1. Introduction
Traditionally, Gelfand–Shilov spaces of ultradifferentiable functions are introduced as sets of all
such that for given
,
for some constants
; see [
1]. In other words, the regularity and decay properties of
f are controlled by Gevrey sequences
and
, respectively.
These spaces are widely used in regularity theory for partial differential equations, e.g., to describe exponential decay and the holomorphic extension of solutions to globally elliptic equations [
2,
3] and in the regularizing properties of the Boltzmann equation [
4]. For additional examples, we refer to [
5,
6,
7].
More general Gelfand–Shilov-type spaces are obtained by using various types of defining sequences apart from the Gevrey sequences.
In this paper, we introduce Gelfand–Shilov-type spaces through regularity and decay conditions that go beyond the Gevrey sequences by considering two-parameter dependent sequences of the form
,
,
. Such sequences have been recently used to describe a convenient extension of Gevrey spaces [
8,
9,
10]. For an overview and some applications of the extended Gevrey classes, we refer to [
11]. We note that the extended Gevrey classes are defined by regularity conditions, without reference to decay, whereas the elements of the spaces considered here, in addition to regularity, also enjoy suitable decay properties.
A commonly used approach to ultradifferentiable functions, based on defining sequences, was introduced in [
12]. Another widely used approach is the one based on the so-called weight functions, as considered in [
13]. Recently, Rainer and Schindl proposed an approach that unifies both classical methods [
14]. It is based on the concept of weight matrices, or multi-indexed weight sequences in the terminology of [
15]. A general framework that provides a unified treatment of Gelfand–Shilov spaces defined via weight sequences or weight functions was very recently presented in [
16,
17]. There, one can find general results on the inclusion relation between the considered global ultradifferentiable classes.
Our aim is to study a new type of Gelfand–Shilov spaces that combines the general approach based on weight matrices with the framework of extended Gevrey regularity. This is achieved by considering the so-called limit classes, i.e., suitable unions and intersections with respect to the parameter ; see Definition 2.
In this way, we obtain prominent examples of global ultradifferentiable classes defined by the general weight matrix approach which go beyond the classical theory. At the same time, by considering specific sequences, we are able to derive results that cannot be extracted from the general theory while also extending those that are well known in the context of the Gevrey-type regularity.
To be more precise, we perform a thorough examination of general conditions from [
15] that provide nuclearity of the considered spaces. Thereafter, we show the Fourier transform invariance and symmetric characterization of Gelfand–Shilov spaces for extended Gevrey regularity à la Chung–Chung–Kim [
18]. We emphasize that the sequence
,
,
does not satisfy Komatsu’s
condition:
This invokes nontrivial modifications to the existing proofs for classical Gelfand–Shilov-type spaces.
Furthermore, we study the properties of several time–frequency representations acting on Gelfand–Shilov spaces via extended Gevrey sequences. This leads to characterizations that extend those given in, e.g., [
19,
20,
21], in the context of classical Gelfand–Shilov spaces.
2. Weight Matrices and Weight Functions
A general approach to ultradifferentiable functions based on the concept of weight matrices is proposed in [
14]. In addition, Gelfand–Shilov-type spaces of ultradifferentiable functions introduced by the means of weight matrices and weight functions are recently considered in [
17]. In this section we briefly recall the notions of weight matrices and weight functions which will be used in our approach to Gelfand–Shilov spaces for extended Gevrey regularity.
2.1. Weight Sequences and Matrices
We first recall the notion of a weight matrix [
14] or multi-indexed weight sequence system in terms of [
15,
17].
Definition 1. Let be a weight sequence, i.e. , , , and .
A family of weight sequences is a weight matrix if for all and .
We say that the sequence is an isotropic sequence if for all with , one has for some sequence . In this case we simply write for this sequence.
Next, we introduce isotropic sequences related to extended Gevrey regularity.
Let
and
By
, we denote the sequence of positive numbers given by
We are interested in the weight matrix
fixed, given by
The main properties of
,
,
, related to Komatsu’s theory of ultradistributions, are given in the next lemma (cf. [
9] (Lemmas 2.2 and 3.1), [
11] (Lemma 2)).
Lemma 1. Let , , , and , . Then, the following properties hold:
for some constant ,
for some constant ,
In addition,
is an almost-increasing sequence, i.e.,
for some constant
, which implies
(cf. [
11]).
We note that
implies
and that
(the so-called non-quasianaliticity condition) follows from the estimate
The proof of (
5) can be found in, e.g., [
11] (Appendix A).
More properties of
in the context of the weight matrix approach to ultradifferentiable functions (in the sense of A. Rainer and G. Schindl) can be found in, e.g., [
8].
The sequence
gives rise to extended Gevrey classes
, also called Pilipović–Teofanov–Tomić classes (PTT-classes) in [
8,
22]. We refer to [
11] for a recent survey on PTT-classes and their relation to classes of ultradifferentiable functions given by the weight matrix approach.
In fact, we use the weight matrix approach and consider PTT-limit classes. As it is noted in [
8], the main reason to consider these classes is their stability under the action of ultradifferential operators.
2.2. Weight Functions and the Lambert Function
A continuous and increasing function , is called a BMT (Braun–Meise–Taylor) weight function or simply a weight function if it satisfies the following conditions:
- ()
- ()
- ()
- ()
is convex.
Then, we define
if
. Some classical examples of BMT weight functions are
where
. Also,
is a weight function if and only if
.
Next, we introduce the Lambert W function which describes the precise asymptotic behavior of the associated function related to the sequence .
The
Lambert W function is defined as the inverse of
,
. By
, we denote the restriction of its principal branch to
. It is used as a convenient tool to describe asymptotic behavior in different contexts. We refer to [
23,
24] for a review of some applications of the Lambert
W function in pure and applied mathematics.
Some basic properties of the Lambert function W are given below:
, , is continuous, increasing and concave on .
and , .
W can be represented in the form of the absolutely convergent series
with suitable constants
and
, wherefrom the following estimates hold:
The equality in (
6) holds if and only if
.
Note that
implies
By using
we obtain
and therefore
for any
. Here, and in what follows,
means that functions
f and
g are equivalent, i.e.,
and
.
Remark 1. By [25] (Theorem 1) it follows that , , , is equivalent to a BMT weight function, and therefore it satisfies . Actually, in [25], the function is considered instead of , which does not change the conclusion. 3. Gelfand–Shilov-Type Classes
In this section, we introduce Gelfand–Shilov spaces related to extended Gevrey regularity and provide equivalent descriptions that will be used in the sequel. Additionally, we prove their nuclearity.
We use the common notation for multi-indices : Let and Then, ; ; ⇔, ; means and ; , ; . With we denote the standard scalar product in .
3.1. Definition and Its Relatives
Isotropic Gelfand–Shilov spaces related to the weight matrix , where is fixed, can be introduced as follows.
Definition 2. Let , the weight matrix be given by (3), and let . Then, the Gelfand–Shilov space of the Roumieu type related to is given byand the Gelfand–Shilov space of Beurling type related to is given by It immediately follows that
where
is the Gelfand–Shilov space of smooth functions which satisfy (
1) for some constants
, and
is the Schwartz space of rapidly decreasing functions.
Let
be given, and let
,
; see (
2). We denote by
the Banach space of all functions
such that
Then,
Thus,
is an
-space and
is a Fréchet space.
We will use as a common notation for or ; i.e., is either or .
Notice that Gelfand–Shilov spaces related to a weight matrix
, when the weight sequence
satisfies suitable conditions, are usually given by
and
see, e.g., [
26] (2.16). However, the ”geometric growth factor”
in (
7) and (
8) is excluded in the definition of corresponding Gelfand–Shilov spaces in [
15] (3.1).
Let us show that for Gelfand–Shilov spaces in Definition 2 the expected presence of “non-standard growth factor”
related to the weight matrix
given by (
3) is irrelevant.
In the proof of Theorem 1, we will use the following result [
9] (Lemma 2.3).
Lemma 2. for any , and . Proof. We provide the proof, correcting a typographical error from [
9]. Define
,
. Differentiating
we obtain
,
For
we have
, which proves the claim. □
Lemma 2 implies that for any given
, we have
where the constant
depends on
,
, and
h.
We also introduce the notation:
and
The spaces and are an - space and a Fréchet space, respectively, with topologies introduced analogously to those of and .
Theorem 1. Let , and let the weight matrix be given by (3), , , . Then,as locally convex vector spaces. Proof. We prove , and leave the Roumieu case to the reader.
Let us first show that
if and only if
for all
. The implication (
11) ⇒ (
12) trivially holds.
For the opposite inclusion, we invoke (
9), wherefrom for any given
and
we have
and similarly
Consequently,
i.e., (
12) ⇒ (
11). Thus, it remains to prove that
if and only if (
12) holds. Of course,
implies (
12) (take
in (
12)). Next, we assume that (
12) holds and use (
10) to conclude that
. □
Remark 2. By , (4), and Theorem 1, it follows that the product in the definition of can be replaced by yielding the same locally convex vector spaces. Next we show that instead of the sup norm one can use the
-norm in Definition 2. This result will be used in
Section 4. We refer to [
27] (Theorem 1) or [
7] (Theorem 6.1.6) for Gelfand–Shilov spaces related to Gevrey sequences
,
,
.
We introduce the following notation.
where
denotes the usual
-norm, and
is either
or
.
The spaces and are an - space and a Fréchet space, respectively, with topologies introduced analogously to those of and .
Theorem 2. Let , and let the weight matrix be given by (3), , , . Then,as locally convex vector spaces. Proof. We prove the Beurling case, i.e., , and leave the Roumieu case to the reader.
For the inclusion
, we invoke the Sobolev embedding
, with integer
, which implies
for some
, since the Sobolev norm
is equivalent to
.
Now,
implies
for some
,
,
, which depend on
and the dimension
n (via
s), where we used the inequality
Since the number of terms in the sums in (
17) can be estimated by an integer independent on
, by (
16)–(
18), and Theorem 1, it follows that for any
there is a constant
such that
i.e.,
.
It remains to prove the opposite inclusion,
Let there be given
, so that
. By using
where the constants
can be estimated in terms of
s, we obtain
for some
and
which depend on the dimension
n and
.
Note that Theorem 1 holds true if the
-norm in
and
is replaced by any
-norm,
, since in its proof we use only properties of the weight matrix
. This, together with (
19), implies that
. □
Remark 3. If the -norm in (13) and (14) is replaced by any -norm, , and we denote the corresponding spaces by , then, (15) in Theorem 2 extends to This can be proved by using the -Sobolev embedding, the Hölder inequality, and a modification of the proof of Theorem 2. We refer to [27] where Gelfand–Shilov spaces related to Gevrey sequences are considered. It is easy to verify that are closed under differentiation and multiplication by polynomials.
3.2. Nuclearity
In this subsection we prove that the spaces
are nuclear. This is performed by using the general theory given in [
15]. We perform nontrivial calculations to show that the general result [
15] (Theorem 5.1) can be utilized to prove the nuclearity of
.
Recall that the associated function to the sequence
is given by
Then, by [
25] (Proposition 2) it follows that
for suitable constants
and
.
Let there be given
, and let
,
,
. We define the family of functions
as follows:
By
we denote the set of all
such that
and
consists of
such that
Again, we use to denote or
The spaces and are an - space and a Fréchet space, respectively, with topologies introduced analogously to those of and .
Now, we can prove the main result of this section.
Theorem 3. Fix and let be the weight matrix given by (3). Then: - 1.
, as locally convex vector spaces;
- 2.
is a nuclear space.
Proof. We prove the Roumieu case here, and the Beurling case follows using similar arguments.
1. Since the sequence
given by (
2) satisfies
, by [
12] (Proposition 3.2) it follows that
for all
and
.
Let
. Then, there exist
such that
and by the simple inequality
, we get
for
, where
and for the second inequality we used that the number of terms in sum does not exceed
. Hence, we obtain
i.e., (
23) holds with
.
For the opposite direction, we note that
, i.e., (
23), together with (
24) and
, implies
for some
. Thus,
, which proves
1.2. By [
15] (Theorem 5.1), it follows that
is a nuclear space if
and
satisfy the following conditions:
where
. In fact,
is a stronger condition than
, which is assumed in [
15] (Theorem 5.1).
We note that
follows from Lemma 2, i.e., from (
10).
For
, we take arbitrary
. Then, by
we have
for
and some
, where we used (
9).
To verify conditions
and
, put
and consider
By (
22), we obtain
and conversely
Thus, it is sufficient to check that satisfies and .
Indeed, since
is equivalent to a BMT weight function (see Remark 1), it satisfies BMT conditions
. Then, ref. [
15] (Lemma 3.5) implies that
satisfies conditions
and
, and the theorem is proved. Alternatively, condition
can be proved using (
4) and [
17] (Lemma 2.12). □
Remark 4. Note that Theorem 2 and its extension (20) follow from Theorem 3 (1.) and [15] (Theorem 5.7). However, the proof of Theorem 2 given here employs techniques that differ from those used in [15]. 4. Fourier Transform Representation
The Gelfand–Shilov spaces given by (
1) with
are Fourier transform invariant, which is a convenient property in different applications. In this section, we address the Fourier transform invariance of
, and their characterizations in terms of the Fourier transform.
The Fourier transform of
is given by
and the corresponding inverse Fourier transform is defined as
The invariance of the classical Gelfand–Shilov spaces under the Fourier transform is already given in [
1]; see also a more recent source [
7] (Chapter 6). The Fourier transform invariance for the Gelfand–Shilov type spaces related to the extended Gevrey regularity can be stated as follows.
Theorem 4. Let , and let the weight matrix be given by (3), , , . Then, Proof. We give the proof for the Beurling case, since the Roumieu case can be proved in a similar way.
Let and let there be given .
From the Leibniz formula and (
4) we obtain
Next, by using the fact that for any
there exists
such that
(which follows from, e.g., [
11] (4)), we obtain
for some
, where in the last inequality we applied (
10). Similarly,
for some
. Applying
twice and then using (
10) again, we obtain
for some
. Finally,
for some
. So,
The other inclusion can be obtained in the same way since
□
Remark 5. As in [1], we may also consider separate conditions on decay and regularity, and introduce the following Gelfand–Shilov spaces related to , , given by (3). Let . Then,andFrom the proof of Theorem 4, it follows that , and The beautiful symmetric characterizations of Gelfand–Shilov spaces given in [
18] can be formulated in terms of the extended Gevrey regularity as follows.
Theorem 5. Let , and let the weight matrix be given by (3), , , . If , then the following conditions are equivalent: - 1.
- 2.
- 3.
- 4.
Proof. 1. ⇒ 2., 1. ⇒ 3., and 1. ⇒ 4. follow immediately from Definition 2 and Theorem 4.
2. ⇒
1. By Theorem 2, we can use the
-norm instead of the
-norm, cf. (
13). Using integration by parts, the Leibniz formula and the Schwarz inequality we obtain that there exist
and
such that
and, by using (
4) we obtain
Next, by (
26), it follows that
for some
, so that
Now, using
we obtain that there exists
such that
Finally, by (
10) there exists
such that
which implies (
13).
Now, we prove that
3. ⇒
2. Let
and
be as in
3. Reasoning in the similar way as in (
25), note that the inequality
implies
for some
, where
is the associated function to
; see (
21).
By using (
27) and the fact that
(the integrand decreases faster than
for any
), we obtain
for some
.
Finally,
and (
10) yield
for some
, which implies
2.The remaining part 4. ⇒ 1. follows from 1.⇔ 2. and Theorem 4. □
Theorem 5 implies the following characterization in terms of the associated functions.
Corollary 1. Let , and let the weight matrix be given by (3), , , . If , then the following conditions are equivalent: - 1.
- 2.
there exist such that where denotes the associated function to given in (21).
A similar theorem can be shown for the Beurling case.
Theorem 6. Let and let the weight matrix be given by (3), , , . Furthermore, let be the associated function to ; see (21). If , then the following conditions are equivalent: - 1.
- 2.
- 3.
- 4.
- 5.
Remark 6. Part of the proof of Theorems 5 and 6 (when showing that 2.
implies 1.
) establishes the inclusion This, together with the obvious inclusionimplies 5. Time–Frequency Representations
The Fourier transform of provides information about its global frequency content. Different representations of f in phase space or time–frequency plane are used to obtain a localized version of the Fourier transform. Notable examples are the short-time Fourier transform, the Wigner transform, and Cohen’s class representations such as the Born–Jordan transform.
In this section we turn our attention to the Grossmann–Royer operators which originated from the problem of the physical interpretation of the Wigner distribution; see [
28,
29]. It tuned out that the Grossmann–Royer operators are closely related to the Heisenberg operators, well-known objects from quantum mechanics; see [
30,
31].
The Grossmann–Royer operator
is given by
We define the Grossmann–Royer transform
as the weak sense interpretation of the Grossmann–Royer operator. The Grossmann–Royer transform is essentially the cross-Wigner distribution
(see Definition 3, Lemma 3 and [
31] (Definition 12)) and is also closely related to
and
the short-time Fourier transform, and the cross-ambiguity transform, respectively; see Definition 3.
Definition 3. Let there be given The Grossmann–Royer transform of f and g is given byThe short-time Fourier transform of f with respect to the window g is given byThe cross-Wigner distribution of f and g isand the cross-ambiguity function of f and g is The transforms in Definition 3 are called time–frequency representations and we set
Note that
so that
where translation and modulation operators are respectively given by
and
denotes the reflection
.
By using an appropriate change in variables, the following relations between the time–frequency representations can be obtained (cf. [
20]).
Lemma 3. Let Then, we have: The Grossmann–Royer operator is self-adjoint, uniformly continuous on , and the following properties hold:
;
;
;
For
the Moyal identity holds:
The Moyal identity implies the inversion formula:
We refer to [
32] for details (explained in terms of the short-time Fourier transform).
Clearly, a smooth function
F belongs to
if
for all
, and similarly,
if
If , then by performing calculations similar to those presented in the proof of Theorem 4, it follows that , where and denote partial Fourier transforms with respect to x and respectively.
The following theorem, in the context of classical Gelfand–Shilov spaces, is considered folklore (see, for example, [
19,
20,
21,
33]).
Theorem 7. Let , and let the weight matrix be given by (3), , , . If , and , then . Conversely, if and , then
Proof. Since are closed under reflections, dilations, and modulations, then by Lemma 3, since all elements in the set are related and linked by these operations, it suffices to give the proof for some arbitrary . We will focus on the Grossmann–Royer transform and the same conclusion holds then for all other time–frequency representations in question.
Put
,
. Then,
Since is closed under dilations and modulations, the first part of the claim will be proved if we show that , since then .
As before, we give the proof for the Beurling case, and the Roumieu case follows by similar arguments.
By Theorem 5,
, and (
4) (see Remark 2), it is enough to show
and
for any given
, and some constant
.
The decay of
can be estimated as follows.
for some
, where we use (
4),
, and (
10).
To prove (
29), we use the Leibniz formula and the previously outlined properties of the sequence
:
for some constants
.
Thus, if
To prove the second part of theorem, assume that
,
, and
By the inversion formula (
28), we have
where we may choose
such that
.
Let there be given
. Then, we have
wherefrom
Next, we estimate the double integral in (
31) as follows:
for some constants
wherefrom by (
4)
By (
31) and (
32), using
and (
10), we obtain
i.e.,
.
Finally, follows from . □
Remark 7. An alternative proof of Theorem 7 can be given using arguments based on the kernel theorem for Gelfand–Shilov spaces with extended Gevrey regularity. This is beyond the scope of the current contribution and will be studied elsewhere. For details on kernel theorems and their connection to nuclearity, we refer to [15].