement Mechanism
A primary frequency ascending order strategy is adopted, transforming the conventional Paley ordering into an energy-continuous frequency band distribution pattern. Tests show that this technique reduces frequency band boundary identification errors from 5% to below 1%, significantly enhancing analytical accuracy.
- (2)
Computational Efficiency Optimization
The decomposition process of the algorithm is restructured to improve operational efficiency while maintaining original precision. Experimental data indicate that the new algorithm reduces computation time by 40% and decreases memory usage by 35%, making it more suitable for real-time monitoring in engineering applications [
10,
11]. Details are provided in
Table 1.
The Daubechies 4 (Db4) wavelet basis and a decomposition level of 4 were adopted for the FOWPT algorithm. This selection was based on preliminary analyses which indicated that this configuration achieved an optimal balance between high-frequency resolution (critical for capturing crack-induced vibrations in the 4–8 kHz band) and computational efficiency for real-time monitoring applications. The Db4 wavelet is widely recognized for its suitability in structural vibration analysis due to its orthogonality and similarity to structural impulse responses.
2.3. Construction of the Damage Identification Method System
Based on the aforementioned theoretical improvements, a comprehensive damage identification framework is established [
13,
24,
25]:
- (1)
Enhancement of Excitation Robustness
By extracting features from the impulse response function (IRF), the influence of different excitation methods on detection results is effectively eliminated, ensuring the reliability of the method under non-stationary excitation conditions such as environmental vibrations.
- (2)
Optimized Characterization of Energy Features
An innovative node energy spectrum analysis method is employed, which improves noise suppression capability by 30% compared to traditional decomposition coefficient methods, while maintaining energy conservation errors within 0.5%.
- (3)
Quantitative Damage Assessment
The proposed ERSD indicator possesses clear physical significance: it exhibits a stable correspondence with the stiffness degradation rate α; demonstrates a linear correlation with crack width reaching R
2 = 0.96; and achieves damage localization accuracy with errors ≤ 5% [
26,
27].
The ERSD indicator is formulated to correlate with the reduction in local structural stiffness. A higher ERSD value signifies a greater energy shift from low to high-frequency bands, which is a direct consequence of stiffness degradation (quantified by the perturbation coefficient α). This physical basis allows ERSD to serve not only as a localization tool but also as a quantitative measure of damage severity. The linear correlation with crack width (R2 = 0.96) further validates its efficacy as a robust damage metric.
4. Limitations of Traditional Assessment Methods and the Necessity of Multi-Source Fusion
4.1. Traditional Methods for Crack Monitoring and Stability Assessment
(1) In high-risk areas identified through dynamic analysis (e.g., near measuring point No. 5), VWCM-200 vibrating wire crack meters were deployed to monitor crack width () and dislocation () in real time, with a resolution of 0.01 mm. Simultaneously, the SSUT-500 ultrasonic testing device was used to quantitatively determine crack depth () by measuring the difference in ultrasonic wave propagation time () through concrete, based on the formula . This provides direct evidence for damage assessment.
(2) Stability Coefficient Calculation: In accordance with the Code for Design of Concrete Structures (GB 50003), stability assessment primarily focuses on the anti-sliding stability coefficient (
) and the anti-overturning stability coefficient (
) [
18,
28]. Based on measured soil parameters (internal friction angle
, unit weight
) and the modulus reduction due to damage (stiffness perturbation coefficient
), the earth pressure and stability coefficients in the damaged area
) were calculated. The calculated active earth pressures are
and
. Accordingly, the anti-sliding stability coefficient
, indicating a basically stable state but requiring early warning. The anti-overturning stability coefficient
(where 0.7 is the empirical value of the force arm ratio), which already indicates an unstable state requiring reinforcement. Furthermore, the decay rates of the stability coefficients with respect to the damage-sensitive parameter
were determined (
,
), and the daily decay under different precipitation probabilities during dry and rainy seasons was analyzed, providing a parametric basis for subsequent predictions. Details are presented in
Table 9.
4.2. Damage Identification and Stability Assessment Based on Dynamic Indicators
The analytical paradigm of traditional dynamic assessment methods, despite its utility in identifying damage, exhibits inherent limitations that hinder accurate diagnosis and proactive early warning in complex environments. These limitations are primarily reflected in the following three aspects:
- (1)
Damage Identification and Localization
Damage indicators (e.g., ERSD) extracted through wavelet packet energy spectrum and HHT methods can effectively identify the presence and spatial location of damage. As shown in
Table 5,
Table 6,
Table 7 and
Table 8 and related analyses, the ERSD value near measuring point No. 5 (L = 0.6 m, H = 1.4 m) reached 12.53 under working condition IV, significantly higher than that in undamaged areas (e.g., ERSD ≈ 3.89 at measuring point No. 16), forming a distinct damage “hot spot.” Gradient analysis further confirmed the damage location.
- (2)
Quantification of Damage Severity
The ERSD indicator exhibited a continuous increasing trend over time (from working condition II to V), rising from 8.88 to 14.20. A fitting model effectively quantified the damage evolution process with a residual error of <1%. Energy ratio analysis also revealed typical characteristics of low-frequency energy shifting to high frequencies at the damage point (No. 5), such as a 3.58% decrease in first-frequency band energy.
- (3)
Stability Coefficient Calculation
Based on design codes, the stability coefficients of the damaged area were calculated. Taking working condition IV (ERSD = 2.4456) as an example, the calculated anti-sliding stability coefficient
= 2.72, and the anti-overturning stability coefficient
= 1.79. The results indicate that the structure’s anti-overturning capacity is approaching a critical state. Using a relational model between damage indicators and stability coefficients, the remaining service life under this damage state was predicted to be approximately 120 days [
4,
13]. The forecast is premised on an extrapolation of the observed degradation trend in the anti-overturning stability coefficient
. The model posits that the temporal decay of
is linear and driven by cumulative damage, as quantified by the ERSD indicator. The remaining service life is defined as the time period until
is predicted to attain a predetermined failure threshold (with
typically regarded as the critical limit for overturning stability). This computation accounted for the daily degradation rate of the stability coefficient under sustained operational loads (
, cf.
Section 4.1) but explicitly disregarded the effects of extreme environmental incidents.
4.3. Multi-Source Fusion Framework
A multi-source fusion framework was developed to overcome the limitations of dynamic-only methods identified in
Section 3.3. This framework integrates dynamic response signals with static topographic features to achieve a more comprehensive damage assessment.
The core of this methodology lies in incorporating topographic curvature—a key geometric parameter that controls stress distribution in soil. A quantitative relationship was established between dynamic damage indicators (e.g., ERSD) and this static terrain characteristic. This relationship allows the framework not only to localize damage but also to provide mechanistic insight into the spatial specificity of damage initiation.
This integrated strategy enables a crucial transition in monitoring methodology from post-diagnosis to pre-prediction. It thereby addresses the fundamental shortcoming of traditional methods, which decouple the structural response from its geological environment.
5. Construction and Validation of the Wavelet Packet–Curvature Fusion (WPCF) Model
Traditional dynamic evaluation methods exhibit significant limitations in interpreting damage mechanisms, explaining spatial specificity, and providing forward-looking early warnings because they decouple the structure from its static geological environment. To fundamentally address this issue, a Wavelet Packet–Curvature Fusion (WPCF) model is proposed. The core concept of this model lies in comprehensively utilizing wavelet packet transform (WPT) to extract high-precision damage indicators (effects) from dynamic responses, while employing terrain curvature derived from digital elevation models (DEMs) to characterize the static geological background (causes) controlling the initiation and evolution of damage. Through multi-scale analysis techniques, the coupling mechanism between these two aspects is revealed, ultimately establishing an integrated diagnostic and predictive model [
14,
29].
5.1. Rationale and Mechanism of the WPCF Model
To achieve an in-depth interpretation of damage mechanisms and a rational explanation of spatial specificity, this study integrates dynamic damage indicators with terrain curvature features. The theoretical basis of this fusion approach is as follows:
Advantages of Wavelet Packet Transform in Dynamic Feature Extraction: Wavelet packet transform (WPT) and its improved algorithms (e.g., FOWPT) possess full-frequency-band fine decomposition capabilities, enabling the extraction of high-frequency components sensitive to damage (e.g., 4–8 kHz) from complex dynamic response signals, thereby forming high-precision damage indicators (e.g., ERSD). This makes WPT an ideal tool for identifying the “dynamic manifestations” (effects) of damage.
Physical Significance of Terrain Curvature in Characterizing Static Environments: Terrain curvature is a key geometric parameter quantifying surface concavity and convexity, directly controlling stress distribution and transmission paths in soil behind retaining structures. High-curvature regions (e.g., ridges and valleys) are often stress concentration zones, more prone to soil instability and subsequent local damage in retaining structures. Thus, curvature is an ideal static feature for revealing the “static causes” (triggers) of damage and explaining its spatial distribution patterns.
In summary, the core idea of the WPCF model is to comprehensively utilize WPT to capture the “dynamic manifestations” of damage and leverage curvature features to reveal the “static causes” of damage. The fusion of these two aspects enables a complete understanding of the damage state of retaining structures from both dynamic and static dimensions, thereby overcoming the limitations of traditional methods and achieving a transition from “post-diagnosis” to “pre-prediction”.
5.2. Wavelet-Curvature Fusion Processing Workflow
5.2.1. Terrain Curvature Calculation and Feature Enhancement
Terrain curvature is a key geometric parameter quantifying surface concavity and convexity, directly influencing stress redistribution within soil. This study computes two core curvature types:
Normal Curvature (): Represents the degree of surface bending along a normal section, with extreme values often occurring at ridges or valleys, highly correlated with stress concentration zones.
Planar Curvature (): Reflects the convergence/divergence trends of surface water flow or material along horizontal directions, affecting soil permeability and pore water pressure distribution.
Using a quadratic surface fitting method, partial derivatives of elevation () with respect to coordinates () () are solved within a 3 × 3 moving window for each point in the DEM (resolution: 1 m × 1 m), enabling precise calculation of and .
First, DEM data (resolution: 1 m × 1 m) of the retaining structure area are acquired. Normal curvature
and planar curvature
are computed for each point using quadratic surface fitting:
Regions with absolute curvature values greater than 0.05 are selected as significant terrain feature areas (e.g., ridges, valleys), indicating higher curvature ( > 0.08) near Damage Point 5 (L = 0.6 m, H = 1.4 m) and lower curvature ( < 0.03) in the area of Undamaged Point 16.
5.2.2. Wavelet Multi-Scale Decomposition
To separate macroscopic trends and local details in the terrain, a Biorthogonal 3.9 wavelet basis is used to perform a 2-level discrete wavelet transform (DWT) on the curvature-enhanced DEM. The decomposition structure is as follows:
Level 1: Low-frequency component LL1 (reflecting macroscopic terrain trends) and high-frequency components LH1, HL1, HH1 (reflecting detailed terrain features).
Level 2: LL1 is further decomposed into LL2 (lower frequency), LH2, HL2, HH2.
To quantify the distribution of terrain energy across different scales, energy concentration (
) is defined as:
where
represents the coefficients of the
-th sub-band. Calculations reveal that the LL2 sub-band (lowest frequency) at Point 5 has
= 72.3%, significantly higher than that at Point 16 (
= 52.1%). This indicates that terrain energy in damaged areas is more concentrated in macroscopic low-frequency trends, with micro-fluctuations weakened, likely due to local settlement from damage leading to smoother terrain.
5.2.3. Feature Point Selection and Kriging Interpolation
To focus on key terrain features, the top 15% of points with the highest curvature in the LL2 component are selected as key feature points. The number of points is determined by the root mode:
The top 15% of points (67 points) with the highest curvature are selected as key feature points, most of which are distributed at abrupt changes in the slope of backfill soil. Kriging interpolation is used to reconstruct the low-frequency terrain surface. The interpolation formula is:
where weights
are solved using a variogram model (exponential model), ensuring optimal and unbiased interpolation results.
5.2.4. Wavelet Reconstruction and Terrain Feature Fusion
The interpolated low-frequency terrain is combined with original high-frequency details (LH, HL, HH) through wavelet reconstruction to obtain a fused DEM. Comparison of pre- and post-reconstruction terrain shows that the elevation standard deviation near Point 5 decreases from 0.24 m to 0.15 m, indicating smoother terrain in the damaged area, consistent with foundation settlement patterns due to stiffness degradation.
5.3. Correlation Analysis Between Terrain Features and Damage Indicators
5.3.1. Spatial Coupling Analysis of Curvature and ERSD
Spatial overlay of terrain curvature (
) and damage indicator (ERSD) reveals that both exhibit extreme values near Point 5, where ERSD = 12.53 corresponds to
, while at Point 16, ERSD = 3.89 corresponds to
. Coupling degree (
) is defined as:
The calculated value at Point 5 is 0.76, significantly higher than in other regions (), indicating a high spatial correlation between damage and terrain changes.
5.3.2. Damage Prediction Model Based on Terrain Factors
A predictive model for ERSD is established using curvature (
) and low−frequency energy concentration (
) as independent variables:
The model achieves a goodness-of-fit
and a root mean square error (RMSE) of 1.26, demonstrating that terrain features alone can predict damage severity with high accuracy. This significantly enhances the method’s capability for damage early warning in unknown regions or scenarios with only undamaged baseline data (
Table 10).
5.4. Performance Comparison of Different Methods
To comprehensively evaluate the superiority of the proposed WPCF model, a comparative analysis was conducted against two benchmark methods: (1) a conventional method based on Wavelet Transform (WT) energy features, and (2) the dynamic-only FOWPT-ERSD method without terrain fusion. The performance was assessed using multiple metrics: prediction accuracy (RMSE, MAE, R2), computational efficiency (relative to the WT method), and noise resistance (SNR improvement).
As summarized in
Table 11, the proposed WPCF model achieved the highest overall performance. It yielded the most accurate ERSD predictions, with the lowest RMSE (1.26) and MAE (0.98), and the highest goodness-of-fit (
4). While the WPCF model incurred a moderate increase in computational time (1.6×) compared to the traditional WT method (1.0×), this is considered a reasonable trade-off for its significant gains in accuracy and robustness. Notably, the FOWPT algorithm itself (even without fusion) already provided substantial improvements in noise resistance and accuracy over the WT method. The WPCF model further enhanced this anti-interference capability, achieving the highest SNR improvement (12.8 dB), which underscores the stabilizing effect of integrating static topographic features.
The practical engineering value of the WPCF model was further demonstrated through its integration into the stability evaluation system. A topographic modification factor,
, was defined to quantify the influence of terrain on stability:
Taking the high-risk area near Point 5 (L = 0.6 m, H = 1.4 m) as an example, where the curvature , the modification factor was calculated as . Applying this factor, the modified stability coefficients became and . Although the modification magnitude is small, the influence of terrain creep over long−term monitoring cannot be neglected. Particularly during the rainy season, an increase in the value may lead to a further rise in , potentially accelerating stability degradation.