Systematic Methodology for Estimating the Social Dimension of Construction Projects—Assessing Health and Safety Risks Based on Project Budget Analysis
Abstract
1. Introduction
1.1. Risk Identification Tools
1.2. Prevention Through Design
2. Materials and Methods
- Project data: Analysis and identification of the different work units contained in the project budget. These work units provide information on worker hours and the type of work they perform (Figure 1).
- Procedures of work units: The definition of the work procedures associated with the work units contained in the budget.
- Risk assessment: For the assessment of accident risks, the holistic model proposed by Marrero et al. (2024) [29] is employed. This assessment provides the initial risk level of the work procedures, before incorporating corrective measures. Once the corrective measures are applied, the risk assessment is conducted again. (Figure 1).
- Prevention Indicator (IP): The qualitative and quantitative evaluation conducted on the risks identified in their initial state and in their final state, after the application of the corrective measures, allows the development of the prevention indicator, which provides two results in parallel (Figure 1):
- Risk reduction: This indicates the reduction in the level of risk that has been achieved with the incorporation of the corrective measures applied.
- Cost (EUR): The determination of the economic cost of the corrective measures applied to achieve the reduction in the level of risk.
2.1. Classification of Construction Work
2.2. Standardisation and Classification of Working Procedures
2.3. Project Data
2.4. Procedures of Work Units
2.5. Risk Assessment
2.6. Prevention Indicator (Ip)
3. Case Study
4. Results and Discussion
5. Conclusions
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
Appendix A
Appendix A.1
Prevention Measures per Chapter | Prevention Measures per Type | |
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02. Earthworks | 06. Masonry | Collective protection |
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03. Foundation | 07. Roofs | Individual Protection |
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04. Sewerage system | 08. Installations |
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05. Structures | 09. Insulation | Signalling and delimitation of spaces |
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| 10. Coatings | |
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Work Units | Budget | |||
---|---|---|---|---|
Procedure | Quantity (Unit) | Unit Cost (EUR/Unit) | Cost (EUR) | |
Chapter 02, Earthworks | ||||
Excavation, in shafts, with mechanical means up to 4 m and loading by truck | ||||
02PMM00012 | Digging in wells and loading by truck | |||
PrOm02PMM001 | Backhoe excavation | |||
Situation corrected | ||||
Technical factor | ||||
Machines | Backhoe loader | 0.00 | ||
Auxiliary means | ||||
Installations | ||||
Collective protections | ||||
Personal protections | Safety helmet | 1.00 | 1.69 | 1.69 |
Reflective vest | 1.00 | 2.77 | 2.77 | |
Non-slip safety boots | 1.00 | 27.79 | 27.79 | |
Signage and delimitation of spaces | Perimeter shoulder | 50.00 | 1.75 | 87.50 |
Delimit passage areas | 20.00 | 1.75 | 35.00 | |
Organizational factor | Cleaning of the pits | 0.00 | ||
5 min breaks every 30 min | 0.00 | |||
Environmental factor | ||||
prAl02PMM001 | Profiling of bottoms and sides | |||
Situation corrected | ||||
Technical factor | ||||
Machines | ||||
Auxiliary means | Ladder | 0.00 | ||
Installations | ||||
Collective protections | ||||
Personal protections | Safety helmet | 1.00 | 1.69 | 1.69 |
Reflective vest | 1.00 | 2.77 | 2.77 | |
Non-slip and safety boots | 1.00 | 27.79 | 27.79 | |
Safety gloves | 1.00 | 4.15 | 4.15 | |
Lumbar girdle | 1.00 | 11.99 | 11.99 | |
Signage and delimitation of spaces | Delimit passage areas | 0.00 | ||
Perimeter shoulder | 0.00 | |||
Organizational factor | Cleaning of the pits | 0.00 | ||
5 min breaks every 30 min | 0.00 | |||
Environmental factor | ||||
Total cost of earthmoving prevention measures | Total cost corrected situation | 203.14 |
CHAPTER | ACCD Unit Code | Code of Procedures | Ip | % Risk Reduction | ||||||
---|---|---|---|---|---|---|---|---|---|---|
Unit | Initial Risk | Final Risk | By Procedures | By Work Unit | By Chapter | Total | ||||
02 Earthworks | ||||||||||
Digging foundation pads | 02PMM00012 | prOm02PMM001 | 4 | 15 | 1 | 5 | 75% | 67% | 67% | 65% |
prAl02PMM001 | 11 | 4 | 64% | |||||||
03 Foundation | ||||||||||
Concrete slab | 03ACC00010 | prFe03ACC001 | 23 | 9 | 61% | 61% | 61% | |||
03HAZ00002 | prHo03HAZ001 | 17 | 6 | 65% | 65% | |||||
Contour beams | 05HAC00010 | prFe05HAC002 | 26 | 10 | 62% | 62% | ||||
03ERM00001 | prEn03ERM001 | 14 | 7 | 50% | 50% | |||||
05HHJ00003 | prHo05HHJ002 | 17 | 8 | 53% | 53% | |||||
04 Sewer system | ||||||||||
Buried sewer system | 04EAS00002 | prAl04EAS001 | 11 | 41 | 8 | 26 | 27% | 37% | 37% | |
prAl04EAS002 | 19 | 10 | 47% | |||||||
prAl04EAS003 | 11 | 8 | 27% | |||||||
04EAP90002 | prAl04EAP001 | 13 | 40 | 8 | 23 | 38% | 43% | |||
prAl04EAP002 | 17 | 7 | 59% | |||||||
prAl04EAP003 | 10 | 8 | 20% | |||||||
04ECP90007 | prAl04ECP001 | 14 | 46 | 5 | 17 | 64% | 63% | |||
prAl04ECP002 | 18 | 7 | 61% | |||||||
prAl04ECP003 | 14 | 5 | 64% | |||||||
05 Structure | ||||||||||
Self-resilient slab | 05FUA00005 | prAl05FUA002 | 18 | 87 | 3 | 17 | 83% | 80% | 75% | |
prEn05FUA002 | 25 | 6 | 76% | |||||||
prFe05FUA003 | 24 | 4 | 83% | |||||||
prHo05FUA003 | 20 | 4 | 80% | |||||||
Pillars | 05HAC00015 | prFe05HAC003 | 18 | 6 | 67% | 67% | ||||
05HET00001 | prEn05HET001 | 23 | 6 | 74% | 74% | |||||
05HHP00103 | prHo05HHP001 | 16 | 4 | 75% | 75% | |||||
05HED00051 | prEn05HED001 | 23 | 6 | 74% | 74% | |||||
Waffle slab | 05FBB00007 | prEn05FBB002 | 26 | 62 | 7 | 18 | 73% | 71% | ||
prFe05FBB002 | 20 | 6 | 70% | |||||||
prHo05FBB002 | 16 | 5 | 69% | |||||||
Inclined slab | 05HEM00101 | prEn05HEM002 | 26 | 7 | 73% | 73% | ||||
05HAC00015 | prFe05HAC002 | 20 | 6 | 70% | 70% | |||||
05HHL00103 | prHo05HHL002 | 16 | 4 | 75% | 75% | |||||
05HED00001 | prEn05HED002 | 19 | 5 | 74% | 74% | |||||
06 Masonry work | ||||||||||
Enclosure | 06LPM00001 | prAl06LPM001 | 15 | 5 | 67% | 67% | 69% | |||
06LPM00004 | prAl06LPM002 | 13 | 5 | 62% | 62% | |||||
Partitions | 06DSS00001 | prAl06DSS001 | 17 | 4 | 76% | 76% | ||||
07 Roof | ||||||||||
Flat roof | 06LPM00001 | prAl06LPM001 | 17 | 6 | 65% | 65% | 69% | |||
07HNF00021 | prAl07HNF001 | 10 | 65 | 4 | 11 | 60% | 68% | |||
prIm07HNF002 | 17 | 4 | 76% | |||||||
prAl07HNF003 | 10 | 3 | 70% | |||||||
prAl07HNF004 | 10 | 0 | 70% | |||||||
prAl07HNF005 | 10 | 0 | 70% | |||||||
prAl07HNF006 | 8 | 0 | 50% | |||||||
10CEE00001 | prAl10CEE001 | 11 | 6 | 45% | 45% | |||||
07HNE00001 | prAl07HNE001 | 18 | 44 | 3 | 10 | 83% | 77% | |||
prIm07HNE002 | 16 | 4 | 75% | |||||||
prAl07HNE003 | 10 | 3 | 70% | |||||||
08 Installations | ||||||||||
Electricity Installation | 08ECC00001 | prAl08ECC001 | 16 | 27 | 8 | 14 | 79% | 48% | 66% | |
prEl08ECC001 | 11 | 6 | 45% | |||||||
08EDD00004 | prAl08EDD001 | 17 | 28 | 8 | 14 | 79% | 50% | |||
prEl08EDD001 | 11 | 6 | 45% | |||||||
08ELL00001 | prAl08ELL001 | 15 | 25 | 7 | 12 | 79% | 52% | |||
prEl08ELL001 | 10 | 5 | 50% | |||||||
08ETT00003 | prAl08ETT001 | 15 | 25 | 0 | 0 | 79% | 52% | |||
prEl08ETT001 | 10 | 0 | 50% | |||||||
8EWW00040 | prAl08EWW001 | 12 | 18 | 5 | 7 | 79% | 61% | |||
prEl08EWW001 | 6 | 2 | 67% | |||||||
08EID00007 | prEl08EID001 | 5 | 2 | 60% | 60% | |||||
08EIM00102 | prEl08EIM001 | 5 | 2 | 60% | 60% | |||||
Water Installation | 08FAC00204 | prFo08FAC001 | 11 | 3 | 73% | 73% | ||||
08FAC00410 | prFo08FAC002 | 11 | 30 | 3 | 9 | 73% | 70% | |||
prAl08FAC001 | 19 | 6 | 68% | |||||||
08FDP00022 | prFo08FDP001 | 12 | 31 | 3 | 8 | 75% | 74% | |||
prAl08FDP001 | 19 | 5 | 74% | |||||||
08FDP00050 | prFo08FDP002 | 12 | 31 | 3 | 8 | 75% | 74% | |||
prAl08FDP002 | 19 | 5 | 74% | |||||||
08FDP00091 | prFo08FDP003 | 12 | 31 | 3 | 8 | 75% | 74% | |||
prAl08FDP003 | 19 | 5 | 74% | |||||||
08FFP90300 | prFo08FFP001 | 13 | 33 | 5 | 11 | 62% | 67% | |||
prAl08FFP001 | 20 | 6 | 70% | |||||||
08FFP90320 | prFo08FFP002 | 13 | 33 | 5 | 11 | 62% | 67% | |||
prAl08FFP002 | 20 | 6 | 70% | |||||||
08FFP90830 | prFo08FFP003 | 15 | 35 | 5 | 11 | 67% | 69% | |||
prAl08FFP003 | 20 | 6 | 70% | |||||||
08FGN00103 | prFo08FGN001 | 12 | 3 | 75% | 75% | |||||
08FSW00101 | prFo08FSW001 | 11 | 27 | 3 | 6 | 73% | 78% | |||
prAl08FSW001 | 16 | 3 | 81% | |||||||
08FTC00651 | prFo08FTC001 | 13 | 32 | 5 | 11 | 62% | 66% | |||
prAl08FTC001 | 19 | 6 | 68% | |||||||
08FVL00003 | prFo08FVL001 | 12 | 3 | 75% | 75% | |||||
08FVW00002 | prFo08FVW001 | 12 | 3 | 75% | 75% | |||||
09 Insulation | ||||||||||
Insulation | 09TPP90220 | prAl09TPP001 | 32 | 50 | 14 | 23 | 56% | 54% | 54% | |
prAm09TPP002 | 18 | 9 | 50% | |||||||
Finishes | ||||||||||
Trimming and plastering walls | 10CGG00006 | prYe10CGG002 | 15 | 9 | 40% | 40% | 58% | |||
Tiling | 10AAE00023 | prAt10AAE002 | 29 | 14 | 52% | 52% | ||||
Ceramic flooring | 10SCS00003 | prSo10SCS001 | 19 | 7 | 63% | 63% | ||||
Terrazzo flooring | 10STS00001 | prSo10STS001 | 19 | 7 | 63% | 63% | ||||
Plaster ceiling | 10TET00005 | prEs10TET001 | 18 | 8 | 56% | 56% | ||||
Trimming and plastering walls | 10CGG00005 | prYe10CGG001 | 15 | 9 | 40% | 40% | ||||
Tiles of staircase | 10PNP00001 | prSo10PNP001 | 16 | 5 | 69% | 69% | ||||
10PNZ00001 | prSo10PNZ001 | 16 | 5 | 69% | 69% | |||||
Monolayer | 10CWW00006 | prAl10CWW001 | 15 | 5 | 67% | 67% | ||||
10CWW00012 | prAl10CWW002 | 15 | 5 | 67% | 67% | |||||
10CWW00021 | prAl10CWW003 | 15 | 5 | 67% | 67% |
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Project Data. Definition of Unit Cost | |||||
---|---|---|---|---|---|
02PMM00002 | m3 | ||||
Excavation of holes in earth of medium consistency conducted with mechanical means up to a maximum depth of 4 m, including extraction at the edges and profiling of bottom and sides. | |||||
Measured volume in natural profile. | |||||
Code | Concept | Quantity | Cost | Cost | |
TP00100 | h SPECIAL LABOURER | 0.120 | 18.90 | 2.27 | |
ME00400 | h BACKHOE | 0.130 | 34.98 | 4.55 | |
Direct costs | 6.82 | ||||
10.62% Indirect costs | 0.72 | ||||
Procedures of work units | |||||
Code | Procedure | ||||
prAl02PMM001 | Profiling of bottom and sides | ||||
prOm02PMM001 | Hole digging with backhoe | ||||
Division of the procedure into tasks/subtasks | |||||
prAl02PMM001 | Profiling of bottom and sides | ||||
Starting situation | |||||
| |||||
Description of Level 1. Tasks and subtasks | |||||
1. Checking the depth in the hole. 1.1. By means of a tape measure and as a reference set a pike that delimits the foundation concrete pad: it must be verified that the measurement is correct. 2. Hand profiling of the hole. 2.1. The slopes of the hole must be outlined by hand with a shovel to avoid any debris that could damage it. The earth at the edge of the excavation is shovelled. | |||||
Final situation | |||||
| |||||
Identification of procedure risks (example of a procedure) | |||||
prAl02PMM001 | Profiling of bottom and sides | ||||
Occupational safety risk | |||||
Risk identification:
| |||||
Ergonomics risk | |||||
Risk identification:
|
02PMM00002 | m3 | |||||||||
Code | Procedure | |||||||||
prAl02PMM001 | Profiling of bottom and sides | |||||||||
Safety at work | Risk number | Probability (P) | Consequence (C) | PXC | Initial assessment | Ergonomics | Risk number | Initial assessment | ||
1 | 24 | 100 | 2400 | I | 4 | 3 | A-3 | 3 | ||
2 | 24 | 100 | 2400 | I | 4 | |||||
Σ safety hazards at work | 8 | Σ ergonomic risks | 3 | |||||||
Final summary | 11 |
02PMM00002 | m3 | |
Code | Procedure | |
prAl02PMM001 | Profiling of bottom and sides | |
Corrected situation | ||
Technical factor | Auxiliary means |
|
Personal protection |
| |
Collective protection | --- | |
Signalling and delimitation of spaces |
| |
Organisational factor |
| |
Environmental factor |
|
02PMM00002 | m3 | |||||||
Code | Procedure | |||||||
prAl02PMM001 | Profiling of bottom and sides | |||||||
Improved situation | ||||||||
Safety at work | Risk | Corrected assessment | Ergonomics | Risk | Corrected assessment | |||
1 | IV | 1 | 3 | M-2 | 2 | |||
2 | IV | 1 | ||||||
Σ safety hazards at work | 2 | Σ ergonomic risks | 2 | |||||
Final summary | 4 |
Cost (EUR/m2) | Risk Indicator (Ip/m2) | Cost per Risk (EUR/Ip) (EUR/Reduction) | |||
---|---|---|---|---|---|
Chapters | Initial | Corrected | Initial | Corrected | |
02. Earthworks | 0.53 | 0.86 | 0.024 | 0.008 | 0.03 |
03. Foundation | 11.57 | 12.48 | 0.078 | 0.03 | 0.03 |
04. Sewer system | 7.89 | 8.6 | 0.066 | 0.042 | 0.05 |
05. Structures | 83.02 | 96.06 | 0.496 | 0.126 | 0.06 |
06. Masonry | 71.43 | 72.88 | 0.072 | 0.022 | 0.05 |
07. Roof | 20.59 | 21.34 | 0.219 | 0.069 | 0.01 |
08. Installations | 59.46 | 60.55 | 0.741 | 0.253 | 0 |
09. Insulation | 27.78 | 28.01 | 0.08 | 0.037 | 0.01 |
10. Finishes | 105.86 | 107.25 | 0.379 | 0.158 | 0.01 |
Total | 388.14 | 408.02 | 2.155 | 0.746 | 0.24 |
Increased cost/decreased risk in the project per m2 | |||||
Total | (EUR/m2) | % | Total | (Ip/m2) | % |
Cost increase | 19.89 | 5.12 | Ip reduction | 1.41 | 65.4 |
Code | Unit | Concept | Q | Cost (EUR) | H&S Risks |
---|---|---|---|---|---|
05FBB00037 | m2 | Reticular slabs with recoverable coffers | 594.28 | 26,534.60 | 66 |
05FUA00005 | m2 | Concrete slab with self-resistant beams | 594.28 | 32,822.08 | 62 |
% improvement impact | −19% | +6% | |||
10CWW00006 + 06LPM00001 | m2 | Single layer coating with aggregates on brick + wall of small drills bricks | 656.235 | 23,197.91 | 90 |
621.4 | 22,208.84 | 15 | |||
06LPM00002 | m2 | Wall of small drills bricks with exposed face | 656.235 | 31,715.80 | 15 |
% improvement impact | −30% | −86% |
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Alba-Rodríguez, M.D.; Lucas-Ruiz, V.; Marrero, M. Systematic Methodology for Estimating the Social Dimension of Construction Projects—Assessing Health and Safety Risks Based on Project Budget Analysis. Buildings 2025, 15, 2313. https://doi.org/10.3390/buildings15132313
Alba-Rodríguez MD, Lucas-Ruiz V, Marrero M. Systematic Methodology for Estimating the Social Dimension of Construction Projects—Assessing Health and Safety Risks Based on Project Budget Analysis. Buildings. 2025; 15(13):2313. https://doi.org/10.3390/buildings15132313
Chicago/Turabian StyleAlba-Rodríguez, María D., Valeriano Lucas-Ruiz, and Madelyn Marrero. 2025. "Systematic Methodology for Estimating the Social Dimension of Construction Projects—Assessing Health and Safety Risks Based on Project Budget Analysis" Buildings 15, no. 13: 2313. https://doi.org/10.3390/buildings15132313
APA StyleAlba-Rodríguez, M. D., Lucas-Ruiz, V., & Marrero, M. (2025). Systematic Methodology for Estimating the Social Dimension of Construction Projects—Assessing Health and Safety Risks Based on Project Budget Analysis. Buildings, 15(13), 2313. https://doi.org/10.3390/buildings15132313