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Open AccessArticle

Indexing Exoplanets with Physical Conditions Potentially Suitable for Rock-Dependent Extremophiles

Department of Physics, Christ (Deemed to be university), Bengaluru, Karnataka 560029, India
Department of Electronics and Communication, RNSIT, Bengaluru, Karnataka 560098, India
Department of Biotechnology, Sri Jayachamarajendra College of Engineering, Mysuru, Karnataka 570006, India
Department of Animal Taxonomy and Ecology, Faculty of Biology, Adam Mickiewicz University, Uniwersytetu Poznańskiego 6, Poznań 61-614, Poland
Author to whom correspondence should be addressed.
Life 2020, 10(2), 10;
Received: 13 November 2019 / Revised: 18 January 2020 / Accepted: 21 January 2020 / Published: 26 January 2020
(This article belongs to the Special Issue Planetary Exploration of Habitable Environments)


The search for different life forms elsewhere in the universe is a fascinating area of research in astrophysics and astrobiology. Currently, according to the NASA Exoplanet Archive database, 3876 exoplanets have been discovered. The Earth Similarity Index (ESI) is defined as the geometric mean of radius, density, escape velocity, and surface temperature and ranges from 0 (dissimilar to Earth) to 1 (similar to Earth). The ESI was created to index exoplanets on the basis of their similarity to Earth. In this paper, we examined rocky exoplanets whose physical conditions are potentially suitable for the survival of rock-dependent extremophiles, such as the cyanobacteria Chroococcidiopsis and the lichen Acarospora. The Rock Similarity Index (RSI) is first introduced and then applied to 1659 rocky exoplanets. The RSI represents a measure for Earth-like planets on which physical conditions are potentially suitable for rocky extremophiles that can survive in Earth-like extreme habitats (i.e., hot deserts and cold, frozen lands).
Keywords: Earth-like planets; exoplanets; extremophiles; habitability; Rock Similarity Index (RSI) Earth-like planets; exoplanets; extremophiles; habitability; Rock Similarity Index (RSI)

1. Introduction

In recent years, extraterrestrial research has become the ‘holy grail’ of astrobiology. Space missions like CoRoT (Convection, Rotation and planetary Transits) and Kepler have provided a huge amount of data from exoplanetary observations which are catalogued in the Planetary Habitability Laboratory, (PHL-EC, University of Puerto Rico (UPR), Arecibo, 2017, [1]. The PHL-EC data (as of 2018) for different planetary objects, such as radius, density, escape velocity, and surface temperature, have been used to create a metric index called the Earth Similarity Index (ESI) that ranges from 0 (dissimilar to Earth) to 1 (identical to Earth) [2]. The ESI allows Earth-like and potentially habitable planets (PHPs) to be identified on the basis of the observed physical parameters of extra-solar objects.
Exoplanets can be divided into rocky planets of different sizes and gas giants. The masses of rocky planets range from 0.1 to 10 Earth masses, while the radii range from 0.5 to 2 Earth radii [3]. Recently, Kashyap et al. [4] introduced a new technique to estimate the surface temperature of different exoplanets and formulated the Mars Similarity Index (MSI) for the search for extremophilic life forms which are capable of survival in Mars-like conditions.
In 2018, Kashyap et al. [5] introduced two additional indexes: the Active Tardigrade Index (ATI) and the Cryptobiotic Tardigrade Index (CTI). Both the ATI and CTI were designed to catalogue exoplanets according to the potential survivability of extremophilic invertebrates (e.g., Tardigrada (water bears)) on their surfaces. The ATI and CTI are defined as the geometric mean of radius, density, escape velocity, surface temperature, surface pressure, and revolution, in a range from 0 to 1. This paper focuses on rocky exoplanets with Earth-like conditions and surface temperatures varying within a range potentially suitable for growth and reproduction of extremophilic microorganisms.
Extremophiles are organisms which are able to survive extreme physical or geochemical conditions that are lethal, or at least harmful, to most organisms on Earth [6]. These organisms can be found in all kingdoms of life, but most of them belong to Bacteria and Archaea. In addition, such organisms can also be found among animals, fungi, and plants. The organisms considered to be the most tolerant include fungi, lichens, algae, tardigrades, rotifers, nematodes, and some insects and crustaceans [7,8,9,10,11,12,13,14]. This paper focuses on two extremophiles growing on rocks: the cyanobacteria Chroococcidiopsis and the lichen Acarospora [15,16].
Chroococcidiopsis is a photosynthetic primitive cyanobacteria growing on and below rocks and characterized by a high potential to colonization and recolonization of extreme habitats [17]. Chroococcidiopsis is known for its tolerance of harsh conditions, including high and low temperatures, ionising radiation, and high salinity [18]. Verseux et al. [19] proposed that Chroococcidiopsis is an organism capable of living on Mars and potentially capable of terraforming the red planet. Additionally, Chroococcidiopsis was used in tests involving low Earth orbit, impact events, planetary ejection, atmospheric re-entry, and simulated Martian conditions [20,21,22,23].
Acarospora species are crustose lichens inhabiting xerothermic habitats that grow on dry rocks [24] and tolerate harsh conditions such as low and high temperatures, high radiation, or lack of water [15,25]. Research has shown that two Acarospora species are capable of survival in a simulated Martian environment [26].
This paper introduces the Rock Similarity Index (RSI) and calculates RSI for 1659 rocky-iron exoplanets. The RSI is similar to the ATI and CTI (as calculated in [5]), yet differs in that the surface temperature parameter is modified to reflect the potential survivability of rock-dependent extremophiles.
Weight exponent calculation of Mars where the threshold value is:
V =   [ 1 | x x 0 x + x 0 | ] w x
where wx is the weight exponent required, X0 is defined as the reference value. and Xa < X0 < Xb (a and b are the upper and lower limits)
w a = l n V l n [ 1 | x a x 0 x a + x 0 | ]   ( x a =   258   K ,   x 0   =   288   K   , V   =   0.80 )
w a = l n 0.80 l n [ 1 | 258 288 258 + 288 | ]
w a = 3.9485
w b = l n V l n [ 1 | x b x 0 x b + x 0 | ]   ( x b =   395   K ,   x 0   =   288   K   , V   =   0.80 )
w b = l n 0.80 l n [ 1 | 395 288 395 + 288 | ] w b = 1.3096
w x = w a x w b
w x = 3.9485 x 1.3096
w x = 2.26

2. Results

The RSI is designed to index Earth-like planets with physical conditions which, though harsh, are at least potentially suitable for rock-dependent extremophiles such as Chroococcidiopsis and Acarospora. According to Mckay [27], generally speaking, the temperature range in which extremophilic microorganisms are able to reproduce and grow is between 258 K and 395 K. With regard to the calculation of the RSI, the corresponding weight exponent for surface temperature was calculated to be 2.26. We calculated the RSI average weight exponents for rocky exoplanets, as shown in Table 1.
The weight exponents for the upper and lower limits appeared similar to the tardigrade indexes of Kashyap et al. [5], with the exception of surface temperature. In order to calculate the surface temperature of the studied exoplanets, the albedo 0.3 (similar to that on Earth) was applied as a proxy (e.g., as seen in Table 2, for Proxima Cen b the effective temperature was 229.3 K, and the surface temperature was 263.9 K). In order to calculate the weight exponent, the following ranges were used for the upper and lower limits of each parameter: mean radius = 0.5–1.9 EU; bulk density = 0.7–1.5 EU; escape velocity = 0.4–1.4 EU; surface temperature T = 258–395 K; and revolution = 0.61–1.88 EU. The weight exponents were calculated by applying these limits in the weight exponent equation previously proposed [5].
The RSI for rock-dependent extremophiles is defined as the geometrical mean of radius, density, escape velocity, and surface temperature of exoplanets, in a range from 0 to 1, where 0 indicates non-survival, and 1 represents survival.
R S I =   ( R S I R × R S I ρ × R S I v e × R S I T s × R S I r e v × R S I p ) 1 6
where RSIR, RSIρ, RSITs, RSIVe, RSIrev, and RSIp represent the RSI values of radius, density, surface temperature, escape velocity, revolution (Earth years), and pressure, respectively. The RSI of each physical parameter is defined similarly to the ESI and is given by:
R S I x = [ 1 | x x 0 x + x 0 | ] w x
where x represents a physical parameter of the exoplanet (radius R, bulk density ρ, escape velocity Ve, surface temperature Ts, pressure p, or revolution rev), x0 denotes the reference value for Earth, and wx is the weight exponent, as seen in Table 1. Most parameters are expressed in EU (Earth units), while the surface temperature is given in Kelvin (K).
The global RSI is divided into interior (RSII) and surface (RSIS), which are expressed as:
R S I I =   ( R S I R × R S I ρ ) 1 2
R S I S =   ( R S I v e × R S I T s × R S I r e v × R S I p ) 1 4
Therefore, the global RSI is defined as
R S I =   ( R S I I × R S I S ) 1 2
The RSI values are computed from Equations 2–5 using data from [4] for the radius, density, escape velocity, surface temperature, revolution, and pressure, together with the surface temperature weight exponent value of 2.26. A representative sample is shown in Table 2; the entire table is catalogued and made available online (see [28]).
A graphical representation of rocky planets characterized according to the RSI is presented in Figure 1.
The threshold (a limit for potential microorganisms survival) for rocky exoplanets that are considered to be potentially habitable by extremophiles such as Chroococcidiopsis and Acarospora is defined by considering Mars (on which this forms of life are able to survive [20,26]) that has an RSI of ~0.82 (for details see also calculations above).

3. Discussion and Conclusions

The search for extraterrestrial life forms has given rise to numerous space missions that have enabled researchers to collect data, test different species of extremophiles (e.g., black fungi, cyanobacteria, bryophytes, invertebrates) in space conditions, analyse their physiology [29] in extreme conditions, and finally find potentially habitable exoplanets for Earth-like organisms. Space missions which previously studied extremophiles include EXPOSE-E, EXPOSE-R2, BIOMEX, and CoRoT [30].
Up to now, Earth is the only known rocky planet which both has a developed biosphere and is shielded by a magnetic field that protects it against harmful cosmic radiation [31]. In this analysis, we focused on rocky exoplanets which have physical conditions similar to those of Earth or Mars. We chose two microorganisms, Chroococcidiopsis and Acarospora, that are able to survive, grow, and reproduce in very harsh conditions and in the absence of a planet’s magnetic field. Chroococcidiopsiswas previously selected for colonizing tests on Mars (Russian Expose Mission) because it can grow on rocks, produces oxygen, and tolerates high energy cosmic radiation [32]. Similarly, Acarospora was tested by the EXPOSE-E mission for one and a half years and managed to survive in Mars-like conditions [24].
According to Kashyap et al. [4], Mars, with an ESI value of 0.73, was defined as the limit for planets which could have physical conditions suitable for complex life forms. Based on this criterion, approximately 44 planets have been identified as PHPs. Considering the RSI for 1659 rocky exoplanets with a threshold of 0.82, 21 exoplanets have been found to be PHPs, where physical conditions are suitable for extremophiles such as Chroococcidiopsis and Acarospora.
A very important factor in our analysis is the calculation of the weight exponent for surface temperature. The weight exponents used for each physical factor allow an accurate calculation of the ESI and RSI, so it is crucial to have the correct weight exponent. For the calculation of the RSI, a temperature limit range from 273K to 373K was used [27], and the corresponding weight exponent for surface temperature was calculated to be 2.26. This value corresponds to the conditions which are potentially suitable for rock-dwelling extremophiles to survive. Subsequent space missions, such as the James Webb Space Telescope, will provide deeper insights into potentially habitable planets and their environments. Once the data from these missions have been combined with detailed knowledge on environmental conditions where extremophiles are potentially able to survive, it will be possible to identify potential physical and chemical parameters which should be present on exoplanets or exomoons to be suitable for Earth-like organisms. The RSI proposed by us is a tool which indexes planets that have physical conditions potentially suitable for certain Earth microorganisms. While it is obvious that our index does not provide definitive answers, it does enable us to identify the best candidate exoplanets or exomoons to be chosen for both further research and searches for extraterrestrial life signatures.

Author Contributions

Conceptualization, M.K.J., V.K., and Ł.K.; methodology, M.K.J.; software, M.K.J. and S.R.V.; validation, M.K.J. and Ł.K.; formal analysis, M.K.J.; investigation, M.K.J. and S.R.V.; resources, M.K.J.; data curation, M.K.J., S.R.V., and Ł.K.; writing—original draft preparation, M.K.J., S.R.V., V.K., K.K., and Ł.K.; writing—review and editing, M.K.J., S.R.V., V.K., K.K., and Ł.K.; visualization, M.K.J.; supervision, M.K.J and Ł.K. All authors have read and agreed to the published version of the manuscript.


This research received no external funding.


Special thanks to Vani, a former M. Tech Biotechnology project intern from the National Chemical Laboratory (NCL) Pune, for brief discussions of extremophiles. This research utilized the PHL-EC at UPR Arecibo (2017) (, the NASA Exoplanet Archive, and the NASA Astrophysics Data System Abstract Service.

Conflicts of Interest

The authors declare no conflict of interest. The parties who funded this study had no role in its design, in the collection, analyses, or interpretation of the data, or in the writing of the manuscript and the decision to publish the results.


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Figure 1. Scatter plot of surface RSI versus interior RSI. The solid line marked for Mars is the threshold value for potentially habitable planets.
Figure 1. Scatter plot of surface RSI versus interior RSI. The solid line marked for Mars is the threshold value for potentially habitable planets.
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Table 1. Parameters used to calculate the weight exponents for the Rock Similarity Index (RSI) scale.
Table 1. Parameters used to calculate the weight exponents for the Rock Similarity Index (RSI) scale.
Planetary PropertyReference Values for RSIWeight Exponents for RSI
Mean radius1 EU0.57
Bulk density1 EU1.07
Escape velocity1 EU0.70
Surface temperature288 K2.26
Surface pressure1 EU0.022
Revolution1 Earth year0.7
Table 2. RSI analysis for Mars and various sample exoplanets compared to Earth where R = radius, ρ = density, T = surface temperature, Ve = escape velocity, P = pressure, Rev = revolution, RSII = Interior Rock Similarity Index, RSIS = Surface Rock Similarity Index, RSI = Global Rock Similarity Index.
Table 2. RSI analysis for Mars and various sample exoplanets compared to Earth where R = radius, ρ = density, T = surface temperature, Ve = escape velocity, P = pressure, Rev = revolution, RSII = Interior Rock Similarity Index, RSIS = Surface Rock Similarity Index, RSI = Global Rock Similarity Index.
PlanetR (EU)ρ (EU)T (K)Ve (EU)P (EU)Rev (Days)RSIIRSISRSI
Proxima Cen.-b1.120.9263.90.970.990.140.950.590.75
GJ 667Cc1.40.99286.41.392.70.240.920.660.78
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