Mask R-CNN with New Data Augmentation Features for Smart Detection of Retail Products

Abstract

Human–computer interactions (HCIs) use computer technology to manage the interfaces between users and computers. Object detection systems that use convolutional neural networks (CNNs) have been repeatedly improved. Computer vision is also widely applied to multiple specialties. However, self-checkouts operating with a faster region-based convolutional neural network (faster R-CNN) image detection system still feature overlapping and cannot distinguish between the color of objects, so detection is inhibited. This study uses a mask R-CNN with data augmentation (DA) and a discrete wavelet transform (DWT) in lieu of a faster R-CNN to prevent trivial details in images from hindering feature extraction and detection for deep learning (DL). The experiment results show that the proposed algorithm allows more accurate and efficient detection of overlapping and similarly colored objects than a faster R-CNN with ResNet 101, but allows excellent resolution and real-time processing for smart retail stores.

1. Introduction

Supermarket employees fulfill many tasks and lines of customers at the checkout area can increase because of staff shortages. This creates mental stress for employees and reduces customer satisfaction [1]. Therefore, there is increased demand for object-detection-powered self-checkouts, which allow a more efficient check-out; alleviate the workload for employees; and increase interaction between employees and customers, which creates a better shopping experience [2].

Figure 1 shows a self-checkout platform, which is a proof of concept (POC) developed for smart retail stores. Customers place goods on the base plate and operate the checkout using a touchscreen. The system captures an image of the products using a camera, detects and matches products, and calculates the bill. The effect of different lightings is the challenge most encountered by computer-vision-related tasks. To deal with such a problem, all images used in this research are captured by the self-checkouts, in order to ensure that all images are taken in an environment with stable, defined lightings, as shown in Figure 1. However, this method requires products to be leveled to prevent overlapping [2,3]. Current systems that utilize a faster region-based convolutional neural network (faster R-CNN) [4] and ResNet101 [5] and a pre-trained model that uses the COCO dataset have a mean average precision (mAP) of 95.71%. However, overlapping and failure to distinguish similarly colored objects lead to inadequate detection, so current systems require approximately 2 s to complete a detection, as shown in Figure 2 [2]. This study determines a faster method with a higher mAP detection.

A region-based convolutional neural network (R-CNN) [6] filters region proposals using a selective search (SS) [7]. A faster R-CNN defines proposals that are generated by passing feature maps through convolution as regional proposal networks (RPNs), so a fast R-CNN is faster than an R-CNN because 2000 region proposals are not fed to the convolutional neural network (CNN) for each detection event. Region of interest (ROI) pooling processes these proposals using max pooling and links them to fully connected networks.

ROI pooling can result in misalignment from the use of nearest neighbor interpolation, so this study uses ROI align. ROI align retains the floating points during quantization and uses bilinear interpolation during computation. This allows more accurate detection, but does not allow pixel-level masks, as shown in

Table 1. Comparison of ROI pooling and ROI align [8].

Item	APkp	APkp50	APkp75	APkpM	APkpL
ROI pool	59.8	86.2	66.7	55.1	67.4
ROI align	64.2	86.6	69.7	58.7	73.0
	+4.4	+0.4	+3.0	+3.6	+5.6

. The feature extraction of mask for an R-CNN [8] uses feature pyramid networks (FPNs) for object detection [9]. An FPN has a simple, yet effective top-to-bottom framework for solving multiscale modeling problems.

A mask R-CNN [8] performs better than a faster R-CNN. A mask R-CNN correctly detects cucumbers, for which the body and leaves are similarly colored [10]. It also distinguishes between 6different types of kitchen utensils [3] and discerns the borderlines of photovoltaic plants [11]. A mask R-CNN features greater average precision (AP), so it can detect the degree of vehicle damage to swiftly determine accident indemnities [12]. For sorting differently sized wooden planks, it has an AP of 98% [13], so it is used to classify the planks for manufacturers [14].

2. Proposed Methods

Before using a mask R-CNN, to obtain the detection results, the input images are rescaled and processed as shown in Figure 3.

2.1. A. Preprocessing

The image size was standardized to 640 × 640 before using data augmentation (DA) algorithms and filtering noise using a discrete wavelet transform (DWT), in order to retain important details of the images. To allow better feature extraction and enhance the edges using DA algorithms, the following seven following were used: sharpen, Gaussian blur, add or multiply, contrast normalization, cutout, and coarse dropout. DA algorithms significantly improve the partitioning of objects by detecting objects that are overlooked based on [2], as shown in Figure 4.

A Daubechies wavelet [15] is used instead of a Haar-based wavelet for DWT. This study uses a Daubechies wavelet that characterizes the vanishing moment at N = 4: the Daubechies 4-tap wavelet. This has a length of 8. The low-low (LL) and high-high (HH) sub-bands are used. The scaling function and the wavelet function for a Daubechies wavelet both require orthogonality and homogeneity, as defined by Equations (1) and (2):

$$\varnothing \left(\mathrm{x}\right)={{\displaystyle \sum }}_{K=0}^{N-1}{a}_k\varnothing \left(2x-k\right)$$

(1)

$$\mathsf{\phi }\left(\mathrm{x}\right)={{\displaystyle \sum }}_{K=0}^{M-1}{b}_k\varnothing \left(2x-k\right)$$

(2)

where (a₀, …, a_N−1) and (b₀, …, b_M−1) are finite series of real numbers named an adjustment coefficient and a wavelet coefficient, respectively.

A Daubechies wavelet is classified in terms of the value of the vanishing moment (N). If N = 1, it is a Haar-based wavelet for which the scaling function and wavelet function are both discontinuous. If the value of N increases, both functions become continuous and differentiable with increasing smoothness. When the image is transformed using both wavelets and is restored to its original size by orthogonal transformation, the Daubechies wavelet is very similar to the original image, with only minor variations, as shown in Figure 5.

2.2. B. Mask R-CNN

The framework for a mask R-CNN uses a faster R-CNN framework. ROI align increases the number of anchors and mask branches to achieve instance segmentation, as shown in Figure 6. Previous studies show that mask R-CNN also features a faster detection speed and greater accuracy [8].

A faster R-CNN allows better classification and regression and includes a segment and mask branch, so the loss function L is written as Equation (3):

L = L_cls + L_box + L_mask

(3)

For L_cls, feature maps were passed through a fully connected layer and Softmax was used to determine the class to which each proposal belongs before outputting a classification probability vector. Similarly, for L_box, feature maps were passed through a fully connected layer and Softmax was used to predict the bounding box for each proposal by bounding box regression. For L_mask, K numbers of m × m matrices are defined, and each matrix represents a class. Per-pixel sigmoid and average binary cross-entropy are used for the computation, so there is no competition between masks and instance segmentation is refined.

3. Experimental Results

3.1. A. Database

To verify these algorithms for use in smart stores, this study uses the Snacks database, as shown in

Table 2. Items in the Snacks database.

CocaCola	Cashewnuts	M & M large	M & M small
Hot chili squid flavor	Original flavor	Thai spicy mixed nuts	Pringles
Taro fish snack	Salted peanuts	Mandarin	Spearmint
Fried seaweed	Pon de strawberry honey	Pon de strawberry	Pon de double chocolate
Pon de chocolate	Pon de soybean	Pon de yogurt	Chocolate old fashioned
Old fashioned	Strawberry ring	Sugar ring

, and the open-source annotation tool Lableme as a data marker, as shown in Figure 7. This dataset consists of 23 items: 13 of which are snacks and 10 of which are donuts. After DA, this dataset contains 28,068 images: 22,421 of which are used as training data, 5647 of which form the test data, and 873 of which are used as inference data. The training-data-to-test-data ratio is 8 to 2. DA involves rotation, translation, and cropping, whereby single objects are cropped and background images that contain no object are translated horizontally and vertically. This procedure is performed five times in each direction, so the image of a single object becomes 25 images after translation.

Figure 8 shows the data distribution for the dataset. The amount of each item is not evenly distributed, but the algorithms for this study use this dataset. The experimental environments are identical, so a common basis is established for different algorithms. To achieve the data format for a mask R-CNN, the data are divided into four subfolders: cv2_mask, json, pic, and labelme_json. These contain the masking for each image, the marker coordinates for each image, the primary data file for the training data and all images that comprise the masking, the name of the class, and the primary data file for the format of the dataset, respectively, as shown in Figure 9.

3.2. B. Analysis Criteria

For machine learning (ML) [2], a confusion matrix classifies the outcome of object detection as one of four possibilities: true positive (TP), false positive (FP), true negative (TN), or false negative (FN). TP defines the prediction for Class A as Class A and FP defines the prediction for Class A, but this is not Class A; TN defines the prediction for not-Class B as not-Class B and FN defines the prediction for not-Class B as Class B. Three analytical criteria are derived from these four possibilities, as defined by (4)–(6): accuracy, precision, and recall, respectively. The correlation between precision and recall denotes the validity of the prediction algorithm: a high degree of proportionality often signifies a valid prediction algorithm.

Accuracy = (TP + TN)/N

(4)

Precision = TP/(TP + FP)

(5)

Recall = TP/(TP + FN)

(6)

This averages the sum of the average precision, as defined by Equation (7), for each class:

$$AP=\frac{1}{n}{{\displaystyle \sum }}_{k=1}^{n}r\left(k\right)$$

(7)

where n is the number of a class and r (k) is the recall. The mAP for this study is the average of the sum of all APs, which is calculated using Equation (8):

$$mAP=\frac{1}{k}A{P}_{all}$$

(8)

where k denotes the number of classes and AP_all is the sum of all APs.

3.3. C. Experimental Tools

In terms of preprocessing, the image is adjusted to 640 × 640 before DA algorithms and DWT are used to filter noise. DA uses Imgaug, which is a Python library for image augmentation in ML from the Python package index (PyPI). DWT uses PyWavelets, which is a wavelet transform software for Python using PyPI.

For the mask R-CNN, a ResNet-101 is used with a FPN. The results of previous studies [5], as shown in

Table 3. Comparison of error rates for nine models.

Models	Top-1 Err.	Top-5 Err.
VGG-16	28.07	9.33
GoogLeNet	-	9.15
PReLU-net	24.27	7.38
ResNet-34A	25.03	7.76
ResNet-34B	24.52	7.46
ResNet-34C	24.19	7.40
ResNet-50	22.85	6.71
ResNet-101	21.75	6.05
ResNet-152	21.43	5.71

, show that ImageNet and ResNet-152 have the smallest error rate for the nine models. The mask R-CNN for this study only supports ResNet-50 and ResNet-101, so ResNet-101 is used because it has the second lowest error rate.

In contrast to previous image pyramids, FPN uses a bottom-up pathway and a top-down pathway. This method of feature extraction retains more detailed features, as shown in Figure 10. A previous study [9] determined the effectiveness of an FPN using a faster R-CNN as the understructure and RetNet50 as the backbone with the COCO minival dataset and showed that models with an FPN give high AP values, as shown in

Table 4. Differences using the FPN.

Faster R-CNN	AP	APs	APm	APt
Baseline on conv4	31.9	13.9	36.5	45.5
Baseline on conv5	28.8	11.9	32.4	43.4
FPN	33.9	17.8	37.7	45.8

, so this study uses an FPN.

Computations for this study use an NVIDIA RTX2060 GPU with 6 GB VRAM. The DL frameworks are TensorFlow1.15 and Keras2.2.5. The training process in

Table 5. Detail of the training process.

Stage	5Layer	Epochs	LR
1	RPN, mask heads	100	0.001
2	ResNet stage 4 and up	200	0.001
3	All	300	0.0001

involves three stages: stage 1 trains the RPN and mask heads for 100 epochs using a learning rate (LR) of 0.001; stage 2 trains ResNet101 and the FPN for 200 epochs; and stage 3 trains all layers for 300 epochs using a LR of 0.0001. Dividing the process into three stages allows the use of greater LR, so the loss rate rapidly converges to the bottom of the gradient. Stage 3 uses a y smaller LR so the entire loss rate converges more precisely.

3.4. D. Results and Comparison

The algorithm for this study allows effective object detection using the Snacks data, as shown by the results for two relatively complex images from the dataset in Figure 11. This algorithm also allows a mAP of 99.27%, as shown in Figure 12.

The results show that the algorithm for this study is more accurate than the original one and requires less computing time, as shown in

Table 6. Comparison of ACT and mAP for each algorithm.

Architectures	ACT (ms)	mAP (%)
SSD [17]	581	83.91
YOLO v3	<100	92.89
Faster R-CNN [4]	1900	95.71
Mask R-CNN [8]	194.099	97.09
Mask R-CNN + Aug.	192.285	98.26
Mask R-CNN + Aug.+ DWT (LL)	220.072	98.95
Mask R-CNN + Aug.+ DWT (HH + LL)	194.470	99.27

Aug. denotes the DA.

. These results are for 873 images: the mAP for the inference of each algorithm and the average computing time (ACT) for one image. DWT (LL) denotes the preservation of the LL sub-band and DWT (HH + LL) denotes the preservation of the HH and LL sub-bands in the wavelet domain [16].

The proposed method of mask R-CNN + Augmentation + DWT (LL) algorithm requires 220.072 ms on average, which is 25.6 ms slower than the time for the mask R-CNN + Augmentation + DWT (HH + LL) algorithm, because the weight functions for the model that are created during training are different. In terms of ACT, h YOLO v3 performs best, but the difference of 100 ms is not perceptible to customers at self-checkouts, so YOLO v3 is not used because it gives a lower mAP. The APs for each item for different algorithms are shown in

Table 7. Comparison of APs using different algorithms for each item.

Items	YOLO v3	Faster R-CNN [4]	Mask R-CNN [8]	Mask R-CNN + Aug.	Mask R-CNN + Aug. + DWT (LL)	Mask R-CNN + Aug. + DWT (LL + HH)
CocoCola	0.99	0.98	0.99	0.99	0.99	0.99
Cashewnuts	1.00	1.00	1.00	1.00	1.00	1.00
M&M large	0.94	1.00	1.00	1.00	1.00	1.00
M&M small	0.97	0.99	0.98	0.99	0.99	0.99
Hot chili squid flavor	0.97	0.96	1.00	1.00	1.00	1.00
Original flavor	1.00	1.00	1.00	1.00	1.00	1.00
Thai spicy mixed nuts	0.94	0.99	0.99	1.00	1.00	1.00
Pringles	1.00	1.00	1.00	0.99	0.99	1.00
Taro fish snack	0.82	0.89	0.94	0.91	0.95	0.95
Salted peanuts	0.94	1.00	1.00	1.00	1.00	1.00
Mandarin	1.00	1.00	1.00	0.99	0.99	1.00
Spearmint	0.93	0.88	0.94	0.97	0.96	0.98
Fried seaweed	1.00	0.98	1.00	1.00	1.00	1.00
Pon de strawberry honey	0.96	1.00	1.00	0.96	1.00	1.00
Pon de strawberry	0.96	0.95	0.95	1.00	1.00	1.00
Pon de double chocolate	0.90	0.91	1.00	1.00	1.00	1.00
Pon de chocolate	0.80	0.98	1.00	1.00	1.00	1.00
Pon de soybean	0.77	1.00	1.00	1.00	1.00	1.00
Pon de yogurt	1.00	1.00	1.00	1.00	1.00	1.00
Chocolate old fashioned	0.80	0.74	0.85	0.92	0.96	1.00
Old fashioned	0.81	0.92	1.00	1.00	1.00	1.00
Strawberry ring	1.00	0.92	0.84	1.00	1.00	1.00
Sugar ring	0.87	0.93	0.86	0.86	0.92	0.92
ACT (ms)	<100	1900	194.10	192.29	220.07	194.47
mAP (%)	92.89	95.71	97.09	98.26	98.95	99.27

and Figure 12, which shows that the proposed algorithm gives a higher AP.

The results for the original algorithm are compared to those for the proposed algorithm using images that contain objects that the original algorithm fails to detect. In

Table 8. Comparison of results.

Faster R-CNN	Set	This Work
	1
	2
	3
	4
	5
	6

, the left column shows the detection result for a faster R-CNN [4] and the right column shows the detection result for the proposed algorithm: Mask R-CNN with DA and DWT. In sets 1 through 6, the red cross signifies the original algorithm’s failure to recognize objects and the red arrow signifies its X failure to detect objects. The proposed algorithm recognizes and detects all objects. The experimental results show that the proposed technique could be effectively utilized to perform smart stores; using the Snacks database, this study achieved a high detection rate. In the Snacks database, there are a total of 3108 objects, and this work can detect 3099 objects correctly, thus only 9 objects have false detections.

4. Conclusions

This study uses a mask R-CNN with a DA method instead of a faster R-CNN to prevent trivial information in an image from affecting the feature extraction and accuracy of the DL. The experimental results show that the proposed algorithms address issues due to overlapping and objects of similar colors. The proposed DA method increases accuracy and processing speed and reduces the ACT for object detection to less than 200 ms, which is 10 times faster than a previous faster R-CNN framework. The mAP is also 4% greater, at 99.27%. Moreover, the top-1 error rate of only 2 object classes in 23 falls below 90%. These results above show that the proposed algorithm is eminently suited for use in a smart retail product detection system.