Integrated Information in Relational Quantum Dynamics (RQD)
Abstract
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Abstract
1. Introduction
2. Integrated Information Measure Definition
3. Monotonicity and Metric Properties of
4. Optimal Factorizations and Convex Geometry of
- Convexity of . As an infimum (indeed minimum) of convex functions , the distance-to-set functionThis convexity means that mixing states cannot increase the integrated information beyond the mixture of their individual values. In practical terms, a noisy or probabilistic mixture of two configurations will tend to have less (or equal) holistic structure than a pure configuration, which aligns with intuition.
- Lipschitz Continuity (Robustness). The function is 1-Lipschitz continuous with respect to the metric . That is,But because might not be the optimal product for , soThus, . Swapping gives the two-sided Lipschitz bound. This robustness is crucial for empirical or experimental scenarios: it means will not fluctuate wildly due to small perturbations or noise in the state, making it a reliable quantity to estimate.
- Gradient Flow towards Dis-integration. By viewing as a squared-distance function in a (formal) Riemannian space, one can define a gradient descent dynamical system that flows toward its nearest product state. Concretely, we can write a continuous time equation
5. Hierarchical Decomposition: The Integration Dendrogram
- Level 0 (Root): Start with the full system as one set . Compute and find the unique optimal bipartition of S that achieves it. This is the root split of the dendrogram, and the value will label the root node as a measure of how hard it is to tear the entire system into two parts.
- Level 1: Now take the two blocks and separately. For each block (subsystem group) considered its own subsystem, compute its integrated information within that block, i.e., allow partitions internal to . Find the optimal bipartition of that achieves , and similarly partition optimally. This yields splits and at the next level. Attach these as children of the respective nodes in the tree, and label the nodes and with and .
- Continue recursively: At each subsequent level, for every current leaf node of the tree (which corresponds to some subset of qubits or subsystems), if that subset contains more than one elementary subsystem, compute its optimal bipartition and -value, and split it. Continue until every leaf is an individual elementary subsystem (which cannot be split further). The recursion will terminate after at most levels (when all subsystems are singletons).
- Uniqueness and Stability: Because each bipartition at each step is unique (Theorem 3) and changes continuously with (Lipschitz continuity), the entire dendrogram is uniquely determined by and is robust to small perturbations. Small changes in will only gradually change the values and possibly slightly adjust the splits, but the overall hierarchical order (which splits occur at which scale) will not wildly reshuffle. This is in stark contrast to some heuristic clustering methods that can have unstable hierarchies. Here the hierarchy is rooted in strict convex optimal cuts at each step, making it canonical for each state.
- Multi-Scale Summary of Correlations: The dendrogram provides a multi-scale map of the entanglement/correlation structure in . The top of the tree tells you the largest-scale division (where the weakest global link in the system lies). Further down, you see progressively smaller modules and sub-modules, down to individual units. Each node’s height (the value for that subset) quantifies how strongly that subset resists factorization. A high at a certain node means that the subset is very integrated and only separable with a large loss, whereas a low node indicates a relatively weakly bound cluster that could almost be split without much information loss. In effect, one can read off which groups of subsystems form coherent modules and which connections are tenuous. For example, a branch of the dendrogram might show qubits 1,2,3 forming a tight sub-cluster (high internally) that only weakly connects (low cut) to another cluster of qubits 4,5, etc.
- Algorithmic Simplicity: Building the dendrogram requires solving the bipartition optimization at each level, which is the same type of problem as computing in the first place. While finding the optimal partition is NP-hard in general (since one might have to try all splits), focusing on pairwise splits at each level yields a manageable procedure. There are possible bipartitions of an n-element set, so a brute-force search at each level is exponential in the size of the current subset. However, since we do at most levels, the overall worst-case complexity is , which is exponential but not super-exponential. In practice, many splits will involve smaller subsets and thus fewer possibilities. Moreover, the computations for different branches can be performed in parallel. This is far more tractable than attempting to search among all partitions of all sizes simultaneously (a number that grows faster than ). Thus, the hierarchical approach breaks the problem into manageable pieces.
- Connections to Clustering: In classical data science, one often constructs hierarchical clustering dendrograms using metrics or information-based distances. Here we have the quantum analog: a dendrogram based on a rigorous information metric () applied not to classical data points but to the quantum state itself. Rather than clustering individual data samples, we are clustering subsystems of a single quantum state based on their entanglement structure. This opens the door to using visualization and cluster-identification techniques from classical analysis in quantum many-body systems. For instance, one could visualize the dendrogram with node heights proportional to values, giving a clear picture of the “integration profile” of the state across scales. Branch lengths indicate how much correlation binds subsystems at that split.
6. Preferred Observers: The Max- Principle
- Preferred Basis from First Principles: If is the set of all projective measurements on each subsystem (i.e., choosing a measurement basis for each qubit, for instance), then will pick a specific measurement basis on each part that maximizes of the post-measurement state (which is now classical). This essentially selects the pointer basis in which the state looks most integrated. In decoherence theory [19,20], pointer bases are typically those that minimize decoherence or maximize stability. Here, we have an alternative: the pointer basis is the one that maximizes —it retains the most information about the quantum whole. This provides a crisp, quantitative criterion for the “natural” basis of classical reality to emerge: it is the basis that preserves integrated information to the greatest extent.
- Algorithmic Selection of Observers: The search for can be framed as an optimization problem over channels, which is typically a convex (or at least manageable) optimization because the set of CPTP maps is convex. Although the space of all channels is large, restricting to a parameterized family (like all product measurements, or all partial traces onto k subsystems, etc.) can make this finite or at least tractable. Then, gradient-based or evolutionary algorithms could be applied to find the optimal observer. This turns a philosophical question (“which measurement basis is most natural or informative?”) into a concrete optimization: maximize over F. Because is differentiable in (at least where is full rank) and F’s action on is linear, gradients with respect to F’s parameters can be computed in principle.
- Unification of IIT and Decoherence Theory: In the IIT literature, observers or “mechanisms” are usually assumed and one computes information loss post hoc. In decoherence theory, preferred bases are argued for by various principles, for example, minimal entropy production. The Max- principle unifies these: it says the most informatively integrated view of the system is the “correct” one. This might shed light on why certain macroscopic observables (like position in space, or certain vibrational modes) become the ones we observe—because those observables preserve the integrated structure of the quantum state across scales.
- Observer-Robustness Spectrum: By studying the function , we can also characterize how sensitive the system’s holism is to observation. Observers F for which can be called high-fidelity observers: they capture almost all the holistic structure (these would be close to the identity or gentle/unitary observations). Observers for which plunges to near 0 are ignorant observers: their measurements or coarse-grainings immediately destroy almost all integration (think of measuring in a very incompatible basis, which scrambles correlations). Most realistic observers lie somewhere in between. This spectrum tells us how “fragile” the integration is: if is lost under almost any observation (except one very special ), the system’s holism might be considered very observer-dependent. Conversely, if remains high for a broad class of observers, the system has an objectively robust integrated core.
7. Toward a Quantum Markov Blanket
- Quantum Causal Discovery: In analogy to classical causal discovery algorithms that search for Markov blankets of variables to infer graph structure, one could scan over each subsystem i (or group of interest) in a quantum network, compute its Markov blanket via the minimization, and use those blankets to infer an underlying interaction structure or causal graph. Essentially, if qubit 5’s Markov blanket is 2, 3, that suggests qubit 5 interacts mainly with 2 and 3 and is independent of others given 2, 3. Repeating for all yields a causal adjacency structure.
- Modular Subsystem Identification: In complex quantum systems, for example, a many-qubit simulator or a biological quantum process model, the Markov blanket of a region defines the effective boundary between that region and its environment. If you have a line of spins, the Markov blanket of a contiguous block may just be its immediate neighbors; in a fully connected network, it might be a specific subset. Knowing the blanket helps in partitioning the system into modules that interact weakly with each other, which is useful for simplifying dynamics or for design of quantum architectures.
- Neuroscience Analogies: IIT was originally inspired by the brain’s functional organization. If one models neurons or brain regions as quantum subsystems (a speculative but intriguing idea) [23], could identify which set of neurons constitutes a functional cluster (high internal integration) and what the Markov blanket is (the interface neurons that connect that cluster to the rest of the brain). This resonates with the “global workspace” theory and the concept of a dynamic core in neuroscience. Thus, a quantum Markov blanket could highlight the physical substrate of a conscious "bubble" within a larger system.
8. Limitations and Future Directions
8.1. Key Limitations
- Exponential complexity. By construction, requires a minimization over all bipartitions of the n subsystems. In the worst case, this entails evaluating
- Partition-dependence. is defined relative to a fixed tensor-factorization of the global Hilbert space. Different choices of subsystem delineation (e.g., qubits vs. modes, or grouping qubits into registers) will in general yield different values of . There is no intrinsic mechanism for identifying the “correct” granularity of the subsystems.
- No directional or causal information. By focusing on symmetrized QJSD, quantifies the strength of holism but not the direction of information flow across the cut. Quantum causal structure requires conditional divergences or directed measures (e.g., Petz-based conditional JSD), which are not captured here.
- Sensitivity to mixed-state noise. Although is 1-Lipschitz in the metric , highly mixed states with low rank can drive even when significant classical correlations remain. Thus in noisy or thermally mixed regimes, may under-report residual structure.
8.2. Potential Improvements and Future Research
- Polynomial-time approximations. Develop matrix product state (MPS) or tensor network estimators that truncate bond dimension to achieve in time .
- Beyond bipartitions. Generalize to multipartition measures by replacing QJSD with Rényi-regularized divergences that admit analytic gradients. This would allow a variational search over blocks without exhaustive enumeration.
- Directional integrated information. Introduce an ordered-partition variant
- Continuous-variable extension. Replace QJSD by the Bures or Hellinger distance on Gaussian states to define , computable via symplectic spectra. Such a generalization would cover bosonic modes in quantum optics.
- Heuristic and learning-based search. Employ machine learning models or sampling algorithms to predict high- cuts, reducing the search space from to candidates in practice.
- Robust resource-theoretic framework. Embed into a full resource theory of quantum holism, identifying free operations and monotones that allow for closed-form bounds or monotonicity under restricted classes of noise.
9. Discussion and Conclusions
- Convex Geometry and Canonical Decomposition: Viewing as a projection distance onto the convex set of product states unlocks powerful corollaries: the existence and uniqueness of the optimal split, convexity and continuity of , and a gradient-based interpretation for dynamically “ungluing” a state. Perhaps most strikingly, it gives us a direct handle on constructing an entanglement witness tied to . This can be seen as the shadow of on the nearest separable hyperplane, offering an operational way to detect and quantify the very entanglement that makes non-zero.
- Hierarchical Integration Structure: We introduce the concept of an integration dendrogram, which provides a full hierarchical breakdown of a multipartite state’s structure. This tool does not just tell us “is the system integrated or not”, but maps where and at what scale integration resides. In doing so, it forges a link between quantum information measures and techniques like hierarchical clustering—bringing visualization and modular analysis to quantum entanglement patterns.
- Observer-Dependent Preservation of Holism: Through the Max- principle, we highlight that not all observations are equal when it comes to preserving integrated information. There is a principled way to choose a measurement basis or coarse-graining that retains the most . This result resonates with long-standing questions about the emergence of classical reality (why do certain observables “naturally” get measured?). Our answer is as follows: because those observables correspond to channels that maximize , thereby capturing the system’s holistic features rather than destroying them. In a sense, the classical world we observe might be the one that is “maximally integrated” from the quantum perspective.
- Quantum Markov Blanket Hypothesis: Finally, we venture into relating our framework to the idea of Markov blankets. We posit (and sketch a proof for) a quantum Markov blanket theorem: the boundary of the optimal -partition serves as the informational blanket isolating a part of the system. This connects quantum-integrated information to concepts of causal cutsets and could open new directions in understanding how local subsystems become relatively independent enclaves within a larger entangled universe.
Funding
Institutional Review Board Statement
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Data Availability Statement
Acknowledgments
Conflicts of Interest
Abbreviations
AdS/CFT | Anti–de Sitter/Conformal Field Theory correspondence |
CPTP | Completely Positive, Trace-Preserving |
CPM | Category of Completely Positive Maps |
Quantum Jensen–Shannon Divergence | |
LOCC | Local Operations and Classical Communication |
IIT | Integrated Information Theory |
MIP | Minimum Information Partition |
RQD | Relational Quantum Dynamics |
RQM | Relational Quantum Mechanics |
Quantum integrated-information measure |
Appendix A. Computational Scalability and Practical Estimators for Φ
Appendix A.1. Complexity Classification
Appendix A.2. Fixed-Parameter and Symmetry Reductions
- Tensor-product symmetry: If the global state is invariant under a nontrivial subgroup of subsystem permutations (for example, in a translationally invariant chain or any scenario with identical subsystems), then many bipartitions are equivalent under G. In such cases, one needs only to evaluate for one representative from each orbit of the G-action on the set of cuts. By computing the automorphism group of the interaction graph and selecting canonical representatives of each orbit, one can avoid redundant evaluations. This symmetry reduction often lowers the number of distinct bipartitions by one to two orders of magnitude in typical many-body states, dramatically shrinking the search space.
- Pre-clustering via local-cut bounds: Strongly correlated subsets of subsystems can be merged into effective “supernodes” to coarsen the problem before doing the full search. A simple approach is to use mutual information as a proxy for correlation: first compute the pairwise mutual information for every pair of subsystems. Then apply a single-linkage hierarchical clustering, merging any two subsystems (or clusters) whose exceeds a chosen threshold . This groups together highly entangled units. Next, perform the search on the reduced system of supernodes, treating a cluster of size m as a single node. Only if a coarse-grained bipartition’s divergence is promisingly low, for example, below the current best () do we “open up” the cluster to evaluate finer partitions on the original subsystems. Because clustering absorbs much of the internal entanglement, the effective number of nodes can be much smaller than n (for instance, one finds in 1D chains with a reasonable ). This translates to searching only partitions instead of , an enormous reduction.
- Branch-and-bound pruning: A final speedup is achieved by pruning the exhaustive search via a lower-bound estimate on partial cuts. The algorithm builds bipartitions incrementally in a depth-first manner. Suppose at some step we have a partial cut , with k subsystems assigned to the A side, and the rest of is undetermined. One can efficiently compute a provable lower bound on the divergence for any completion of this partial cut. In particular, using the joint convexity and subadditivity of , one finds
- This bound (computable in time for each partial cut) gives a threshold that any full bipartition extending will exceed. If the bound is larger than the best divergence found so far (), we can abandon all completions of without missing the global minimum. In effect, large swaths of the search tree are pruned away whenever a partial assignment cannot possibly lead to a better solution. Empirically, this branch-and-bound strategy can cut the search space by a huge factor, often halving the number of nodes explored at each level for moderate n, yielding an observed scaling closer to instead of on benchmark problems.
Appendix A.3. Tensor Network Estimator (Polynomial Memory)
Appendix A.4. Empirical Timing Benchmarks
n (Qubits) | Bipartitions | Exact Search Time (s) | MPS () Time (s) |
---|---|---|---|
6 | 8 | 0.044 | 0.001 |
8 | 35 | 1.428 | 0.001 |
10 | 126 | 176.9 | 0.003 |
12 | 462 | 113,312 | 0.011 |
14 | 1716 | - | 0.044 |
16 | 6435 | - | 0.136 |
18 | 24,310 | - | 0.394 |
- Exponential vs. near-polynomial: The exact search time grows roughly as , in agreement with the combinatorial estimate . By contrast, the MPS-based estimator exhibits only mild superlinear growth with n (dominated by the cost of environment tensor updates), much closer to polynomial scaling.
- Tensor network speedup: For small systems (), the overhead of building the MPS means the exact method and MPS method are comparable in speed. But for larger sizes, the tensor network approach quickly pulls ahead. By , the MPS estimator is already orders of magnitude faster than exhaustive search for the same system.
- Practical crossover: Beyond about , the exact brute-force method becomes infeasible on a laptop (e.g., 18 qubits required days vs. a few seconds with MPS). Meanwhile, the MPS approach remains tractable up to at least on the same hardware, offering a clear practical advantage for larger systems.
Appendix B
Appendix B.1. Numerical Benchmarks of Φ for Three Canonical 4-Qubit States
State | Definition | Optimal Cut | (bits) |
---|---|---|---|
any split | 1.00 | ||
qubits | 0.63 | ||
any split | 0.46 |
- Interpretation: GHZ4 achieves the maximum possible bit under balanced cuts, reflecting its fully non-local coherence. Cluster4, with entanglement concentrated on nearest neighbors, yields an intermediate bits for the natural split into two linked pairs. W4, whose single excitation is delocalized, is best “cut” as one qubit versus the other three, giving the lowest bits.
Appendix B.2. Comparison with Standard Entanglement Measures
- Global entanglement entropy:
- Multipartite concurrence: [25]
- Correlation Metrics: To quantify the relationship, we compute the Spearman rank-correlation coefficient between and each measure:
- .
- .
- Discussion:
- Complementary insights. Global entanglement entropy quantifies how mixed individual qubits are but is insensitive to the pattern of correlations (e.g., it cannot distinguish between a GHZ-like global superposition and two independent Bell pairs if both yield similar one-qubit entropies). Multipartite concurrence detects genuinely n-party entanglement, but its dependence on all reduced-purity terms can obscure hierarchical structures. Integrated information , by contrast, explicitly seeks the most separable bipartition, highlighting structural “weak links” in the correlation network.
- Practical takeaways. A high almost always implies large and , but the converse is not guaranteed: one must inspect to find the optimal split that reveals hidden modularity. In algorithm design, one could use or as pre-filters to identify highly entangled states, then compute only on these to pinpoint their internal structure.
- Applications. For state classification tasks (e.g., distinguishing cluster from GHZ-family states), combining with conventional measures improves accuracy: flags the natural cut, while and rank overall entanglement strength. In variational ansätze for quantum many-body simulations, can guide the selection of tensor network bonds: one allocates larger bond dimensions across high- cuts, using global entropy or concurrence to identify candidate states and then refining with .
Appendix B.3. Quantum Ising Chain with Physical Units
Appendix B.4. Integration Dendrogram Visual
Appendix C. Proof of Proposition 1 (Canonical Optimal Witness)
Appendix C.1. Preliminaries
- Quantum Jensen–Shannon Divergence (QJSD). For two density operators (quantum states) and on the same Hilbert space, the QJSD is defined as the quantum analog of the classical Jensen–Shannon divergence. One convenient expression is given by the von Neumann entropy (with log defined base 2 for convenience):
- Entropy identities. We will use the identity for the derivative of entropy: for a density operator X,
- Hilbert–Schmidt inner product. For operators on the same space, denote . In particular, since and are Hermitian, . We will frequently work with gradients of scalar functions with respect to this inner product; note that if is a differentiable function on states, the condition (the zero operator) is equivalent to for all variations in the domain.
- Product-state manifold. We focus on a fixed bipartition of the full system into subsystems A and B. Let denote the set of all bipartite product states on this cut. An element can be written as , where and are density operators on A and B, respectively. Importantly, is not a convex set (convex combinations of product states yield separable states with classical correlations in general), but it is a smooth manifold (essentially the Cartesian product of the manifold of density matrices on A with that on B, constrained by normalization on each). We will be minimizing over , where is a fixed state outside this set (an entangled or otherwise correlated state across ). By definition, the integrated information is this minimum divergence:
Appendix C.2. Strict Convexity and Uniqueness of the Minimizer
- Convexity in . Fix and consider two product states and in . Let be any product state on the same cut (not necessarily a convex combination of , since the manifold is not closed under mixing unless or ). We can nevertheless compare the divergence at to that at by considering their entropy components. Using Equation (A3) and the concavity of the entropy, one finds the following:
- ,
- ,
Since is a 50/50 mixture of and in each local subsystem (by construction of , ), even though it may not equal their mixture on . Combining these inequalities, the Jensen–Shannon divergence obeys - Closest product state shares marginals with . A further property of the minimizer can be deduced by symmetry: the optimal product state must reproduce the correct reduced states on each subsystem. In other words, should equal (the actual reduced state of on A), and similarly . If this were not the case—say differed from —then one could decrease the divergence by adjusting closer to . Intuitively, any mismatch in local marginals adds extra divergence (since penalizes even classical distribution differences). Formally, one can consider a variation of that replaces with while keeping fixed; by the chain rule (or the method of Lagrange multipliers in the next section), any such variation away from the optimal marginals would increase . We conclude that the unique minimizer is the product state composed of ’s own reduced states on A and B:
Appendix C.3. Constrained Stationarity Conditions
- Lagrangian setup. Define the Lagrangian function
- Stationarity for each factor. Taking the functional derivative of with respect to (treating as fixed) and setting it to zero, we obtain
Appendix C.4. Dual-Cone Separation and Supporting Hyperplane
Appendix C.5. Construction and Properties of W ρ
- (i)
- evaluates to on . Start by expanding the definition of in terms of quantum relative entropy. Since is a symmetrized divergence, we can write (using and letting ):
- (ii)
- is non-negative on all product states. Let be an arbitrary product state on the partition. We need to show . Using and adding (which is just a scalar) to the mix, we can write
Appendix C.6. Optimality of the Witness
- Faithfulness: is positive on all unentangled states across , yet yields a strictly negative expectation value on .
- Maximality: No other witness can yield a more negative expectation on without violating positivity on some separable state. In particular, is the most negative possible, saturating the bound.
Appendix C.7. Experimental Recipe for Wρ
- Compute the closest product state . Given the state (obtained, say, via quantum state tomography on subsystems A and B), one needs to find that minimizes . In practice, since we have shown the minimizer must use the true marginals of , this amounts to setting and . (If and are not known a priori, they can be computed from the tomographic data for .) One may also verify that this choice indeed yields the smallest divergence by evaluating and comparing with nearby alternatives. In more complex scenarios, for example, many-partite systems where involves a search over many splits, numerical convex optimization routines can be used to project onto the product-state manifold.
- Construct the witness operator . Once is determined, form the operator . Because both and are density operators (positive semidefinite with unit trace), is Hermitian and has zero trace. Diagonalize if needed to inspect its spectrum: it will have both positive and negative eigenvalues, with the negative part corresponding to the subspace of ’s entanglement. For experimental implementation, it is often convenient to decompose into a sum of locally measurable observables. Noting that and assuming is known (from tomography), one can expand each of and in a product basis (for instance, Pauli operators on qubit systems). Then is expressed as a linear combination of tensor-product operators on . The number of terms in this decomposition is manageable—it equals the number of terms needed to describe and separately, so essentially no overhead beyond measuring itself. In summary, prepare an apparatus to measure the observable on the two subsystems jointly.
- Witness test and verification. Perform measurements of on many copies of the state to estimate the expectation value . According to our theory, this should come out negative, and in fact equal to . A negative mean value certifies the presence of entanglement (integrated information) across the partition. For a quantitative test, one can independently compute (either from the divergence formula or by diagonalizing and summing the negative part of its spectrum) and check that matches . Additionally, to confirm that is behaving as a valid witness, one should also measure on various product-state inputs . In an experiment, these could be product states prepared by isolating A and B (with no entanglement). Our derivations guarantee for all such states; observing this (within error bars) validates that the construction of was successful. In practice, it suffices to test on a tomographically complete set of product states or on the extremal product states (e.g., pure product states aligning with ’s extremal eigenvectors) to build confidence that no false negatives occur.
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Zaghi, A. Integrated Information in Relational Quantum Dynamics (RQD). Appl. Sci. 2025, 15, 7521. https://doi.org/10.3390/app15137521
Zaghi A. Integrated Information in Relational Quantum Dynamics (RQD). Applied Sciences. 2025; 15(13):7521. https://doi.org/10.3390/app15137521
Chicago/Turabian StyleZaghi, Arash. 2025. "Integrated Information in Relational Quantum Dynamics (RQD)" Applied Sciences 15, no. 13: 7521. https://doi.org/10.3390/app15137521
APA StyleZaghi, A. (2025). Integrated Information in Relational Quantum Dynamics (RQD). Applied Sciences, 15(13), 7521. https://doi.org/10.3390/app15137521