Abstract
Urban planners are involved in designing future urban energy systems as a part of their path toward decarbonization or Net Zero targets before 2050. In this process, new energy and information flows between industrial and urban regions should be considered, as well as safety and security managerial aspects regarding the existing and new infrastructures. This research aims to help engineering professionals and public planners define new collaboration dynamics to make industrial energy systems safer, more secure, and interoperable, surpassing the existing knowledge. Firstly, several recent R&D aspects are analyzed, demonstrating the organizational gap and providing early integration or knowledge reuse opportunities from R&D projects. After that, the authors present a model called Industrial-Interoperable Safe and Secure Urban Energy Systems (i-ISSUES), a multi-disciplinary approach combining classic urban energy planning, information technology use, safety and security management, and systems engineering as the integrated disciplines. The model detects research trends, providing a first set of readings with some improvements.
1. Introduction
The European Union (EU) has decided to reduce greenhouse emissions to at least 55% [1] compared to 1990’s levels by 2030. This target shall stimulate green job creation, resilience, and a new economic model based on clean energy technologies. This is an essential challenge for the education system, industrial enterprises, and service providers. Industries and cities must progress in their decarbonization process, and engineering needs to materialize this. The Climate Emergency was declared by the European Union at the United Nations Climate Summit in Madrid on 28 November 2019 [2], whereby Parliament urged the Commission to fully assess the climate and the environmental impact of all relevant legislative and budgetary proposals and ensure that they are all fully aligned to limit global warming to below 1.5 °C and that they are not contributing to the loss of biodiversity. Risk management will involve considering environmental safety measures and security to protect new assets from external threats. At the same time, the EU Zero Emissions Industry Regulation [3] intends to help small and medium-sized companies (SMEs) benefit when implementing their decarbonization processes, ensuring they can participate in them. SMEs, which were quite affected by the pandemic, constitute over 99% of all businesses in the EU. The 2020 EU SME strategy has three axes: capacity building, support for the transition to sustainability, and digitalization [4]. In July 2023, McKinsey’s Global Resilience Survey focused on the automotive and assembly, commercial aerospace, industrial and electronics, and semiconductors sectors. It concluded that only 31% of those in executive/leadership roles felt prepared for future disruptions, which denotes little resilience traction within advanced industries [5]. That figure can be extrapolated to their industrial polygons.
As advanced in [6], urban planners are involved in designing future urban energy systems as a part of their path toward decarbonization or Net Zero targets before 2050. The Making-city project and other current research works [7,8,9] provide carbon-free energy solutions for Positive Energy Districts (PEDs) and the potential to create sustainable and energy-positive communities. The project established a validated procedure to support the definition of the PED concept, including assessing the technical conditions, which would defined the first demand for engineering work that could be used to include industrial areas in future urban planning until these urban districts reached the condition of being PEDs, with an affordable energy cost and a lower carbon footprint at the same time. On their route towards zero-emission cities, cities rely on trend studies, which provide inventories of actions for achieving renewable energy and cogeneration [10]. Soon, it is foreseeable that these inventories will also include waste heat or solar energy surplus, as these authors state, “to increase the efficiency of energy systems and reduce the need for additional thermal energy production”. Following this route, new energy and information flows should be considered, including the ones between industrial and urban areas, as well as safety and security managerial aspects regarding the existing and new infrastructures to manage new risks, which will also help to build resilience.
PESI, the Spanish Industrial Safety and Security Platform, promotes a framework for integrated safety, security, and resilience [11] that can be applied to any industrial polygon level and cities in general. PESI connects risks and technological solutions regularly. Imagine a city wants to use heat from its sanitation pipes (sewage). To make this heat available to the city, you need a certain reliability. The better the reliability, the less vulnerable events will be to cyberattacks (less secure), and fewer accidents will occur during repairing works (less safe). A better maintenance plan will help, as will designing systems to be more reliable. Zero-emission city planners are already concerned about risks affecting their plans. Still, risk management seems to be out of the scope of allocating safety and security measures [12]. The industrial sector is more familiar with risk management, safety/security management, lifecycle engineering, and digitalization than the public sector. Soon, new public information from industries will be accessible to the public [13], but forecasting the energy demand, space, and infrastructures for energy generation and/or distribution needs will also be challenging to achieve. In this sense, reliability, safety, and security planning at the polygon level could provide extra information channels to achieve quality in and provide value-added information for urban decarbonization plans, but to leap from the current situation towards proactive management or continuous improvement, at least two elements are required: training and digitalization. Training should be aimed at professionals who can assimilate it and put it into practice, and digitalization must have an economic return on investment for the industry. To this end, engineering professionals and public planners should define new collaboration dynamics, surpassing the existing knowledge to make the industrial energy, safety, and security systems interoperable, in line with the latest European Interoperability proposal [14] and the lifecycle Systems Engineering practices described in ISO 15288 and applied in the INCOSE Smart City Initiative [15], with the aim of supporting municipalities and public agencies in adopting innovative technologies. Such requirements must be reused, and knowledge management approaches and essential activities must be adopted [16,17].
As mentioned, cities or towns can receive solar heat and/or electricity surplus or other low-emission energy sources that industries can supply. Applying the New European Energy Efficiency Directive [18] will imply engineering new energy infrastructures and/or refurbishing them to extend their lifetime, which will help decarbonize both industry and cities. Semantic interoperability management is a must to promote the necessary collaboration between sectors, service providers, and public agents, and other collectives with public responsibilities are facing this successfully [19]. The challenge also requires managing technical interoperability and combining this technical, managerial process into a more comprehensive quality engineering managerial plan. Just think of demand management controls or safety and/or security measures allowing infrastructure life extension to save public and private money. The new Interoperable Europe Act delivers more efficient public services through improved cooperation between national administrations on data exchanges and IT solutions [20,21,22].
2. Materials and Methods
The authors hypothesize that there is an operational knowledge gap in integrating urban planning with industry decarbonization, safety and security, and interoperability management.
The authors conduct a first search of European Research and Development (R&D) projects regarding decarbonization, safety and security, and interoperability management to detect the current trends in R&D works considering the topics related to hypothesis, using the public CORDIS database.
After verifying the projects relevant to the hypothesis, a new high-level operational model is defined, enabling early integration or knowledge reuse from R&D projects.
A detailed operational model consistent with the high-level model is defined based on the introduction and the authors’ experience in detecting research trends, confirming the mentioned gap using specific questions. Recent scientific literature from the ScienceDirect database and its search portal are selected to search for specific textual alerts regarding the questions. The textual alerts are implemented using a natural language processing (NLP) method that looks for textual evidence. Acting as experts, the authors verify the degree of interest for each work in each question to confirm the gap. Finally, the most exciting works are analyzed to find potential improvements for the detailed model and validate the model’s utility to save research time.
2.1. R&D Projects
The authors conducted a first search of European Research and Development (R&D) projects regarding decarbonization, safety and security, and interoperability management to detect the current trends in R&D works considering the hypothesis topics. The public CORDIS database was used to search for projects from the FP7, Horizon 2020, and Horizon Europe programs using the following search criteria:
- Urban Planning and Decarbonization
- Safety or Security and Polygons
- Interoperability and Public Services
The result of this search was stored in Excel tables in Supplementary Materials.
2.1.1. Urban Planning and Decarbonization R&D Projects
A first search of European R&D projects was conducted to detect trends in urban decarbonization planning using the CORDIS search portal. The result of this research is shown in Table 1, showing six projects:
Table 1.
R&D projects related to urban planning and decarbonization.
The search results can be grouped into three main categories. Table 2 classifies the projects (using the project IDs) into the chosen categories:
Table 2.
Classification proof for the R&D projects related to urban planning and decarbonization.
Notice that the classification is based on the CORDIS results section document called “Summary of the context and overall objectives of the project”.
As can be seen, none of the categories were dominant, but the most recently selected projects were about strategies and principles for urban decarbonization. According to the authors’ experience, all the categories are complementary.
2.1.2. Safety and Security in Polygons R&D Projects
A second search of European R&D projects was conducted to detect the safety and security management trends in industrial polygons using the CORDIS search portal. The result of this research is shown in Table 3, showing seven projects:
Table 3.
R&D projects related to safety or security in polygons.
The search results can be grouped into three main categories. Table 4 classifies the projects (using their project IDs) into the chosen categories:
Table 4.
Classification proof for the R&D projects related to safety or security in polygons.
Notice that the classification is based on the CORDIS results section document called “Summary of the context and overall objectives of the project”.
The dominant category is new geospatial information for urban hazards and emergency management. Still, only one of the projects was explicitly focused on industries despite the fact that the other categories are complementary.
2.1.3. Interoperability and Public Services R&D Projects
A third search of European R&D projects was conducted using the CORDIS search portal to detect trends in interoperability for public services. The result of this research is shown in Table 5, showing four projects:
Table 5.
R&D projects related to interoperability and public services.
The search results can be grouped into three main categories. Table 6 classifies the projects (using their project IDs) into the chosen categories:
Table 6.
Classification proof for the R&D projects related to interoperability in public services.
None of the categories were dominant and, according to our experience, are complementary.
Notice that the classification is based on the CORDIS results section document called “Summary of the context and overall objectives of the project”.
2.1.4. Recent R&D Projects Analysis
As seen in Section 2.1.1, Section 2.1.2, and Section 2.1.3, none of the 17 identified projects cover a combination of two or three of the interest topics (urban planning and decarbonization, safety or security in polygons, interoperability in public services), despite the fact it was possible to classify them into eight exciting categories:
- Urban decarbonization strategies and principles
- Systemic and socio-ecological systems approach
- Tools to support local authorities
- UAV drone works
- Urban hazard geoinformation and early warning for emergencies
- Data protection
- Cloud and data-centric platforms
- Capability building
To help address the knowledge, engineering, and organizational gaps, the authors present a conceptual model called Industrial-Interoperable Safe and Secure Urban Energy Systems (i-ISSUES). This model takes a multidisciplinary approach that covers urban energy planning, information technologies, safety and security management, and systems engineering disciplines.
2.2. The i-ISSUES Model
Figure 1 represents i-ISSUES’s primary process with inputs, outputs, controls, and enablers. In advance, the design principles or process goals are shown inside the process itself.
Figure 1.
i-ISSUES model representation as a process and expected outputs.
To enable early integration and knowledge reuse opportunities from the R&D projects, the i-ISSUES model is related to the project categories defined in Section 2.1.4 in Table 7:
Table 7.
R&D allocation for i-ISSUES.
2.2.1. Model’s Purpose
The model detects research trends, providing a first set of readings for further integrating energy urban planning with local industrial refurbishment and city resilience. The following questions may help to find trends in the intelligent city knowledge domain:
Is there a specification for public organizations on interoperability, enabling urban energy planning?
- Answer by looking for the earliest training needs within the i-ISSUES workflow.
Is industrial private information being used for energy urban planning?
- Answer by looking for the earliest industrial information and needs within the i-ISSUES workflow.
Is urban energy planning being extended to industrial planning at the polygon level?
- Answer by detecting the potential benefits of starting the i-ISSUES workflow.
The questions must be converted into textual alerts in documents obtained from search portals. Textual alerts have been defined previously in [6] as represented in Figure 2. The main difference here is that the research topic is not an urban energy system (UES) but the potential to build resilience and reduce GHG (greenhouse gases) and other emissions:
Figure 2.
Search methodology representation [6].
2.2.2. Model Description
Figure 3 represents the i-ISSUES model as a process diagram or workflow. The arrows represent the information and/or precedence “relationships” between “concepts”, while the dashed lines represent the relationships between subprocesses and the main process variables and/or the design principles.
Figure 3.
i-ISSUES model subprocesses.
The presented process is an engineering workflow divided into three stages: (1) planning energy studies parallel to regular collaboration in urban energy planning, (2) conducting studies for the industry within the polygon, and (3) providing risk and opportunity assessments, including for energy networks. The main result of the whole process is a set of inputs for urban energy planners about GHG reduction and increasing resilience, understanding that any opportunity or risk at any industry level should be managed at that level.
This workflow could not be started and performed without technical capability in handling energy planning (trained engineers), renewable energy design rules (potentially demanding extra land), data exchange procedures and tools (under an interoperability and respect for privacy framework), and updated knowledge about industrial risk (at the polygon level).
Table 8 summarizes the i-ISSUES model ontology:
Table 8.
i-ISSUES model ontology elements.
2.2.3. Model Alerts for Detecting Research Trends
At this point, the questions are converted into textual alerts using the previous ontology. The strategy followed is to use semantic clusters corresponding to the principles for triggering a textual alert and to close the alert detection with the more suitable processes’ clusters and/or other principles, inputs, or outputs. The reverse composition is also possible. This is why the ontology does not need to be accurately populated for any model element, just the clusters in Table 9:
Table 9.
Questions and alerts.
3. Results and Discussion
Using the ScienceDirect portal, 109 works were found. After eliminating inaccessible or out-of-scope readings, 31 works were selected for textual processing with alerts and further expert analysis by the authors as shown in Table 10. The results of the search were stored in Excel tables.
Table 10.
Question and research utility validation by experts (R = relevant; I = interesting but not necessarily relevant; IR = irrelevant).
As a first result after the expert analysis, the proportion of relevant (R) or attractive (I) works found was 82%, 93%, and 68% for Q1, Q2, and Q3, respectively, of the total works found (X). This result validates the effectiveness of the search method used. Only one reference could not be processed, but the experts included it.
The statistics for relevant works (R) were 36%, 37%, and 18%, respectively, validating that the given questions can be solved using recent research.
At this point, the experts conducted further analysis for the relevant (R) works regarding interoperability, safety and security, and low-carbon energy management improvement sources to the i-ISSUES model, along with the corresponding model element combinations. The result is summarized in Table 11, Table 12 and Table 13:
Table 11.
Model improvements regarding interoperability management (Q1-Rs).
Table 12.
Model improvements regarding low-carbon energy management (Q2-Rs).
Table 13.
Model improvements regarding safety and security (Q3-Rs).
After detecting 17 R&D projects related to urban planning and decarbonization, safety or security in polygons, and interoperability in public services, it was possible to classify them into eight categories. Nevertheless, none simultaneously pointed to two or three of the topics the i-ISSUES model covers. Nevertheless, the i-ISSUES model provides solutions for early integration and knowledge reuse for the main model elements:
- (The Process itself) ID 2 and ID 11 R&D Projects
- (Inputs) ID 6, ID 9, and ID 12 R&D Projects
- (Expected Outputs) ID 2 R&D Project
- (Controls) ID 4, ID 8, ID 10, and ID 13 R&D Projects
- (Enablers) ID 3, ID 5, ID 7, and ID 16 R&D Projects
According to the authors, after analyzing 109 works, 31 potentially provided feedback, and 20 (65% of the relevant works) were pertinent to suggesting improvements to the i-ISSUES model, so 18% of the improvements were found in 109 works.
The potential improvements can be summarized as three main groups:
- (Ontology use) The existence of ontologies for smart cities (USDA, WISDOM) and the interoperability experience from smart city services (i-SCOPE) complements the first i-ISSUES ontology by starting further interoperability management works.
- (Digitalization practices) The convenience of promoting interoperability between BIM and GIS work products under the Industry 4.0 framework, which can be faced using specific systems engineering tools and authoritative sources of truth (ASoT). Both the tools and the related methodologies need to be considered in training programs.
- (Risks) Consider the risk of increasing the number of sensors and data privacy early on without compromising essential urban services.
4. Conclusions
After analyzing several recent R&D projects, it was clear that the i-ISSUES model is more industrial-focused than the original model. Nevertheless, the model allows for knowledge reuse and collaboration with other R&D projects, as described in Table 7. After gathering an extensive bibliography, the model’s originality was also confirmed. Another general conclusion is that the i-ISSUES model has demonstrated utility in providing relevant information to the experts, with 30% effectiveness in helping to answer three questions (no less than 18% per question). It is ready to enroll more interested experts and stakeholders in continuous model construction, utility validation, and application to real projects. After analyzing potential improvements to the i-ISSUES model, some possible improvements have been considered.
The first specific conclusion is that the accessible research in the literature solves none of the research questions. That means there is an opportunity for further research and technology development; nevertheless, urban energy modeling, data exchange, and privacy trends are beneficial for improving the i-ISSUES model, as described in Table 11, Table 12 and Table 13. To cope with the model’s understanding and acceptance barriers, it would be necessary to use the model in an industrial polygon of several cities at the same time and to compare the inputs (such as training) and the results (mostly given within feasibility studies), considering also the possibility of using any knowledge, tool, or technology from the R&D projects and, of course, the found improvements given in this research, defined in Table 7, Table 11, Table 12 and Table 13, respectively, and adapting the participation processes, models, and tools as inspired by other parallel research [50,51].
The second specific conclusion of this work is that, according to the accessible literature, there is little evidence that urban energy planning is being extended to industrial planning at the polygon level towards smarter urban energy planning. This operational knowledge gap could underestimate the potential for industrial polygons to contribute to urban decarbonizing at a lower cost or to increase resilience given the barriers of some renewable technologies demanding space and urban infrastructure, such as solar thermal heat generation facilities, as well as to reinforce the safety and security of city districts. Our first research results can be used to improve ongoing projects like NetZeroCities [52] and public and private agents’ strategies (local authorities, professional colleges, etc.) and can provide benefits not only by integrating systematically polygons’ contributions to city decarbonization but also through their collaboration with engineers for current urban planning to be more safe, secure, and resilient.
The i-ISSUES model design principle “Look for civil works economies of scale and shared infrastructures savings” assumes there could be infrastructures shared by industrial polygons and the rest of the city. We can imagine a specific case study focused on new or refurbished urban infrastructures and buildings at the same time by applying the “Energy Efficiency First” principle. To make this possible, a city would use the engineering capacity previously developed in industrial polygons (at least for infrastructures like water or electricity, but not limited to them). Multivariate analysis (for optimization) and i-ISSUES model loops would be necessary.
Our next suggested step is to activate collaborative vocabulary enrichment and control activities and to include quality assurance automation. After that, it would be possible to transfer the model to open ontology in RDFs SKOS or OWL formats. More literature from the Scopus database on interdisciplinary research for model construction should also be reviewed after this initializing stage, including R&D project publications not found in the used database and the contribution of potential improvements to the model ontology for integrating urban resilience building projects [53], which requires expanding the i-ISSSUES model and answering the generic research question: How can urban resilience plans be reinforced by increasing safety and security in industrial polygons? Analogous to this research work, the question can be split into more detailed ones regarding the specifications, information types, and urban planning trends for given polygons.
Supplementary Materials
The following supporting information can be downloaded at: https://www.mdpi.com/article/10.3390/app14083188/s1.
Author Contributions
Conceptualization, R.P.; methodology, R.P. and A.F.; investigation, R.P., A.F. and J.J.L.; writing—original draft preparation, R.P.; writing—review and editing, R.P., A.F. and J.J.L. All authors have read and agreed to the published version of the manuscript.
Funding
This research received no external funding.
Institutional Review Board Statement
Not applicable.
Informed Consent Statement
Not applicable.
Data Availability Statement
Not applicable.
Acknowledgments
The authors would like to thank the REUSE Company for assisting us in the use of SES ENGINEERING Studio’s RISK&ALERTS and KM-KNOWLEDGE Manager capabilities and the TECNALIA and CARTIF energy planning researchers for providing context on NetZeroCities. Also, COIIM (the Official College of Industrial Engineers of Madrid) will start validating i-ISSUES as a motivating model for further research and professional training.
Conflicts of Interest
The authors declare no conflicts of interest.
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