1. Introduction
In the theory of dynamical systems, a lot of publications are devoted to the problems of shadowing of pseudotrajectories and of inverse shadowing (let us mention the monographs [
1,
2] and also the papers [
3,
4]).
At present, we do not have a complete answer to the question: How are these two properties related?
In this paper, we give a review of the existing answers to the above question and extend the list of examples which show that the two properties are nonequivalent.
Let us formulate the main definitions which we need.
Let be a homeomorphism of a metric space .
Definition 1. Fix a . We say that a sequence of points is a d-pseudotrajectory of f if the inequalitieshold for all . Definition 2. We say that f has the shadowing property if for any there exists a such that for any d-pseudotrajectory one can find a point such that the inequalitieshold for any . In this case, we say that the point ε-shadows the pseudotrajectory ξ. We also need a stronger variant of Definition 2.
Definition 3. If there exist constants and such that for any d-pseudotrajectory ξ of f with one can find a point that -shadows the pseudotrajectory ξ, we say that the homeomorphism f has the Hölder shadowing property with Hölder exponent γ. If , we say that the homeomorphism f has the Lipschitz shadowing property.
Now, we define the inverse shadowing property for a homeomorphism of a metric space. There exist several various definitions of this property (see, for example, [
1,
5]).
For definiteness, in this paper, we only consider the class
of
d-methods (for details, see [
4,
5]).
Definition 4. Fix a number . We say that a sequence of continuous mappingsis a continuous d-method for f if the inequalitieshold for any and any point . Definition 5. We say that a homeomorphism f has the inverse shadowing property if for any there exists a such that for any continuous d-method and for any point one can find a point for which the following inequalities hold: Similarly to Definition 3, one can define Hölder and Lipschitz inverse shadowing properties.
Naturally, there arises the question of distinguishing systems that satisfy Definitions 2 and 5 and their Lipschitz analogs.
Let us start with a survey of the corresponding results.
First, we formulate definitions of two properties that are closely related to the shadowing and inverse shadowing properties: Axiom A and the strong transversality condition.
Definition 6. A diffeomorphism of a smooth manifold M satisfies Axiom A if its nonwandering set is hyperbolic and periodic points are dense in this set: It is well known that for any point
p of a hyperbolic set
of a diffeomorphism
f there exist its stable and unstable manifolds
and
that are smoothly embedded disks of complementary dimensions,
The strong transversality condition is formulated as follows.
Definition 7. Let be a diffeomorphism of a smooth manifold that satisfies Axiom A. We say that f satisfies the strong transversality condition if for any points , any point is a point of transverse intersection of the manifolds and .
The following theorem has been proved in a series of papers [
1,
6,
7,
8].
Theorem 1. Let be a diffeomorphism of a smooth closed manifold M. Then, the following three statements are equivalent:
- (1)
f has the Lipschitz shadowing property;
- (2)
f has the Lipschitz inverse shadowing property;
- (3)
f satisfies Axiom A and the strong transversality condition.
Thus, for a diffeomorphism of a smooth closed manifold, the Lipschitz shadowing property and Lipschitz inverse shadowing property are equivalent.
In the paper [
9], it was shown that for diffeomorphisms of two-dimensional surfaces that satisfy Axiom A, shadowing property and inverse shadowing property are equivalent. Namely, the following result has been proved.
Theorem 2. Let be a diffeomorphism of a two-dimensional surface that satisfies Axiom A. Then, the following three statements are equivalent:
- (1)
f has the shadowing property;
- (2)
f has the inverse shadowing property;
- (3)
f satisfies the transversality condition.
Note that the two-dimensional
transversality condition used in the paper [
9] has a natural multidimensional generalization (see [
10]). At the same time, the multidimensional analog of Theorem 2 does not hold; the paper [
11] contains an example of a diffeomorphism of a three-dimensional manifold that satisfies Axiom A, has the Hölder shadowing property, and has two hyperbolic fixed points such that their one-dimensional stable and unstable manifolds have a point of intersection (thus, the
transversality condition formulated in the paper [
10] is violated).
In the next section, we show that for a diffeomorphism that satisfies Axiom A, the
transversality condition is necessary for inverse shadowing. Thus, the example constructed in [
11] is an example of a diffeomorphism that has the shadowing property and does not have the inverse shadowing property.
Let us also mention the example of the shift homeomorphism on the space of binary sequences
:
It was shown in the paper [
12] that the shift homeomorphism has the shadowing property and does not have the inverse shadowing property. However, the peculiarity of this example is the fact that the space
is not a manifold, while in known examples where this space appears as a hyperbolic set of a diffeomorphism (for example, in the Smale horseshoe), the corresponding diffeomorphism has the inverse shadowing property.
If we modify Definition 5 and require that, for a
d-method, any mapping
is a homeomorphism, then it follows from the paper [
13] that any pseudo-Anosov system on a two-dimensional surface has the inverse shadowing property with respect to such a class of
d-methods. In
Section 2, we give a simpler example of a homeomorphism of a metric space that has the inverse shadowing property with respect to such a class of
d-methods.
2. Shadowing Property Does Not Imply Inverse Shadowing Property
We start this section with the definition of the notion of
-transversality (see [
10]) which we need in what follows.
Let be a connected, smooth, closed manifold with Riemannian metric and let A be a topological space.
We endow the space of all continuous mappings from
A to the manifold
M (which we denote by
) with the
-uniform metric defined as follows: for
we set
Definition 8. Let , let be topological spaces, let and be arbitrary subsets, and let and be continuous mappings. We say that the intersection is δ-essential iffor any continuous mappingsandsuch that and . Definition 9. Let, as above, be topological spaces, let and be continuous mappings, and let for points and . We say that the mappings and are -transverse at the pair if for any open sets and such that there exists a number such that the intersection is δ-essential.
Let now
be a diffeomorphism that satisfies Axiom A, let
, and let
. Denote by
and
the corresponding embeddings of open disks of dimensions
, respectively, so that
and
Let also
and
be the points corresponding to
, i.e., such that
Definition 10. We say that the point x is a point of -transverse intersection of the manifolds and if the imbeddings and are -transverse at the pair .
Finally, we say that f satisfies the -transversality condition if for any points , any point is a point of -transverse intersection of the manifolds and .
Let us note (see [
10]) that a point of transverse intersection of two submanifolds is a point of
-transverse intersection (while, in general, the converse is not true).
The paper [
11] contains an example of a diffeomorphism of a three-dimensional manifold
having the following properties:
- (1)
f satisfies Axiom A;
- (2)
, where
is a repelling fixed point,
is an attracting fixed point, and
and
are saddle fixed points such that
- (3)
(here denotes the trajectory of a point x);
- (4)
f has the shadowing property.
Since one-dimensional stable and unstable manifolds of fixed points of f have a point of intersection, f does not satisfy the -transversality condition.
In the following theorem, we will show that this violation of the -transversality condition implies that the diffeomorphism f does not have the inverse shadowing property.
Theorem 3. Diffeomorphism from [11] has a shadowing property but does not have an inverse shadowing property. Proof. Our proof follows the corresponding reasoning of the paper [
9] (see Lemma 3.1 there). To get a contradiction, let us assume that
f has the inverse shadowing property. Let
. For a fixed number
, there exists a diffeomorphism
such that
and
Here, is the open ball of radius centered at a point x.
Set
. It is easily seen that
g is a diffeomorphism that satisfies Axiom A,
, and
(here
and
are the unstable and stable manifolds of the corresponding fixed points for the diffeomorphism
g).
Define a
d-method
by the formula
Let be so small that the following statements hold:
- (1)
for any point
, the inequalities
imply that
- (2)
for any point
, the inequalities
imply that
We get a contradiction; it is easily seen that the trajectory cannot be -shadowed by the constructed d-method for any .
Indeed, otherwise there exists a point
such that
in this case, the choice of the number
would imply the inclusion
contradicting relation (
4). □
3. Inverse Shadowing Property Does Not Imply Shadowing Property
To the best of our knowledge, at present, it is not proved that in the case of a diffeomorphism of a closed manifold, inverse shadowing property does not imply shadowing property.
We devote this section to some partial results in this direction.
Example 1. Our first example in this section is an example of a homeomorphism of a compact metric space that does not have the shadowing property but has the inverse shadowing property in the case where mappings (1) of a d-method are homeomorphisms. Thus, let be a North Pole–South Pole mapping and let be the North Pole and South Pole, respectively (i.e., they are fixed points of f, n is a repeller, and s is an attractor). It is well known that f has both the shadowing property and the inverse shadowing property.
Set
Consider the mapping
determined by the rule:
and
. Obviously,
F does not have the shadowing property.
Clearly, for any homeomorphism
that is
-close enough to
F, the following relations hold:
and
Since f has the inverse shadowing property and any trajectory of F belongs either to or to , the homeomorphism f itself has the inverse shadowing property.
Example 2. Now, we construct an example of a diffeomorphism of a noncompact manifold that does not have the shadowing property but has the inverse shadowing property.
Consider the Banach space
in which the norm is defined as follows: for
, where
,
It is convenient for us to denote coordinates of a point
with respect to the representation of
X in the form of a direct product:
where
We take as the manifold M on which we define a diffeomorphism f the subset of X which consists of a countable union of disjoint lines , , .
We define f so that f maps a line to the line and a line to the line ; f contracts on the lines and expands on the lines .
Let
be a continuous function such that
and
Introduce the following notation: for
set
and
Define sets
as follows:
and
Here, is the jth unit coordinate vector in .
Clearly, M is a complete metric space.
Define f by the formula
for
,
for
,
Clearly, the constructed mapping
f is a diffeomorphism and the following relations hold for any
:
Let us show that f does not have the shadowing property. For an arbitrary , we construct a d-pseudotrajectory that cannot be -shadowed by an exact one.
Fix a
. Clearly, there exists an
such that
and
Define a
d-pseudotrajectory
as follows. Set
and
Note that, since for , the inclusion holds. Thus, the sequence is well defined and is a d-pseudotrajectory.
To get a contradiction, assume that there exists a point
that
-shadows
. Then, it is easily seen that the inequality
implies that
, and, taking (
5) into account, we get the inclusions
The last relation for the points
implies the estimates
for
However, since
, we also have the relation
Hence, the pseudotrajectory cannot be -shadowed by an exact one.
Let us now show that
f has the Lipschitz inverse shadowing property. For that, we show that if
is small enough (namely, if
), then any
d-method
satisfies the following relations for all
:
After that, the Lipschitz inverse shadowing property for
f follows from (
6) and the known fact that a hyperbolic linear mapping on the line
has the Lipschitz inverse shadowing property.
Relations (
6) are easily obtained by induction. For example, let us prove (
6) for the sets
and for
:
Indeed, for
the above equality is obvious. Assume that (
7) holds for
. Let us show that in this case, (
7) holds for
. Since the mapping
is continuous and the sets
are arcwise connected, the image
belongs to one of the sets
or
for some
. Let us show that
. Take a point
,
and an arbitrary point
Then,
by the induction assumption. On the other hand,
Since
, the last relation implies that for the point
,
To prove the converse inclusion, let us consider an arbitrary point
Take two points
that lie far to the left and far to the right of
p, respectively. Namely, set
Now, take arbitrary points and (these points satisfy the relations ).
From (
8), it follows that
, and from inequality (
9) we conclude that the point
also (as well as
) lies far to the left of
p.
Similary, lies far to the right of p.
From the continuity of it follows that the image must contain all intermediate values between and (here by we denote the set ).
Thus, contains the point p. This proves the converse inclusion and completes the induction step.
Thus, we have shown that f has the Lipschitz inverse shadowing property.