Abstract
The aim of this essay is to introduce, contextualize, and provide rationale for texts published in the Humanities special issue, Histories of Ethos: World Perspectives on Rhetoric. It surveys theories of ethos and selfhood that have evolved since the mid-twentieth century, in order to identify trends in discourse of the new millennium. It outlines the dominant theoriesâexistentialist, neo-Aristotelian, social-constructionist, and poststructuralistâwhile summarizing major theorists of language and culture (Archer, Bourdieu, Foucault, Geertz, Giddens, Gusdorf, Heidegger). It argues for a perspectivist/dialectical approach, given that no one theory comprehends the rich diversity of living discourse. While outlining the âcurrent state of theory,â this essay also seeks to predict, and promote, discursive practices that will carry ethos into a hopeful future. (We seek, not simply to study ethos, but to do ethos.) With respect to twenty-first century praxis, this introduction aims at the following: to acknowledge the expressive core of discourse spoken or written, in ways that reaffirm and restore an epideictic function to ethos/rhetoric; to demonstrate the positionality of discourse, whereby speakers and writers âout themselvesâ ethotically (that is, responsively and responsibly); to explore ethos as a mode of cultural and embodied personal narrative; to encourage an ethotic âscholarship of the personal,â expressive of oneâs identification/participation with/in the subject of research; to argue on behalf of an iatrological ethos/rhetoric based in empathy, care, healing (of the past) and liberation/empowerment (toward the future); to foster interdisciplinarity in the study/exploration/performance of ethos, establishing a conversation among scholars across the humanities; and to promote new versions and hybridizations of ethos/rhetoric. Each of the essays gathered in the abovementioned special issue achieves one or more of these aims. Most are âcultural historiesâ told within the culture being surveyed: while they invite criticism as scholarship, they ask readers to serve as witnesses to their stories. Most of the authors are themselves âpositionedâ in ways that turn their texts into âoutingsâ or performances of gender, ethnicity, ârace,â or ability. And most affirm the expressive, epideictic function of ethos/rhetoric: that is, they aim to display, affirm, and celebrate those âmarkers of identity/differenceâ that distinguish, even as they humanize, each individual and cultural storytelling. These assertions and assumptions lead us to declare that Histories of Ethos, as a collection, presents a whole greater than its essay-parts. We conceive it, finally, as a conversation among theories, histories, analyses, praxes, and performances. Some of this, we know, goes against the grain of modern (Western) scholarship, which privileges analysis over narrative and judges texts against its own logocentric commitments. By means of this introduction and collection, we invite our colleagues in, across, and beyond the academy âto see differently.â Should we fall short, we will at least have affirmed that some of us âsee the world and selfââand talk about the world and selfâthrough different lenses and within different cultural vocabularies and positions.
1. Introduction
A personâs identity is not to be found in behaviour, norâimportant though this isâin the reactions of others, but in the capacity to keep a particular narrative going. The individualâs biography, if she is to maintain regular interaction with others in the day-to-day world, ⊠must continually integrate events which occur in the external world, and sort them into the ongoing âstoryâ about the self.âAnthony Giddens, Modernity and Self-Identity (Giddens 1991, p. 54)
Ethos is created when writers locate themselves.âNedra Reynolds, âEthos as Locationâ (Reynolds 1993, p. 336)
âWe seem able to approach ethos only within a set of paradoxes and ⊠contradictionsâ (Baumlin 1994, âIntroductionâ, p. xxvi), writes James S. Baumlin:
The questions above remain relevant and answerable, though our ways of answering must suit the needs of the twenty-first century. In effect, this present essay picks up where that previous surveyâpublished more than a quarter-century agoâleaves off. Here, we focus on mid- to late-twentieth century discussions of ethos and remain on the lookout for traditions, trends, and ideas capable of carrying us into the new millennium.1 Excepting those places where Aristotelian theory has been reinterpreted, we find little need to repeat the 2500-year history of Western ethos.2 We seek, rather, to outline the current scholarly conversation, particularly in those places where ethos is being redefined, hybridized, and innovatively appliedâor where it should be.We begin by outlining a fundamental opposition between Platonic and Aristotelian models of ethosâthat is, between a theological or metaphysical truth and a verbally constructed appearance. We then chart the historical growth of consciousness and personhood, observing the relatively recent birth of self-consciousness, but we are immediately compelled, following Marxist and poststructuralist theories, to deny the singularity and stability of consciousness, authorship, voice, text, self. The nature of the self and its representations in language have fallen in doubt, not simply decentered or destabilized but radically questioned, questioned even as valid categories of being. Thrown into a crisis of interpretation, we confront a range of theories that would shatter the authorâs hypostatized voice into a set of textual functions, that would deny the speakerâs conscious control over his or her now stratified, âheteroglotâ language, that would refuse to locate the speaker or writer âinsideâ or âoutsideâ (or anywhere), that would render self-presence and self-possession a bourgeois fiction, that would find authors like Derrida and Foucault and Barthes writing about the âdeathâ of the author (a curious paradox, this). Where are we left? Does ethos remain⊠a definable (or defensible) rhetorical concept? Is it at all useful?(Baumlin 1994, âIntroductionâ, pp. xxviâxxvii)
We write by way of introduction to the essay collection, Histories of Ethos: World Perspectives on Rhetoric. Here, the âhistoriesâ being told are, in large part, âotherâ than those subsumed within Western theory, and we intend this collection to be forward-looking, articulating possible futures for ethos and ethotic discourse.3 We proceed in Foucauldian manner, seeking not the âessential natureâ of ethos but rather its engagements in intellectual discussion. In this regard, Nick Mansfield shows us the way: âThe question to be answered is not âhow do we get beyond these theories to the truth they aspire to âŠ?â but âwhat do the debates and theories themselves tell us about where we are placed in the history of culture and meaning-making?â (Mansfield 2000, Subjectivity, Kindle ed., pp. 174â78). He continues:
To paraphrase Mansfield, our task is not so much âto explainâ ethos as âto reach a better understanding of how the issueâ of ethos âhas become so important to usâ (Mansfield 2000, Kindle ed., p. 180). And its importance is hard to overstate, given that we live in an age of ethos: issues of âtrust,â expertise, and âcharismatic authorityâ have largely supplanted Enlightenment logos or âgood reasonsâ as the ground of popular discourse.The insight that the genealogist seeks is not the truth that will finally make further discussion redundant, but how the discussion itselfâwith its wild inconsistencies and its bitter antagonisms, in which the rivals, like enemy armies in some famous battles, never quite seem to catch sight of each otherâdefines the way we live and represent ourselves.(Mansfield 2000, Kindle ed., pp. 178â80)
As Nedra Reynolds notes, âethos ⊠shifts and changes over time, across texts, and around competing spacesâ (Reynolds 1993, âEthos as Locationâ, p. 336). Tensions remain in most aspects of the current conversation, from etymology to application, and virtually every formulation of ethos finds itself situated within a binary oppositionâa dialogue or dialectic of some sort. Our approach, thus, is genealogical: tracing terms back to their origins, we give each side a fair hearing, leaving readers to choose which version/s of ethos serve in which times and places within which specific exigencies before which specific audiences.4 The essays gathered in Histories of Ethos do tend to take sides; our task, here, is to outline the parameters of theory within each major debate. In effect, this present essay is a study of the contemporary âdiscourse of ethos-discourse,â as reflected in our edited collection.5
As a term of rhetoric, ethos derives from Aristotle, who was first to theorize its praxis. His major discussionâfrom the Rhetoric 1.2.2âfollows (Aristotle 1991):
Yet Aristotle himself appropriated the term from Homeric poetry and pre-Socratic philosophy, where it inhabited different discursive spaces with different nuances of meaning. Even in its earliest appearances, ethos pulled in different directions, particularly as these are âcontained withinâ variants of Greek etymology and usage.7 And contemporary theoryâas reflected in textual criticism, media and communication studies, gender studies, law, theology, anthropology, sociology, psychology, ethics, politics, economics, even ecologyâcontinues the fight over meanings and applications. Is ethos a verbal behavior or the âdwelling placeâ that contains such behavior? Does it belong to the speaker or to the audience (or to both, or to neither)? Does it dwell in the space âbetweenâ rhetor and audience? Is it a directed, symbolic action or a dialogic transaction? Is it revealed or constructed by means of speech? (Does it pre-exist speech? Does it âexistâ at all?)[There is persuasion] through character whenever the speech is spoken in such a way as to make the speaker worthy of credence; for we believe fair-minded people to a greater extent and more quickly [than we do others] on all subjects in general and completely so in cases where there is not exact knowledge but room for doubt. And this should result from the speech, not from a previous opinion that the speaker is a certain kind of person; for it is not the case, as some of the technical writers propose in their treatment of the art, that fair-mindedness on the part of the speaker makes no contribution to persuasiveness; rather, character [ethos] is almost, so to speak, the controlling factor in persuading.(1356a)6
Like many terms from Greek philosophy (logos, pistis, kairos, to give a few) ethos remains untranslatable in any word-for-word correspondence. Numerous terms gesture in its direction, though no one word or phrase captures its nuances in English. Character, authority, charisma, credence, credibility, trust, trustworthiness, sincerity, âgood sense,â goodwill, expertise, reliability, authenticity, subjectivity, âthe subject,â self, selfhood, self-identity, image, reputation, cultural identity, habit, habitus, habituation, person, persona, impersonation, performance, self-fashioning, voice, personal style: these make for a sampling of stand-in terms. Theorists have played variations on the Aristotelian vocabulary: thereâs Jakob Wisseâs (1989) ârational ethosâ and âethos of sympathy,â Jim W. Corderâs (1978) âgenerative ethos,â Stephen K. Whiteâs (2009) âethos of citizenship,â Robert K. Mertonâs (1973) âscientific ethos,â Michael W. DeLashmuttâs (2011) âcyborg ethos,â Liesbeth Korthals Altesâ (2014) ânarrative ethos,â John Oddoâs (2014) âintertextual ethos,â Kristie S. Fleckensteinâs (2016) âphotographic ethos,â Valerie Palmer-Mehtaâs (2016) âfeminist ethos,â Stacey Waiteâs (2016) âqueer ethos,â Gayatri Chakravorty Spivakâs (1988) âethos of the subaltern,â and so on. Theorists have coined their own terms suggestive of ethos: thereâs the Freudian ich or ego-consciousness (heir to the Cartesian cogito), the Jungian âSelf,â the Heideggerian Dasein, the Burkean âagent,â the Sartrean pur soi8, the Lacanian sujet divisĂ©9, the Gusdorfian parleur, the Barthesian auteur, etc.
There are patterns in these lists. Some terms point to the existential components of ethos; some to its sociological/cultural expressions; some to its linguistic/discursive praxis. Indeed, the terms above serve as our hunting ground. For it seems that any adequate âmapâ or model of ethos will include a version of self and of its relation to culture and language. Equally important is the insight that each theory orients itself from (and, in so doing, privileges) one of three perspectives: that of self, or of culture, or of language.
We begin with an existentialist presumption of an ontology of self, which âexpressesâ or reveals itself by language.10 Within this model, the self is realâa being-in-the-world. It may need language to reveal itself (Heidegger), but its existence precedes discourse.11 Giving the âessential natureâ of the self, an existentialist model seeks an ethos of âauthenticity.â In contrast, a social-constructionist model privileges culture over self, often reducing the self to a repertoire of behaviorsâof cultural ârulesâ and ârecipes.â Within such a model, the self is constructed by language and other modes of cultural-symbolic communication/participation. Here the self has no meaningâno âbeingââoutside of its cultural container; and, since the self âenacts itselfâ within specific roles and behaviors, its ânatureâ (if such a term applies here) arises in performance.12 The self, in this sense, is a mode of personationâa mask.13 Within such a model, ethos gives the ârolesâ (Goffman) and ârulesâ (Geertz) of the socially-constructed self.
In even greater contrast, poststructuralist models privilege language over self and culture alike. Within such a model, the self-expressive self âdissolvesâ within the interstices of texts. Following Jacques Derrida (1930â2004), deconstructionists declare writingâs primacy over speech: âorphanedâ from the living, embodied voice of the speaker, the written text confesses its loss of authorial presence (Derrida 1981, Dissemination, p. 148). Indeed, the authorâs âdeathâ is proclaimedâthough with little mourning.14 Within such a model, one cannot say that the self âtextualizesâ itself: that, after all, would posit the speaking/writing subject as a point of origin whose existence precedes language. Rather, the self reduces to a grammatical function, a mere pronoun: âI.â Stuart Hall states this position in its extreme: âIdentities,â he writes, âare points of temporary attachment to the subject positions which discursive practices construct for us. They are the result of a successful articulation or âchainingâ of the subject into the flow of discourseâ (Hall and Gay 1996, âWho Needsâ, p. 6). Within this model, notions of selfhoodâwhether existential or cultural in originâremain mere fictions, textually inscribed.15
These versions of selfhood provide rhetoric with its enabling premises, upon which it has built its contemporary versions of ethos. We should note, however, that such premises cannot be proved from within the discourses that they generate.16 Competing versions, thus, are the starting points of discussion, by means of which we can organize our explorations of the varieties of ethos and ethotic discourse. Through the following paragraphs, we elaborate on several versions of self and the theories they enable.
We begin with a working definition provided by Jim W. Corder (1929â1998). Ethos, Corder writes, is âcharacter as it emerges in languageâ (Corder 1978, âVarietiesâ, p. 2).17 By âcharacter,â we assume both personhood and personaâthat is, the selfâs expressive self-identity as well as its social presentation or mask. There is a double movement, both inward and outward, in this term, which introjects how one âseesâ oneself, as well as projects how one âis seenâ by others. One hopes for sincerity, authenticity, and self-consistency in this doubled, inside/outside âshowing-forthâ of character. When inside and outside match, one can speak of ethos as self-revelation: âwhat you see is what you get.â But there can be a slippage or disjunction between the person and personaâagain, between the inner and the outer versions of self. In that case, one can speak of ethos as performance.18
To this inside/outside dialectic, let us add considerations of culture. Character âemerges,â but does so within a distinctive âcultural dress,â one that presents itselfâin effect, âclothes itselfââwithin markers of identity/difference (ethnicity, gender, social status, regional accent, etc.). Michel Foucault (1926â1984) gives the Athenian ethos as illustration: âEthos was the deportment and the way to behave. It was the subjectâs mode of being and a certain manner of acting visible to others. Oneâs ethos was seen by his dress, by his bearing, by his gait, by the poise with which he reacts to events, etc.â (Foucault 1987, âEthic of Careâ, p. 6; emphasis added). Ethos, in this sense, displays cultural âmarkers,â19 such that the speakerâs task is âto open a spaceâ through language that allows the self to be heard and, saliently, to be seen. Adding the self/other binary to this model, we note that speakers position themselves against hegemonic counter-discourses that, historically, have served to efface or oppress cultural âdifference.â
Though neoliberalism aspires to a universalized, rational model of ââhuman beingââa creature eventually, ultimately, to be seen without colorâ or other markers of identity (Sennett 1990, âRacial Identityâ, p. 192)âwe follow Foucault in questioning whether âthere can be a society without relations of power, if you understand them as means by which individuals try to conduct, to determine the behavior of othersâ (Foucault 1987, âEthic of Careâ, p. 18). Foucault elaborates:
The âutopiaâ that Foucault derides remains a dream-motif of the Enlightenment, whose aspirations toward universalismâtoward a genuinely race-, gender-, and color-blind discourseâcontinue to define the (post-)modern academy.20The problem is not of trying to dissolve them in the utopia of a perfectly transparent communication, but to give oneâs self the rules of law, the techniques of management, and also the ethics, the ethos, the practice of self, which would allow these games of power to be played with a minimum of domination.(Foucault 1987, âEthic of Careâ, p. 18)
Over against âthe utopia of a perfect transparent communication,â one confronts the âgames of powerâ embedded in discourse. By these âgames,â Foucault addresses a specific function of ethos: along with a speakerâs âcultural dress,â ethos identifies the ritualized modes of address that confer authority upon those who would âspeak on behalfâ of some groupâsome institution, organization, party, or class interest. For âgroups need representation,â notes Karl Maton, âsince they cannot speak as a group. They therefore invest their moral authority in ⊠individuals who, thus consecrated, are the voice âof the peopleââa claim to which they give tacit assentâ (Maton 2014, âHabitusâ, p. 56); emphasis added). In the following, we switch theorists (and vocabularies) from Foucault to Pierre Bourdieu (1930â2002) though, again, we draw our example from antiquity.
In the warrior-council of Book I of the Iliad, Agamemnon demands the slave girl, Briseis, from Achilles. Insulted, the Achaean champion begins to draw his sword. But, visited by Athena (who tempers his wrath), Achilles returns it to its sheath. In its stead, Achilles wields a different instrument, the ÏÎșáżÏÏÏÎżÎœâthe skeptron or âscepterâ (or, as A. T. Murray translates it below, âstaffâ), by which he speaks a dire, âmighty oathâ:
In Homer, the skeptron âis the attribute of the king, of heralds, messengers, judges, and all persons who, whether of their own nature or because of a particular occasion, are invested with authorityâ (Bourdieu 1991, Language, p. 193). But, as Bourdieu states elsewhere, this âauthority comes to language from outside, a fact concretely exemplified by the skeptron that, in Homer, is passed to the orator who is about to speak. Language at most represents this authority, manifests and symbolizes itâ (Bourdieu 1991, Language, p. 109; emphasis added).21 A speakerâs assumption of authority, thus, is not a consequence of ethos (as per Aristotle); rather, it is a preconditionâa âgiven,â and accessed by means of the skeptron.But the son of Peleus again addressed with violent words the son of AtreusâŠ. âHeavy with wine, with the face of a dog but the heart of a deer, never have you had courage to arm for battle along with your people ⊠else, son of Atreus, this would be your last piece of insolence. But I will speak out to you, and will swear thereto a mighty oath: by this staff [ÏÎșáżÏÏÏÎżÎœ] that shall never more put forth leaves or shoots since first it left its stump among the mountains, nor shall it again grow green, for ⊠the sons of the Achaeans carry it in their hands when they act as judges ⊠this shall be for you a mighty oath. Surely some day a longing for Achilles will come upon the sons of the Achaeans one and all, and on that day you will not be able to help them ⊠when many shall fall dying before man-slaying Hector. But you will gnaw the heart within you, in anger that you did no honour to the best of the Achaeans.â(Iliad 1.222â44)
Like other cultural practices, public discourse has its âplans, recipes, rules, instructionsâ (Geertz 1973, Interpretation, p. 51), which speakers are assumed to adopt or adapt in positioning themselves as having, not just the right to speak, but to be heard in speaking. Within specific institutions, organizations, and communities, there are authoritative/charismatic roles as well as rules: priest, novitiate, judge, tribal elder, teacher, apprentice, employee, manager, salesperson, politician, political commentator, soldier, athlete, scientist, rap artist ⊠each with its distinctive âspeech genresâ (Bakhtin 1986), social rituals, and stylistic/expressive strategies.22 The question that postmodern culture poses is one of competing voices unequally positioned with respect to power: Who speaks for whom, and by what instrument or means?
Continuing his analysis, Bourdieu finds material symbols of authority in contemporary media:
While the camera records a speakerâs visual presence, itâs the microphone that stands in for the skeptron today. As women and people of color have learned too well, the difficulty in achieving social justiceâin being seen and heard, whether individually or as a groupâlies not in refutation within public debate, but in practices of silencing: that is, of being denied the skeptron.23 Having placed rituals of authority âoutside of languageâ and having acknowledged their cultural contexts, weâre ready to turn to Aristotle.The abundance of microphones, cameras, journalists and photographers, is, like the Homeric skeptron⊠the visible manifestation of the hearing granted to the orator, of his credit, of the social importance of his acts and his words. Photographyâwhich, by recording, eternizesâhas the effect⊠of solemnizing the exemplary acts of the political ritual.(Bourdieu 1991, Language, p. 193; emphasis in original)
2. Aristotle: Ethos as âCharacterâ
Rhetorical theory of the mid-twentieth century wedded itself to Aristotle (384â322 BCE). His Rhetoric had already saturated nineteenth-century scholarship, displacing Ciceronianism from its two-thousand-year reign; still, it was in the mid-twentieth century that Aristotle became the dominant authority in âacademic rhetoricââparticularly within composition programs as these were beginning to evolve out of departments of English. The so-called âChicago Schoolâ built its critical foundations upon the Aristotelian canon; supplanting the old, belletristic âcurrent-traditional rhetoric,â the âNew Rhetoricâ (as it came to be called) was, in large part, a revival of Aristotelianism strengthened by new translations, editions, and commentaries (Cooper 193224; Freese 192625; Grimaldi 1980, 1988; Aristotle 194126; Roberts 1941; Solmsen 194127; Wisse 1989; Kennedy 1963). Even where the âNew Rhetoricâ sought to expand its vocabularies and boundaries (Perelman and Olbrechts-Tyteca 1969; Burke 1969), it did so extensively in dialogue with Aristotelian classicism.28 Aristotleâs dominance is readily explained: his systematic approach; his âdemystifyingâ of persuasion (as opposed to the âirrationalismâ of Gorgianic apate and the theology underlying Platoâs psychagogia);29 and, above all, his commitment to âreasonâ (logos) reinforced the intellectual foundations of modernism. In sum, Aristotelian rhetoric served the Enlightenment discourses of science, technology, and neoliberal political philosophy. For, logocentric in its linguistic epistemology, the Rhetoric articulates a ârational ethosâ (Wisse 1989, Ethos and Pathos, p. 33) that appealed to postwar Western intellectual culture.
Thereâs an elegant symmetry in the Rhetoric, which outlines three pisteis or modes of âartistic proofâ (1.2.2.), these being logos (an offering of âgood reasonsâ), pathos (an appeal to an audienceâs emotions), and ethos (an appeal for an audienceâs trust). In another major passage (Rhetoric 2.5.7) Aristotle identifies the components of ethos specifically, âfor there are three things we trust other than logical demonstrationsâ (Aristotle 1991):
Commenting on this passage, James L. Kinneavy and Susan C. Warshauer note the âcomplex interrelation among speaker, hearer, and subject matterâ in Aristotleâs system, such that âarete refers to the speaker, eunoia to the audience, and phronesis to the subject matterâ (Kinneavy and Warshauer 1994, âFrom Aristotleâ, p. 179). In fact, phronesis refers to the logos-aspect of ethos, eunoia to the pathos-aspect, and arete to ethos or âmoral characterâ per se. We can add that logosâârational appealâ or the use of âgood reasonsââoriginates with/in the rhetor, though audiences are left to judge its claims and to respond accordingly. And whereas pathosâan appeal to the audienceâs pathe or emotionsâis raised by means of a rhetorâs appeals, itâs with/in the audience that hope or fear or outrage or desire is raised. In this sense, the Aristotelian logos âbelongs toâ the rhetor and is judged by the audience, while pathos âbelongs toâ the audience and is elicited by the rhetor. In contrast, ethos âlies betweenâ the speaker and audience: belonging to neither wholly, the rhetorâs ethos is built out of a speaker-audience interaction.These are practical wisdom [phronesis] and virtue [arete] and goodwill [eunoia]; for speakers make mistakes in what they say or advise through [failure to exhibit] either all or one of these.... Therefore, a person seeming to have all these qualities is necessarily persuasive to the hearers.(Rhetoric 1378a)
Though Aristotelian ethos describes a responsive, transactional model, there is one passage in the Rhetoric that, taken at face value, radically textualizes the speakerâs self-presentation. Weâve quoted it earlier: itâs the declaration that persuasion âthrough character ⊠should result from the speech,â and ânot from a previous opinion that the speaker is a certain kind of personâ (Rhetoric 1356a; emphasis added). If trust comes âfrom the speechâ solely, then the speakerâs ethos is fashioned from within discourse and becomes part of the discourse in its totality. Such a claim contradicts the teachings of Aristotleâs older contemporary, Isocrates (436â338 BCE), for whom âthe power to speak well is taken as the surest index of a sound understanding, and discourse which is true and lawful and just is the outward image of a good and faithful soulâ (Isocrates 1990, âAntidosis,â p. 327). Weighed against Athenian tradition, Aristotleâs textually-constructed ethos is an anomaly, repeated nowhere else in theory or in praxis.30
In contemporary poststructuralist terms, the Aristotelian rhetor is reduced to an effect of language: exactly âwhoâ the speaker âisâ depends on how the audience âreadsâ him. If the audience âreadsâ him as being worthy of trust, then the Aristotelian rhetorâs ethos-maneuvers will have succeeded. Whether the rhetor deserves that trust remains an ethical question lying outside the text. And, within this radically textualized model, the ethics of ethos must âlie outside,â since Aristotleâs Rhetoric undergirds an ethos of appearances.
Having established the importance of a speakerâs apparent truthfulness, Aristotle turns to the audience and ways âto prepareâ âthe judgeâ for a favorable impression (Rhetoric 2.2â4):
Words like âconstruct,â âsuppose,â and âseemâ point to the amorality of rhetoric generally while transforming Aristotelian ethos into an effect of speech, âseparate from any consideration of the speakerâs prior reputation or âtrueâ moral characterâ (Baumlin 2001, âEthosâ, p. 266).31 Within this constructionist model, the rhetorical situation renders the speaker an element of the discourse itself, âno longer simply its origin (and thus a consciousness standing outside of or prior to the text) but, rather, a signifier standing inside an expanded text. The rhetorâs physical presence and appearance, gestures, inflections, and accents of style, all become invested in acts of signification,â whose objective is to gain an audienceâs trust (Baumlin 1994, âIntroductionâ, p. xvi).But since rhetoric is concerned with making a judgment (people judge what is said in deliberation, and judicial proceedings are also a judgment), it is necessary not only to look to the argument, that it may be demonstrative and persuasive but also [for the speaker] to construct a view of himself as a certain kind of person and to prepare the judge; for it makes much difference in regard to persuasion ⊠that the speaker seem to be a certain kind of person and that his hearers suppose him to be a certain kind of person and that his hearers suppose him to be disposed in a certain way.(Rhetoric 1377b)
Unsurprisingly, this version of Aristotle appealed to theorists of the 1970s and 80sâthe high point of poststructuralism in the American academy.32 With the recent ascendance of cultural studies (within composition pedagogy especially), theorists have sought to reinterpret the Rhetoric as a document in cultural/communal consensus-building and positionality. A ârhetorical community,â as Susan Miller describes it, delineates âan ethosâa sensus communis and a locus communisâa place where interlocutors abide, about which they contest, and from which they draw appealsâ (S. Miller 2007, Trust, p. 198):
Those who dwell within a rhetorical community acquire their character as rhetorical participants from it, as it educates and socializes them. The community does this at least in part by supplying the Aristotelian components of ethosâthe judgment (phronesis), values (arete), and feelings (eunoia) that make a rhetor persuasive to other members of the community.(S. Miller 2007, Trust, p. 198)
Thus, âAristotleâs Rhetoric presupposes a social contextâ (LeFevre 1987, Invention, p. 45). Karen Burke LeFevre adds that the âthree kinds of proofs ⊠presuppose the existence of others who may or may not accept certain proofsâ (Invention, p. 45). She continues:
Itâs the notion of âthe âbetweenââ as a site of dialogic/dialectical engagement that intrigues us.33 Citing LeFevre, Susan C. Jarratt and Nedra Reynolds argue similarly:Perhaps most pertinent to a social perspective is Aristotleâs concept of ethos ⊠[which] arises from the relationship between the individual and the community. âEthos,â says Karlyn Kohrs Campbell, âdoes not refer to your peculiarities as an individual but to the ways in which you reflect the characteristics and qualities that are valued by your culture or group. In Aristotleâs view, ethos cannot exist in isolation; by definition it requires possible or actual othersâŠ. [I]n fact, the Greek meaning for âethosâ as âa habitual gathering placeâ calls forth an image of people coming togetherâŠ. Ethos, we might say, appears in that socially created space, in the âbetween,â the point of intersection between speaker or writer and listener or reader.â(LeFevre 1987, Invention, pp. 45â46)
In their typography, Jarratt and Reynolds follow Thomas E. Corts (1968, âDerivationâ, p. 201) in âclarify[ing] the âconfusionâ between an older [Homeric] word ethos (spelled with a Greek epsilon), meaning âcustomâ or âhabit,â and the newer [Aristotelian] ĂȘthos (spelled with an eta), meaning âcharacterââ (Jarratt and Reynolds 1994, âSplitting Imageâ, p. 42). With this distinction, we are brought to Heidegger, whose discussion of ethos as âhauntâ has opened new spaces for contemporary theoryâspaces where collectivities and group identities are fashioned and gather together.[T]he rhetorical practice of ĂȘthos marks the position of the self, to the admittedly limited extent that it can be articulated by the author, making no claim that this speaking self is completely known or stable. Appearing âin that socially constructed space, in the âbetween,â the point of intersection between speaker or writer and listener or readerâ (LeFevre 45â46), ĂȘthos is the admission of a standpoint, with the understanding that other standpoints exist and that they change over time.(Jarratt and Reynolds 1994, âSplitting Imageâ, p. 53)
3. Heidegger: Ethos as âHauntâ
In a scene from Book 6 of Homerâs Iliad, Paris is described:
Within this Homeric simile, we find the earliest literary etymon of ethos: the ጀΞΔα ጔÏÏÏΜ or âhabitats of horsesâ (Homer 1924, Iliad, 6.511). In his âLetter on Humanismâ (Heidegger 1949), Martin Heidegger (1889â1976) is arguably first to uncover, within ጊΞoÏ or ethos-as-character, the more primal ጀΞΔα or ethos-as-dwelling place. His reading of Heraclitus (c. 535â475 BCE) does not cite the Iliad, though the Homeric ጀΞΔα lies in the background:Even as when a stalled horse that has fed his fill at the manger breaketh his halter and runneth stamping over the plain ⊠on high doth he hold his head,⊠and as he glorieth in his splendour, his knees nimbly bear him to the haunts [ጀΞΔα] and pastures of mares; even so Paris, son of Priam, strode down from high Pergamus, all gleaming in his armour like the shining sun, laughing for glee, and his swift feet bare him on.(6.506â16)
From the Homeric âhabitats of horses,â Heidegger carries ethos into the âabodes of men,â where Being is revealed, known, cared for, and preserved.34The saying of Heraclitus (Fragment 119) goes: ጊΞoÏ áŒÎœÎžÏÏÏáżł ÎŽÎ±ÎŻÎŒÏΜ. This is usually translated, âA manâs character is his daimon.â This translation thinks in a modern way, not a Greek one. ጊΞoÏ means abode, dwelling place. The word names the open region in which the human being dwells. The open region of his abode allows what pertains to the essence of the human being ⊠to appear. According to Heraclitusâs phrase this [essence] is ÎŽÎ±ÎŻÎŒÏΜ, the god. The fragment says, the human being dwells, insofar as he is a human being, in the nearness of god.(Heidegger 1949, âLetterâ, p. 269)
Let us confess up front that we canât unpack Heideggerâs prose in any way that does justice to his phenomenology. Nor can we turn a blind eye to Heideggerâs unapologetic Nazism.35 It seems a paradox that his ethic of Sorge or âcareâ preceded the âcare ethicâ of Carol Gilligan (1982) and Nel Noddings (1984) (among other feminist moral theorists) by several decadesâand that his ethotic theory would be invoked in discussions promoting multiculturalism. Despite its authorâs wounded reputation, the âLetter on Humanismâ has something to teach us about contemporary ethos.
Returning to the passage above, the Heraclitean translation is âmodernâ in that its world view is, paradoxically, pre-Socratic: that is, it invokes human being as an embodied existence in-the-world, and not as an abstraction belonging to metaphysics. The Greek daimon has any number of meanings, including âlesser god,â soul, and destiny: indeed, âcharacter is fateâ remains the most obvious (and accessible) Heraclitean paraphrase. Though Heidegger wants to invoke a sense of mystery and unfamiliarity (Unheimlichkeit) in the paraphrase, we follow Michael J. Hyde in emphasizing its revelation of the Truth of Being: âThe human being,â writes Hyde, âis called to be true to its essential character (ethos). We are the opening of a dwelling place where the truth of what isâbe it a stone, tree, eagle, ourselves, or whateverâcan be taken to heart, appreciated, and cared forâ (Hyde, 2004, âIntroductionâ, p. xx; emphasis in original). Thus Heidegger holds out the hope that there âisâ an ontic Truth of Being that precedes and transcends all ideology or âsocial construction.â As Dasein or Being-in-the-world, we are called to bear witness to the Truth of Being and to dwell within that space wherein our humanness lies. In this unified life-worldâthe Heideggerian âfourfoldâ (Geviert) of earth, sky, mortals, and divinitiesâwe are called by conscience to serve the world as witness, companion, and caretaker.36
We have labored to make this point, since Heideggerian philosophy undergirds any modern claim on behalf of ontology: that is, on behalf of the Truth of Being. Similarly, Heidegger underwrites a theory of self-authenticating ethos that reveals itselfâand expresses, indeed celebrates itself epideicticallyârather than âmerelyâ constructs itself via language.37 Finally, the Heideggerian notion of human being as existential/ecological caretaker undergirds our argument on behalf of a commodious, iatrological rhetoric. Here, too, we draw on Hydeâs reading of Heidegger:
We did not create the fundamental structure and workings of this primordial place and its attending call of conscience; rather, they are âgivens,ââ they come with the Being of existence, they are part of the essential character of human nature. We are creatures who dwell on this earth and who are thereby destined to hear and answer a call that, among other things, requires a capacity for practicing the art of rhetoric. The ontological structure of existence is such that we must learn to dwell rhetorically.⊠The call of human being, of conscience, calls on us to be rhetorical architects whose symbolic constructions both create and invite others into a place where they can dwell and feel at home âŠ.(Hyde 2004, âIntroductionâ, p. xxi; emphasis in original)
Adding to this analysis, we call attention to a lesser-known text, Heideggerâs lecture, âBuilding Dwelling Thinkingâ (Heidegger [1951] 1978), which helps gloss his Heraclitean discussion. Having declared that âbuilding (bauen) aims at dwelling (wohnen)â (âBuildingâ, p. 326), Heidegger proceeds to play with the German etymology, much as he had done with the Greek:
We do not see how this exploration of the German Wohnen-as-dwelling, delivered several years after Heideggerâs âLetter on Humanism,â can be kept insulated from the Greek ጊΞoÏ-as-dwelling. Surely his lecture, âBuilding Dwelling Thinking,â helps us read the more famous, more influential âLetter.âWe do not dwell because we have built, but we build and have built because we dwell, that is, because we are dwellers. But in what does the essence of dwelling consist? Let us listen once more to what language says to us. The old Saxon wuon, the Gothic wunian, like the old word bauen, mean to remain, to stay in a place. But the Gothic wunian says more distinctly how this remaining is experienced. Wunian means to be at peace, to be brought to peace, to remain in peace. The word for peace, Friede, means the free, das Frye; and fry means preserved from harm and ⊠safeguarded. To free actually means to spareâŠ. [Sparing] takes place when we leave something beforehand in its own essence, when we return it specifically to its essential being, when we âfreeâ it in the proper sense of the word into a preserve of peace. To dwell, to be set at peace, means to remain at peace within the free, the preserve, the free sphere that safeguards each thing in its essence. The fundamental character of dwelling is this sparing.(Heidegger [1951] 1978, âBuildingâ, pp. 326â27; emphasis in original)
The Heideggerian model appeals to us for many reasons, not least of which is the ethical claims that it makes upon the speaker.38 One speaks not simply to declare oneâs âdwelling place,â nor simply to share that dwelling, but also to care for it. Situated within a self/other dialectic, the act of self-expression becomes an invitation to dwell with others, âto open a space,â by means of language, where self and other âcan dwell and feel at homeâ (Hyde 2004, âIntroductionâ, p. xxi). It is an invitation to hospitality.
As an expansion upon Aristotelian eunoia, itâs the Heideggerian attitude of caring that leads us into a new âNew Rhetoric,â one suited to the pluralist, post-Enlightenment, multiculturalist discourse of our age. It should be noted, however, that Heidegger does not acknowledge âcultural differenceâ within his discussion of ጀΞΔα or âhaunts.â For Heidegger, the ethos-as-dwelling is Beingâas opposed to the âbeingsâ that constitute nations, ethnicities, classes, and occupations. Hence, any discussion of positionality in the Heideggerian âhauntâ is a misprision, though useful for our purposes. We have one more component to add to our model; we find it back in Aristotle, though not in his Rhetoric.
But, first, we must return to Homer.
4. From Ethos to Mythos: The Case for Storytelling
In Book 9 of the Odyssey, having enjoyed the Lord Alcinousâs hospitality, Odysseus yields to the request that he give his name and tell his story:
In such a passage, Homer models for us the hospitable aims of a commodious discourse. If asked, âWho are you?â oneâs answer unfolds in narrative: âI was born in ââ,â âI have lived in ââ,â âI went to school at ââ,â âI teach at ââ,â âI am married to ââ,â and so on. Whether revealed or constructed, self-image unfolds or âemerges,â as Corder puts it, within structures of language: specifically, within stories. These are shared by individuals within culture: that is, stories translate actions, events, and experiences into sharable meaning inviting response. Such, indeed, is a reigning premise of our essay and of the greater collection, Histories of Ethos: that our stories, whether individual or collective, are primary bearers of ethos in the twenty-first century.First now will I tell my name, that ye, too, may know it, and that I hereafter ⊠may be your host, though I dwell in a home that is afar. I am Odysseus, son of Laertes, who am known among men for all manner of wiles, and my fame reaches unto heaven. But I dwell in clear-seen Ithaca, ⊠a rugged isle, but a good nurse of young men; and for myself no other thing can I see sweeter than oneâs own land. Of a truth Calypso, the beautiful goddess, sought to keep me by her ⊠and in like manner Circe would fain have held me back in her halls ⊠but they could never persuade the heart within my breast. So true is it that naught is sweeter than a manâs own land and his parents, even though it be in a rich house that he dwells afar in a foreign landâŠ. But come, let me tell thee also of my woeful home-coming, which Zeus laid upon me as I came from TroyâŠ.(Homer 1919, Odyssey, 9.16â38)
In emphasizing the role of biographyâthat is, of âlife-writingââin self-identity, Anthony Giddens (1938â) carries ethos into the realms of storytelling: âself-identity,â he writes, âis not a distinctive trait, or even a collection of traits, possessed by the individual. It is the self as reflexively understood by the person in terms of her or his biographyâ (Giddens 1991, Modernity, p. 53; emphasis added). We quoted Giddens in an epigraph, but we give the passage here in full:
Understanding Giddens, we are reminded that âstoryâ (mythos) is a subject of Aristotleâs Poetics. In his Rhetoric, Aristotle discusses ethopoeia as a mode of âstylistic ethosâ (Baumlin 2001, âEthosâ, p. 267).39 But we can go further and describe a mode of ânarrative ethosâ that treats mythos as one of four pisteis or âproofs,â functioning rhetorically and contributing to the self-expressive aim of ethical/ ethotic discourse.40The existential question of self-identity is bound up with the fragile nature of the biography which the individual âsuppliesâ about herself. A personâs identity is not to be found in behavior, norâimportant though this isâin the reactions of others, but in the capacity to keep a particular narrative going. The individualâs biography, if she is to maintain a regular interaction with others in the day-to-day world, cannot be wholly fictive. It must continually integrate events which occur in the external world, and sort them into the ongoing âstoryâ about the self.(Giddens 1991, Modernity, p. 54)
Rhetoric consists of more than persuasion (if, by persuasion, one aims at compelling an audienceâs consent to a specific course of action, policy, or point of view). Aristotle acknowledges this fact: in addition to deliberative rhetoricâthe âart of persuasionâ properly so-calledâhis Rhetoric describes forensics (a rhetoric of accusation and defense) and epideixis (a rhetoric of ceremonial occasion and artistic self-display). It is in self-display that ethos, epideixis, and mythos coalesce. By declaring narrativeâmythos, not logosâthe foundational activity of human social discourse, we seek to ground postmodern ethos in storytelling. There are more components to ethos than oneâs storytelling; the Rhetoric convinces us of that. But story is the glue that holds them all together.
Action, agency, time, and placeâthe stuff of narrativeâare ethotic building blocks. A singular moment in time, often one of trauma or tragedy, can come to dominate the narrativeâhence, the identityâof a person, or of a people. When a specific marker of identity is embedded within an action or event-in-time, oneâs storytelling is reshaped accordingly: a speaker can affirm and commemorate, defend and advocate, repair and seek justice, or seek transcendence (seek, that is, to move beyond the self-defining marker). A psychosocial model of ethos as âself in processâ assumes that ethos can, in fact, evolve or change over time. In this sense, ethotic discourse rests in telling and retelling, in making appeals to the future as well as in acknowledging the past.41
Let us revisit the Corderian definition, âcharacter as it emerges in languageâ (Corder 1978, âVarietiesâ, p. 2). Rendered coherent through the conventions and structures of narrative, a storyline emerges: within the history of its telling, the personalized self-imageâcall it âthe selfââcomes into view. The self-as-narrated unfolds within âthematic patternsâ of habit: choices of lifestyle, occupation, dwelling, attitudes, affects, addictions. Markers of identity derive from culture, demographics, ethnicity, and a gendering of the body. Behaviors and speech patterns replicate by reenacting life-choices and attitudes: one calls oneself the same name (and the same nicknames among friends); one goes to bed and wakes up in the same place; one goes to work at the same job in the same place at the same time of day (and returns to the same home in the same place at the same time of day); and, one yields to the same prejudices, the same affects and attitudes and desires (and addictions), all on a daily basis. By such repetitions, the individual becomes scripted within a storyline that translates the singularity of personhood into character and community. In effect, one becomes the protagonist of oneâs own mythos.
Character can be understood as the âpersonal stylesâ of an individual whose life-narrative is rendered interpretable and, indeed, predictable through its replicable consistency of behavior. (This consistency, this predictability, is a working definition of sanity: the ability to wake up the next day and be the same personâŠ) In conforming to âa character,â the individual works within a culture-bound set of typologies, social roles, rules, and responsibilities. In practice, a dialectic arises between personhood and character-type, in that a shift on one side causes shifts on the other (and the postmodern agent is, as Giddens notes, defined by choice-in-lifestyle: one day, she may choose not to go home).42 The point is that our personal stories have meaning within patterned life-histories that are historically- and culturally-conditioned.
Following a psychoanalytic model of identity-formation, we presume that specific life-eventsâtraumas for the most partâplay constitutive roles in identity-formation. The abused spouse lives within an event and a narrative of that event: the abuse becomes thematic within that personâs self-image and life-story. Not all identity-forming events are traumatic: love, an act of heroism, an occupational or material or intellectual or social success, sudden fame, a mystic experience: any and all such life-events can become the âidentity themeâ (Holland 2011, The I, p. 51) within an individualâs storyline.
A further corollary to postclassical ethos (indebted both to psychoanalytic praxis and to modern feminism) is the need to tell oneâs story, particularly those aspects that bear wounds. Indeed, the highest aim of ethotic discourse is, or ought to be, to share oneâs story; and, with respect to oneâs functioning as audience, the highest corresponding aim is to bear witness to that otherâs story. Self-knowledge (in both the Socratic and the Freudian sense) and self-expression or display (in the Gusdorfian/Corderian sense) are ethical urgencies of an ethocentric (as opposed to logocentric) discourse.
A narrative theory of ethos is postclassical for a further reason, in that it replaces the classical model of rhetorical agon or competition with a therapeutic model. The highest aim of discourse is not to persuade, compel, or âgain compliance,â but to recognize, accommodate, and healâto heal oneself and oneâs community through mutual understanding, consensus, equity, mutuality. Thomas Szasz (1920â2012) has called this an iatrology, a speaking of âhealing wordsâ (Szasz 1978, Myth, p. 29).
Following Heidegger, we hold to the possibility of a stable ontology or Truth (taking âtruth,â simply, to mean âwhat is,â irrespective of whether the human creature can know it or speak it adequately); still, as an expression of our Heideggerian (and feminist) commitments, we assert that any âtruthâ lacking in hospitalityâor, more forcefully, in caring, equity, understanding, increased freedom, dignity, and personal fulfilmentâis likely no more than oppression. Some years ago, Corder made similar claims in an essay, âArgument as Emergence, Rhetoric as Love.â (If the word âloveâ embarrasses us intellectually, then letâs replace it with âhealth,â or with âhospitality,â or with âcommunity,â or with âequity,â or with âdignity,â or with âfreedom,â or with âjustice.â Any of these value-terms will do when harnessed to an ethotic, iatrological rhetoric.) He writes:
The âthreatâ posed by anotherâs âcontending narrativeâ arises from the positionality of oppressive cultural and societal structures; and it is these structures that return us, yet again, to Aristotle.Let there be no mistake: a contending narrative, that is, an argument of genuine consequence because it confronts one life with another, is a threat, whether it is anotherâs narrative becoming argument impinging upon or thundering into ours, or our own, impinging upon the otherâs.(Corder 1985, âArgumentâ, p. 19)
The classical-Aristotelian model of rhetoric-as-persuasion must have an ethotic component, in that any significant changeâof mind or emotion, in action or attitudeâwill impact an audienceâs habits of behavior and, correspondingly, its self-concept. Still, we question the extent to which a personâs self-concept (with its concomitant behaviors, habits, affects, addictions) can change by means of storytelling.43 We presume that the ability to change oneâs story can change the storyteller. Following Alcorn (1994, âSelf-Structureâ, p. 12), we assume that self-concepts, like the stories that undergird them, require some stability (that is, some predictability and replicability in behavior); but, while self-concepts are self-protective and inherently resistant to change, they are subject, nonetheless, to retelling. Whether the story changes the storyteller or the storyteller changes the story, the essential unity of the self, the self-reflexive self-concept, and the self-revealing/ self-constructing story is foundational to an ethotic, iatrological rhetoric.
The iatrological model is rhetorical in structure, being dyadic.44 Storytellers need audiences: even when one speaks to oneself, one does so as âself to an other.â We are selves in community; our stories have meaning within the broader cultural narratives to which they largely conform. A self-concept fulfills itself as ethos when it is âouted,â that is, enacted or performed âin public.â The notion of an ethos separable from the co-presence of an otherâan audience-witnessâis an absurdity. Ethos is fulfilled in the presence of the other. We are compelled to tell our stories in a world of storytellers. Within a sharing community, ideally, we take turns speaking and listening, bearing witness to one another. We share in the diversity of stories. Following Jean-François Lyotard (1924â1998), we might think of âcommunityâ itself as a sharing of âlocalized narrativesâ or petits rĂ©cits.45 The same dynamics that define individual character arise in the creation and healthy maintenance of community.
As weâve argued, community is premised in a sharing of stories. And here we face a problem explored by Michel Foucault, among other cultural critics: we dwell in worlds marked by an intersection of power and discourse. In a world of unequal distribution of power, ethos becomes an agon of competing texts. More than sharers or witnesses, people are cast as objects of control and âcompliance.â In this power-riven model, people not only compete for ethos (that is, for the right to âbe seenâ through/in their words); they lose ethos within opposing narratives, alienated by acts of naming: queer, radical Islamic terrorist, disabled, Mexican rapist, âanimal,â etc. Contemporary American political rhetoric plays out its âculture warsâ with markers of identity/difference as its weapons and ethos as its battlefield.
While iatrologyâa healing of self and community through an expressivist/epideictic rhetoricâremains a dream in our culturally, politically, economically fractured world, we can, nonetheless, take steps towards its realization.46 The first step in healing ourselves, individually and collectively, is to unleash the self-expressive power of our storytelling: in effect, to make an appeal in good faith for a witness, in order âto be seenâ in our texts. As we look beyond the Western, Eurocentric-masculinist Enlightenment model, we discover alternative histories, epistemologies, logics, moral systems, sciences, medical practices, pharmacies, arts, rituals. We need to learn from them; at the least, we need to listen to themâor learn to listen. We cannot expect that the forces of hegemonic culture will hold back in their attempts at silencing alternative voices. Political campaigning will continue its attack ads, âcontrolling the narrativeâ by demonizing opponents. Even the academy plays its power games, policing credentials of those who âearn the rightâ to speak authoritatively (and reap the rewards therefrom).
In recent years, the academy has become more open to diversity, interdisciplinarity, and hybridized approaches/genres; but it, too, needs to learn greater humility and hospitality. The scholarly ethos pretends to impersonality, âuniversality,â and rationalism.47 While caricaturing the modernist âmodel citizen,â Whiteâs character sketch strikes very near the academician:
He is conceived as disengaged from his social background and oriented toward mastery of the world that confronts him; nevertheless, he can discover, by the light of reason, universally applicable principles of justice, found in some foundationalist account of God, nature, progress, or human communication that can become the basis of political consensus with other individuals.(White 2009, Ethos, pp. 33â34; emphasis in original)48
As scholars, we should make a habit of positioning and declaring ourselves within our writing. For a few years after the turn of the new century, a âscholarship of the personalâ was promoted (in composition journals primarily), an approach allowing for reflection upon the processes as well as the products of oneâs research, often within a narrative frame. Combining strategies of the âtraditionalâ scholarly and personal essays, this âscholarship of the personalâ is the sort of hybridization needed rhetorically/ethotically today.49
Fortunately, we have companions in this call for a âreturn of the humanâ to the humanities. In his recent work, Mikhail Epstein practices precisely the sort of inventive, genre-bending âperformative discourseâ (Epstein 2012, Transformative, p. 19) described above. His Transformative Humanities: A Manifesto (2012) diagnoses the problem: with the ascendance of poststructuralism, the humanities âstopped being human studies and became textual studies. No one now seems to expect anything from the humanities except readings and re-readings, and, first and foremost, criticism rather than creativity and suspicion rather than imagination. As a result, the humanities are no longer focusing on human self-reflection and self-transformationâ (Epstein 2012, Transformative, p. 2). Indeed, itâs been a long time since the humanities mattered socially or politically. If we who teach within the humanities are to reclaim a voice in public affairsâif we are âto be seen and heard,â in the manner described in this present essayâthen we need a purpose beyond âmere theory.â
Epstein reminds us what that purpose is, and itâs expressive at its core. Itâs not in the object-world of the sciences that our proper studies lie.50 In fact, our task lies not in study so much as in creationâin the creation, specifically, of our âhumanness,â as Epstein declares:
The essays gathered in Histories of Ethos seek to be true to this humanizing task. But the same qualification holds for Epstein as for Heidegger: being âclothedâ in culture, our humanness needs to be seen in its diversity.The crucial distinction between the humanities and sciences is that in the humanities the subject and the object of the study coincide; in the humanities, humans are studied by humans and for humans. Therefore, to study the human being also means to create humanness itself: every act of the description of a human is, by the same token, an event of oneâs self-construction. In a wholly practical sense, the humanities create the human, as human beings are transformed by the study of literature, art, languages, history and philosophy: the humanities humanize.(Epstein 2012, Transformative, p. 7)
As for the politics of hegemonic culture, we ask: Who wields the skeptron? Who enjoys âthe right to speak,â to be heard? By what means can an individual or group assert that right? Must an oppressed minority flatter the âdominant voiceâ by mimicry or ventriloquism, by kowtowing to the dominant discourse and its rituals of authority?51 Must self-expressionâthe ultimate ethotic act, the act of speaking âto be seenââbe an act of defiance? The #MeToo movement in America today is more than an appeal for justice: it is a combining of individual voices into an ethos expressive of the victim who will remain silent no more. And we are its witness. Surely the #MeToo movement is iatrological, in that the women who are speaking out seek freedom and redress from trauma and oppression. They are âbeing seenâ in the telling of their story; and, yes, there are patterns to their story. In response to their revelations, American society is learning to tell its own story differently. In time, perhaps, we will be healed of this sort of institutionalized violenceâor at least, we will be cured of the âblindnessâ that tolerates sexual exploitation, among other modes of social, cultural, political, economic oppression.
We enlarge our ethos when we learn to speak differently of ourselves and of others, when we repudiate acts of silencing, when we offer ourselves as witnesses, when we create community by means of shared stories. Ethos is invested in every aspect of our speaking, listening, and responding. Let the Enlightenment âAge of Reasonââthe epoch of logocentrismâpass; let ours be an Age of Ethos. Let us aim to make our discourse caring, accommodating, epideictic, iatrological, inventive, and personal.
5. Conclusions
In this introduction to Histories of Ethos, we have made a series of claims that individual essays will put to the test. Some will explore the âcultural dress,â some the âmodes of address,â by means of which individuals situate themselves within communities in place and time. Competing versions of ethos, both in theory and in praxis, will be applied.52 The role of narrative in identity- formationâboth individually and culturallyâwill be a recurring motif. And, while individual essays might explore only a portion of the spacious field of ethos within any culture at any time, we assume that any claim regarding ethos can be turned, dialectically, into its âenabling other.â No premise or claim has been banished or disallowed from this collection. Hence, we affirm that ethos can be revealed or constructed; that it can pre-exist a speakerâs discourse or be produced within (or by means of) discourse; that it can ally itself with, or it can subvert, logos or pathos. If it can heal and liberate, surely it can be used to harm. Self necessarily posits an other; identity implies difference. Narratives can be âfixedâ within a cultureâs folk pathways and traditions; but these can also be revisited, reinterpreted, reshaped, retold. Ethos can be carried into new regions. With smart technologies, ethos enters the realm of the artificially-intelligent nonhumanâthe cyborg. Even the âdeep ecologyâ movement posits a âplanetary ethos.â53
Let us summarize the aims and aspirations of our collection, as represented in this introduction. We might go so far as to declare the following a Manifestoâan intellectual call-to-actionâfor ethos in/for the twenty-first century. Once again, we seek the following:
to acknowledge the expressive core of discourse spoken or written, in ways that reaffirm and restore an epideictic function to ethos/rhetoric;
to demonstrate the positionality of discourse, whereby speakers and writers âout themselvesâ ethotically (that is, responsively and responsibly);
to explore ethos as a mode of cultural and embodied personal narrative;
to encourage an ethotic âscholarship of the personal,â expressive of oneâs identification/participation with/in the subject of research;
to argue on behalf of an iatrological ethos/rhetoric based in empathy, care, healing (of the past) and liberation/empowerment (toward the future);
to foster interdisciplinarity in the study/exploration/performance of ethos, establishing a conversation among scholars across the humanities; and
to promote new versions and hybridizations of ethos/rhetoric.
We end with a selection of passages from Corderâs âArgument as Emergence, Rhetoric as Love.â We present them without commentary: they speak for themselves. And they speak for us, affirming several of our central themes. (Once again, if the word âloveâ embarrasses, put âhospitalityâ in its place.)
Each of us is a narrative. A good part of the time we can live comfortably adjacent to or across the way from other narratives. Our narratives can be congruent with other narratives, or untouched by other narratives. But sometimes another narrative impinges upon ours, or thunders around and down into our narratives. We canât build this other into our narratives without harm to the tales we have been telling. This other is a narrative in another world; it is disruptive, shocking, initially at least incomprehensible, and, as Carl Rogers has shown us, threatening.When this happens, our narratives become indeed what they are perpetually becomingâarguments. The choosing we do to make our narratives (whether or not we are aware of the nature of our choosing) also makes our narratives into arguments. The narratives we tell (ourselves) create and define the worlds in which we hold our beliefs. Our narratives are the evidence we have of ourselves and of our convictions. Argument, then, is not something we make outside ourselves; argument is what we are. Each of us is an argument. We always live in, through, around, over, and under argument. All the choices weâve made, accidentally or on purpose, in creating our histories/narratives have also made us arguments, or, I should go on to say, sets of congruent arguments, or in some instances, sets of conflicting arguments.(Corder 1985, p. 18)
Again:
Sometimes we turn away from other narratives. Sometimes we teach ourselves not to know that there are other narratives. Sometimesâprobably all too seldomâwe encounter another narrative and learn to change our own. Sometimes we lose our plot, and our convictions as well; since our convictions belong to our narratives, any strong interference with our narrative or sapping of its way of being will also interrupt or sap our convictions. Sometimes we go to war. Sometimes we sink into madness, totally unable to manage what our wit or judgment has shown usâa contending narrative that has force to it and charm and appeal and perhaps justice and beauty as well, a narrative compelling us to attention and toward belief that we cannot ultimately give, a contending narrative that shakes and cracks all foundations and promises to alter our identity, a narrative that would educate us to be wholly other than what we are. Any narrative exists in time; any narrative is made of the past, the present, and the future. We cannot without potential harm shift from the past of one narrative into the present and future of another, or from the past and present of one narrative into the future of another, or from the future we are narrating into a past that is not readily ours. How can we take that one chance I mentioned just now and learn to change when change is to be cherished? How can we expect another to change when we are ourselves that otherâs contending narrative?(Corder 1985, p. 19)
And again:
Argument is emergence toward the other. That requires a readiness to testify to an identity that is always emerging, a willingness to dramatize oneâs narrative in progress before the other; it calls for an untiring stretch toward the other, a reach toward enfolding the other. It is a risky revelation of the self, for the arguer is asking for an acknowledgment of his or her identity, is asking for witness from the other. In argument, the arguer must plunge on alone, with no assurance of welcome from the other, with no assurance whatever of unconditional positive regard from the other. In argument, the arguer must, with no assurance, go out, inviting the other to enter a world that the arguer tries to make commodious, inviting the other to emerge as well, but with no assurance of kind or even thoughtful response. How does this happen? Better, how can it happen?It can happen if we learn to love before we disagree.(Corder 1985, p. 26)
And once more:
Rhetoric is love, and it must speak a commodious language, creating a world full of space and time that will hold our diversities. Most failures of communication result from some willful or inadvertent but unloving violation of the space and time we and others live in, and most of our speaking is tribal talk. But there is more to us than that. We can learn to speak a commodious language, and we can learn to hear a commodious language.(Corder 1985, pp. 31â32)
Funding
This research received no external funding.
Acknowledgments
We wish to thank the Humanities editors for supporting Histories of Ethos through its Knowledge Unlatched Initiative, which has made this collection free and available to allâtruly âopen access.â Ours is an innovative collection, in that it invites contributors to perform ethos in ways that test and question the residually âEnlightenmentâ impersonalityâthe expressive and stylistic âzero sumââof much academic journal publication. We also appreciate the rigor of review shown by Humanitiesâ reviewers and readers, which has challenged contributors to strengthen their claims, thus making for a better, more useful collection.
Conflicts of Interest
The authors declare no conflict of interest.
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| 1 | Seeing that ethos, pathos, and logos have entered common English vocabulary, we print them in roman. |
| 2 | Aristotle remains the singular exception: we cannot ignore the Aristotelian legacy (particularly in its vocabulary), since his Rhetoric continues to inform discussions of ethos today. For useful surveys of ethos in Western historical rhetoric, see Wisse (1989); Smith (2004); May (1988); Kennedy (1963, Art); Baumlin (2001, âEthosâ; 1994, âIntroductionâ). Discussions of individual theorists are recorded in notes following. |
| 3 | We take âdiscourseâ expansively, as comprehending the realm of praxis in communication; we take ârhetoricâ more restrictively, as representing the theories that categorize, explain/critique, and predict living discursive praxis. |
| 4 | In glancing Janus-like across histories and futures of ethos, we are indebted to Friedrich Nietzsche (1844â1900) (Nietzsche [1969] 1887) as well as to Foucault. Citing BovĂ©âs (1985) essay, âMendacious Innocentsâ (pp. 367â69), Douglas Thomas writes,
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| 5 | We take âcontemporaryâ theory broadly, as falling within the epoch of postmodernism: as such, it reflects the state of intellectual culture after World War II, the Holocaust, and Hiroshima. Twenty-first century discussions of ethos remain in dialogue with mid- to late-twentieth century thought: with Kenneth Burke and ChaĂŻm Perelman; with the later Heidegger; with the postwar existentialism of Georges Gusdorf and Maurice Merleau-Ponty; with Derridean deconstruction; with the social theories of Michel Foucault and Pierre Bourdieu; with postcolonialism and feminism; with the varieties of post-Freudian psychology (including behaviorism); with post-industrial capitalism and the rise of corporatism; with the posthuman interfaces of artificial intelligence. The post- in postmodernism declares much of what concerns us (and inspires us) in this essay collection. |
| 6 | Here and elsewhere, we follow George A. Kennedyâs translation (Aristotle on Rhetoric). W. Rhys Robertâs translation of this last phrase, however, is rather more emphatic: âOn the contrary, his character may almost be called the most effective means of persuasion he possessesâ (Aristotle 1941, Basic Works, p. 1329). |
| 7 | Our task might have simplified had Aristotle restricted the term to his triad of pisteisâethos, logos, and pathosâas outlined in Book I of the Rhetoric. Yet the varieties of ââcharacterâânot just of the speaker, but of the âjudgeâ in law courts and assemblies, of various audiences, of different communities, and as depicted in narrativeâfunction in different ways in discourseâ (Baumlin 2001, âEthosâ, p. 267); emphasis added). Within these varied functions, Aristotle âestablish[es] their etymological âfamily resemblancesâ as ጊΞoÏ (that is, ârational ethosâ or a speakerâs rhetorically-constructed character), áŒÎžoÏ (that is, moral character as reflected in âcustomâ or âhabitâ), ጀΞη (that is, the various character types identifiable with each audience, including ጀΞη táż¶v ÏoλÎčÏηῶv or the âcharacters of statesâ), and ethopoiea (that is, the literary depiction of character within the structures of dialogue or narrative)â (Baumlin 2001, âEthosâ, p. 267). |
| 8 | See (Sartre [1943] 1993, Being and Nothingness, Hazel E. Barnes, trans.). |
| 9 | See (Lacan 2004, Ecrits: A Selection, Bruce Fink, trans.). |
| 10 | We cite Georges Gusdorf (1912â2000) in this regard, who declares expression a necessary âcoefficient of speechâ (Gusdorf 1965, Speaking, p. 70), such that âthe whole of human experience in its militant sense may be understood as a striving for expressionâ (p. 73). Within an interpersonal self/other dialectic, oneâs ârelation to others,â notes Gusdorf, âis only meaningful insofar as it reveals that personal reality within the person who is himself speaking. To communicate, man expresses himselfâ (p. 69; emphasis added). Here and elsewhere, we regret the masculinist vocabulary embedded in such texts. |
| 11 | Theologian Roger Trigg articulates this position: âSo far from the differentiation between subject and object being the consequence of a concentration on language, language itself depends on it. The self cannot be constituted by language. It is presupposed by itâ (Trigg 1998, Rationality, p. 159). |
| 12 | âWhatever else the self is,â writes James T. Tedeschi, âit is developed in the context of relationships with others during which self-presentational behavior is performedâ (Tedeschi 1986, âPrivate and Publicâ, p. 5). Tedeschi presents an extreme version of the social-performative model:
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| 13 | Indeed, the Latin persona translates literally as âmaskâ (Baumlin 1994, âIntroductionâ, p. xii), the sort worn by actors on public stage (hence the dramatis personae or âcast of charactersâ in drama). Erving Goffman (1922â1982) elaborates on the social âmaskâ: it is âa recognition of the fact that everyone is always and everywhere, more or less consciously, playing a roleâŠ. It is in these roles that we know each other; it is in these roles that we know ourselvesâ (Goffman 1959, Presentation, p. 19). |
| 14 | Roland Barthes (1915â1980) argues similarly: âWriting is the destruction of every voice, every origin. Writing is that ... obliquity into which our subject flees, the black-and-white where all identity is lost, beginning with the very identity of the body that writesâ (Barthes 1986, âDeathâ, p. 49). In writing, thus, âthe author enters into his own deathâ (Barthes 1986, âDeathâ, p. 49). |
| 15 | Pertaining to personal and cultural narratives alike, identities arising from a ânarratization of the selfâ are, Hall declares, ânecessarily fictionalâ in nature (Hall and Gay 1996, âWho Needsâ, p. 4). Such claims return us to the question of ontology. âThis view,â writes Margaret S. Archer, âelides the concept of the self with the self of self: we are nothing but what society makes us, and it makes us what we are through our joining societyâs conversation. However, to see us as purely cultural artifacts is to neglect the vital significance of our embodied practice in the worldâ (Archer 2001, Being Human, p. 4). |
| 16 | Put baldly, discourse cannot prove what it must âtake for granted.â In summarizing Judith Butlerâs critique of natural or real vs. âfantasizedâ bodies, Nick Mansfield elaborates on this point: âthe very identification of a nature and a reality that pre-exist culture is itself a model produced within culture, another âculturally instituted fantasyââ (Mansfield 2000, Subjectivity, Kindle ed., pp. 1334â36). He continues:
The same qualifications hold for an ontology of the self, which we are content to take âas an object of belief, rather than an immutable fact.â As such, we can theorize about the embodied selfâthat is, we can talk about itâwithout claiming to know more than we can âknowâ or prove. |
| 17 | As weâve seen, Georges Gusdorf makes use of this same vocabulary: âTo speak,â writes Gusdorf, âis to wake up, to move toward the world and others. Speaking actualizes an emergenceâ (Gusdorf 1965, Speaking, pp. 93â94; emphasis added). |
| 18 | Goffmanâs influential Presentation of Self (1959) asserts the âmoral character of projectionsâ (p. 13): âSociology is organized on the principle that any individual who possesses certain social characteristics has a moral right to expect that others will value and treat him in an appropriate wayâ (p. 13). He continues:
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| 19 | For discussions/applications of genetic and cultural âmarkers of identity,â see essays in the special issue of Racial and Ethnic Studies 26.2 (2016). We have broadened our use of âmarkersâ to include all expressions (mental, physical, social, demographic) of differenceâof the ways that self-identity, cultural identity, and linguistic identity function within a self/other binary. We accept, as a matter of course, the anthropological perspective and its relevance to ethos. âWe are,â writes Clifford Geertz (1926â2006), âincomplete or unfinished animals who complete or finish ourselves through cultureâand not through culture in general but through highly particular forms of it: Dobuan and Javanese, Hopi and Italian, upper-class and lower-class, academic and commercialâ (Geertz 1973, Interpretation, p. 113). As Geertz notes further, our âgreat capacity for learning ⊠has often been remarked,â but even more crucial is our âextreme dependence upon a certain sort of learning: the attainment of concepts, the apprehension and application of specific systems of symbolic meaningâ (p. 113). These âsystems of symbolic meaningâ constitute culture, which, in turn, conditions individual human experience, expression, and self-image. |
| 20 | While we remain hopeful in the possibility of living harmoniously as âfree, rational, and responsible being[s]â (White 2009, Ethos, pp. 26â27), we concur with Stephen K. Whiteâs post-Enlightenment critique of the âideal of selfâ:
In sum, the Enlightenment model of self remains logocentric, not ethocentric. White adds, âthis demand that oneâs identity be acknowledged in its distinctiveness, or difference, is one of the most controversial subjects in contemporary political theoryâ (White 2009, Ethos, pp. 26â27). Indeed: and it remains a focus of contemporary rhetorical theory. |
| 21 | In fact, the conferring of authority belongs to ârituals of social magicâ (Bourdieu 1991, Language, p. 111). The âmagicâ of such rituals, Bourdieu adds, âdoes not reside in the discourses and convictions which accompany them ⊠but in the system of social relations which constitute ritual itself, which make it possible and socially operativeâ (Bourdieu 1991, Language, p. 268 fn. 6; emphasis added). |
| 22 | Susan Miller notes the âvarious forms of instructionâ in moral character that are âthreaded through the identities of seer, prophet, poet, physician, philosopher, hero, and oratorâ (S. Miller 2007, Trust, p. 34):
In other words, we rely on charismatic authority âto knowâ what we cannot know ourselves. |
| 23 | In this respect, political demonstrations are expressive in function: that is, they create the political identity of those who âenact themselvesâ as demonstrators within âthe actâ of demonstrating. So Bourdieu suggests: âby demonstrating the demonstrators and, above all, the leaders of the demonstration, the demonstration demonstrates the existence of the group capable of demonstrating its existence and of leaders who can demonstrate its existenceâthereby justifying their existenceâ (Bourdieu 1991, Language, p. 193). But demonstrations âworkâ only if they are covered by mic and camera. (The collapse of the âOccupy Wall Streetâ movement came when local news stations, pressured by city governments and chambers of commerce, ceased regular coverage.) |
| 24 | See (Aristotle 1932, The Rhetoric of Aristotle, Lane Cooper, trans.). |
| 25 | See (Aristotle 1926, Aristotle: The âArtâ of Rhetoric, John H. Freese, trans.). |
| 26 | See (Aristotle 1941, The Basic Works of Aristotle, Richard McKeon, ed., W. Rhys Roberts, trans). |
| 27 | See (Aristotle 1941, The Basic Works of Aristotle, Richard McKeon, ed., W. Rhys Roberts, trans). |
| 28 | In her introduction to the 2007 essay collection, What is the New Rhetoric? Susan E. Thomas acknowledges the classical legacy:
|
| 29 | Describing persuasion as an apate or âdeliberate deception,â the sophist Gorgias (c. 485âc. 380 BCE) claimed for rhetoric a power of witchcraft:
Whereas Gorgias aims at deception, Platoâs Socrates practices âa psychagogia or leading of the soul to truthâ (Baumlin 2001, âEthosâ, p. 264). As Socrates asks his young interlocutor, Phaedrus, âIs not rhetoric in its entire nature an art which leads the soul [ÏÏ ÏαγÏγία] by means of wordsâŠ?â (Plato 1966, Phaedrus, 261aâb). Platonic ethos assumes the moral and, ultimately, theological inseparability of the speaker-agent from the speech-act. Indeed, âPlato is uncompromising in asserting this equation: truth must be incarnate within the individual, and a personâs language must express (or, first, discover) this truth. Conversely, any attempt to separate a personâs speech from his actual character serves to deny the incarnational aspect of truth and discourse alike. As Socrates says to Phaedrus, âIf we are to address people scientifically, we shall show them precisely what is the real and true nature of that object on which our discourse is brought to bear. And that object, I take it, is the soulâ (Plato 1966, Phaedrus, 270e; emphasis added). |
| 30 | We wonder if scholars have made too much of Rhetoric 1356a. As unpublished lecture notes, the Rhetoric contains numerous interpolations, repetitions, and contradictions; how much weight Aristotle himself would have given to this passage remains a point of speculation. But there is one point that we can make with certainty: it was the school of Isocrates, not of Aristotle, that trained Athenians in rhetorical paideia; and, for Isocrates, reputation necessarily precedes (and informs) oneâs speaking. Thus, âthe man who wishes to persuade people will not be negligent as to the matter of character; no, on the contrary,â
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| 31 | Thereâs no need to mince words on the amorality of rhetoric: as a two-edged sword used for attack and defense on either side of any issue, rhetoric offers no guarantee as to the ethics of its practitioners. Weapons of any sortâand rhetoric has often been described in militaristic termsâinhabit a neutral territory, being neither good nor bad in themselves. The judgment rests not on the instrument but on the agent. (Such is the NRAâs basic claim: guns donât kill people, people kill peopleâwith guns.) Then again, Goffman bases social interaction generally on the concept of âappearance management,â which drives a wedge between âsuccessfulâ and âsincereâ performance:
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| 32 | Composition theorists might also remember the expressivist pedagogies of the 1960s and 70s. To classicists, cognitivists, and social-constructionists, these may have seemed a mere âfad,â though they built upon postwar philosophies of existentialism. (Were this survey meant to be comprehensive, we would add the behaviorist models of self that undergird the rhetorical pedagogies of cognitivism.) |
| 33 | What LeFevre claims for ethos, Mikhail Bakhtin (1895â1975) claims for language generally: âAs a living, socio-ideological concrete thing ... language, for the individual consciousness, lies on the borderline between oneself and the other,â making âthe word in languageâ half oneâs own and âhalf someone elseâsâ (Bakhtin 1981, Dialogic, p. 29). Though Valentin N. Voloshinov (1895â1936) reduces âthe inner psycheâ to an effect of language, nonetheless he, too, describes selfhood as a transaction occurring in a âbetweenâ space:
Like the âsubjective psycheâ that it seeks to express, ethos exists âsomewhere between the organism and the outside worldâ (Voloshinov 1986, Marxism, p. 26)âthis âsomewhere betweenâ being ânone other than a discourse whose language is in part oneâs own but in equal part a possession of oneâs history and cultureâ (Baumlin 2001, âEthosâ, p. 273). |
| 34 | We should acknowledge that the Heraclitean passage is never mentioned in Aristotleâs Rhetoric. Its presence, thus, is allusive and implicit at best. So notes Craig R. Smith:
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| 35 | Uncompromising in his criticism, David H. Hirsch turns the Heideggerian proposition that thought âshows-forth the thinkerâ against its author: âIt is now clear that Heideggerâs attraction to National Socialism and his extended membership in the Nazi party were consistent with, rather than aberrant to, his thinking. By the same token, it is possible to contemplate connections between national Socialism and the post-Auschwitz perpetuation of Heidegger-inspired antihumanist theories in the guise of what has come to be called postmodernismâ (Hirsch 1991, Deconstruction, pp. 255â56). We donât know what to say, other than that Heideggerâs Nazism is a reprehensible ethical failure. We wish we could posit two Heideggers, distinguishing the one who joined the German National Socialist Party in 1933 from the one who survived the war to write his âLetter on Humanismâ in 1949. But of course, we canât. |
| 36 | Again, we quote Hyde: âExistence calls, and for the sake of others and ourselves, we are obliged to respond in a responsible and thus rhetorically competent way. Something that is other than the self demands nothing less. The demand comes with acts of disclosure. With a showing-forth of all that there isâ (Hyde 2004, âIntroductionâ, p. xxi). The human responsibility as caretaker introduces ecological themes into Heideggerian philosophy: âThe basic character of dwelling,â says Heidegger, âis to spare, to preserve. Mortals dwell in the way they preserve the fourfold in its essential being, its presencingâŠ. Mortals dwell in that they save the earthâŠ. To save the earth is more than to exploit it or even wear it out. Saving the earth does not master the earth and does not subjugate itâ (Heidegger [1951] 1978, âBuildingâ, p. 328). Rather, âto spare and preserve means to take under our care, to look after the fourfold in its essenceâ (p. 329). |
| 37 | As Hyde notes (Hyde 2004, âIntroductionâ, p. xxi), the conscientious or caring rhetorâs task is âto disclose or show-forth (epi-deixis)â Being. Such rhetorical artistry, Hyde adds, âassumes an epideictic functionâ (p. xxi). We aim to expand upon this last insight: within traditions of âcultural and narrative ethos,â the aims and strategies of epideictic rhetoricâa rhetoric, that is, of ceremonial occasion, celebration, and self-displayâcome to the fore. We argue, in fact, for the discursive confluence of ethos, expressivism, and epideixis. |
| 38 | Like Heidegger, Ludwig Wittgenstein (1889â1951) explores the interrelationships among self, world, and language. For future study, weâd suggest putting the twentieth centuryâs two great philosophers into a dialogue over ethics and ethos: in what ways does Wittgensteinâs philosophy of languageâparticularly his posthumous Philosophical Investigations (Wittgenstein 1953) reinforce, complicate, or question the Heideggerian model presented above? (As a starting point, weâd recommend Paul M. Livingstonâs (2015) essay, âWittengenstein Reads Heidegger, Heidegger reads Wittgenstein: Thinking, Language Bounding World.â) |
| 39 | Focused on style, Book 3 of the Rhetoric contains a group of passages pertaining to character-delineation, of which the following (3.16.8â9) is representative:
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| 40 | For a discussion of mythos as a fourth âproof,â see (Baumlin and Baumlin 1994, âOn the Psychology of thePisteisâ, p. 100). Part of the art of storytelling is self-reflexive, in that it focuses on the character of the storyteller. So Liesbeth Korthals Altes notes with respect to narrative fiction:
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| 41 | Respecting our collection, perhaps a more hopeful title would be Histories, and Futures, of Ethos. Each species of rhetoric, Aristotle tells us (Rhetoric 1.3.4), âhas its own âtimeââ (1358b), though epideixis spills over into past, present, and future. Eugene Garver explains: âWhen Aristotle introduces the three kinds of rhetoric in 1.3, he says that deliberation concerns the future, judicial rhetoric the past, but he does not say that epideixis is about the presentâŠ. Later in the chapter, he does claim that each kind of rhetoric has a specially appropriate time, but again makes an exception for epideixisâ (Garver 1994, Aristotleâs Rhetoric, p. 71). As Garver translates the passage (Rhetoric 1.3.4),
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| 42 | âLifestyle,â writes Giddens, âis not a term which has much applicability to traditional cultures, because it implies choice within plurality of possible options, and is âadoptedâ rather than âhanded downââ (Giddens 1991, Modernity, p. 81). He continues:
Going beyond Giddenâs analysis, we would argue that the ongoing enculturation of most lifestyle choices impacts âcharacter,â even in postmodernism. |
| 43 | As Marshall W. Alcorn Jr. notes, poststructuralist theory describes âan overly weak self,â composed âof collected social discoursesâ and âconform[ing] effortlessly to textual influencesâ (Alcorn 1994, âSelf-Structureâ, p. 6). âThis view of the self,â Alcorn adds, âhelps us appreciate the social determination of selfhood, but it implies that the self, once formed, has no organized, âcharacteristicâ inner structureâ (p. 6). As if fusing insights from Freud, Bakhtin, and Voloshinov, Alcorn offers an important corrective to the poststructuralist effacement of self:
Rhetoric, thus conceptualized, âmight be defined as a well-focused and carefully crafted strategy for changing self-organizationâ (Alcorn 1994, âSelf-Structureâ, p. 14). And, due to âthe inner dynamics of self-divisionâthe ability to liberate repressed voices, to activate self-conflict, to reshape the linguistic form of self-componentsâ (p. 12)âthe most potent mode of change comes as a mode of self-persuasion. As Alcorn notes, âSelf-persuasion comes not from the outside, as an external authority goading people to accept certain values, but from the inside, as an internal voice (both an agent and an expression of self-change) reorganizing relationships among self-componentsâ (p. 26). We find ourselves very much in agreement with his model of self and its implications, both for ethos and for rhetoric generally. |
| 44 | âFor discourse,â As James S. Baumlin and Peter Scisco write, âis dyadicâa rhetorical two-way street between speakers and audiencesâand rhetoric is responsive in its intended effects: speakers address audiences in order to gain their favor and assentâ (Baumlin and Scisco 2018, âEthosâ, p. 201; emphasis in original). They continue:
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| 45 | In The Postmodern Condition (Lyotard [1979] 1984), Lyotard offers petits rĂ©cits as an antidote to the totalizing-oppressive âgrand narrativesâ of modernism: âprogress,â âEnlightenment emancipation,â Marxism, etc. |
| 46 | âOur timeâ is one âof fragmentation and isolation,â as S. Michael Halloran observes, a time when ethos can succeed only by the degree to which a speaker âis willing and able to make his world open to the other,â thus risking âself and world by a rigorous and open articulation of them in the presence of the otherâ (Halloran 1975, âOn the Endâ, pp. 627â28). Halloran wrote this in 1975. Our own time is one of fragmentation still, according to Mansfield:
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| 47 | In the following passage, Carolyn R. Miller unmasks the logocentric assumptions lurking in the discourse of science. We should ask: To what extent do her observations hold for scholarship in the humanities?
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| 48 | White adds, âthis complex of characteristics ⊠has been the target of a variety of twentieth-century thinkers from Heidegger to feminism, from Carl Schmitt to Foucault and postmodernism, from Horkheimer and Adorno to Charles Taylorâ (White 2009, Ethos, p. 34). Itâs time that the academy were weaned off of this elitist self-image. |
| 49 | We refer readers to volume 64.1 of College English (2001), with its focus on âpersonal writing.â In a later volume (2003), Jane E. Hindman lists several of âthe rhetorical moves and genresâ associated with ââthe personalâ in scholarshipâ (Hindman 2003, âThoughtsâ, p. 38):
For a sample of this approach, see Craig A. Meyerâs essay, âFrom Wounded Knee to Sacred Circles: Oglala Lakota Ethos as âHauntâ and âWound,ââ included in this collection. |
| 50 | In the process of demystifying the sciences through the humanities, âhumans do not so much discover something in the world of objects as build their very subjectivity by way of self-description and self-projectionâ (Epstein 2012, Transformative, p. 8). Playing with the title of Thomas Nagelâs well-known essay, âWhat is it like to be a bat?,â Epstein writes, âthe question itself appears to be the answer to another, more essential question: âWhat is it like to be a human?â To be a human means to emerge out of self-containment and immerse oneself into the being of the other, as it were oneâs own. To be human means to ask what it is like to be a batâ (Epstein 2012, Transformative, p. 215; emphasis added). |
| 51 | On this subject, see Gayatri Chakravorty Spivakâs essay, âCan the Subaltern Speak?â Thereâs a further paradox in academic writing, in that weâre encouraged to universalize and âdepersonalizeâ our texts (in imitation of the sciences) even as we imitateâin effect, ventriloquizeâthe dominant theorists of our times. Ours is not so much a âcult of personalityâ as it is a âcult of vocabulary.â In passing through the rituals of tenure/promotion, we are expected to master âacademic literacyâ in displaying an ability âto talk the current lit-crit talkâ (Spellmeyer 1996, âAfter Theoryâ, p. 909). But this mastery comes at the cost of an authenticating âpersonal style.â What does âThe Professionâ teach us if not ventriloquism and impersonation, âdemand[ing] that we remake ourselves in conformity with the project of the theoristâ (Spellmeyer, âAfter Theoryâ 909; emphasis in original)? And âour reward for submittingâ to this regimen, as Kurt Spellmeyer notes, âis seldom the renewal of connections to actual others, the people we happen to know in daily life. Donât we learn, instead, to serve an anonymous âtheyâ?â (Spellmeyer 1996, âAfter Theoryâ, p. 909). Spellmeyer elaborates:
Granted, weâve called our own essay a âgenealogy.â But we would like to think that weâre using the Foucauldian vocabulary strategically and that the vocabulary is not using us. Spellmeyerâs point pertains to ethos, though he does not use the term: âthe time has come to acknowledge that academic literacy, at least as weâve constructed it so far, is deeply complicit with the same culture of disembodiment that makes possible Elvis look-alikes and the stalking of the stars by their admirersâ (Spellmeyer 1996, âAfter Theoryâ, p. 909). |
| 52 | We note, too, that some essays in our collection lean toward theory and analysis while others lean toward praxis and performance. We trust that the essays in Histories of Ethos can cross-reference each other, reducing their need to repeat the same theoretical underpinnings and assumptions: it may suffice that each consciously and conscientiously commits to a coherent theory/approach/vocabulary that can be found more fully articulated elsewhere in the collection and broader secondary literature. |
| 53 | Coined by Norwegian philosopher and naturalist, Arne Naess, âdeep ecologyâ rejects âshallow environmentalismâ for being âsimply an extension of the anthropocentric Western paradigmâ of land use, wherein âthe reasons for preserving wilderness or biodiversity are inevitably couched in terms of human welfareâ (Naess 1973, cited in (Keller, âGleaningâ, p. 140). As David Keller notes, âshallow environmentalism falls short of valuing nonhumans apart from their use-value. Deep Ecology, in contrast, asserts that all organisms have intrinsic value. In this way Deep Ecology is fundamentally nonanthropocentricâ (Keller 1997, âGleaningâ, p. 140). With his Gaia hypothesis, James Lovelock goes further in positing that the âwhole earth,â in all its living and non-living components, functions as if it were a single, unified, self-regulating organismâin effect, a self (Lovelock 1979, Gaia, pp. xâxii). By analogy with biological life, planetary ecology can be studied as a delicately balanced (and, with global warming, increasingly threatened) homeostasis. Clearly, the âdeep ecologyâ movement is foreshadowed by Heideggerâs ethics of âcaring forâ and âsparingâ the âfourfoldâ of earth, sky, mortals, and divinities. (Also, much of American Indian ethos is definable by earth-sustaining attitudes and practices.) |
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