Abstract
In this paper, we investigate controllability for both linear and nonlinear Hahn difference equations, whose nonlinear terms are given by involving maxima. Introducing a Grammian matrix, we derive a necessary and sufficient condition characterizing controllability for linear Hahn difference control systems. For the nonlinear case with maxima, we construct an appropriate control input that allows reformulation as a fixed-point problem, enabling the use of fixed-point techniques. In particular, Krasnoselskii’s fixed point theorem is employed to obtain a controllability result. Finally, two examples are given to demonstrate our theoretical findings, including computation of the required control functions and the inverse of the Grammian matrix.
MSC:
39A13; 93B05; 47H10
1. Introduction
Hahn difference equations, as a generalization of classical difference equations, have attracted great interest from researchers in recent years [1,2,3,4,5,6,7,8,9,10,11,12]. The Hahn difference operator was introduced in 1949 by the German mathematician Wolfgang Hahn [13]; it is a more general q-difference operator. As q approaches 1, the Hahn difference operator degenerates into an ordinary difference operator. In addition, , (see Definition 1), the Hahn difference operator degenerates into an differential operator [14]. Therefore, Hahn difference equations can be viewed as a unification of differential equations and difference equations. Hahn difference equations have important applications in fields such as hypergeometric series, quantum calculus, and combinatorics [15,16,17,18]. In recent years, the applications of Hahn difference equations in control theory have also gained increasing attentions.
In modern control theory, controllability is a core concept in system design and analysis. Simply put, controllability is the property that, with suitable control inputs, a system can be steered from any initial state to a desired state in finite time. With the rapid advancement of science and technology, the application of control theory has expanded to encompass a wide range of fields, including aerospace, robotics, biomedical engineering, and economic management [19,20,21,22,23,24]. Therefore, in-depth research on the controllability of various control systems has both theoretical and practical significance.
Furthermore, it is worth noting that nonlinear phenomena are ubiquitous in practical control systems. Among them, nonlinear systems governed by maximum terms constitute a central class in nonlinear dynamics [25,26,27,28]. These systems are widely found in various fields. For example, in neural networks, neuron activation functions often include maximum operations; in economic models, investment decisions may depend on the maximum values of multiple factors; and in engineering control, maximum limits on certain variables are often required to avoid system overload. Therefore, studying nonlinear systems with maximum terms is of great practical significance.
So far, some results have been obtained for difference equations with maximum terms. However, research on Hahn difference equations with maximum terms is still relatively limited. In particular, studies on the controllability of Hahn difference equations with maximum terms are especially scarce.
Based on the above background, this paper aims to study the controllability of Hahn difference equations with maximum terms. Specifically, we will consider the following form of Hahn difference systems:
where is the Hahn difference operator, , , , is the initial value, and , , , and the control function takes value from , which will be defined below.
2. Preliminaries
We denote as all the vector functions, which are -differentiable (see Definition 1 and Lemma 1) in . Also and are all the vector functions, which are respectively -integral (see Definition 2) and square -integral in .
Definition 1
([12,13]). Let . The Hahn difference operator is then defined as follows.
where and are fixed real constants, and is given by .
Lemma 1
([12,29]). Let be -differentiable at . Then
- (i)
- (ii)
- (iii)
- (iv)
Defining , the k-th iterate of is given by
This allows us to introduce the notion of a -integral, known as the Jackson–Nörlund integral.
Definition 2
([12,29]). Let and let . The -integral of β over is defined by
where
provided that the series converges at and .
Lemma 2
([29,30]). Suppose that are -integrable on J. If for all , then for , it holds that
For the basic properties and conclusions about being -differentiable and -integral, readers can refer to references [12,29,31,32,33,34].
Definition 3
([29]). Let be continuous at and satisfy for all . The -exponential functions and are then defined by
and
We deduce that converges to a nonzero value for all . In particular, the convergence of products (4) and (5) follows from the convergence (see [3] for details). In the special case , we obtain
and
Moreover, to guarantee the convergence of the function , we additionally assume that
According to Theorem 3.2 [12], suppose , and is invertible for all . Then system (1)/(2) admits a unique solution , which can be expressed as follows.
and
where
and
We introduce the following lemma and definition.
Lemma 3
(Krasnoselskii’s fixed point theorem, see [35,36]). Let be a bounded closed and convex subset of Banach space X, and let , be maps of into X such that for every pair . If is a contraction and is compact and continuous, then the equation has a solution on .
3. Main Results
3.1. Linear Case
We examine the controllability of system (1) and define the following new Grammian matrix:
We are now prepared to present a necessary and sufficient condition that ensures system (1) is controllable.
Theorem 1.
Proof.
Sufficiency. As is non-singular, the inverse exists. Accordingly, we can define the control as:
where
and the vector is arbitrarily prior to being specified.
Substituting (11) into (6) yields
Linking (10) and (13) via (12), it follows readily that
The initial condition is satisfied by (6). Using (14) together with Definition 4, the system (1) is controllable on J.
Necessity. We argue by contradiction. Suppose is singular, then there exists a nonzero vector such that
Further, one can obtain
which implies that
Because system (1) is controllable, by Definition 4 there exists a control that steers the initial state to zero at , i.e.,
where represents the n-dimensional zero vector.
3.2. Nonlinear Case
We impose the following assumption:
The operator given by
admits an inverse and a constant such that
Remark 1.
From [36] [Remark 2], it follows that
There exists a constant such that the following Lipschitz condition
holds for all , .
Given , let us consider an arbitrary function and define a control function as follows:
We now present the central idea used to establish our main result via the fixed point method. We begin by showing that, under control (20), the operator given by
admits a fixed point y, which corresponds to a solution of system (2). Next, we verify that and , showing that the control transfers system (2) from to within the finite time . Consequently, system (2) is controllable on .
For any , let . It is clear that each is a bounded, closed, and convex subset of . For convenience, denote .
Next, Krasnoselskii’s fixed point theorem (see Lemma 3) is employed to establish a controllability result for system (2).
Theorem 2.
Proof.
The proof is organized into several steps.
Step 1. We show that there exists some for which .
Taking into account (20), using , , we have
where and are as defined earlier.
From assumptions and , it follows that
for
Therefore, for this choice of r, we have .
Next, we decompose into two operators and on as follows:
for , respectively.
Step 2. We demonstrate that is a contraction operator.
Let . In light of assumptions and , for every , we obtain
Using this observation, we deduce that
which gives that
By inequality (21), we obtain , and thus is a contraction.
Step 3. We prove that is a continuous and compact operator.
Let with in . Set and . By assumption , we have in , and thus
uniformly for , which shows that is continuous on .
To verify the compactness of , we show that is both equicontinuous and bounded. Indeed, for any and , we have
where
From the above assumptions, we conclude that
Next, we verify that as , uniformly in t.
For , by the definition of and , we obtain as ; therefore
In effect, note that for operators in , the norm satisfies:
Given that the sequence:
is continuous in t, the difference:
has norm:
which tends to zero as h→ 0.
Based on the above, we have:
for each fixed k, as .
Furthermore, because the series converges uniformly, dominated by terms involving and the boundedness of t, series convergence and the boundedness imply that the entire sum:
as .
Assumption can then be applied to obtain
Since as . Thus, as .
In effect, since
and
where
Thus, by the uniform convergence of the series, the limit as of
goes to zero because each term:
and the sum converges uniformly.
Based on the preceding discussion, we can directly conclude that
uniformly for every t and every . Hence, the family is equicontinuous.
Next, by carrying out the same calculations as before, we obtain
Thus, is bounded. By Arzela–Ascoli theorem, the set is relatively compact in .
Consequently, is a compact and continuous operator. Therefore, by Krasnoselskii’s fixed point theorem, admits a fixed point y in . Clearly, this fixed point y is a solution of system (2) with , and it also satisfies the initial condition . This completes the proof. □
4. Examples
In this section, we primarily present an example to validate our theoretical findings. In addition, we introduce the following norms defined by a compact and continuous operator.
Example 1.
Consider the linear Hahn difference control system
where
For this purely linear system, the Grammian matrix on is defined exactly as in (10):
Using the explicit form of A and B, together with the definitions of the Hahn matrix exponentials and , we evaluate the integral in (24) numerically. This yields the Grammian matrix
with
Hence is nonsingular, and by Theorem 1, system (23) is controllable on .
Example 2.
We examine the following system
where we set and
,
Here, we have
Further, it is easy to see that for any , and ,
Therefore, g meets condition , with chosen as .
Therefore, all the hypotheses of Theorem 2 are fulfilled, and consequently system (2) is controllable on .
5. Conclusions
This paper aims to establish controllability results for linear and nonlinear Hahn difference control systems whose nonlinear terms are given by involving maxima. We derive new criteria for controllability: for the linear case via a constructed Grammian matrix, and for the nonlinear case by reformulating the problem and applying fixed-point techniques.
Author Contributions
Conceptualization, A.Z.; Methodology, A.Z.; Writing—original draft, Y.Z.; Writing—review & editing, C.Z. All authors have read and agreed to the published version of the manuscript.
Funding
This work is Supported by the National Natural Science Foundation of China (12261018), Guizhou Science and Technology Platform Talents ([2017] 5736-019) and Universities Key Laboratory of System Modeling and Data Mining in Guizhou Province (2023013), Guizhou Provincial Higher Education Undergraduate Teaching and Curriculum System Reform Project (GZJG2025126).
Data Availability Statement
No new data were created or analyzed in this study. Data sharing is not applicable to this article.
Acknowledgments
The authors are grateful to the referees for their careful reading of the manuscript and valuable comments. The authors thank the help from the editor too.
Conflicts of Interest
The authors declare no conflicts of interest.
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