1. Introduction
Free-space optical communication (FSO) technology is applied widely in satellite–ground, satellite–satellite and other communication links [
1,
2] for its small size, low power cost, high reliability and security [
3]. Considering the atmospheric channel, turbulence is one of the most important factors that influence system performance. The wavefront of the signal light at the receiving telescope will distort heavily, and the parameters, which are used to evaluate system performance, turn into random variables because of the randomness of turbulence.
The Kolmogorov turbulence model is used extensively in considering the turbulence effect of the atmosphere for its simple mathematical structure and usability for numerical calculation [
4,
5,
6]. However, with the increase of theoretical discussion and experimental research [
7,
8,
9], it has been found that Kolmogorov’s theory could not always describe the characteristics of actual turbulence, and the non-Kolmogorov turbulence model has been widely applied to evaluate the performance of FSO terminals. Linyan Cui studied the influence of moderate-to-strong non-Kolmogorov turbulence on the imaging system based on the atmospheric turbulence modulation transfer function [
10]. Yahya Baykal investigated the behavior of the coherence length in non-Kolmogorov satellite links [
11]. Moreover, JR Yao generalized the oceanic spatial power spectrum to the non-Kolmogorov turbulence regime based on temperature and salinity concentration [
12].
Signal light received by FSO terminals is usually coupled into an Erbium-doped optical fiber amplifier (EDFA) for next processing, especially in a coherent communication system, in order to achieve a high date rate [
13], so the coupling progress becomes one of the interests [
14,
15,
16]. Therefore, coupling efficiency (CE) is one of the most important parameters to evaluate the performance of communication terminals and should be well discussed in the conditions of non-Kolmogorov turbulence.
The mean value and variance of the CE are two essential parameters to evaluate system performance because some system indicators are directly associated with CE. Moreover, non-linear relationships widely exist between the CE and these indicators [
17]. For example, the signal-to-noise ratio (SNR) is proportional to the square of the receiving power in the IM/DD system. The receiving power is linear to the CE, so the SNR is non-linear to the CE. Thus, the statistical model of CE should be built to analyze the mean value and fluctuation of these indicators affected by turbulence [
18]. Chao and Liying discussed the CE of a Gauss beam transmitting though non-Kolmogorov turbulence and gave the expression of the CE. However, it was a complex double integral and not convenient for further discussion of the system performance for FSO terminals [
19]. They also discussed a fiber CE based on non-Kolmogorov theory in a satellite–ground link, and showed the trends, but did not study its statistical characteristics [
20]. Beibei Hu and Ying Xu gave us an expression of the CE for a partially coherent laser beam propagating though non-Kolmogorov turbulence. This also ended up with an integral with no analytic solution [
21]. Moreover, Xin Zhao and Huilin Jiang discussed the CE on focal plane spot extension caused by turbulence. The results showed that CE was related to aperture, the wavelength of incident light, the radius of the receiving fiber, the atmosphere coherence length and the coupling system focus length, but they did not discuss the influence when different turbulence models were chosen [
22]. Chao Wang and Lun Jiang studied the CE of a Gaussian beam passing through weak fluctuation regimes. However, the results were based on Kolmogorov turbulence [
23]. Mo Chen and Chao Liu analyzed the influence of the atmospheric turbulence on the SMF coupling efficiency over various turbulences. They verified that the adaptive optics system was one of the most effective methods to improve the FSO system performance. However, they only took the average CE as the performance indicator and did not analyze its distribution [
24]. Yiming Bian and Yan Li analyzed the CE in the condition of an optical system aberration and fiber positioning error. They only considered the influence of the effects caused by turbulence and did not discuss the randomness of the CE due to turbulence [
25]. As shown in
Table 1, all the researchers do not derive an analytical expression of the CE effected by atmospheric turbulence, and the statistical characteristics are not discussed.
In this study, we created a new statistical model of the CE based on non-Kolmogorov turbulence and derived the analytical expression of the PDF. The spectral power law was introduced as a variable to correct the variance of the wavefront error, so that the PDF could fit the actual distribution. The foundation is to evaluate system performance using a statistical method, whether the parameter is linear to the CE or not. We also simulated the model in different conditions. Compared with the model based on the Kolmogorov model, the results showed its rationality and robustness. In addition, an experiment was designed to collect the CE data affected by actual turbulence. We counted the distribution and compared it with the model we built. The results showed that the model based on non-Kolmogorov turbulence could describe the experimental distribution well in all cases.
We provide the modeling progress in
Section 2, in which the calculation of variance of the wavefront error and the detailed derivation of the PDF are listed. The simulation analysis is presented in
Section 3, and the experimental verification with its analysis are shown in
Section 4.
Section 5 is the conclusion of this study.
2. Theoretical Analysis
The Kolmogorov atmosphere model is widely used to describe turbulence in free-space laser communication links, but it is not accurate because the boundary conditions are not always satisfied [
26,
27]. The statistical model of the wavefront based on non-Kolmogorov turbulence is essential to evaluate the PDF of the CE for SMF.
Figure 1 shows the optical structure of a free-space optical communication terminal and how special signal light couples into SMF. Signal and beacon light propagate though the atmosphere and are affected by atmospheric turbulence. Both of them are received by the optical antenna, which consist of a telescope. It is designed to minify the radius of the signal light at the optical pupil and beneficial to minimize the optical structure. The telescope is set on the coarse tracking element to follow the beacon light. Reflected by the fast steering mirror (FSM), which is the fine tracking element, the beacon and signal light are separated by the beam splitter 1 (BS1). The beacon light is received by the coarse tracking camera, which provides the feedback signal for the coarse tracking element. The signal light transmits though the beam splitter 2 (BS2), which splits the receiving and launching signal, and splits them with the beam splitter 3 (BS3). Most of the energy, e.g., 95%, is coupled into the SMF by the coupling optical system for the next processing, while the rest transmits into the fine tracking camera, providing the feedback signal for the FSM. Therefore, the CE is essential to evaluate the performance of the receiving terminal.
Firstly, the wavefront residual variance based on the non-Kolmogorov model is calculated. Zernike polynomials are widely used to expend the random wavefront. Considering a plane where a random wavefront is expended, a polar coordinate system is needed. Here,
r represents the polar radius and
is for the polar angle. Zernike polynomials are defined by Equation (1) [
28]
where,
where
n and m are integral and satisfy
mn,
n −
= even and
j is a mode-ordering number which is the function of
n and
m.
Table 2 shows the first 10 polynomials.
It is convenient to use Zernike polynomials expending a random wavefront
, given by Equations (3)–(5).
The more terms we use in Equation (3), the more accurately will the wavefront be described. However, we can only expand the wavefront with finite Zernike terms, so the mean square residual error
should be well discussed, which is shown in Equation (6).
represents the Zernike coefficient variances and
is total wavefront error shown by Equation (7).
Consider the distorted wavefront effected by non-Kolmogorov turbulence. The three-dimensional power spectral density of phase fluctuations is
β is the power law at the range from 2 to 4. When it equals to 11/3,
has the same value of the residual variance based on the Kolmogorov model [
29].
is a coefficient related to
, which has the value that
is normalized to 1 rad
2 when the diameter of receiving aperture equals to
r0, given by Equation (9) [
29].
According to the definition of
and the
, the Zernike coefficient variances
are given by Equation (10).
Substitute Equations (7) and (10) for Equation (6), and is calculated.
We assume that the field of SMF could transfer backwards to the pupil plane of the receiving telescope, at which the coupling is processed and in which the condition of the CE is defined by Equations (11) and (12).
represents the optical field of the signal light at the pupil plane, which is a plane-wave function.
is the model field of the SMF transferring backwards to the pupil plane, and it is a Gaussian function, approximately.
is an intermediate variable, and
and
represent the real and imaginary parts of
. Considering atmospheric turbulence,
turns into a random variable and is related to
r, so the integrals in Equations (11) and (12) have no analytic solution.
If we get the PDF of
, which is
, the PDF of the CE could be described as Equation (13), based on Equation (11).
When the signal light reaches the pupil of the receiving telescope after transmitting though the atmospheric turbulence, several speckles could be seen, and
N is the number of these speckles. We assume that these speckles fulfill two conditions [
30]:
- (1)
The speckles are independent of each other.
- (2)
The phase distribution function is a Gaussian function related to .
Considering strong turbulence,
N is larger
. Thus, the integrals in Equation (12) are replaced by the summation in Equation (14).
N is large enough so that
and
are considered approaching jointly normal distribution. The PDF is shown in Equation (15).
and
are the mean value of
and
,
,
represent the variance of
and
.
Appendix A shows the calculation progress.
Substituting
and
into Equation (15) and integrating
from 0 to 2
, the PDF of
is obtained shown by Equation (16).
The modified Rician PDF [
31] is a reasonable solution for Equation (16), shown in Equation (17), in which
represents the first class modified Bessel functions.
After the Jacobian transformation, the PDF of CE is calculated, given by Equation (18). It has a simple analytic expression and is easily used for further application.
All the algebraic operations above provide the statistical distribution of the CE under the condition of non-Kolmogorov turbulence. With rational assumptions, the PDF follows Rician distribution, which is beneficial to further study.
3. Simulation Analysis
In order to testify the PDF derived in
Section 2, we simulated the model numerically by MATLAB.
Based on Equation (17), we notice that the PDF of the CE is related to its mean value and parameter c, both of which are the functions of
,
,
and
. It is necessary to calculate
,
,
and
before we simulate the PDF. According to
Appendix A and ref. [
32], the wavelength of the signal light (
), the pupil aperture of the receiving telescope (
D), the focal length of the coupling system (
F) and the model field diameter (MFD) of the SMF (
d) are the system parameters, while the atmospheric coherence length (
) and
β represent the turbulence conditions. All the parameters are necessary to simulate the statistical distribution of the CE.
The hierarchical map is shown in
Figure 2. Firstly, one of the turbulence conditions should be decided as the variable, and the range should be chosen properly. With all the system parameters, the input of the simulation is prepared. Then, we calculate
,
,
and
for next processing. Based on the results, c and
are calculated, and the PDF of the CE is derived. We can analyze the distribution of the CE within the range chosen before at last.
The pseudo-code is listed in Algorithm 1.
Algorithm 1: The pseudo-code of the simulation progress |
Input: System parameters and turbulence conditions (). Output: Distribution of CE |
1: Choose variable parameter (or ) |
2: Initialize (or ) with solid value. |
3: Initialize (or ) with the range chosen properly |
4: for episode = 1, 2… do as follows |
5: Calculate the intermediate variable , , , and |
6: Calculate the intermediate variable c and |
7: Analyze the PDF based the results of step 6 |
8: end for |
9: Analyze the distribution of CE |
The distribution of the CE was simulated in the conditions of the solid with variable and solid with variable . Here are the results.
3.1. Solid with Variable
In this part, the PDF of the CE is discussed at the condition of variable
when
D and
β stay the same. The parameters are all listed in
Table 3.
The atmospheric coherence length
, also known as Fried’s length, reflects the intensity of the atmospheric turbulence. With the growth of the turbulence,
gets smaller.
Figure 3a–d show us the differences of the PDF of the CE when
varies from 0.1 m to 1 m. When the
equals to 0.1 m, shown by
Figure 3a, the atmospheric turbulence is strong. The PDF becomes nearly negatively exponentially distributed. This means that the mean value of the CE is quite small, so that the communication link is barely maintained. As the turbulence gets weaker,
becomes larger, from 0.2 m to 1 m. As presented in
Figure 3b–d, a peak comes out at each curve of the PDF, and the distribution approximates the Rayleigh distribution. The average CE is larger, in which condition the communication is stabilized.
Figure 4 gives a clear trend of the PDF of the CE.
The simulation shows that the modified Rician distribution describes the PDF of the CE well under the circumstance of both weak and strong turbulence, as shown by
Figure 3 and
Figure 4. The model is extendable to the free-space optical communication system for further study.
3.2. Solid with Variable
In this part, the PDF of the CE is discussed in the condition of variable
β when
D and
stay the same. The parameters are all listed in
Table 4.
Figure 5a–d show the situation whereby the PDF of the CE changes with different
β when
equals to 0.5 for the same receiving device. The result contains the case that
β equals to 11/3, which means the Kolmogorov turbulence model is used. The curves in these pictures show that the distribution of the CE differs from each other.
Figure 6 gives a clearer tendency of the changing PDF.
When the power law β has a slight change, the average value of the CE does not change much, but the distribution of the CE varies. This means that the variance of the wavefronts is different for each case, which will lead to different power fluctuations of communication terminals. In the free-space optical communication link though the atmosphere, non-Kolmogorov turbulence is improved by widely exiting, where β is not equal to 11/3 in all conditions. Kolmogorov theory could not describe turbulence at all conditions. It is not accurate to use one distribution to describe the fluctuation of the CE in different turbulence conditions. The statistical model of the coupling efficiency based on the non-Kolmogorov model is more accurate and necessary to evaluate the performance of the receiving device.
The simulation in this section indicates that the statistical model built for the CE has the robustness for both weak and strong turbulence. With the non-Kolmogorov turbulence applied, it allows the power law β to be alterable so that the theoretical distribution of the CE could change, which leads to an expendable application.