1. Introduction
Used water issued from the public sewer system invariably contains soluble and insoluble waste products. This wastewater must be treated to preserve this natural resource and facilitate its reuse. For this purpose, the wastewater must go into a wastewater treatment plant (WTP), where the waste product from the water is filtered out. The soluble waste product is treated chemically inside the WTP. However, the insoluble waste product must be initially screened out in the WTP. The screening process of the insoluble waste before entering the plant helps prevent damage and clogging of downstream equipment and damage to the pipes and moving parts of the WTP [
1,
2]. The installation of special mechanical filter systems is one of the waste removal methods adopted by hydrologists to remove the insoluble waste [
3]. A mechanical wastewater screening mechanism (WSM) is typically installed at the inlet of a WTP and is used in the screening process to filter the heavy slug of debris. One screen type is a bar screen, which comprises a series of parallel steel bars that are typically spaced approximately 0.25 m to 0.75 m apart. Such solid waste may be discarded or submitted to a sedimentation process at the beginning of the WTP [
4,
5,
6]. A rake system may also be used to remove the solid waste that has accumulated on the bar screen [
7]. A front screen, which is commonly known as sub-screen, is occasionally designed to catch large chunks of debris to avoid overloading the main screen. The position or orientation of the sub-screen can be changed to regulate the flow of the heavy solid waste. The structure of the screen may vary depending on factors such as the desired size of openings (aperture) between the bars [
8]. The strength of the bar screen, particularly the rake system, may be considerably compromised by the passage of sewage water. A substantial increase in the flow velocity causes the solid debris to bypass the bar screen without being retained, hence resulting in potential harm to the components of the WTP [
9].
The interaction between water flow and the bar screen, and its reciprocal influence, may be characterized as a fluid–structure interaction (FSI) problem. The experimental modelling and investigation of the FSI associated with the bar screen pose significant challenges due to the substantial costs associated with its fabrication and operation. The modelling of the FSI problem on a large scale is possible due to developments in computational fluid dynamics, such as the bar screen. The arbitrary Lagrangian–Eulerian (ALE) method is a well-known numerical technique that is used to model and solve the effects of fluid flow on the deformation of structures [
10,
11,
12,
13,
14].
Numerous studies have been conducted to examine the impact of accumulated garbage on the overall flow dynamics. Meeds and Balmforth conducted a study to investigate the factors influencing the performance of the bar screen. Their findings indicated that the sewage water flow rate, spacing between the screen bars, and frequency of the raking system are the primary determinants of the bar screen’s performance [
9,
15]. The adequacy of the water flow rate that passes through the bar screen is crucial in ensuring effective retention of solid waste by the main screen. It is important to maintain a balance where the flow rate is high enough to prevent a decrease in water head, avoid clogging of the bars, prevent debris from passing through the screen, and prevent excessive deformation of the screen [
15]. The efficiency of the bar screen was significantly decreased when subjected to the passage of water at elevated flow rates. Hence, it is important to achieve an optimal sewage flow rate that enhances the screening process while minimizing any harm to the bar screen and reducing the water height in the channel [
16].
Lee et al. conducted a comprehensive structural analysis aimed at predicting the distribution of stress and overall deformation experienced by individual pins when subjected to different kinds of loadings [
17]. An analysis was conducted on a rake pin design with a rib under various loadings. The results of the analysis revealed that the design exhibited enhanced stress distribution and exhibited little deformation. One drawback of the study by Lee et al. is that they studied the rake in isolation [
17]. Therefore, the full complexity of the situation has not been captured in their study. The authors reached the conclusion that the central area has the highest susceptibility to rupture under each loading type. Roth et al. optimized the design of a bar screen used for removing large sediments and provided recommendations regarding the ideal spacing between bars and the appropriate clearance height [
18]. These optimal parameters were determined through individual tests of the bar screen under steady discharge conditions while varying the intensity of sediment supply. However, a limitation of their study was that it lacked any movement mechanism to control the flow of large and small solids in the channel. Further, in their study, there was no rake mechanism to lift solid waste from the bar screen. Schalko and Weitbrecht examined the effect of the cross-sectional area of the floating waste on sediment transport across an inclined bar screen [
19]. They found that when floating waste obstructed 20% of the flow area, it led to a 50% reduction in sediment transport. This suggests that the floating waste volume is essential when designing inclined bar screens. However, despite their primary focus on less dense waste, a limitation of their screens was the presence of a gap below the bar screen, which meant that the sediments could not be effectively regulated. Further, a mechanism was lacking for lifting the floating waste.
Ali et al. used the ALE approach to model and solve fluid flow due to the screening mechanism. The authors considered a 2D model comprising a novel rotating sub-screen and the rake [
7]. The main screen was ignored due to computational limitations. The sub-screen was attached to the floor of the flowing stream using a pivot, which enabled it to rotate. Hence, different configurations of the sub-screen and the rake (when the two were in contact versus when the two were not in contact) in the screening process were considered. The authors concluded that the bar screen is vulnerable to sewage water flow when the sub-screen and the rake are not in contact.
It is noted that the study of Ali et al. [
7] possesses certain limitations, mainly due to its focus on 2D analysis. Since their analysis is 2D, the flow impingement in their study is considered on a single bar within the sub-screen and a single rake pin within the rake assembly. The collective contribution of the multiple sub-screen bars or the rake pins pertaining to the 3D geometry could not be considered in their study. Moreover, the study by Ali et al. [
7] presumed plane stress conditions due to its 2D nature. In contrast, a 3D analysis would account for the full geometric complexity of the structure, particularly in regions with significant stress gradients.
Despite the limitations of the study by Ali et al., it can be a valuable foundation to build upon, mainly due to its favorable features, such as the management of sediments as well as floating waste using multiple screens and the inclusion of a rake to lift the waste from the WSM [
7]. Thus, the present study investigates a modified version of the WSM studied by Ali et al. [
7]. In the current model, a main screen is placed at a certain height above the ground to trap the solid waste floating on the water surface. The sub-screen is installed below the main screen, trapping the heavy solid waste, and slides over the main screen using a chain-driven gear system to facilitate waste disposal. A summary of how the present study deviates from Ali et al. is provided in
Table 1.
To the best of the authors’ knowledge, such a WSM with features like an ascendable sub-screen has not been studied before. Further, a 3D analysis would allow for a comprehensive analysis capturing the full complexity of the WSM. The present study investigates various inlet flow rates and positions of the sub-screen and rake, which were examined to assess their effects on velocity, structural deformation, and von Mises stress. The flow distributions resulting from this WSM configuration are predicted, and deformation plots are obtained. Additionally, structural deformation and von Mises stress are estimated to evaluate the impact of water flow on the bar screen components. Previously unnoticed trends that emerge due to the 3D nature of the present study are discussed.
2. Methodology
2.1. Model Description
The hydrodynamic and structural mechanics effects on critical configurations of a WSM were computationally studied in a sewage open-channel flow in the present study. The channel is located at the inlet of a WTP, and the screening mechanism is secured with the channel bank near the water surface.
Figure 1 shows a 3D representation of the screening mechanism that comprises a fixed main screen, a sub-screen that can slide over the main screen in the vertical direction, and a rake, along with the rake movement mechanism. Water flows in the channel through the aperture of the screening mechanism, where any insoluble solid waste of an appreciable size is filtered from flowing into the plant. This accumulation results in flow separation in the downstream region, not only hurting the flow entering the wastewater treatment plant but also risking damaging the screening mechanism.
Any solid waste that floats on the water surface, such as twigs and plastic waste, accumulates in the upstream region of the screening system and tends to block the flow of water in the upper region of the channel. The model deals with this issue through a chain-driven rake system with gears. This system brings the rake downward along the posterior of the screen, comes to the front, and goes back up at the frontal region at certain times of the day, collecting and lifting the waste in the process. This waste can later be discarded once it is removed from the water surface. Similarly, any insoluble solid waste of an appreciable size that sinks to the channel floor, such as stones and heavy objects, accumulates in the upstream region of the screening system and tends to block the flow of water in the lower region of the channel. This issue is handled by a chain-driven gear system, which lifts the sub-screen after a certain bulk of solid waste is accumulated in this region. The mechanism can slide over the main screen due to the tilt of the screening. The sunken waste flows in bulk into the channel, where it can be discarded when the sub-screen is lifted.
Figure 2 presents the geometric configuration of the main screen, sub-screen, and rake system, and the values of the parameters have been summarized in
Table 2. The screening mechanism is placed at location A, 0.75 m away from the inlet and oriented at an angle of 15° with the vertical cross-sectional plane through the channel. The number of bars on the main screen is 37, and on the sub-screen, it is 39, including bars on the extremes, whose height is 0.74 m. The aperture size of the screening mechanism is α = 0.075 m. Each finger of the rake has a breadth of 0.05 m and is spaced at 0.034 m to accommodate the bars. The total number of rake fingers is 36, and the width of each bar is 0.009 m. The flow channel under consideration has a width of
= 3.40 m in the upstream region of the WSM and a width of
= 3.10 m in the downstream region of the WSM. The physical dimensions and wastewater flow rates used in the present study were chosen based on the real flow conditions observed in a typical sewage channel in a WTP.
The dimensions of wastewater screening channels can vary widely. For instance, the design of a batik wastewater treatment plant includes units with dimensions ranging from 4.6 m in length, 2.3 m in width, and 4 m in height to 15 m in length, 15 m in width, and 1 m in height [
20]. Likewise, the spacing in these components is set up to maintain a high capture efficiency for objects like twigs, plastic waste, stones, and heavy metal objects. As discussed in the introduction, the present study draws upon the work of Ali et al. [
7]. However, the present study has several structural deviations from Ali et al., including but not limited to the fact that the analysis by Ali et al. was carried out in 2D, whereas in the present study, the analysis is carried out in 3D. Thus, a direct comparison of parameters between the present study and Ali et al. is not possible. Nonetheless, similar parameters have been compared in
Table 3.
Two different configurations of the sub-screen on the screening mechanism were considered: when the sub-screen is fully lowered (ε
ss = 0 m) and partially lowered (ε
ss = 0.55 m). The fully lowered configuration was further studied for the rake at the posterior extreme (φ = −75°) and the vertical extreme (φ = 0°). The components comprise structural steels. The density (ρ
s), Young’s modulus (E), and Poisson’s ratio (η) of the structural steel used in the study are, respectively, set as 7850 (kg/m
3), 200 (GPa), and 0.33 [
21]. The water in this study had a density (
) of 1000 kg/m
3 and a viscosity (
) of 0.001 Pa·s. The supporting frame of the main screen and the sub-screen, along with the rake movement mechanism, were neglected because their inclusion into the model would be computationally expensive. Furthermore, structural and fluid mechanics results can be used to place the supports at appropriate locations and design the rake movement mechanism. The waste product is also neglected, because the scope of the present paper is to determine the flow separation due to the screening mechanism after the waste product is removed. The frequency of the rake appearance and the sub-screen lifting can later be optimized after considering the specifics of the respective installation site.
2.2. Mathematical Model
The interaction of the water flow with the rake and sub-screen models occurs at the interface shared by the two models. This phenomenon is called FSI, and the flow of the sewage water through the screening mechanism is an FSI problem. The present study uses the ALE approach with two-way coupling to solve such a problem.
In the ALE approach, first, the fluid flow is solved using the Navier–Stokes equation. The result obtained from the fluid flow solution is then used to calculate the structural deformation, and the fluid flow is solved using the Eulerian method. The coordinate system in the Eulerian method is fixed considering the computational domain. This frame of reference is called the spatial frame. The obtained solution is then fed into the solid mechanical study using the Lagrangian approach. The equations in the Lagrangian method are stated for small individual volumetric elements of the rigid body during deformation. Thus, the associated frame of reference moves with the individual particles during the rigid body deformation. The coordinate system moves with the rigid body as it deforms; thus, the location of the rigid object remains stationary, considering the Lagrangian coordinate system. This frame is called the material frame. The object appears undeformed in the Lagrangian frame [
22,
23].
The aforementioned theoretical approach may be used to address the FSI-based problems via two distinct forms of coupling: one-way and two-way coupling. The one-way coupling technique only accounts for the impacts of water flow on the rake and sub-screen models. In this technique, the structural impacts of the rake and sub-screen models do not have any influence on the flow of water. The structural features of the rake and sub-screen models are influenced by the water flow in the two-way coupling technique. Therefore, the water flow field is likewise influenced by the structural features of these solid models. The present methodology employs an iterative loop in order to facilitate the transfer of attributes from one domain to another. The fluid stresses derived from the sewage flow are used to generate mappings for the rake and sub-screen models. Subsequently, the ensuing displacements occurring in the structures are then sent back to the water flow.
Either one of the one- or two-way coupling approaches may be used to conduct the present study. To identify the more suitable approach between the two, we consider the operating conditions of the WSM and the availability of computational tools. In considering the operating conditions, we realize that the turbulence in the water flowing through the sewage, coupled with the fluctuation in the flow velocity and the disturbance due to the rake movement against the water flow, would induce oscillatory loading in the screening mechanism. Owing to this oscillatory loading, the structure is susceptible to the initiation and propagation of fatigue cracks. Once a fatigue crack is initiated, it may grow gradually with each loading cycle and cause structural damage over several cycles. Failing to consider the possibility of fatigue can be catastrophic, especially in structures that are susceptible to oscillatory loading conditions. In general, the two-way approach provides a more accurate solution and is thus able to capture minor disturbances in the flow accurately. In considering the computational tools available, we note that two types of two-way coupling approaches, namely, monolithic and partitioned approaches, are used in the industry for FSI simulation [
24]. The monolithic approach requires an engineer to write a code that is specific to the physical problem being addressed, whereas the partitioned approach preserves the software modularity by coupling the existing flow and structural solvers. Therefore, the partitioned approach requires only the use of existing software, which is an advantage.
In summary, the ALE approach with two-way coupling is chosen based on the susceptibility of the screening mechanism to oscillatory flow conditions, requiring accurate fatigue crack analysis. This approach is preferred over one-way coupling due to its ability to capture minor flow disturbances accurately. Further, the analysis of the considered screening mechanism would require enhanced accuracy due to the oscillatory loading condition and subsequent susceptibility to fatigue cracks. Given that the two-way ALE approach can produce a more accurate result than its one-way counterpart whilst using already available software, adopting a two-way coupling approach to study the screening mechanism under the given loading conditions would be prudent.
2.2.1. Hydrodynamic Modeling
Firstly, a suitable model must be selected for the fluid flow problem by determining the Re of the open channel under consideration. The Reynolds number for the open channel is as follows [
25]:
where R
h is the hydraulic radius. This radius for the open channel is determined as follows:
where
is the sewage water height (m),
is the sewage channel width (m), and U is the sewage inlet flow velocity (m/s).
The flow behavior in the open channel has the Reynold’s number range of approximately 81,000 to 240,000 and is therefore assumed to be turbulent [
26]. The k–ω turbulence model is an appropriate choice for turbulent flows in an open channel with relatively high Reynolds numbers [
27,
28]. This model was, therefore, selected to solve the hydrodynamics of the present study. The following assumptions are provided, considering this model, to solve the hydrodynamics of the 3D model.
Given the above assumptions, the flow in the sewage channel is governed by the following equations [
25]:
where
is the fluid density (kg/m
3), and
is the fluid velocity vector (m/s).
where p denotes the fluid pressure (Pa),
denotes the body force (N/m
3), and
I denotes the identity matrix.
These equations provide a time evolution of the flow. Reynolds-averaged Navier–Stokes equations are obtained by manipulating the aforementioned equations. The vector representing velocity, denoted as in Equations (3) and (4), shall be substituted with U + u′. Here, U signifies the time-averaged velocity field in meters per second (m/s), while u′ symbolizes the perturbative velocity component, characterized by fluctuations in meters per second (m/s).
The k–ω turbulence model is dictated by a pair of equations governing the turbulent kinetic energy and the specific dissipation rate. This model demonstrates efficacy, particularly within scenarios involving flow separation, thus yielding accurate solutions. The equations dictating the behavior of turbulent kinetic energy (k) are stated as [
31]
The symbols σ
k and
represent the turbulent Prandtl numbers pertaining to kinetic energy and dissipation rate, respectively. k denotes turbulent kinetic energy (m
2/s
2), while ω signifies the dissipation rate measured in reciprocal seconds (1/s). Furthermore,
represents the kinematic eddy viscosity measured in pascal seconds (Pa·s). Notably, constants
and β* are assigned the values of 0.5 and 0.09, respectively [
31]. In the k–ω turbulence model, the turbulent dissipation rate (ω) is
where the kinematic eddy viscosity (
) defined by the k–ω turbulence model is given as
The boundary conditions for the hydrodynamic modeling involve a velocity inlet at the entry of the computational domain, an atmospheric pressure outlet at the exit, and an open boundary condition to the top surface to account for the full slip and for the possibility of water to escape from the top surface due to the decrease in the cross-sectional area in the downstream region of the channel. No slip boundary condition is applied to the walls and to the bottom surface of the channel.
2.2.2. Structural Mechanics Modeling
Deformation occurs when a structural mechanism experiences fluid flow due to the transfer of energy from fluid flow to solid, resulting in an FSI problem. The water flow (fluid flow) interacts with the rake and the sub-screen models (structural mechanics) at the common interface between the two models. The results of the fluid computation are used to compute the characteristics of solid mechanics. The following assumptions are presented for the structural mechanics model:
The main screen, the sub-screen, and the rake comprise a linear elastic domain that obeys the continuum theory [
32].
The two-way coupling ALE approach is a more suitable choice than the one-way approach for the present problem, because the considered screening mechanism is expected to undergo oscillatory flow conditions and is therefore susceptible to fatigue cracks, suggesting the need for analysis with greater accuracy [
33].
Below is the governing equation, implemented for the elastic material to determine its solid displacement [
10]:
where
us denotes the solid displacement (m), σ
ij denotes the stress tensor component within the solid (N/m
2), ρ
s denotes the solid density (kg/m
3), and
fs represents the body force components exerted on the solid (N/m
3). The determination of σ
ij emanates from the application of the constitutive equation of a Newtonian fluid. The cumulative force imparted onto the solid boundary by the fluid corresponds to the negative of the reactive force upon the fluid, as expressed by the following equation [
34]:
where
represents the velocity vector of the fluid medium in meters per second (m/s), while p denotes the fluid pressure (Pa). The identity matrix is represented by the symbol
I. Additionally, the parameter
fs pertains to the body force exerted upon the solid substance (N/m
3). n designates the outward normal vector, which characterizes the orientation that is perpendicular to the boundary under consideration. The energy stored in the filtering mechanism due to the structural deformation is measured in the form of the strain energy density function W as follows [
34]:
where sᵢⱼ and ϵᵢⱼ are the second Piola–Kirchhoff stress and the Green–Lagrange strain tensor components, respectively [
35,
36]. Lastly, a transformation of the force between the two coordinate systems is necessary, because the solid mechanics interfaces are defined in the material (undeformed) frame, whilst the Navier–Stokes equations are solved in the spatial (deformed) frame. Hence, a coordinate transformation is performed in the ALE model as follows:
where
is the force on the fluid (N/m
3),
is the body force acting on the solid (N/m
3), and dv and dV are the mesh element scale factors for the spatial and material (reference) frames, respectively. In the modeling of the structural mechanics, linear elastic materials are assumed for the WSM components. Boundary loads of fluid stresses are applied at the WSM components to simulate the interaction with fluid forces.
3. Numerical Method
This study employs COMSOL Multiphysics (v5.5) to investigate the screening process by simulating the fluid–structure interaction of sewage water and components of the screening components. A time-dependent solver is employed to simulate the FSI interface of COMSOL Multiphysics with a k–ω turbulence model for 300 s and at a time step of 0.001 s. A built-in physics-controlled mesh, which consists of tetrahedral mesh elements, was used to discretize the computational domain. A boundary-layer mesh with a dense mesh along the FSI boundaries was used to capture the flow fields in these regions precisely.
Figure 3 shows the grid details: (a) for the entire WSM channel, (b) rake, (c) sub-screen, and (d) main screen. A grid independence test was performed by varying the mesh elements with a factor of three under the same computational resources to ensure a high accuracy of results. Three different mesh sizes were employed in this study: fine (324,712 domains and 48,836 boundary elements), finer (1,187,146 domains and 129,646 boundary elements), and extra fine (4,176,976 domains and 355,447 boundary elements). The obtained results in terms of local velocity are plotted in the upstream region (at location C) and downstream region (at location D) of the WSM. The velocity is plotted at a distance (X-axis) of 0.5 m away from the WSM in the upstream region (location C) in
Figure 4a. Similarly, the velocity is plotted at a distance (X-axis) of 0.5 m away from the WSM in the downstream region (location D) in
Figure 4b. We note a minimal difference in the calculation of velocity magnitude at the upstream and downstream channels of the WSM at a flow velocity of 0.2 m/s. Therefore, a finer mesh (1,187,146 domains and 129,646 boundary elements) was adopted in further simulations to save computation time.
Model Validation
This study employed ALE two-way coupling to model the FSI between the water flow and the WSM components to analyze the screening process. For the validation of our approach, the results are compared with Ali et al. [
7] in
Figure 5 in terms of local velocity in the upstream and downstream channels for a 2D case of a WSM. The portions of the sewage channel before and after the WSM are called the upstream and downstream regions. The velocity is plotted at a distance (X-axis) of 0.5 m away from the WSM in the upstream region (location C) in
Figure 5a. Similarly, the velocity is plotted at a distance (X-axis) of 0.5 m away from the WSM in the downstream region (location D) in
Figure 5b. The consistency and quality of the results can be observed between the present study and [
7]. However, a 2D model is not a reasonable solution for complex fluid flow problems, and a 3D model is a practical means to predict and visualize real physical phenomena. Specifically, a 3D model of the WSM provides a spatial map for the stress that is induced in the structure of the WSM, which highlights the locations where the stresses due to flow loading exceeded or were close to the maximum permissible values, which is impossible to identify with a 2D model. In a 3D model of a WSM, the spatial distribution of velocity and structure deformation helps identify the constraints and opportunities for design improvements.
5. Conclusions
This paper computationally investigates the FSI between the WSM and sewage water flow to improve the screening process. A two-way coupling methodology was adopted to compute the flow of water through the WSM components. Two different configurations of the WSM were considered: one with the fully lowered sub-screen (εss = 0 m) and another where the sub-screen is partially lowered (εss = 0.55 m). Furthermore, two different stages of the rake movement were presented: one with the rake in the vertical position (φr = 0) and the other with the rake at the posterior end of the WSM (φr = −75°). The flow behavior in the upstream and downstream sections of the sewage channel was reported to examine the effect of the WSM on the water flow. The subsequent effect of water flow on the WSM components was also studied by computing the structural deformation of and the von Mises stresses in the WSM components. The main conclusions of the study are summarized as follows:
The flow distribution remains uniform after it passes through the WSM when the sub-screen is fully lowered and the rake is not operational. However, the flow separation in the case of a partially lowered sub-screen traverses until the end of the channel. Furthermore, the average cross-sectional velocity at the outlet is uniform when the rake is operational, but its magnitude fluctuates significantly. The average cross-sectional velocity at the outlet is reduced by 0.60% in the case where the sub-screen is fully lowered and by 0.71% in the case where the sub-screen is partially lowered.
The sub-screen is deformed especially at the upper mid-region. Moreover, the spatial rate of deformation of the sub-screen increases over the length of its bars. The fluid forces induce fluctuating deformation in the rake throughout its operation. Specifically, the deformation and von Mises stresses in the rake are significantly higher in the posterior position than in the vertical position.
The findings of the study have practical implications for engineers in material selection and structural design. Particularly, the significant fluctuations in the average cross-sectional velocity will result in unsteady stress application on the WSM components, especially when the rake movement mechanism is operational. Therefore, engineers must consider the dynamic loading conditions in their designs to avoid structural failures. Similarly, there are broader implications for wastewater treatment practitioners related to awareness about uneven stress distributions on the WSM, as this information will be crucial for the maintenance of WTP.
While the present study extends the available 2D research into 3D and attempts to present a comprehensive analysis of the screening components, it can be extended in several ways. For instance, the study did not include the supporting frame of the main screen and the sub-screen, as well as the rake movement mechanism, due to limitations in computational time. Including these components will help us understand the full interaction of all components in the WSM and thus improve the accuracy of the computations. Furthermore, the study primarily analyzed flow separation, structural deformation, and von Mises stresses. This focus leaves out other potential areas of interest, such as different types of solid waste that pass through the screen and chemical changes to the structural steel used due to a long-term interaction with water. These changes could affect the long-term operational efficiency and have implications for the sustainability of the WSM. Thus, future studies may include the additional WSM components, the analysis of solid waste, and the investigation of the sustainability and environmental aspects of the WSM.