Building a Decentralization Index in Portugal: A Proposal on Conceptual and Methodological Foundations
Abstract
:1. Introduction
2. Overview of the Decentralization Process in Portugal
- Improving the quality of public services to populations;
- Enhancing universality and equality of access to public services;
- Ensuring permanent and transparent monitoring;
- Promoting social participation in the evaluation of decentralized services;
- Amplifying the efficiency and effectiveness of public management;
- Promoting territorial cohesion;
- Reinforcing interregional solidarity;
- Promoting institutional and social articulation, including at inter-levels;
- Guaranteeing local financial, administrative, and organizational autonomy;
- Transferring financial, human, material, and infrastructure resources;
- Ensuring stabilized funding for the transferred competences;
- Preventing the increase in overall public expenditure (Assembleia da República, 2013, 2018a; Tribunal de Contas de Portugal, 2023).
3. Conceptual Model for the Assessment of Portuguese Decentralization
- The policy dimension entails the transfer of competences for formulating, regulating, implementing, monitoring, and evaluating public services and policies. It should also encompass the transfer of human resources, expertise, information, physical infrastructure, assets, and the necessary financial resources to support them. These policy capacities should lead to more suitable public services that meet citizens’ demands, expand opportunities for universal and equal access, and achieve a more efficient and effective public administration.
- The fiscal dimension involves transferring powers to manage revenues and expenditures by increasing mandatory financial transfers, introducing new subnational taxes, or granting subnational jurisdictions the fiscal authority to establish their taxes. It can also include empowering local governments to develop fiscal rules, define their budgets, expand their debt or funding, and participate in financing programs from international or private funds. These fiscal capacities should lead subnational governments to a more coherent and stable fiscal framework for financing their public services and policies towards the demands of each municipality.
- The political dimension refers to the transfer of political authority, enabling municipalities to conduct their elections. Beyond this, it involves guaranteeing autonomy in agenda setting and decision-making, as well as articulating with other governments, bodies, and entities of various natures and levels, while promoting social participation, transparency, accountability, and public engagement in affairs. These capacities must allow for prioritizing the interests and needs of the local population of each municipality in the design and implementation of services and policies as well as for reinforcing the participation of the various stakeholders and the cooperation between other institutional intervenors (Falleti, 2010; Grin et al., 2023; Harguindéguy et al., 2019; and OECD, 2019).
4. Methodological Proposal for a Decentralization Index in Portugal
5. Discussion
6. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
References
- Ahmad, M., & Talib, N. B. A. (2014). Empowering local communities: Decentralization, empowerment and community driven development. Quality & Quantity, 49, 827–838. [Google Scholar] [CrossRef]
- Allain-Dupré, D., Chatry, I., & Moisio, A. (2020). Asymmetric decentralization: Trends, challenges and policy implications. OECD. [Google Scholar]
- Amado, A. (2020). Monitorização das dinâmicas territoriais de âmbito local: Um contributo metodológico para a avaliação das políticas públicas de base territorial em Portugal [Ph.D. Thesis, Faculdade de Arquitetura, Universidade de Lisboa]. [Google Scholar]
- Assembleia da República. (2013). Lei n.º 75/2013, de 12 de setembro. Diário da República. Available online: https://diariodarepublica.pt/dr/legislacao-consolidada/lei/2013-56366098 (accessed on 20 November 2024).
- Assembleia da República. (2018a). Lei n.º 50/2018, de 16 de agosto. Diário da República. Available online: https://diariodarepublica.pt/dr/detalhe/lei/50-2018-116068877 (accessed on 20 November 2024).
- Assembleia da República. (2018b). Lei n.º 51/2018, de 16 de agosto. Diário da República. Available online: https://diariodarepublica.pt/dr/detalhe/lei/51-2018-116068878 (accessed on 20 November 2024).
- Bellofatto, A. A., & Besfamille, M. (2018). Regional state capacity and the optimal degree of fiscal decentralization. Journal of Public Economics, 159, 225–243. [Google Scholar] [CrossRef]
- Bogdan, R., & Bilken, S. (1994). Investigação qualitativa em educação. Porto Editora. [Google Scholar]
- Bossert, T., & Mitchell, A. (2011). Health sector decentralization and local decision-making: Decision space, institutional capacities and accountability in Pakistan. Social Science & Medicine, 72(1), 39–48. [Google Scholar] [CrossRef]
- Caeiro, J. (2015). História da administração pública portuguesa: Das origens da Peninsula Ibérica ao Estado Absoluto. Edições ISCSP. [Google Scholar]
- Caeiro, J. (2018). História da administração pública portuguesa: Do Liberalismo ao Estado Novo. Edições ISCSP. [Google Scholar]
- Conselho de Ministros. (2012). Proposta de Lei n.º 104/XII. Diário da República. Available online: https://diariodarepublica.pt/dr/analise-juridica/parlamento/75-2013-500023 (accessed on 20 November 2024).
- Conselho de Ministros. (2019a). Decreto-Lei n.º 21/2019, de 30 de janeiro. Diário da República. Available online: https://diariodarepublica.pt/dr/detalhe/decreto-lei/21-2019-118748848 (accessed on 20 November 2024).
- Conselho de Ministros. (2019b). Decreto-Lei n.º 23/2019, de 30 de janeiro. Diário da República. Available online: https://diariodarepublica.pt/dr/detalhe/decreto-lei/23-2019-118748850 (accessed on 20 November 2024).
- Conselho de Ministros. (2020). Decreto-Lei n.º 55/2020, de 12 de agosto. Diário da República. Available online: https://diariodarepublica.pt/dr/detalhe/decreto-lei/55-2020-140087205 (accessed on 20 November 2024).
- Conselho de Ministros. (2022a). Decreto-Lei n.º 84-E/2022, de 14 de dezembro. Diário da República. Available online: https://diariodarepublica.pt/dr/detalhe/decreto-lei/84-e-2022-204734601 (accessed on 20 November 2024).
- Conselho de Ministros. (2022b). Resolução do Conselho de Ministros n.º 108/2022, de 23 de novembro. Diário da República. Available online: https://diariodarepublica.pt/dr/detalhe/resolucao-conselho-ministros/108-2022-203802282 (accessed on 20 November 2024).
- Conselho de Ministros. (2023). Decreto-Lei n.º 16/2023, de 27 de fevereiro. Diário da República. Available online: https://diariodarepublica.pt/dr/detalhe/decreto-lei/16-2023-207881789 (accessed on 31 March 2025).
- DGAL. (2023a). Relatório de acompanhamento do processo de descentralização—1.º semestre de 2023; DGAL. Available online: https://portalautarquico.dgal.gov.pt/ficheiros/?schema=f7664ca7-3a1a-4b25-9f46-2056eef44c33&channel=266f4a32-848e-4d2c-99c6-ad5b5511d7fe&content_id=FCAA18A3-3247-432D-A0D3-A619E3C0A148&field=storage_image&lang=pt&ver=1&filetype=pdf&dtestate=2024-03-28130503 (accessed on 20 November 2024).
- DGAL. (2023b). Relatório de Acompanhamento do Processo de Descentralização—4.º trimestre de 2022; DGAL. Available online: https://portalautarquico.dgal.gov.pt/ficheiros/?schema=f7664ca7-3a1a-4b25-9f46-2056eef44c33&channel=266f4a32-848e-4d2c-99c6-ad5b5511d7fe&content_id=9597D31B-68B3-451C-8053-8A7475A77BD6&field=storage_image&lang=pt&ver=1&filetype=pdf&dtestate=2023-05-22105918 (accessed on 20 November 2024).
- DGAL. (2024). Relatório de Acompanhamento do Processo de Descentralização—2.º semestre de 2023; DGAL. Available online: https://portalautarquico.dgal.gov.pt/ficheiros/?schema=f7664ca7-3a1a-4b25-9f46-2056eef44c33&channel=266f4a32-848e-4d2c-99c6-ad5b5511d7fe&content_id=0623130A-D861-4013-B14A-1E1573EBFA98&field=storage_image&lang=pt&ver=1&filetype=pdf&dtestate=2024-03-28134826 (accessed on 20 November 2024).
- Di Maro, V., Evans, D. K., Khemani, S., & Arruda, T. (2022). Building state capacity: What is the impact of development projects? (Policy Research Working Paper, Issue). T. W. Bank. [Google Scholar]
- European Committee of the Regions. (2020). Decentralization index. Available online: https://portal.cor.europa.eu/divisionpowers/Pages/Decentralization-Index.aspx (accessed on 31 March 2025).
- Falleti, T. G. (2010). Decentralization and subnational politics in Latin America. Cambridge University Press. [Google Scholar]
- Falleti, T. G. (2013). Decentralization in time: A process-tracing approach to federal dynamics of change. In A. B. a. J. Broschek (Ed.), Federal dynamics: Continuity, change, and the varieties of federalism. Oxford University Press. [Google Scholar]
- Fiszbein, A. (1997). The Emergence of local capacity: Lessons from Colombia. World Development, 25(7), 1029–1043. [Google Scholar] [CrossRef]
- Gerring, J. (2004). What is a case study and what is it good for? The American Political Science Review, 98(2), 341–354. [Google Scholar] [CrossRef]
- Gibbs, G. (2020). Análise de dados qualitativos. Saúde em Debate, 44(125), 580–582. [Google Scholar]
- Grin, E. J., Hernández-Bonivento, J., & Abrucio, F. L. (2023). Intra-municipal decentralization: Going below traditional tiers of government. In F. Teles (Ed.), Handbook on local and regional governance (pp. 377–393). Edward Elgar Publishing. [Google Scholar] [CrossRef]
- Harguindéguy, J.-B. P., Cole, A., & Pasquier, R. (2019). The variety of decentralization indexes: A review of the literature. Regional & Federal Studies, 31(2), 185–208. [Google Scholar] [CrossRef]
- Hernández-Sampieri, R., & Torres, C. P. M. (2018). Metodología de la investigación: Las rutas cuantitativa, cualitativa y mixta (1st ed.). McGraw-Hill. [Google Scholar]
- Hooghe, L., Marks, G., & Schakel, A. H. (2010). The rise of regional authority: A comparative study of 42 democracies (1st ed.). Routledge. [Google Scholar]
- IPDET. (2007). IPDET handbook. International Program for Development Evaluation Training. [Google Scholar]
- Kusek, Z., & Rist, R. (2004). Ten steps to a results-based monitoring and evaluation system: A handbook for development practitioners. The International Bank for Reconstruction and Development/The World Bank. [Google Scholar]
- Litvack, J., Ahmad, J., & Bird, R. (1998). Rethinking decentralization in developing countries. World Bank. [Google Scholar]
- Marconi, J., & Lakatos, E. (2003). Metodologia científica. Editora Atlas. [Google Scholar]
- Maxwell, J. (2005). Qualitative research design: An interactive approach. Sage. [Google Scholar]
- Ministério Adjunto e dos Assuntos Parlamentares. (2011). Documento verde da reforma da administração local. Available online: https://peoples.ces.uc.pt/forms/getFile.php?id=121&op=doc (accessed on 4 May 2025).
- Neto, A., & Gehlen, I. (2018). Sistemas de monitoramento e avaliação. In Planejamento e gestão de projetos [recurso eletrónico] (pp. 53–67). Editora Senac. São Paulo. [Google Scholar]
- OECD. (2019). Making decentralization work: A handbook for policy-makers. OECD Publishing. Available online: https://www.oecd-ilibrary.org/docserver/g2g9faa7-en.pdf?expires=1733179763&id=id&accname=guest&checksum=5B9899D68E034661CED66A1206BD258F (accessed on 26 November 2024).
- OECD. (2020). Decentralisation and Regionalisation in Portugal: What reform scenarios? OECD Publishing. Available online: https://www.oecd.org/en/publications/decentralisation-and-regionalisation-in-portugal_fea62108-en.html (accessed on 26 November 2024).
- Pencheon, D. (2008). The good indicators guide: Understanding how to use and choose indicators. NHS Institute for Innovation and Improvement. [Google Scholar]
- Pires, R., & Gomide, A. (2016). Governança e capacidades estatais: Uma análise comparativa de programas federais. Revista de Sociologia e Política, 24(58), 121–143. [Google Scholar] [CrossRef]
- Rodríguez-Pose, A., & Krøijer, A. (2009). Fiscal decentralization and economic growth in Central and Eastern Europe. LEQS paper no. 12. SSRN. Available online: https://ssrn.com/abstract=1550917 (accessed on 25 November 2024). [CrossRef]
- Rodríguez-Pose, A., & Muštra, V. (2022). The economic returns of decentralization: Government quality and the role of space. Environment and Planning A: Economy and Space, 54(8), 1604–1622. [Google Scholar] [CrossRef]
- Rumbach, A. (2016). Decentralization and small cities: Towards more effective urban disaster governance? Habitat International, 52, 35–42. [Google Scholar] [CrossRef]
- Sadovnik, A. R. (2007). Qualitative research and public policy. In F. Fischer, G. J. Miller, & M. S. Sidney (Eds.), Handbook of public policy analysis: Theory, politics, and methods (pp. 417–427). Taylor & Francis Group. [Google Scholar]
- Sampieri, R., Collado, C., & Lucio, P. (2007). Fundamentos de metodología de la investigación. MacGraw-Hill. [Google Scholar]
- Sangreman, C. (2021). Manual de introdução à construção de indicadores de monitorização. CEsA—Centro de Estudos sobre África e Desenvolvimento da Universidade de Lisboa. [Google Scholar]
- Setiawan, A., Tjiptoherijanto, P., Mahi, B., & Khoirunurrofik, K. (2022). The Impact of Local Government Capacity on Public Service Delivery: Lessons Learned from Decentralized Indonesia. Economies, 10(12), 323. [Google Scholar] [CrossRef]
- Silva, C. N. (2017). Political and administrative decentralization in Portugal: Four decades of democratic local government. In C. N. Silva, & J. Buček (Eds.), Local government and urban governance in Europe (pp. 9–32). Springer International Publishing. [Google Scholar] [CrossRef]
- Stern, P. (1980). Grounded theory methodology: Its uses and processes. In Image, 12 (pp. 20–23). Blackwell Publishing Ltd. [Google Scholar]
- Tavares, A., de Sousa, L., Macedo, A., Fernandes, D., Teles, F., Mota, L. F., da Cruz, N. F., & Pires, R. (2018). Qualidade da governação local em Portugal. Available online: https://ffms.pt/sites/default/files/2022-07/qualidade-da-governacao-local-em-portugal.pdf (accessed on 2 February 2025).
- Tribunal de Contas de Portugal. (2023). Relatório n.º 4/2023—OAC 2ª Seção—O processo de transferência de competências para os Municípios—Lei n.º 50/2018, de 16 de agosto. Tribunal de Contas de Portugal. Available online: https://www.tcontas.pt/pt-pt/ProdutosTC/Relatorios/relatorios-oac/Documents/2023/rel-oac004-2023-2s.pdf (accessed on 31 March 2025).
- Tribunal de Contas de Portugal. (2024). Relatório n.º 1/2024—AUDIT—2ª Secção—Auditoria à dimensão financeira do processo de descentralização de competências (2022). Tribunal de Contas de Portugal. Available online: https://www.tcontas.pt/pt-pt/ProdutosTC/Relatorios/RelatoriosAuditoria/Documents/2024/rel001-2024-2s.pdf (accessed on 31 March 2025).
- Weiss, L. (1998). The myth of the powerless state. Cornell University Press. [Google Scholar]
- Williams, M. J. (2020). Beyond state capacity: Bureaucratic performance, policy implementation and reform. Journal of Institutional Economics, 17(2), 339–357. [Google Scholar] [CrossRef]
Dimensions | Objectives and Principles | Type of Result |
---|---|---|
Policy | Universal transfer (to all municipalities) of competences within the scope of decentralization | Output |
Transfer of financial, human, material, and infrastructure resources | Output | |
Access to all the information needed for the new competences | Output | |
Improvement of the quality of public services to local populations | Outcome | |
Promote territorial cohesion for the balanced and harmonious development among municipalities | Outcome | |
Enhancement of universality and equality of opportunities for access to public services | Outcome | |
Increase in efficiency and effectiveness of (local) public management | Outcome | |
Recognition of the administrative and organizational autonomy of subnational governments | Outcome | |
Fiscal | Establishment of stable funds for financing the decentralization process | Output |
Maintenance of overall public expenditure levels (by municipality and by area) | Outcome | |
Recognition of the financial autonomy of subnational governments | Outcome | |
Political | Guarantee of permanent and transparent monitoring of decentralization | Output |
Promotion of social participation in the evaluation of decentralized services and policies | Output | |
Reinforcement of interregional solidarity | Outcome | |
Promotion of institutional and social articulation, including at inter-levels | Outcome |
Dimensions | Objectives and Principles | Potential Indicators by Municipality and Areas |
---|---|---|
Policy | Universal transfer (to all municipalities) of competences within the scope of decentralization |
|
Transfer of financial, human, material, and infrastructure resources |
| |
Access to all the information needed for the new competences |
| |
Improvement in the quality of public services to local populations |
| |
Promotion of territorial cohesion for the balanced and harmonious development among municipalities |
| |
Enhancement of universality and equality of opportunities for access to public services |
| |
Increase in efficiency and effectiveness of (local) public management |
| |
Recognition of the administrative and organizational autonomy of subnational governments |
| |
Fiscal | Establishment of stable funds for financing the decentralization process |
|
Maintenance of overall public expenditure levels (by municipality and by area) |
| |
Recognition of the financial autonomy of subnational governments |
| |
Political | Guarantee of permanent and transparent monitoring |
|
Promotion of social participation in the evaluation of decentralized services |
| |
Reinforcement of interregional solidarity |
| |
Promotion of institutional and social articulation, including at inter-levels |
|
Data Collection Technique | Main Goals | Sources of Information | Data Processing and Analysis Techniques |
---|---|---|---|
Desk Research |
|
|
|
Panels of experts |
|
|
|
Disclaimer/Publisher’s Note: The statements, opinions and data contained in all publications are solely those of the individual author(s) and contributor(s) and not of MDPI and/or the editor(s). MDPI and/or the editor(s) disclaim responsibility for any injury to people or property resulting from any ideas, methods, instructions or products referred to in the content. |
© 2025 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license (https://creativecommons.org/licenses/by/4.0/).
Share and Cite
Teles, H.; Júnior, T.O.; Caeiro, J. Building a Decentralization Index in Portugal: A Proposal on Conceptual and Methodological Foundations. Adm. Sci. 2025, 15, 187. https://doi.org/10.3390/admsci15050187
Teles H, Júnior TO, Caeiro J. Building a Decentralization Index in Portugal: A Proposal on Conceptual and Methodological Foundations. Administrative Sciences. 2025; 15(5):187. https://doi.org/10.3390/admsci15050187
Chicago/Turabian StyleTeles, Helena, Temístocles Oliveira Júnior, and Joaquim Caeiro. 2025. "Building a Decentralization Index in Portugal: A Proposal on Conceptual and Methodological Foundations" Administrative Sciences 15, no. 5: 187. https://doi.org/10.3390/admsci15050187
APA StyleTeles, H., Júnior, T. O., & Caeiro, J. (2025). Building a Decentralization Index in Portugal: A Proposal on Conceptual and Methodological Foundations. Administrative Sciences, 15(5), 187. https://doi.org/10.3390/admsci15050187