1. Introduction
Landslides are one of the most common collateral effect of earthquakes [
1]. Seismic action is, indeed, one of the main triggers to be considered for landslide processes [
2], especially in the case of their reactivation [
3].
Damages caused by earthquake-induced ground effects can exceed the ones directly linked to seismic shaking [
4]. Moreover, earthquake-induced landslides represent the result of a “chain effect” [
5] which links two natural events (earthquake and landslide) having an independent probability of occurrence (in the case of landslide reactivation) or a conditioned one (in the case of a first-time landslide). As a consequence, the risk can be amplified because of the combined induced damage (i.e., related to both earthquake shaking and landslide displacement) even if the hazard itself (rigorously considered as probability of occurrence) is lower.
One of the most suitable tools for mitigating risk associated with earthquake-induced landslides, is the formulation of scenarios, which describes how dangerous events manifest themselves, their consequences in terms of damage or losses and the countermeasures to be adopted to limit such negative effects [
6].
Thus, the challenge to be taken up when dealing with this kind of risk consists in answering the questions: where could co-seismic slope failures occur in a given area and what is the actual potential of collapse (i.e., displacement beyond a given threshold). Two main approaches are then possible: (i) actions addressed to identify over large areas slope sectors prone to co-seismic slope failures, usually implemented by means of statistics-based models where the seismic input is only implicitly taken into account by back-analyzing specific events [
7], and/or by considering the PGA in each mapping and analysis unit [
8,
9]; (ii) physically-based analyses to quantify the co-seismic displacements, usually performed by applying of the conventional Newmark’s approach, sometimes also over large areas [
10,
11,
12,
13,
14,
15,
16,
17,
18]. It is worth noting that these approaches generally consider separately different landslide mechanisms, i.e., earth- or rock-slides or rock block toppling. The PARSIFAL approach [
1] represents an attempt to overcome the above mentioned limitations, since it consists in a new comprehensive approach to the seismic landslide susceptibility and demonstrates the possibility to: (i) integrate outputs referred to different mechanisms into a unique mapping, (ii) distinguish first-time landslides and reactivations for analytical computations, (iii) analyze both rock and soil slopes (only shallow failures in the case of first time landslides) and their related different failure mechanisms; (iv) consider different hydraulic conditions related to the seasonal variability of soil/rock saturation; (v) account for a probability of exceedance of a co-seismic displacement threshold suitable for slope failure [
19,
20], in order to restitute scenarios of earthquake-induced landslide distribution.
Such a methodology leads to a synthetic and integrated thematic mapping reporting of the probability of exceedance computed respect to a threshold value of co-seismic displacement (i.e., to be considered for slope failure) for scenarios representative for specific seismic hazard and saturation conditions.
PARSIFAL is thought for extensive analyses (over large territorial areas, as the municipality or the regional ones, i.e., from tens to thousands of square kilometers) and designed as a fully comprehensive methodology to provide expected scenarios. The results can be then considered as a tool for screening and rating the main criticalities (i.e., by ranking the level of severity of specific slope failures) to make it possible to define a priority of more detailed studies as well as of engineer interventions. This allows to accept a higher level of uncertainty in assessing the mechanical parameters and their variability.
This paper focuses on the application of the PARSIFAL to the territory of Alcoy municipality. This approach was already applied to some municipalities of Southern Latium region (Italy) [
1,
5] and presently is being tested in some municipalities struck by the seismic sequence occurred on 2016–2017 in Central Apennine (Italy) [
21].
3. Case Study
Alcoy is a Spanish municipality of 70,000 inhabitants, belonging to the Comunidad Valenciana in the province of Alicante, located in the south-eastern part of Spain.
The municipality area is about 130 km2 extended and lies within a geological basin known as “Hoya de Alcoy”. The urban texture shows a close connection with the morphological evolution suffered by this area, where the rivers Polop, Bartxell and Molinar, tributaries of the river Serpis, played a main role, modeling valleys with steep slopes that had a remarkable influence on the urban development over time.
Alcoy is characterized by an internal Mediterranean climate, altered from the altitude which ranges between 450 and 600 m a.s.l. in the city area and between 450 and 1356 m a.s.l. (i.e., at the top of Mt. Menechador) in the whole municipality area. Temperatures range from average 5 °C in winter up to average 26 °C in the summer. Rainfalls are strongly influenced by the proximity to the Gulf of Valencia; the average yearly rainfall amount ranges from 300 mm in the southern arid region up to 500 mm and the maximum rainfalls generally occur in autumn while summer is dry and arid.
The study zone is widely affected by landslides. During the Upper Miocene and Pliocene, this intramontane basin was an endorheic one. During the Quaternary river erosion allowed the connection of this basin with the Mediterranean Sea, a sudden change in the base level of rivers took place, which led to a period of intense incision by erosion of slopes that favors the occurrence of landslides [
23]. Currently, shallow landslides mainly occur in relation to intense rainy periods [
24,
25], although deep and large roto-translational landslides can be also related to different triggers [
26]. As it regards earthquake-induced landslides, they are well documented for the Alcoy area [
27].
On December 2, 1620, an earthquake (M
w 5.5, Imax VII-VIII in EMS-scale) triggered several landslides that affected slopes of the rivers Barchel and Molinar, causing damage (including collapse) to houses located along several streets of the city in that time (
Figure 2). According to historical descriptions, they correspond to moderate sized disrupted landslides (
sensu Keefer, [
2]) although a large coherent slide was reactivated during this event (instability 1620-III in
Figure 2). In historical time, a low magnitude event (M
w 4.8) triggered two new, small sized landslides in the urban area of Alcoy [
23,
24,
25,
26,
27] (
Figure 2).
The study area is located in the eastern portion of the Betic Cordillera ridge, south east of the geological Alcoy intramontane basin.
The Betic Cordillera is an Alpine orogen originated by the collision between the African plate and the Eurasian one, which extends 600 km south of the Iberian Peninsula, from the Gulf of Cadiz to the southern province of Valencia and the Balearic Islands [
28].
On the basis of the outcropping rocks and their degree of metamorphism, the Betic Cordillera is distinguished in four main geological zones: outer domain; internal domain; complex of Gibraltar and Neogene-quaternary intramontane basins [
29]. The Alcoy area is one of these intramontane basins, located within the outer domain of the Betic Cordillera [
30].
The geological deposits which outcrop in the area of Alcoy (
Figure 3) include Oligocene bioclastic limestones, interlayered to conglomeratic and marly levels, Miocene marls and clays (locally named "Marne del Tap Formation”) widely outcropping in the Alcoy basin, bioclastic and biodetritic limestones that outcrop in the reliefs which surround the basin.
On the basis of the outcropping rocks and their degree of metamorphism, the Betic Cordillera is distinguished in four main geological zones: outer domain; internal domain; complex of Gibraltar and Neogene-quaternary intramontane basins [
29]. The Alcoy area is one of these intramontane basins, located within the outer domain of the Betic Cordillera [
30].
The geological deposits outcropping in the area of Alcoy (
Figure 3) include Oligocene bioclastic limestones, interlayered to conglomeratic and marly levels, Miocene marls and clays (locally named "Marne del Tap Formation”) which widely outcrops in the Alcoy basin, bioclastic and biodetritic limestones that outcrop in the reliefs which surround the basin. At the bottom of the main reliefs alluvial fans of Pleistocene and Holocene ages outcrop, which are composed of reddish gravels and clays. Other quaternary deposits consist of alluvial and travertine terraces and alluvial deposits which fill the central part of the Alcoy basin. Travertine terraces are located above the Miocene marls and clays, with thicknesses varying depending on the suffered erosion while the alluvial terraces are distributed at different levels above the present river channel and are mainly composed of calcareous sediments eroded from the surrounding.
4. PARSIFAL Step 1: Slope Analysis (SA)
4.1. Rock Slopes
To analyze the susceptibility to failure of rock slopes (
Figure 4), a GIS procedure on a cell-by-cell basis was implemented to verify the compatibility of different failure mechanisms (wedge, planar sliding and toppling), based on data collected through geomechanical surveys according to the ISRM standards [
31]. A zonation of the outcropping rock masses in terms of orientation and spacing of main joint sets is required for this analysis.
The attribution of geo-structural parameters over the whole territory (continuous information) starting from punctual survey sites (discrete information) is a challenging issue since too many variables influence the distribution of such parameters. Furthermore, it has to be considered that the clustered location of survey sites, in its turn related to the availability and accessibility of significant outcrops, could greatly limit the reliability and accuracy of a rigorous geostatistical approach. For these reasons an approach based on expert judgment, i.e., the capacity of a geologist to assess to what extent a punctual datum can be attributed to an area, was adopted.
The so derived synthethic stereplots were analyzed to catch the relationships with the morpho-structural setting; the related synthethic information were then attributed to zones considered homogeneous in terms of morphological, lithological and structural features, thus partitioning the study area in the HGZ that are shown in
Figure 5.
Based on geomechanical data assigned to each HGZ, tests to check the compatibility of different failure mechanisms were carried out according to Markland tests [
32] through a GIS procedure. More specifically the kinematic compatibility to wedge and planar sliding as well as to toppling was verified by applying a conditional analysis of the discontinuity data with respect to slope angle and slope aspect of each single cell pertaining to a given HGZ. This procedure consists in a cell-by-cell analysis on a 5 m × 5 m square mesh grid, where data referred to dip and dip-direction of discontinuity sets are extrapolated from the corresponding HGZ.
The Markland tests [
32] performed only assess the kinematic compatibility of the main discontinuity set (for the planar sliding mechanism) or intersection of sets (for wedge sliding mechanism) or release surface (for toppling mechanism). A further filter is then required to verify if other discontinuity sets acting as lateral and/or rear release surfaces are present: if all these necessary conditions in the HGZ are present, the mapping units that resulted kinematically compatible by the Markland tests are finally considered as potentially unstable.
By considering the average spacing and the orientation of discontinuity sets which isolate potentially unstable rock blocks, representative volumes and shapes can be attributed to each mapping unit to be analyzed in the subsequent step (Slope Stability).
In the Alcoy case study, 6 typical blocks for planar sliding, wedge sliding and toppling have been identified at all, nevertheless, among these blocks the ones having volumes lower than 0.03 m
3 were excluded for slope stability analyses (
Figure 6).
4.2. First Time Earth-Slides
First-time earth-slides were accounted for by analyzing proneness to soil sliding involving slope covers. At this aim, an engineering-geological survey was carried out, supported by a GIS dataset. The mapping unit selected for assessing the susceptibility to shallow earth-slides is represented by the Unique Condition Units (UCU), which represents areas that are homogeneous in terms of slope, aspect, lithology and thickness of the outcropping soil covers. At this aim the study area was firstly divided in small basins by performing GIS-based hydrological analyses consisting in the automated extraction of watersheds from the local DEM. This zoning was then overlaid and intersected with other relevant thematic layers and zoning such as slope and aspect classes, polygons representing outcrops of colluvia and debris in their turn differentiated on the basis of the soil thickness. UCU are then the result of such an intersection of geo-thematic data. For the Alcoy case study 35 UCU were identified (
Figure 7), having a total extension of 0.18 km
2; the 60% of these UCU correspond to a slope dip ranging from 20° to 40°, the 14% from 40° to 50°, while the remnant percentage is referred to slope dip lower than 20°.
The susceptibility analysis was performed according to the Frequency Ratio (FR) method [
33] which measures the reliability of the causative relation between given predisposing factors and landslide processes. A FR value is computed for each class of each considered factor as the ratio of proportion of landslide in a factor class to proportion of area of the same class. Such a relation is significant if the FR value is higher than 1. By summing on a cell-by-cell basis all the Frequency Ratios attributed to each class of all the considered factors, a Landslide Susceptibility Index (LSI) can be defined for each mapping unit.
As it results from this analysis, “lithology” and “aspect” factors do not represent discriminating factors and they were, therefore, neglected for following analysis. More in particular, while the “lithology” factor is too homogeneous the aspect cannot be regarded as a discriminant one since all the derived classes show quite similar FR values.
As a consequence, the “slope” factor resulted the only relevant one, so a LSI threshold of 1 has been chosen to select the potentially unstable UCU.
4.3. Already Exsisting Landslides
Already existing landslides were inventoried in the Alcoy municipality area from literature data, aerial photo analysis, and online catalogs as well by field surveys [
23,
24,
34]. The surveyed landslides were mapped (
Figure 8), with different failure mechanisms for a total area of 0.92 km
2.
Among the 27 inventoried landslides, 11 show a rotational kinematic while 16 show a translational kinematic; all the landslides involve the Miocene marls and clays. The geomechanical parameters used for the stability analyses are summarized in
Table 1.
5. PARSIFAL Step 2: Slope Stability (SS)
Slope stability analyses were carried out to derive critical pseudostatic acceleration (a
y), suitable for computing co-seismic displacements following the Newmark’s method [
22]. At this aim, sensitivity analyses were performed by varying both saturation conditions and pseudostatic actions. Different failure models were assumed for rock slides and toppling, first-time earth-slide and already existing landslides.
The slope stability of the identified rock blocks was carried out by a pseudostatic approach performed according to conventional computational methods based on Global Limit Equilibrium (GLE) approach [
35]. The yielding acceleration coefficients, a
y, were derived by a sensitivity analysis performed for each rock block and by assuming joint saturation conditions (expressed by the ratio between wet and total height, h
w/h) that range from dry to completely wet. First-time earth-slides were analyzed according to a shallow sliding model represented by infinite slope conditions and assuming a pseudostatic seismic action for different saturation conditions of the earth mass to compute a
y.
For the already existing landslides, engineering-geological cross-sections were obtained to derive geometrical features of the landslide mass (
Figure 9) and attributing geotechnical properties to perform slope stability analyses.
The inventoried landslides were classified by considering morphological and geometrical features, according to Dewitte and Demoulin [
36]: Janbu method [
37] was applied for slides characterized by 00.1 ≤ H/L ≤ 0.1, i.e., with a mainly translational mechanism; Bishop method [
38] was applied for a roto-translational mechanism (where H/L > 0.1). Also in this case, a pseudostatic seismic action was assumed at different saturation conditions expressed by the Bishop coefficient for water pressure distribution (r
u) to compute the a
y coefficient.
The degree of mobility is expressed by the exceedance probability of a critical displacement (P[D ≥ Dc|a(t), a
y]) responsible of the slope collapse, herein assumed to be 10 cm for earth slides and 5 cm for rockslides [
4,
20]. The specific values considered for the slope failure threshold could be of slightly different [
12] and this could obviously condition the results, but only in terms of computed (P[D ≥ Dc|a(t), a
y]) values, i.e., not changing the severity ranking of the expected slope failures for each considered scenario. At this regard, it is worth stressing that the PARSIFAL approach mainly aims at restituting a synthetic mapping, suitable to define a priority ranking for planning more detailed studies and/or engineering designs; therefore, the computed P[D ≥ Dc|a(t), a
y] values assume a secondary role. The distribution of co-seismic displacements from which probabilities are computed, derives from the application of a set of real accelerograms matching, for each site or zone, the proper seismic hazard scenario according to the selection criteria described in the following sections.
7. Discussion
The analysis of the resulting scenarios by PARSIFAL at Alcoy highlights that the area involved in landslide in the Alcoy municipality increases with increasing saturation. In the most severe scenario (i.e., total saturation) unstable conditions are reached by among the 85% of the areas susceptible to failure.
These results demonstrate the main role of rainfalls which represent the predominant and most hazardous triggering action in the basin of Alcoy since they occur seasonally. The seasonal rainfalls are generally concentrated in Autumn, after dry and arid Summer seasons.
All the earth-slides involve the Marne del Tap, marly formation that suffer shrinkage during the arid summer generating tension cracks; during the Autumn rainfalls these cracks fill of water so favoring infiltration, soil saturation and earth-slides. The computed P[D ≥ Dc|a(t), ay] are consistent with specific situations that can be monitored over time since landslide activity and stabilization works are well documented; this is the case of the Molinar and La Beniata landslides within the Alcoy urban area. The results obtained for rock landslides indicate that very hazardous conditions interest an extended zone of the Alcoy urban area located NW (namely Sincra Carrer Barranc), close to the mountain relief where the carbonatic succession widely outcrop, so producing high risk scenarios.
The PARSIFAL applied to the Alcoy’s urban area demonstrates its suitability for managing landslide hazard over extended areas leading to higher awareness in environmental planning. In addition to the safety factor, commonly used for rating landslide masses which are prone to failure [
40] as well as to the co-seismic displacement computed according to conventional approaches [
41], the probability of exceedance used by PARSIFAL allows a thematic mapping which is more suitable in the framework of seismic microzonation studies. Since the earthquake scenarios are linked to the local seismic hazard, the computed probability of exceedance multiplied for the seismic hazard can provide a combined and unconditional probability of slope failure occurrence. In Italy the PARSIFAL is going to be proposed for deriving the mapping of unstable areas due to landslide following the guidelines proposed by the National Civil Protection [
21,
42]. More in particular, “attention zones” for landslide proneness can be mapped through PARSIFAL and “areas of respect” can be selected among them after further and more detailed investigations.
8. Conclusions
The PARSIFAL was tested in the area of Alcoy municipality, demonstrating its suitability in restituting scenarios of earthquake-induced landslides for a specific seismic hazard and at different saturation conditions. A comprehensive mapping, in terms of exceedance probability of a critical displacement allowed to output high risk areas located close to the carbonatic relief located NW of the Alcoy urban areas, due to the susceptibility to rock slides and toppling as well as along the Molinar river valley due to the widely outcropping marls of the Marne del Tap formation responsible for diffused earth-slides. As it regards the Marne del Tap formation, a relevant effect due to seasonal rainfalls, which generally occur in Autumn after the arid Summer season, was demonstrated.
Future applications of PARSIFAL could take into account the intrinsic variability of geomechanical parameters attributed to rock joints or soil to compute safety factors as well as exceedance probability of co-seismic displacements by performing stochastic parametric analyses. An automatic procedure could be improved to speed up computation and processing for the comprehensive thematic mapping. Moreover, since roads re generally not evident in DEM, because of too low resolution, further applications could be focused on taking into account the role of man-made cuts along roads in earthquake-induced landslide scenarios.