Fault Diagnosis of Gearbox Bearings Based on Multi-Feature Fusion Dual-Channel CNN-Transformer-CAM
Abstract
1. Introduction
2. Fundamental Theory
2.1. Gramian Angle Difference Fields
2.2. S-Transform
2.3. Convolutional Neural Network
2.4. Transformers and Attention Mechanisms
3. The Proposed Method
3.1. Model Structure
3.2. Model Diagnosis Process
4. Test Results and Analysis
4.1. Dataset Description
4.2. Model Performance Analysis
4.3. Robustness Verification Under Noise and Few Samples
4.4. Generalizability Verification Under Different Operating Conditions
5. Conclusions
- Compared with models such as WDCNN, dual-channel LeNet-5, and VMD-GRU-Transformer, the proposed model demonstrates superior performance, with the macro-average precision, recall, and F1 score all exceeding 99%. When compared with single-channel and other dual-channel network models, the proposed model achieved an accuracy rate of 99.53% for identifying different fault severities, significantly outperforming the other four network models, thereby fully validating the effectiveness of the multi-feature multi-channel network model.
- The model maintains excellent robustness under noise interference and few samples. Even under 0 dB noise interference, the average identification accuracy of the model remained above 97%. When the training samples accounted for only 20%, the average identification accuracy was still above 94%, demonstrating good stability under few sample conditions.
- The model exhibits outstanding generalization performance under different test conditions. For both constant and variable conditions, the model achieved an average recognition accuracy rate of 98.57%. In the CWRU bearing dataset, the model achieved an average recognition accuracy rate exceeding 99% under different conditions, further validating its adaptability across diverse operational environments.
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
References
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| Name | Kernel Size | Number of Channels/Value |
|---|---|---|
| Conv2D_1_1 | 3 × 3 | 16 |
| Maxpool_1_1 | 2 × 2 | 16 |
| Conv2D_1_2 | 3 × 3 | 32 |
| Maxpool_1_2 | 2 × 2 | 32 |
| Conv2D_1_3 | 5 × 5 | 32 |
| Adaptive Maxpool_1_3 | — | 32 |
| Transformer_1_d_embed | — | 128 |
| Transformer_1_num_heads | — | 4 |
| Conv2D_2_1 | 3 × 3 | 16 |
| Maxpool_2_1 | 2 × 2 | 16 |
| Conv2D_2_2 | 3 × 3 | 32 |
| Maxpool_2_2 | 2 × 2 | 32 |
| Conv2D_2_3 | 5 × 5 | 32 |
| Adaptive Maxpool_2_3 | — | 32 |
| Transformer_2_d_embed | — | 128 |
| Transformer_2_num_heads | — | 4 |
| Learning rate | — | 0.001 |
| Epoch | — | 50 |
| Batch size | — | 64 |
| Operating Conditions | Rotational Speed (r/min) | Load (N·m) |
|---|---|---|
| Condition 1 | 1010 | 6 |
| Condition 2 | 1511 | 11 |
| Condition 3 | 1812 | 23 |
| Condition 4 | 2115 | 33 |
| Label | State Type | Fault Degree | Sample |
|---|---|---|---|
| 1 | Normal | — | 126 |
| 2 | Inner ring | 0.3 × 0.2 | 126 |
| 3 | Inner ring | 0.7 × 0.6 | 126 |
| 4 | Inner ring | 1.1 × 1 | 126 |
| 5 | Outer ring | 0.3 × 0.2 | 126 |
| 6 | Outer ring | 0.7 × 0.6 | 126 |
| 7 | Outer ring | 1.1 × 1 | 126 |
| 8 | Rolling | 0.3 × 0.2 | 126 |
| 9 | Rolling | 0.7 × 0.6 | 126 |
| 10 | Rolling | 1.1 × 1 | 126 |
| Model | Precision | Recall | F1 |
|---|---|---|---|
| The proposed model | 99.57 | 99.53 | 99.52 |
| WDCNN | 95.27 | 95.11 | 95.12 |
| Dual-channel LeNet-5 | 99.07 | 99 | 99.01 |
| VMD-GRU-Transformer | 96.75 | 96.68 | 96.66 |
| Transformer | 96.61 | 96.05 | 96.02 |
| LiConvFormer | 98.79 | 98.68 | 98.67 |
| Model | Average Accuracy | Standard Deviation | 95% Confidence Interval |
|---|---|---|---|
| 1 | 96.74 | 0.61 | (95.98, 97.50) |
| 2 | 97.00 | 0.44 | (96.45, 97.55) |
| 3 | 98.16 | 0.56 | (97.47, 98.86) |
| 4 | 98.26 | 0.55 | (97.58, 98.94) |
| 5 | 98.34 | 0.26 | (98.02, 98.66) |
| 6 | 99.53 | 0.22 | (99.26, 99.80) |
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Share and Cite
Chen, L.; He, Y.; Tan, A.; Bai, X.; Li, Z.; Wang, X. Fault Diagnosis of Gearbox Bearings Based on Multi-Feature Fusion Dual-Channel CNN-Transformer-CAM. Machines 2026, 14, 92. https://doi.org/10.3390/machines14010092
Chen L, He Y, Tan A, Bai X, Li Z, Wang X. Fault Diagnosis of Gearbox Bearings Based on Multi-Feature Fusion Dual-Channel CNN-Transformer-CAM. Machines. 2026; 14(1):92. https://doi.org/10.3390/machines14010092
Chicago/Turabian StyleChen, Lihai, Yonghui He, Ao Tan, Xiaolong Bai, Zhenshui Li, and Xiaoqiang Wang. 2026. "Fault Diagnosis of Gearbox Bearings Based on Multi-Feature Fusion Dual-Channel CNN-Transformer-CAM" Machines 14, no. 1: 92. https://doi.org/10.3390/machines14010092
APA StyleChen, L., He, Y., Tan, A., Bai, X., Li, Z., & Wang, X. (2026). Fault Diagnosis of Gearbox Bearings Based on Multi-Feature Fusion Dual-Channel CNN-Transformer-CAM. Machines, 14(1), 92. https://doi.org/10.3390/machines14010092
