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Review

On the Issues of NOx as Greenhouse Gases: An Ongoing Discussion…

by
Janusz Andrzej Lasek
* and
Radosław Lajnert
Institute of Energy and Fuel Processing Technology, ul. Zamkowa 1, 41-803 Zabrze, Poland
*
Author to whom correspondence should be addressed.
Appl. Sci. 2022, 12(20), 10429; https://doi.org/10.3390/app122010429
Submission received: 30 September 2022 / Revised: 12 October 2022 / Accepted: 14 October 2022 / Published: 16 October 2022

Abstract

:
Nitrogen oxides (NOx = NO + NO2) emitted from a stationary combustion chamber (including waste to energy plants) or engines cause numerous undesirable environmental effects. These include negative influences on human and animal health, detrimental effects on plants and vegetation, acid rain, and smog. These negative influences are commonly accepted by the scientific community. However, the impact of NOx on the greenhouse effect (GHE) is not generally accepted by the scientific community. In this paper, the issue of the impact of NOx on the GHE is discussed, and it was analyzed and explained that NOx are an indirect greenhouse gas (GHG). However, the impact of NOx on the GHE is a complex process affected by different parameters (cooling and warming nature is possible). It has been estimated that NOx emitted from stationary, ground-placed sources (such as boilers and furnaces) have little impact on the GHE compared to CO2 and other direct GHGs. The contribution of NOx in the GHE compared to the emission of all GHGs is less than 3%. NOx sources from waste incineration and co-incineration plants were especially considered and analyzed. The co-incineration in smaller plants (capacity range of 1 ÷ 5 MW) gives more benefits to the environment due to a decrease in the NOx emission standards when the share of the waste increases.

1. Introduction

1.1. NOx Environmental Impact

Nitrogen oxides (NOx = NO + NO2) are emitted from natural and man-made (anthropogenic) sources. One of the main anthropogenic sources of NOx emissions is combustion processes realized in stationary chambers (such as boilers) and vehicle engines. The existence of NOx in the atmosphere causes many environmental problems such as acid rain and photochemical smog. Both of these have a negative influence on human and animal health and cause disturbances in plants and vegetation [1,2]. However, there are some positive applications of nitrogen oxides. For example, nitric oxide (NO) is used in medicine as an inhalation agent (concentration dose in the range of 1–80 ppm) for children and adults suffering from circulatory and respiratory problems [3]. Furthermore, NO is also applied as an antimicrobial agent [4]. It should be explained that the toxicity of NOx results from the fact that primarily emitted NO is converted to NO2, which belongs to the group of highly toxic gases [3].
Currently, there is a debate in the scientific community concerning the impact of NOx on the greenhouse effect (GHE). Some scientists unambiguously cite NOx as a greenhouse gas (GHG), placing this compound beside direct GHGs such as CO2, CH4, N2O, and hydrofluorocarbons (HFCs) (see Radoslaw Lajnert’s graphics in Figure 1).
The opinions regarding the impact of NOx on the GHE are unclear in the scientific community. There appear to be inconsistent views on whether NOx influences the GHE, and on the nature of this influence. Despite the proliferation of relevant investigations, a range of different opinions can be observed, and some confusion exists within the scientific literature. Therefore, it is necessary to present a synthesis of existing opinions. This will involve appropriate interpretation, consistent with the current knowledge in the field, of the role NOx play in the GHE. From the different opinions presented in the scientific literature, some common characteristic views can be classified as follows:
  • NOx are GHGs and influence global warming;
  • NOx are not GHGs and do not influence the GHE;
  • NOx are indirect GHGs and influence global warming;
  • NOx are indirect GHGs and influence global cooling.
Thus, in this paper, the issue of NOx impact on the GHE is discussed, and an investigation into the nature of this impact was conducted. Butterbach-Bahl et al. [5] in 2011 and Pinder et al. [6] in 2013 showed the complex analysis of nitrogen-species emission (including NOx) on GHE. Instead of these analyses, the role of NOx in GHE is still discussed. In the current paper, the role of CO in NOx conversion is underscored, and the mechanism of warming and cooling effects is presented in terms of the role of NOx in the GHE. New insights and investigation results related to the role of NOx in the GHE and the reason for misunderstanding the role of NOx-GHE role is presented. The different opinions on the role of NOx in GHE are discussed. Eventually, this paper underscores the necessity of debate about the role of NOx in the GHE. The seriousness of this debate is especially important now when the world is faced with dramatic challenges related to global warming. (compare the document: “A Clean Planet for all. A European long-term strategic vision for a prosperous, modern, competitive and climate neutral economy” https://eur-lex.europa.eu/legal-content/EN/TXT/HTML/?uri= CELEX:52018DC0773&from=EN (accessed on 1 October 2022))

1.2. Methodology

Since this is a review paper with some aspects of analytical analysis, we would like to present some methodology in terms of the article collection method, data analysis, data completion, etc. in detail. A few scientific web browsers and databases were used, namely Google Scholar, Science Direct, and Scopus. The papers were searched using specific keywords such as “Greenhouse effect”, “GHE”, “Greenhouse gases”, “GHG”, “Global warming potential”, and “GWP” with the combination of the word “NOx”. All collected papers were read and analyzed by the context of NOx impact on the greenhouse effect. In some cases, the combination of the words “NOx” and the listed keywords were searched using the corresponding function in .pdf files. The phrases including the mentioned words were marked and collected. After the search and analysis, the obtained information was collected and combined in the groups, creating the following sections of the manuscript.
Concerning the section “NOx in waste incineration and co-incineration plants”, the analysis includes the comparison of NOx emission limits for power plants, incineration, and co-incineration installations in terms of the plant capacity, type of fuel, and waste share. The emission standards were taken from the Polish legislative document “Regulation on emission standards for certain types of installations, fuel combustion sources, and waste incineration or co-incineration devices”—Journal of Laws 2020 item 1860 is consistent with the European Standards (Directive 2010/75/EU). The standards depend on the installation age, type of fuel, annual operation time of installation, and period/type of measurement (continuous, quasi-continuous, periodic measurement). The regulations include the following ranges of installation capacities (thermal power in fuel): ≤5 MW; >5 and <50 MW; ≥50 and ≤100 MW; >100 and ≤300 MW; >300 MW. Based on these ranges, four capacities were assumed (i.e., 15, 55, 105, and 305 MW). The analysis assumptions are presented in Table 1. To calculate the case when co-firing is realized, the mixing rule (Journal of Laws 2020 item 1860 and Directive 2010/75/EU) should be applied. The main part of this rule is based on the equation:
C = (Vwaste × Cwaste + Vproc × Cproc)/(Vwaste + Cproc)
where C is the total emission limit values for co-firing fuels with waste; Vwaste is the waste gas volume resulting from the incineration of waste only determined from the waste with the lowest calorific value specified in the permit. Cwaste is the emission limit values for waste incineration plants and co-firing. Vproc is the waste gas volume resulting from the plant process including the combustion of the authorized fuels normally used in the plant (wastes excluded). Cproc is the emission limit values specified for fuels in the case of co-incineration or the absence of such values in the legal acts, in other words, the actual values of the concentration of the substance in the waste gases during the operation of the combustion process (without waste incineration).

1.3. NOx: The Matter of Definition

To find the right direction in the debate over the role of NOx in the GHE, the definition of NOx should be reiterated: NOx emissions are the sum of NO and NO2 [7]. The classification of NO and NO2 into one group (NOx) is related to the phenomenon of NO conversion in the atmosphere into NO2 in the presence of ozone (this is a simplified representation of a complex process). The time taken for NO to turn into NO2 in atmospheric air conditions is a few minutes. Subsequently, NO2 can be transformed into other nitrogen compounds within a period of hours to days [8]. It should be noted that in addition to NO and NO2, N2O can also be emitted from the combustion process. The highest emission of N2O (from combustion processes) is observed in fluidized-bed combustors. The concentration in flue gas from these combustors can be in the range of 40–100 ppm [9]. Although N2O belongs to the group of direct GHGs, it cannot be classified as NOx. In addition, the term NOy is also seen in the literature, which contains all reactive nitrogen compounds that exist in atmospheric air. Examples of NOy are HNO3, C2H3NO5 (peroxyacetyl nitrate (PAN)), HONO, N2O5, HO2NO2, NO3, and NOx [8]. Because NOx belong to NOy, the remainder of the listed compounds are referred to as NOz. Therefore, NOx + NOz = NOy. The main conversion processes of NOx into NOz (NOx → NOz) are NO2 + NO3 → N2O5 and PAN formation, which account for 55% and 34% of the total NOx → NOz, respectively. The opposite process (NOz → NOx) is also possible, and the main process components of this are the reverse reactions N2O5 → NO2 + NO3 and PAN decomposition [10].

2. The Role of NOx in the Greenhouse Effect

It has been previously mentioned that different opinions exist within the scientific community about the role of NOx in the GHE. This inconsistency existed in historical scientific papers as well as in currently published issues (i.e., in 2022). Some researchers directly include NOx in GHGs or they suggest that NOx are GHGs, but do not explain the nature of this impact [11,12,13,14,15,16,17,18,19,20,21]. Some researchers do not distinguish precisely between N2O and NOx, or they even include N2O into NOx [22,23,24,25,26], suggesting that NOx are GHGs. Indeed, N2O is created during the combustion process. Higher concentrations of N2O can be found be in flue gas when the flame temperature is lower than 900 °C such as in fluidized-bed combustors [27]. Furthermore, N2O is recognized as a by-product during NO formation [28]. However, it has already been explained that the inclusion of N2O into NOx is not a true assumption. Conversely, in some scientific articles, the impact of NOx on the GHE is not highlighted, and only other environmental negative effects of NOx are mentioned [29,30,31].
The role of NOx in the GHE should be explained. It is very important to distinguish between two crucial issues. The potential possibility of NOx influencing the GHE is not equal to including these gases in direct GHGs. Very often in scientific articles, these two issues are confused, and this distinction is not clearly presented. It should be explained that NOx (NOx = NO + NO2) do not directly influence radiative heat transfer (from the Sun to the Earth’s surfaces) in the radiation spectra typical for direct GHGs (such as CO2, CH4, and N2O). The GHE is caused by the balance between radiative heat transfer from the Sun (average surface temperature of 6000 K, and wavelength of 0.2–4 μm) to the Earth’s surface and the radiative heat transfer from Earth (average surface temperature 255 K, and wavelength of 4–100 μm) to space. The GHGs existing in the atmosphere (such as H2O and CO2) weakly absorb radiation of a 0.2–4 μm wavelength and strongly absorb radiation of 4–100 μm, thus the Earth’s surface is warmed. Part of the energy received from sunlight irradiation is accumulated on the Earth’s surface because of the impact of GHGs. This is because radiative heat transfer from the Sun is transferred by the atmosphere, whereas the radiative heat emitted from the Earth’s surface is captured due to the impact of GHGs. This phenomenon is called the greenhouse effect. It causes increases and stabilization of the temperature on the Earth’s surface during the day and night. A lack of atmosphere and a deficiency of the GHE would result in a decrease of the temperature on Earth to an average value of −18 °C, whereas the actual average temperature on Earth is +15 °C. The GHE created specific conditions, allowing our planet to be habitable and to develop life [32]. The direct GHGs are H2O, CO2, CH4, N2O, fluorine compounds (such as NF3 and SF6), and chlorine compounds (such as CFCl3 and CF2Cl2) [32,33]. A more particular list of direct GHGs was presented by Fuglestvedt et al. [33]. At this stage, it is necessary to mention the term atmospheric window. There is a region containing a long-wave spectrum from approximately 8 μm to 12 μm known as the atmospheric window, where absorption by water and CO2 is weak (see Figure 2). However, other GHGs such as CH4, N2O, O3, CFCl3, and CF2Cl2 have absorption bands in or near this range, and contribute to the trapping of long-wave radiation despite their relatively low concentrations [32].
An analysis of the absorption band of NO (maximal peaks for a wavelength of 5.2 and 5.4 μm) and NO2 (maximal peaks for a wavelength of 6.1 and 6.25 μm as well as for wavelengths of 3.4 and 3.5 μm) [22,34,35] clearly shows that NOx do not have an absorption band in the region of the atmospheric window. Thus, these gases cannot be included in direct GHGs. However, it does not mean that their impact on the GHE can be omitted. Finally, we reached the conclusion that GHGs can be divided into two groups: direct GHGs and indirect GHGs (as presented in Figure 3). In the case of indirect GHGs, their impact on the global climate is complex and can be connected to global warming and/or cooling. Sometimes, indirect GHGs are called reactive gases in the literature [36]. Thus, it should be stated that NOx influence the global climate, and they belong to the group of indirect GHGs. Such an explanation can be found in some scientific literature [6,7,33,36,37,38,39,40,41,42,43,44,45,46,47,48,49]. Furthermore, in addition to NOx, other gases are also included in the indirect GHGs group such as carbon monoxide (CO), volatile organic carbons (VOC), and sulfur dioxide (SO2) [6,33,50].

3. Global Warming Potential

To estimate the impact of a particular substance on the GHE, the different climate metrics (coefficients) should be defined. One commonly used factor is global warming potential (GWP). According to the definition, “GWP is based on the time-integrated radiative forcing due to a pulse emission of a unit mass of gas. It can be quoted as an absolute GWP (AGWP) (in units of Wm−2 kg−1 year), or as a dimensionless value by dividing the AGWP by the AGWP of a reference gas, normally CO2” [33]. Furthermore, “the relative (dimensionless) GWP signifies the cumulative radiative forcing relative to emission of the same mass of CO2 within defined time horizons” [38]. The time horizon is an important factor influencing the GWP value. Usually, the time horizon is defined as 100 years (commonly used in climate politics). However, in scientific analysis, three different time horizons are suggested: 20, 100, and 500 years [33]. Thus, assuming such definitions, the GWP for CO2 equals one. It should be stated that GWP can take a positive “+” or negative “−“ value. A positive value indicates the considered compound influences global warming, while a negative value indicates an influence on global cooling. There are other factors for estimating the impact of gases on global warming such as the radiative forcing index (RFI) and global temperature change potential (GTP). However, GWP is the most popular and commonly used metric in climate politics, despite its limitations [33,39]. Precise determination of GWP for NOx (as an overall value for all emission sources) is very difficult because in these gases, the GWP strongly depends on the type of source: grounded (surface), airborne, transportation, or from immobile sources. Furthermore, GWP can be affected by geographical location and time horizons [33,45]. Moreover, the GWP for NOx varies substantially, according to the literature. For example, G. Lammel and H. Graßl [38] estimated that the GWP for NOx from surface sources (time horizons of 20 and 100 years) were in the range of GWP20 = 30–33, and GWP100 = 7–10. Johnson and Derwent determined [50] GWP100 = 5 for surface Northern Hemisphere sources, GWP100 = −10 for surface Southern Hemisphere sources, and GWP100 = 456 for aircraft sources. The time horizon and source location strongly influence the GWP value. A. Skowron, D.S. Lee, and R.R. De León [39] presented the evaluated GWP for NOx emitted from aircraft. They determined that the mean global values of GWP for time periods of 20, 100, and 500 years were GWP20 = 322, GWP100 = 59, and GWP500 = 17, respectively. Researchers noticed that different values of GWP were obtained for the Northern and Southern Hemispheres and particular regions in the world. The highest value of GWP20 (542) was an estimate for the area over Brazil. Such a potentially strong effect on the sensitive global climate was caused by the presence of O3 and CH4. Researchers have concluded that GWP has limitations, and the influence of NOx–O3–CH4 should be considered. They also noticed that in aircraft sources of NOx, a more precise estimation of global climate change was obtained when radiative forcing (RF), with a unit of mW m−2 Tg(N)−1, was used as a climate metric. The descriptive difference between RF and GWP is that “while RF indicates the climate effect between past and present points in time, GWP gives the perspective for future impact on current emissions” [39]. The values of GWP and other climate metrics were presented by J.S. Fuglestvedt et al. [33]. Here, the researchers presented an advanced analysis of the impact of emissions on global warming. They considered different substances (direct and indirect GHGs) for different time horizons, types of emitters, and horizontal and vertical locations. Interestingly, NOx—GWP100 for surface sources was in a large range of values (from −28 to +1.6), and the average global value was −11.

4. Dualistic Nature of NOx Impact on the Greenhouse Effect

It has already been mentioned that GWP can be negative or positive. Indeed, the warming and cooling effect of NOx in the atmosphere is highlighted in the literature [5,6,40]. The nature of this effect depends on the mentioned parameters such as NOx source, horizontal and vertical location, and the co-existence of other compounds. In the next section, an explanation of the cooling and/or warming nature of NOx is provided.

4.1. Warming Nature

The presence of NOx can influence global warming. The results of investigations suggest that the main process responsible for this effect is the impact of NOx on the conversion of tropospheric ozone (O3) [38], which is recognized as a GHG [32]. Depending on the concentration of NOx in the atmosphere and the equilibrium between other compounds contained in the atmosphere, O3 can either be created or destroyed. If the concentration of NOx are higher than the range of 10–30 pptv (parts-per-trillion (volumetric), 10−12), O3 can be created in the atmosphere. Furthermore, the rate of O3 creation because of the presence of NOx depends on the latitudes and seasons [38]. Namely, it has been postulated that the presence of NOx (NO/NO2) influences the catalytic conversion of O3, according to the following reactions ((2)–(5)) [36]:
OH + CO + O2 → CO2 + HO2
HO2 + NO → NO2 + OH
NO2 + hν → NO + O(3P)
O(3P) + O2 + M → O3 + M
Summarizing reactions (2)–(5), the overall process reaction (6) is
CO + 2O2 + hν → CO2 + O3
Thus, this proves and provides clear evidence that the presence of NOx causes the creation of O3 and CO2 under sunlight irradiation. Hence, they influence global warming because of the creation of GHGs. The effect of the presence of NOx on O3 conversion in the atmosphere was confirmed by Renyi Zhang, Xuexi Tie, and Donald W. Bond [51].
Another phenomenon potentially influencing global warming due to the presence of NOx is their impact on N2O conversion [38,52]. Namely, NOx emitted into the atmosphere can be converted into N2O (a direct GHG) in the complex processes occurring in the soil. The simplified description of this complex mechanism of converting NOx into N2O is as follows: Emitted NO is transformed into NO2, and next to nitrogen acids and other compounds in the form of aerosols. These compounds are then transferred into the soil by precipitation. Further transformation in the soil (such as by the denitrification process) leads to incidental emissions of N2O from the soil to the atmosphere. It was estimated that the N2O emissions from soil (as a consequence of NOx transformation) are 1.2%–3.6% of the total N2O emissions from other sources [38]. Nevertheless, understanding the soil N cycling processes is still being discussed [53].

4.2. Cooling Nature

It was previously mentioned that the presence of NOx can lead (in some specific conditions) to global cooling. This is why the GWP values are sometimes negative. Furthermore, NOx are sometimes termed as cooling gases [7,45,50,54]. It was proven that the presence of NO can influence the increase in the concentration of OH radicals in the atmosphere, and OH radicals contribute to destroying methane, according to the following reactions [50]:
HO2 + NO ↔ OH + NO2
OH + CH4 ↔ H2O + CH3
Here, CH4 belongs to the direct group of GHGs, thus destroying it causes a cooling effect. Moreover, CH4 reduction results in a long-term reduction in tropospheric O3, and a long-term reduction in stratospheric water vapor from the reduced oxidation of CH4. Both of these phenomena are recognized as negative radiative forcing effects [39]. It should be explained that the cooling effect of NOx depends on the impact of other compounds existing in the atmosphere. Namely, the presence of CO can contribute to a decrease in the concentration of OH radicals. Consequently, the cooling effect of NOx can be inhibited, and the GWP for NOx is positive (a warming effect). Furthermore, the decrease in the OH concentration inhibits CH4 destruction (being a direct GHG). If the impact of NOx is considered without reference to the CO contribution, it would only be assumed that the cooling effect of NOx is from surface sources. The increase in the CO concentration in the atmosphere causes NOx to convert from cooling gases to warming gases with a positive GWP [54]. We can have reasonable hope that the development of combustion technology by increasing the combustion efficiency and decreasing CO emissions will inhibit NOx from having an effect as a warming gas.
Another phenomenon responsible for the cooling effect of NOx is the formation of aerosols (dispersion of very fine liquid droplets) in the atmosphere. Increased aerosol formation and cloud reflectivity cause a decrease in sunlight radiation and enhance the cooling effect [7,38]. The main process responsible for aerosol formation is the conversion of SO2 into H2SO4 formations, which condensate as very fine droplets (aerosols). The contribution of NOx in this process relies on OH formation. It has already been explained that an increase in NO concentration causes an increase in OH radical concentration in the atmosphere. Moreover, the presence of OH radicals intensifies SO2 conversion into aerosols, thus directly causing a cooling effect [7].

4.3. Summary

It has already been mentioned that the warming and cooling effects of NOx in the atmosphere are possible due to the impact of different processes. The warming and cooling effects are summarized in Table 2. These effects were divided into three groups in terms of the influence area (i.e., air, water, soil, and vegetation aboveground). Some processes seem to be opposing. Thus, examples of these cases are described in a “cross-impact” column.

5. Simplified Evaluation of NOx (Surface Sources) Impact on GHE

Generally, unequivocal determination of the global impact of NOx on the GHE (cooling or warming) is very difficult. This is because of the mentioned differences in the GWP value and dualistic behavior of NOx as cooling or/and warming gases [33,40,41]. It was mentioned that the impact of NOx on climate change depends on many factors such as latitude, horizontal and vertical localization, the contribution of other gases (mainly CO, CH4, and SO2), conditions in the atmosphere (such as wind and sunlight irradiation), the processes occurring in the soil, and time horizons [7,33,38,39]. A. Skowron, David S. Lee, and Ruben R. De Leon [39] noticed that the same amount of emitted NOx can cause different responses in terms of the GHE, depending on the emitter localization (aircraft in this case). Additionally, J.S. Fuglestvedt et al. concluded that “GWPs are not a useful tool for calculating the complete suite of aircraft effects” [33]. Particulate analysis of this issue has been presented by A. Skowron, David S. Lee, and Ruben R. De Leon [39]. It is commonly accepted that the emissions of NOx from aircraft (especially in the North Pacific and North Atlantic ocean zones) have a much stronger influence on global warming than the emissions of NOx from surface sources [33,39,50]. A. Skowron, David S. Lee, and Ruben R. De Leon [39] concluded that the global GWP100 from NOx emitted from aircraft (based on 0.035 Tg(N)/yr incremental aircraft NOx emissions) equaled 59. However, depending on the region, this factor has a large range of values (25–110). The complexity of this scientific analysis is caused by the already mentioned conditions in the atmosphere [64] and the aircraft parameters (such as weight, engine type, and combustion conditions) [64,65]. Moreover, NOx emissions from aircraft depend on the flight phase. For example, during landing and take-off periods (idle/taxi, approach, climb out, and takeoff), the highest NOx emissions were observed during the climb-out phase [66]. Thus, the presented analysis here did not include NOx emissions from aircraft because this has been covered by other researchers.
Presented below is a simplified analysis, the aim of which is to estimate the impact of NOx emissions from stationary, surface sources on the GHE compared to the impact on the GHE from other direct GHGs. It is assumed that NOx emissions are from stationary, surface sources localized at central latitudes with a time horizon of 100 years. G. Lammel and H. Graßl [38] estimated a GWP20 = 30–33 and GWP100 = 7–10 for NOx as the global average value. However, in other references, the values of GWP for surface sources are extremely varied including positive and negative. For example, positive values in the range of GWP20 = 43–130 for sources localized in tropical regions, and positive/negative values in the range of GWP20 = −43 to +23. From all of the analyzed values of GWP100 for surface sources, the highest global GWP100 is 10. Thus, this value is assumed as the most pessimistic. The other assumed variant is GWP100 = 1.6. This value seems to be most realistic because it was estimated for central latitudes [33] and the highest NOx emissions are observed for such regions [67]. Nevertheless, it should be noted that for surface sources, the global GWP100 = −11 [33]. Moreover, it is assumed that the contribution of emitted CO2 from fossil fuel usage and industrial processes in the GHE is 65% compared to the impact of all direct GHGs [68]. Based on this assumption, the impact of NOx on the GHE compared to CO2 can be described by the coefficient %GHGNOx (9).
%GHGNOx = NOx-eq.CO2/(NOx-eq.CO2 + CO2) × 100%
Furthermore, the impact of NOx on the GHE compared to all direct GHGs (%(total)GHGNOx is
%(total)GHGNOx = NOx-eq.CO2/(NOx-eq.CO2 + CO2/0.65) × 100%
The NOx-eq.CO2 parameter is the sum of the emitted NOx (Gt/year) multiplied by GWP100 for NOx. In other words, NOx-eq.CO2 is the emission of NOx as an equivalent of CO2 (regarding the GHE) at an assumed time horizon. It can be seen from Table 2 that the participation of NOx in the GHE regarding CO2 impact and the most pessimistic scenario does not exceed 5%. In the case of the most realistic scenario (NOx GWP100 = 1.6), this value does not exceed 1%. If the total direct GHGs emissions are considered (meaning the emission of CO2/0.65), the NOx contribution to the GHE does not exceed 2.8% and 0.5% for the most pessimistic (GWP100 = 10) and the most realistic (GWP100 = 1.6) scenarios, respectively. Although the presented analysis is simplified, it allows for an estimation of the impact of NOx from surface sources on the GHE. Thus, even a pessimistic scenario assumes this impact is not large compared to CO2 and other direct GHGs. Moreover, assuming the values of NOx emissions from a combustion of 0.038 GtN/year, provided by W. Battye, V.P. Aneja, and W.H. Schlesinger [69], the impact of NOx on the GHE is weaker. This is consistent with the conclusions of Lee et al. [70]. Furthermore, they noticed that NOx emissions, O3 as well as particulate matter, and SOx, which are not the major concern in climate change and perspectives, are threatening the air quality and premature deaths (<75 years). Considering the emission of NOx from coal-fired units (power plants and combined heat and power (CHP) plants only), the participation of NOx in the GHE is lower. It is known that the maximal NOx emission per capacity from such units is 1.8 kg NOx/MW when cold type start (i.e., start time >48 h since plant shutdown) is considered [71]. The capacity of coal-fired units in 2019 was estimated at 2087 GW/year [72]. Thus, the total NOx emissions from such sources is 0.00376 GtNOx/year. The estimated installed capacity of coal-fired units was compared with the estimation presented by Tong and co-workers [73] According to their estimation, a combined installed capacity of biomass- and fossil-fuel-burning power plants operating worldwide in 2010 was 3570 GW. Nevertheless, the global NOx emissions (in 2010) from these sources was 0.0252 GtNOx/year. However, comparing these values with the data presented in Table 3, it is clear that the maximal impact of NOx emitted from solid fuel-fired sources is less than 1% compared with direct GHGs. Finally, Miyazaki and co-workers [74] reported that anthropogenic NOx emissions dropped by at least 15% globally and 18 to 25% regionally in April and May 2020 due to the pandemic influence. Similar observations were presented by Doumbia and co-workers [75]. According to their estimations, NOx emissions exhibited large decreases (13–42%) during the strictest shutdown period (i.e., in April 2020).

6. NOx in Waste Incineration and Co-Incineration Plants

Thermal processing of waste, especially combustion, can generate NOx emissions. The combustion of MSW and RDF in incineration and co-incineration plants generates NOx inside a furnace. The underlying role of incineration and co-incineration plants in the issue of NOx emissions can be explained by the emerging concerns that the high nitrogen content (usually) in municipal waste can influence the enhanced NOx emissions. In fact, N-fuel directly impacts NOx emissions. Nevertheless, nowadays, these plants are equipped with an advanced flue gas cleaning system.
The consideration of NOx emissions from the WtE plant is preliminarily considered as the issue of nitrogen content in burned fuels. It is known that the nitrogen content in solid fuel directly impacts NOx emissions. The low N content in biomass (especially for wood and woody biomass) is a big advantage due to decreased NOX and ammonia (HN3) emissions [80]. The nitrogen in woody biomass (mean value, dry-ash-free, daf state) is 0.4 wt%, whereas the nitrogen content in waste is usually higher and can reach a value of more than 2.3 wt% [81]. Considering the particular components of MSW, a higher nitrogen content was observed in plastics (polyurethane N = 6 wt%, db), biomass residues (garden trimmings N = 3.4 wt% db), and food wastes (N = 2.6 wt% db) [82]. The nitrogen content varies in the waste sources in terms of regions, countries, and season. For example, Sajid and colleagues [83] reported that nitrogen content in waste from China in the period of 2015–2021 varied between 0.37 and 2.11 wt% depending on the region.
The NOx in MSW incinerators is mainly produced by fuel NOx and thermal NOx, accounting for about 80% and 20%, respectively [84]. Behind the fuel properties, the formation of NOx depends on the different processes and technological parameters, mainly the furnace type, the temperature in the combustion zone, air distribution, oxygen excess, turbulence, and residence time of gaseous compounds in the combustion and post-combustion zone [82]. It is accepted that the design of the furnaces can achieve gas temperatures that fit the conditions of selective non-catalytic reduction by ammonia or urea to remove about 50% of the NOx formed initially [85]. The nitrogen concentration in stack emissions of MSW incinerations was observed in the range of 90–150 mg/m3 and 65–145 mg/m3 (11% O2, STP) for FBC and grate furnaces, respectively [82]. Nevertheless, the concentration of NOx formed in the combustor, measured before the flue gas cleaning system can be much higher (i.e., up to 950 mg/m3 (11% O2 STP)). The highest in-chamber NOx concentration was observed during coal and waste blends (i.e., 470–950 mg/m3 for meat and bone meal + coal and 220–550 mg/m3 for paper and plastic waste + coal) [82]. There are various ways to reduce NOx emissions from incineration plants. The most important techniques are divided in two ways, namely primary and secondary measures [37]. The primary measures include every technique realized inside the combustion chamber such as air and/or fuel staging and/or special additives such as iron-containing additives. The secondary measures included every method realized with additional and independent apparatus outside the combustion chamber. Within these secondary measures, the following methods are included: selective catalytic reduction, SCR, selective non-catalytic reduction SNCR, non-thermal plasma, O3 application, adsorption, and absorption processes, and photocatalytic processes [37,86,87]. Note that SNCR can be included in primary or secondary measures depending on where the process is realized (i.e., where a NH3-containing additive is injected). The efficiency of NOx removal depends on the applied method. For example, by applying air staging, NOx emissions can typically be reduced by 30–60%, whereas during the application of SCR and SNCR techniques, efficiency at a level of 50–85% can be achieved [82]. Yang and colleagues [84] reported that during the optimal conditions of coupling technologies (i.e., flue gas recirculation and SNCR), the total NOx removal efficiency reached over 76% for the grate furnace incinerator.
The regulations governing flue gas emissions were becoming more stringent and varied. Depending on the country, the emission limits for NOx are in the range of 131.7–522.6 mg/m3 (11% O2, STP) [88]. The regulations of the emissions can help to estimate the maximal possible emission of NOx to the atmosphere from incineration and WtE plants. It is assumed that the emission of NOx from particular plants can reach a level up to the regulation limit. In fact, the emission of gaseous pollutants and particulates from these plants is usually lower than the limits. Moreover, it should be explained that despite the EU regulations and standards (Directive 2010/75/EU of the European Parliament and of the Council of 24 November 2010 on industrial emissions), other documents introduce additional requirements for the emission. Namely, best available techniques are more strict (i.e., 120 mg/m3 11% O2 STP) compared to the EU standards (i.e., 200 mg/m3 11% O2 STP).
The analysis presented below includes the different scenarios in terms of waste ratio during co-combustion as well as the capacity of incineration or co-incineration plants. EU Directives as well as BAT regulations were taken into account. It was assumed that both the EU Directives and BAT regulations should be fulfilled, thus in every case, the most restrictive (EU or BAT) value was used in the analysis.
The results of the calculations of standards are presented in Table 4 and Table 5. All values are presented as mg referred to as 11% O2 (STP). It should be mentioned that the presented values are the required concentrations that cannot be exceeded (as daily averaged values). These requirements should be fulfilled (executed) by the combustion/incineration/co-incineration plant. In other words, the acts of law define the standard values and the values that cannot be exceeded. For example, in the case of coal combustion and installations in the range of 1 to 5 MW, the standard value is 267 mg/m3 (11% O2 STP), but the required value (it cannot be exceeded) for continuous measurement is 400 mg/m3 (11% O2 STP) as the 150% of standard value. The most restrictive standards are observed for the co-incineration of biomass and RDF for large plants. In the case of a 305 MW plant and 10% co-firing, the required value is 75 mg/m3. Table 5 represents the calculations of the value for the co-firing of biomass and RDF in the share range of 0–100% (by energy). These results are also presented (required values only) in Figure 4. For installations with a fuel capacity of 1.5 MW (standard range 1 ÷ 5 MW), the NOX standard decreases with the increase in waste share in the fuel mixture. Thus, the addition of waste to the mixture reduces the permissible emission of NOX to the environment. The opposite tendency was observed for the installations of a capacity higher than 50 MW. Namely, the increase in waste share caused the increase in NOx standards. Thus, in the case of larger installations, the addition of waste caused less restrictive limits of NOx emissions. In the case of medium-capacity installations (i.e., 15 MW), the addition of waste to the fuel mixture does not significantly change the emission limit. Consequently, the decrease in NOx emissions (due to legislation impact) will be suspected when co-incineration is realized in smaller plants. In other words, retrofitting the existing plant into a co-incineration plant will generate the necessity to apply a more advanced cleaning system of exhaust gas in terms of NOx emissions. It should be mentioned that the emission limit does not represent the real value of NOx emissions. Usually, the real NOx emissions are much less than the emission limits due to the existence of a high-efficient flue gas cleaning system.

7. Conclusions

The negative impact of emitted NOx on environmental issues (such as human and animal health and disturbance to plants and vegetation) is known and accepted by the scientific community. However, the discussion of the impact of NOx on global warming continues. Furthermore, some irrationality is still observed in the scientific literature. It should be stated that NOx belong to the group of indirect GHGs and they influence climate change. Nevertheless, the impact can be warming and cooling, depending on the particular conditions. This double-effect of NOx on the global climate (positive and negative radiative forcing response) is described in the literature. However, this knowledge should be expressed in the scientific community. It should be noted that the impact of NOx on global warming is not unequivocal. It depends on different parameters such as the location of the NOx source, time, concentration of other compounds in the atmosphere (such as CO and CH4), and prevailing atmospheric conditions. Thus, the same level of NOx emissions might lead to different regional climate impacts. An accurate estimation of the impact of NOx on global warming is very difficult. However, the estimated maximal impact of surface sources is less than 3.2% compared with direct GHGs. Finally, it is commonly accepted that the emissions of NOx from aircraft have much more influence on global warming than the emissions of NOx from surface sources. The retrofitting of a small firing plant (i.e., up to 50 MWth in fuel) into a co-incineration plant (after numerous requirements) will lead to lower NOx emissions due to legislative impacts (i.e., more restrictive emission limits compared to the combustion of primary solid fuels e.g., biomass). The co-incineration in smaller plants (capacity range of 1 ÷ 5 MW) gives more benefits to the environment due to a decrease in the NOx emission standards when the share of waste increases. In such installations, the NOx emission standard in the case of coal combustion is 267 mg/m3 (11% O2 STP), whereas the emission standards for RDF share (% by energy) of 50% and 90% are 245 mg/m3 and 212 mg/m3, respectively.
Our research has a beneficial value to the scientific community because our paper collected and clarified opinions regarding the impact of NOx on the GHE. Thus, from a practical point of view, this paper can be useful for scientists as well as for policymakers.

Author Contributions

Conceptualization, J.A.L. and R.L.; Methodology, J.A.L. and R.L.; Data curation, J.A.L. and R.L.; Writing—original draft preparation, J.A.L. and R.L.; Writing—review and editing supervision, J.A.L. and R.L.; Project administration, J.A.L.; Funding acquisition, J.A.L. All authors have read and agreed to the published version of the manuscript.

Funding

This research was funded by the following sources: (a) Polish-Taiwanese/Taiwanese-Polish Joint Research Project entitled “Towards the enhancement of an application of municipal solid waste (MSW) in energy sector” agreement No. PL-TW IV/4/2017 supported by the National Centre for Research and Development, Poland, and the Ministry of Science and Technology, Taiwan. (b) “Utrzymanie potencjału badawczego ZOP” (IChPW11.22.200.) as well as “Utrzymanie potencjału badawczego ZTE” (IChPW11.22.017.), financed by the Ministry of Education and Science, the Republic of Poland.

Institutional Review Board Statement

Not applicable.

Informed Consent Statement

Not applicable.

Data Availability Statement

The data was collected from available literature (cited in a manuscript) as well as from legislative documents (cited in a manuscript).

Acknowledgments

I (Janusz Lasek) give special thanks to my wife Kasia with love and all my family for their kind support. I (Janusz Lasek) give special thanks to Jeffrey Chi-Sheng Wu (National Taiwan University) who inspired me to develop ideas and for his help in my scientific career during “storm and shadow valley times”.

Conflicts of Interest

The authors declare no conflict of interest.

Nomenclature

AGWPAbsolute global warming potential
CTotal emission limit values for co-firing fuels with waste
CwasteEmission limit values for waste incineration plants and co-firing
FBCFluidized-bed combustor
GHEGreenhouse effect anthropogenic) sources
GHGGreenhouse gas
GWPGlobal warming potential
Energy of photon (photochemical reactions) as the multiplication of Planck constant, h and photon’s frequency, ν
MSWMunicipal solid waste
pptvParts-per-trillion (volumetric)
RDFRefuse-derived fuel
SCRSelective catalytic reduction
SNCRSelective non-catalytic reduction
STPStandard temperature and pressure
VprocWaste gas volume resulting from the plant process including the combustion of the authorized fuels normally used in the plant (waste excluded)
VwasteWaste gas volume resulting from the incineration of waste only determined from the waste with the lowest calorific value specified in the permit
WtEWaste-to-energy

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Figure 1. NOx as defendants in court (permission obtained from the author, © Radoslaw Lajnert).
Figure 1. NOx as defendants in court (permission obtained from the author, © Radoslaw Lajnert).
Applsci 12 10429 g001
Figure 2. Percentage of atmospheric absorption for radiation passing from the top of the atmosphere to the surface for different GHGs versus NOx and the atmospheric window (based on John F. B. Mitchell [32]).
Figure 2. Percentage of atmospheric absorption for radiation passing from the top of the atmosphere to the surface for different GHGs versus NOx and the atmospheric window (based on John F. B. Mitchell [32]).
Applsci 12 10429 g002
Figure 3. The division of GHGs including direct and indirect GHGs.
Figure 3. The division of GHGs including direct and indirect GHGs.
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Figure 4. The impact of the installation capacity and share of RDF on the NOx emission limits (required values based on the EU Directives and BAT regulations).
Figure 4. The impact of the installation capacity and share of RDF on the NOx emission limits (required values based on the EU Directives and BAT regulations).
Applsci 12 10429 g004
Table 1. The assumptions during the calculation of NOx emission standards in different cases.
Table 1. The assumptions during the calculation of NOx emission standards in different cases.
CaseAssumptions
Coal combustion (100%)LHV = 22 MJ/kg, new installation, continuous measurement (daily average values)
Biomass combustion (100%)LHV = 18 MJ/kg, new installation, continuous measurement (daily average values)
RDF combustion (100%)LHV = 15 MJ/kg, new installation, continuous measurement (daily average values)
Coal/RDF co-firing (10% by energy)LHV = 22 MJ/kg (coal) and LHV = 15 MJ/kg (RDF), RDF share of 10% (by energy), new installation, continuous measurement (daily average values), installation capacity (thermal power in fuel) of 1.5 MW, 15 MW, 105 MW, and 305 MW
Biomass/RDF co-firingLHV = 22 MJ/kg (coal) and LHV = 15 MJ/kg (RDF), RDF share of 10%, 20%, 30%, 40%, 50%, 60%, 70%, 80%, and 90% (by energy), new installation, continuous measurement (daily average values), installation capacity (thermal power in fuel) of 1.5 MW, 15 MW, 105 MW, and 305 MW
Table 2. The summary of the warming and cooling effect of NOx in terms of the influence on the area.
Table 2. The summary of the warming and cooling effect of NOx in terms of the influence on the area.
WarmingCoolingCross Impact
Air
In the short-term, NOx emissions contribute to warming by enhancing tropospheric O3 concentrations (on a daily time scale), which are recognized as GHG [6,32].NOx enhances OH production. CH4 (GHG) is oxidized in the presence of OH [6,39].
NOx can lead to decreases in O3 concentration on a decadal time scale because it causes an increase in OH radical concentration, which decreases CH4 concentration, which decreases NO2 formation, which decreases O3 formation. [6,39].
The formation of fine particles called aerosols. Aerosols are powerful cooling agents, both directly by scattering or absorbing light, and indirectly by affecting the cloud formation, their lifetime, and brightness [6,7].
NOx leads to O3 decreasing (on a decadal time scale) or increasing (on a daily time scale) [6].
Soil and vegetation aboveground
Nitrogen is a substrate for N2O production by nitrifying and denitrifying bacteria in soils. Thus, the deposition of nitrogen (Nr) onto ecosystems can increase N2O emissions and decrease the uptake of atmospheric CH4 by soil microorganisms. Soil microbes that consume CH4 often preferentially consume ammonium (NH4+), leading to reduced CH4 consumption rates in the presence of abundant NH4+ [6].
Inhibition of photosynthesis and a reduction of atmospheric CO2 sequestration by the plant biomass due to an increase of O3 concentration in the atmosphere (impacted by NOx). Reduction of aboveground C storage and reduction of belowground C assimilation and allocation [5,6]
In some cases, the excess of N leads to the enhanced mortality of plants due to nutrient imbalances or acidification [6].
In some cases, inputs of Nr from atmospheric deposition enhance plant growth rates because of the fundamental constraint of N availability on plant productivity and CO2 uptake into plant biomass. N additions to soil typically increase C capture and storage [6].
Foliar N may also increase the albedo of the canopy, enhancing the reflectivity of the Earth’s surface, and hence contributing to cooling [6].
Warming and cooling effects are possible. The effect of N on net C flux (both above and below ground pools) differs among ecosystems [5,6].
Water
Nitrogen is a substrate for N2O production by nitrifying and denitrifying bacteria in water bodies [6].
Denitrification occurring in water can emits N2O [46].
Nitrous oxide (N2O) can be emitted from wastewater treatment processes [46,55,56].
Both SO2 and NO inhibited algal growth at a high level of CO2 [57,58].
N- water can accelerate to grow algae growth. Nevertheless, the harmful (toxic, food-web altering, hypoxia-generating) algal blooms (HABs) have been linked to human nutrient (phosphorus (P) and nitrogen (N)) over enrichment [59]
The serious problem is cyanobacterial bloom formation. Decreasing P and N loads can counteract the direct positive effect of warming temperatures on bloom proliferation [34,60].
Some algae species can sequestrate the CO2 from the flue gas including SOX and NO [61].
In the case of some species (green alga Chlorella sp.), the presence of NOx can enhance algae growth [62]
NOx and SOx might be beneficial to the growth of microalgae as they can provide additional nutrients. However, this is true only when the culture pH is stably controlled and the NOx/SOx concentrations should be lower than the inhibitory level [63].
Table 3. Estimation of the participation of NOx emitted from surface sources in the GHE compared to CO2 and other direct GHGs. Pessimistic scenario (GWP100 = 10).
Table 3. Estimation of the participation of NOx emitted from surface sources in the GHE compared to CO2 and other direct GHGs. Pessimistic scenario (GWP100 = 10).
CO2 Emission Data from [12,76]NOx EmissionData fromCalculated as GtCO2/YearCalculated as GtNOx/YearGWP100 = 10Contribution of NOx in the GHE Compared to CO2 Emissions from Fossil Fuels Usage and Industrial Processes, %Contribution of NOx in the GHE Compared to the Emission of all GHGs, %
YearGtC/YearGtN/Year GtCO2/YearGtNOx/YearNOx-eq.CO2, GtCO2/Year% (Calculated from Equation (9))%(Total), (Calculated from Equation (10))
20006.7330.0256[72]24.70.0840.83.32.2
20058.0420.0454[77]29.50.1491.54.83.2
20068.3360.0191[78]30.60.0630.62.01.3
20098.6970.0209[78]31.90.0690.72.11.4
20149.8550.0475[79]36.10.1561.64.12.7
[72] This data includes the roles of fossil fuel combustion, biomass burning, and soil emissions, [12,76] This data includes the combustion of gaseous, liquid, and solid fuels, cement production, and gas flaring.
Table 4. The results of the emission standards estimation for NOx (mg/m3, 11% O2, STP), the cases of individual combustion, and co-firing of 10% (by energy) share.
Table 4. The results of the emission standards estimation for NOx (mg/m3, 11% O2, STP), the cases of individual combustion, and co-firing of 10% (by energy) share.
CaseEmission Standard (Executed)
1.5 MW15 MW55 MW105 MW305 MW
Coal combustion (100%)400 (req.)
(base 267)
300 (req.)
(base 200)
220 (req.)
(base 200)
146 (req.)
(base 133)
110 (req.)
(base 100)
Biomass combustion (100%)294 (req.)
(base 267)
220 (req.)
(base 200)
184 (req.)
(base 167)
146 (req.)
(base 133)
110 (req.)
(base 100)
RDF combustion (100%)200200200200200
Biomass/RDF (10%) co-firing264201169138107
Coal/RDF (10%) co-firing265202202138106
Req—required value that cannot be exceeded, base—base value according to the emission standard.
Table 5. The results of the emission standards estimation for NOx (mg/m3, 11% O2, STP), the cases of individual combustion and co-firing, RDF share 0%–100% (by energy).
Table 5. The results of the emission standards estimation for NOx (mg/m3, 11% O2, STP), the cases of individual combustion and co-firing, RDF share 0%–100% (by energy).
RDF Share (% by Energy)
Capacity0%10%20%30%40%50%60%70%80%90%100%
1.5 MW294 (req.)
267 (base)
264260256251245239231222212200
15 MW220 (req.)
200 (base)
200.8201.5202.0202.5202.6202.7202.5202.0201.2200
55 MW184 (req.)
167 (base)
169172175178181185188192196200
105 MW146 (req.)
133 (base)
138143148154160167174182190200
305 MW110 (req.)
100 (base)
107114121130139149160172185200
Req—required value that cannot be exceeded, base—base value according to the emission standard.
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Lasek, J.A.; Lajnert, R. On the Issues of NOx as Greenhouse Gases: An Ongoing Discussion…. Appl. Sci. 2022, 12, 10429. https://doi.org/10.3390/app122010429

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Lasek JA, Lajnert R. On the Issues of NOx as Greenhouse Gases: An Ongoing Discussion…. Applied Sciences. 2022; 12(20):10429. https://doi.org/10.3390/app122010429

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Lasek, Janusz Andrzej, and Radosław Lajnert. 2022. "On the Issues of NOx as Greenhouse Gases: An Ongoing Discussion…" Applied Sciences 12, no. 20: 10429. https://doi.org/10.3390/app122010429

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