A Novel Bearing Fault Diagnosis Framework with a Multi-Scale Feature Extraction Module and Efficient Content-Guided Attention Mechanism
Abstract
1. Introduction
- (1)
- A novel convolutional module, RConvNeXt, is developed based on the ConvNeXt architecture. It applies differentiated convolution and fusion strategies for different feature groups and leverages multi-branch, multi-scale modeling to more effectively extract and characterize fault-relevant information.
- (2)
- A novel pixel-level attention mechanism, Efficient Content-Guided Attention (ECGA), is proposed. It uses input features as prior guidance to adaptively reweight feature maps in pixel-wise manner, thereby highlighting critical discriminative information and suppressing interference.
2. Bearing Dataset
2.1. Signal Preprocessing
- (i)
- traditional pipelines centered on signal processing and feature engineering (feature extraction followed by classifier-based identification);
- (ii)
- end-to-end intelligent pipelines driven by data-based representation learning (feature learning and end-to-end classification).
- (1)
- Decomposition–reconstruction in traditional diagnostics. In traditional workflows, wavelets are mainly used for denoising, demodulation, and multiscale decomposition/reconstruction to enhance fault-relevant components and facilitate handcrafted feature extraction. These methods typically decompose vibration signals across multiple scales or frequency bands, select and reconstruct fault-informative components via windowing, and thereby isolate fault-related signatures (e.g., impacts and modulation) from complex vibration responses. Handcrafted features (e.g., energy, kurtosis, crest factor, and energy spectrum) are then extracted and fed into conventional classifiers (e.g., SVMs) for identification. A representative example is the IRR-WD method proposed by Vafaei and Rahnejat. It integrates repeatable runout extraction with wavelet decomposition to separate vibration components in different frequency bands and identify their sources, yielding clearer fault-related spectral components and improved physical interpretability [32].
- (2)
- Time–frequency representations in end-to-end intelligent diagnostics. In end-to-end workflows, wavelet-based methods—especially the continuous wavelet transform (CWT)—are more commonly used to construct time–frequency representations. These representations explicitly characterize nonstationary impulses, modulation sidebands, and resonance bands, providing structured inputs for deep learning models. The CWT enables multi-resolution time–frequency analysis, providing finer frequency resolution at low frequencies and superior time resolution for high-frequency transients [33]. This property makes it well suited to characterize the nonstationary bearing-fault signatures, where impact transients, modulation sidebands, and resonance bands coexist. This advantage stems directly from the CWT principle, defined as follows. For a given signal x(t), its local spectral information is obtained by performing a convolution of x(t) with a set of wavelet functions derived from the translation and scaling transformations of a mother wavelet. Due to this characteristic, the CWT can process time-varying non-stationary signals effectively [34]. The CWT is defined as:where φ(t) defines the mother wavelet function, ∗ serves as the notation for convolution operation; s is the scaling factor that controls the stretching and shrinking of the wavelet; The translation factor τ determines the wavelet’s positional shift. By adjusting the scaling factor s and translation factor τ, signals can be analyzed at various scales and positions, thereby obtaining the signal’s local features in different time and frequency domains.
2.2. CWRU Bearing Dataset
2.3. HUST Bearing Dataset
3. Design and Implementation of the RConvNeXt-ECGA Model
3.1. Improved ConvNeXt
3.2. ECGA
- (1)
- The feature map X is defined, where H, W and C represent the height, width, and number of channel of X, respectively.
- (2)
- A GAP operation is applied to the feature map X to compress it from to . This step fuses global contextual information. The mathematical definition of GAP is
- (3)
- The size of the adaptive convolution kernel is computed aswhere k denotes the convolution kernel size, C represents the number of input channels, b = 1, and γ = 2. ensures that k only takes odd values.
- (4)
- The weight for each channel is computed aswhere denotes a 1D convolution with a kernel of size k, σ represents the Sigmoid function, and g(X) is the GAP output of X with size (C,1,1).
- (1)
- Let denote the input feature. First, the spatial and the channel attention weights and of X are calculated, respectively.where is a convolutional layer with a kernel of size k × k; signifies GAP across the spatial dimensions, denotes GAP across the channel dimension, and stands for global max pooling (GMP) across the channel dimension. The 1D convolution with a kernel of size k is denoted by .
- (2)
- and are fused and summed via broadcast rules to yield the coarse SIM .
- (3)
- The content within the input feature is utilized to guide , each channel in is adjusted according to its corresponding input features. Specifically, each channel of and is alternately arranged through channel shuffle, followed by a 7 × 7 convolution operation, to yield the final SIM.where denotes the channel shuffle operation, and is a group convolutional layer with a kernel of size k × k.
3.3. Establishment of the RConvNeXt-ECGA
4. Experimental Configuration and Metrics
4.1. Parameter Setup for Experiments
4.2. Performance Evaluation Metrics
5. Experimental Results and Analyses
5.1. Model Generalization Experiment
5.2. Robustness Analysis
5.3. Ablation Experiments
5.4. Comparative Analysis of the Attention Module
5.5. Model Cross-Operating-Condition Experiments
6. Conclusions
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
Nomenclature
| Input time-domain signal | |
| t | Time variable |
| Mother wavelet function | |
| s | Scale factor |
| Translation (shift) factor | |
| X | Input feature map |
| C | Number of channels (feature map) |
| Feature-map height | |
| Feature-map width | |
| Spatial indices | |
| k | Adaptive 1D convolution kernel size |
| Mapping from channel number C to kernel size k | |
| b | Hyperparameter in |
| Hyperparameter in | |
| Sigmoid function | |
| 1D convolution with kernel size k | |
| Channel attention weights | |
| GAP across spatial dimensions (channel descriptor) | |
| Spatial attention weights | |
| GAP across channel dimension (spatial descriptor) | |
| Global max pooling across channel dimension | |
| Coarse SIM/coarse fused attention map | |
| Final SIM/final attention map | |
| Channel shuffle operation | |
| L | Cross-entropy loss |
| N | Total number of samples |
| M | Number of classes |
| i | Sample index |
| m | Class index |
| CNN | convolutional neural network |
| STFT | short-time Fourier transform |
| CWT | continuous wavelet transform |
| HHT | hilbert-huang transform |
| CWRU | case western reserve university |
| HUST | huazhong university of science and technology |
| ViT | vision transformer |
| LN | layer normalization |
| MLP | multi-layer perceptron |
| GAP | global average pooling |
| SNR | signal-to-noise ratio |
| DWConv | Depthwise convolution |
| PWConv | Pointwise convolution |
| ECA | efficient channel attention |
| CGA | content-guided attention |
| ECGA | efficient content-guided attention |
| SE | squeeze-and-excitation |
| SIMs | spatial importance maps |
| GMP | global max pooling |
| t-SNE | t-distributed Stochastic Neighbor Embedding |
| CBAM | Convolutional Block Attention Module |
| SimAM | Simple Attention Module |
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| Bearing Status | Fault Diameter (Inch) | Data Length | Number of Samples | Load (hp) | Rotational Speed (rpm) | Classification Label |
|---|---|---|---|---|---|---|
| Normal state | 0 | 1024 | 500 | 0~3 | 1730~1797 | 0 |
| Slight inner ring fault | 0.007 | 1024 | 500 | 0~3 | 1730~1797 | 1 |
| Moderate inner ring fault | 0.014 | 1024 | 500 | 0~3 | 1730~1797 | 2 |
| Severe inner ring fault | 0.021 | 1024 | 500 | 0~3 | 1730~1797 | 3 |
| Slight rolling element fault | 0.007 | 1024 | 500 | 0~3 | 1730~1797 | 4 |
| Moderate rolling element fault | 0.014 | 1024 | 500 | 0~3 | 1730~1797 | 5 |
| Severe rolling element fault | 0.021 | 1024 | 500 | 0~3 | 1730~1797 | 6 |
| Slight outer ring fault | 0.007 | 1024 | 500 | 0~3 | 1730~1797 | 7 |
| Moderate outer ring fault | 0.014 | 1024 | 500 | 0~3 | 1730~1797 | 8 |
| Severe outer ring fault | 0.021 | 1024 | 500 | 0~3 | 1730~1797 | 9 |
| Bearing Status | Fault Diameter (mm) | Data Length | Sample Size | Sampling Frequency (KHz) | Operating Conditions (Hz) | Classification Label |
|---|---|---|---|---|---|---|
| Normal | 0 | 1024 | 300 | 25.6 | 20 | 0 |
| Medium inner race fault | 0.15 | 1024 | 300 | 25.6 | 20 | 1 |
| Severe inner race fault | 0.3 | 1024 | 300 | 25.6 | 20 | 2 |
| Medium outer race fault | 0.15 | 1024 | 300 | 25.6 | 20 | 3 |
| Severe outer race fault | 0.3 | 1024 | 300 | 25.6 | 20 | 4 |
| Medium ball fault | 0.25 | 1024 | 300 | 25.6 | 20 | 5 |
| Severe ball fault | 0.5 | 1024 | 300 | 25.6 | 20 | 6 |
| Medium combination fault | 0.15 | 1024 | 300 | 25.6 | 20 | 7 |
| Severe combination fault | 0.3 | 1024 | 300 | 25.6 | 20 | 8 |
| Serial Number | Layer Type | Convolutional Kernel Size | Stride | Output Size |
|---|---|---|---|---|
| 0 | Input Layer | / | / | 3 × 3 × 224 × 224 |
| 1 | Stem | 4 × 4 | 4 | 3 × 96 × 56 × 56 |
| 2 | RconvNeXt Block1 | 1 | 3 × 96 × 56 × 56 | |
| 3 | Downsample | 2 × 2 | 2 | 3 × 192 × 28 × 28 |
| 4 | RconvNeXt Block2 | 1 | 3 × 192 × 28 × 28 | |
| 5 | Downsample | 2 × 2 | 2 | 3 × 384 × 14 × 14 |
| 6 | RconvNeXt Block3 | 1 | 3 × 384 × 14 × 14 | |
| 7 | Downsample | 2 × 2 | 2 | 3 × 768 × 7 × 7 |
| 8 | RconvNeXt Block4 | 1 | 3 × 768 × 7 × 7 | |
| 9 | Global Avg Pooling | / | / | 3 × 768 |
| 10 | Linear | / | / | 3 × 10 |
| Model Name | Acc (%) | Loss | Recall | F1 |
|---|---|---|---|---|
| ConvNeXt | 76.1 | 0.899 | 0.675 | 0.660 |
| RConvNeXt | 85.7 | 0.396 | 0.674 | 0.692 |
| RConvNeXt-ECGA | 97.6 | 0.063 | 0.831 | 0.825 |
| Operating Condition | A | B | C |
|---|---|---|---|
| Rotation speed | 1772 | 1750 | 1730 |
| Load | 1 hp | 2 hp | 3 hp |
| Fault diameter (inch) | 0.007, 0.014, 0.021 | 0.007, 0.014, 0.021 | 0.007, 0.014, 0.021 |
| Bearing status | Normal, Inner race Outer race, Ball | Normal, Inner race Outer race, Ball | Normal, Inner race Outer race, Ball |
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Liang, Y.; Chen, J.; Liu, R.; Zhou, H.; Kang, N.; Zhou, N. A Novel Bearing Fault Diagnosis Framework with a Multi-Scale Feature Extraction Module and Efficient Content-Guided Attention Mechanism. Lubricants 2026, 14, 121. https://doi.org/10.3390/lubricants14030121
Liang Y, Chen J, Liu R, Zhou H, Kang N, Zhou N. A Novel Bearing Fault Diagnosis Framework with a Multi-Scale Feature Extraction Module and Efficient Content-Guided Attention Mechanism. Lubricants. 2026; 14(3):121. https://doi.org/10.3390/lubricants14030121
Chicago/Turabian StyleLiang, Yaru, Jinxian Chen, Renxin Liu, Huamao Zhou, Nianqian Kang, and Nanrun Zhou. 2026. "A Novel Bearing Fault Diagnosis Framework with a Multi-Scale Feature Extraction Module and Efficient Content-Guided Attention Mechanism" Lubricants 14, no. 3: 121. https://doi.org/10.3390/lubricants14030121
APA StyleLiang, Y., Chen, J., Liu, R., Zhou, H., Kang, N., & Zhou, N. (2026). A Novel Bearing Fault Diagnosis Framework with a Multi-Scale Feature Extraction Module and Efficient Content-Guided Attention Mechanism. Lubricants, 14(3), 121. https://doi.org/10.3390/lubricants14030121

