2. Results
In this section, to achieve our goal, we first consider two commutative cubic matrices
and
, and we express their linear combinations of the form
as a linear combination of the generalized quadratic matrices
and
associated with
and
. Then, by utilizing the structure of generalized quadratic matrices, we observe that the condition required for this linear combination to be quadratic is precisely the equality given in (
8). Note that the equality (
8) represents a combination of generalized quadratic matrices and idempotents.
After this point, we express the generalized quadratic and idempotent matrices involved in the combination by means of the block matrices given in (
9)–(
11), and (
14). Consequently, the equality in (
8) is decomposed into the equalities (
20) and (
21). At this stage, all of the matrices appearing in (
20) and (
21) are idempotent, and working with idempotent matrices is easier compared to quadratic, generalized quadratic, or cubic matrices.
By examining the equalities (
20) and (
21) in detail, we find that satisfying equality (
21) depends on one of the eight conditions stated in Theorems 4 and 5. Similarly, satisfying equality (
20) depends on one of the thirty-one conditions stated in Theorems 6 and 7. Therefore, the simultaneous satisfaction of (
20) and (
21) (which guarantees the equality in (
8)) depends on one of the results of Theorem 4 or Theorem 5 being satisfied together with one of those of Theorem 6 or Theorem 7.
To achieve this, we analyze the theorems pairwise and obtain intersections related to the coefficients
,
in the equality (
8). By substituting these intersections into the equality (
8), taking into account the choices of submatrices within the blocks of the block matrices considered during the analysis, we derive the matrix equalities related to
and
stated in the main theorem. In many of the results obtained, we observe a role exchange among the coefficients and, consequently, express the results in a closed form using the indices
i and
j.
Now, let us examine in detail the procedural steps summarized above.
Let
and
be a
-essentially cubic matrix and a
-essentially cubic matrix, respectively, where
,
,
,
,
,
, and
. One has the following relations by Theorem 3:
and
Let us denote
,
,
, and
. By Theorem 2, observe that the matrix
is a
-generalized quadratic matrix with respect to the idempotent matrix
; similarly, the matrix
is a
-generalized quadratic matrix with respect to the idempotent matrix
. Now, consider a linear combination
with
. Since
, it is clear that
by the hypotheses. So, the matrix
can be written as
We aim to determine the conditions under which this combination becomes a
-quadratic matrix for some
. Equivalently, we look for the necessary and sufficient conditions ensuring that
From (
1) and (
2), we get
with
. In view of the condition
, if Equation (
3) is reorganized, then the following equation is obtained:
Since the matrix
is a generalized
-quadratic matrix with respect to the idempotent matrix
, we have
Similarly, since the matrix
is a generalized
-quadratic matrix with respect to the idempotent matrix
, one has
Substituting (
5) and (
6) into (
4) yields
For the sake of simplicity, let us denote
,
,
,
,
. Therefore, the equality (
7) reduces to
Note that
(or
) is neither the zero matrix nor the identity matrix; otherwise,
(or
) would not be essentially cubic. Therefore, there exists a nonsingular matrix
S such that
In this block form,
can be represented as
where
are blocks of suitable sizes. If we use the condition
, then we get
By definition, since
is a generalized
-quadratic matrix with respect to the idempotent matrix
, it satisfies
If we use (
9) and (
10) in the last equality, then we obtain
. This states that the matrix
K is a
-quadratic matrix. It follows that
K is nonsingular, because all of its eigenvalues are nonzero. Now,
can be represented in block form as
where
denote matrices of appropriate dimensions. Therefore, from the condition
, we get
,
, and
. Since
K is a nonsingular matrix, the equalities
and
lead to
and
. Thus, we have
Next,
can be expressed in block form as
with
denoting matrices of appropriate dimensions. Substituting (
9)–(
12) into (
8), we obtain
From blocks outside the diagonal in (
13), one has
and
. Therefore, it is obvious that
and
because
. Thus, the matrix
can be written as
The idempotency of the matrix
implies that both
and
are idempotents. Note that the matrices
and
cannot simultaneously coincide with either the zero matrix or the identity matrix; otherwise,
becomes
I or
. From the upper-left block of (
13), the equality
is obtained. Moreover, since
, it follows from (
11) and (
14) that
and
. On the other hand, the lower-right block of (
13) yields
Since the matrix
is a generalized
-quadratic matrix with respect to the idempotent matrices
, the matrices
X and
T are generalized
-quadratic matrices with respect to the idempotent matrix
and
, respectively. Thus, there exist idempotent matrices
and
such that
and
Due to the
-quadraticity of the matrix
K, there exists an idempotent matrix
such that
by Theorem 1. Upon substituting the matrix
X in (
17) and the matrix
K in (
19) into (
15), one obtains the equality
Similarly, if the matrix
T in (
18) is written in (
16), then we get
Within the framework of the foregoing discussion, the necessary and sufficient condition for the linear combination in (
1) to be
-quadratic, with
, is that the equalities (
20) and (
21) hold simultaneously, where
are the matrices defined in (
17)–(
19).
The conditions we use when examining the equality (
21) can be summarized as in
Figure 1. It is worth noting that these conditions naturally arise in the course of the proof; we do not start the proof by imposing them. The proof is constructed by taking possible cases into account.
Equation (
21) will now be analyzed in detail.
If Equation (
21) is multiplied by
, recalling that
and
, then, after the necessary simplifications, one obtains
From this, there are two situations:
Under this assumption, from the equality (
21), we get
Since
is an idempotent matrix,
or
or
. Therefore, there are three distinct possibilities for satisfying the equality in (
22). It follows that the corresponding equalities are
or or , ,
respectively. Hence, we obtain the following theorem:
Theorem 4. The necessary and sufficient condition for the equality (21) to hold, provided that , is that one of the following conditions is satisfied, where is the matrix in (18): - (i)
, ;
- (ii)
, , ;
- (iii)
, .
From (
21), we obtain
Moreover, in view of the assumptions
,
, and the relation
, all admissible configurations of the matrices
and
can be classified as follows:
We next analyze these five cases in detail.
Under this assumption, Equation (
23) yields
In this setting, from (
23) it follows that
Here, Equation (
23) reduces to
In this scenario, Equation (
23) yields
Under these circumstances, from (
23) it follows that
By combining the conclusions of the five subcases with the overarching hypothesis of Case II, we obtain the following theorem:
Theorem 5. The necessary and sufficient condition for the equality (21) to hold, provided that , is that one of the following conditions is satisfied, where and are the matrices in (18): - (iv)
, , , ;
- (v)
, , , ;
- (vi)
, , ;
- (vii)
, , , ;
- (viii)
, , , .
From the foregoing analysis, it follows that the equality in (
21) holds if and only if one of the eight cases stated in Theorems 4 and 5 is satisfied.
Now, similar to the diagram that we provided earlier for the equality (
21), let us present a diagram for the equality (
20). Since examining the equality (
21) is more comprehensive than the equality (
20), we will present the diagram in two parts.
The equality (
20) is initially divided into two cases, as will be seen in the later parts of the proof:
and
Each of these cases is further subdivided into subcases.
Figure 2 and
Figure 3 summarize this situation.
We now proceed to examine the equality (
20) in detail.
Taking into account that
and
, and multiplying the equality (
20) on the right by the matrix
, after the necessary simplifications, one obtains
Subsequently, multiplying (
24) on the left by the idempotent matrix
yields
There arise two possible situations:
In this case, from (
24), it follows that
Within this framework, two further subcases can be distinguished:
From (
20), it directly follows that
Furthermore, since
, we deduce from (
17) that
From (
19), we have
Combining the last two equalities with the relation
and the assumptions
,
, we deduce that
. Since
and
are commuting idempotent matrices, the following cases must therefore be considered:
It should be observed that
cannot be the zero matrix or the identity matrix, since in either case
degenerates into a quadratic matrix, which contradicts its essentially cubic structure.
Next, we consider the aforementioned cases individually.
Under this configuration, from (
26), we get
In this setting, the equality (
26) gives
In this case, the equality (
26) yields
With these assumptions, from the equality (
26), one has
Here, we have
On the other hand, since
, from (
20), it follows that
Next, we carry out the analysis according to the possible cases of
and
.
Since
, we have
and
. Therefore,
. Because of the idempotency of
, it is clear that
and
. If the matrices similar to
,
, and
are substituted into the equality (
28), we obtain
and
By the equality (
29), there are two subcases:
In this case, from (
30), the equality
is obtained. Thus, taking the equalities (
27) and (
31) into account yields the following set of results:
In this case, ; otherwise, . Thus, without loss of generality, we may assume that or .
From (
30), we get
Thus, by taking (
27) and (
32) together with the hypotheses of this case into account, we deduce that
Here, the equalities
are obtained from (
30). If the hypotheses of this case and the equalities (
27) and (
33) are considered, then we arrive at
The condition
leads to
Also, because of the idempotency of the matrix
, we have
and
. Substituting the matrices similar to
,
, and
into (
28) yields
and
By (
34), there are two subcases:
In this case, the equalities (
27) and (
35) yield
and
respectively. If (
37) is subtracted from (
36), then we obtain
Thus, from (
37), (
38), and the hypothesis of this case, we obtain
In this case, , since otherwise . Consequently, one may conclude that or .
In this case, from (
35),
is obtained. Employing the equality (
27) in (
39), we obtain
Thus, from (
27) and (
40), we conclude that
by the hypotheses of this case.
If the equality (
42) is subtracted from (
41), then
is obtained. If the equalities (
27) and (
43) are considered together with the hypotheses of this case and the equality (
41) (or (
42)), then we arrive at
From (
28), we have
As
is neither the identity nor the zero matrix, it follows that, without loss of generality,
. Thus, in this case, from (
44) and (
27), we get
Here, in view of (
28), one obtains
Since
, from (
27) and (
45), we conclude that
Under this assumption, considering the cases
and
, we obtain two distinct results. In the case
, we get
by (
27) and (
28). Similarly, in the case
, we obtain
by (
27) and (
28).
Based on the foregoing analysis, the following theorem can be established:
Theorem 6. The necessary and sufficient condition the equality (20) to hold, provided that , is that one of the following conditions is satisfied, where are the matrices in (17) and (19): - (1)
, , , .
- (2)
, , , .
- (3)
, , , .
- (4)
, , , .
- (5)
,
, , .
- (6)
, , ,
- (7)
,
, , , .
- (8)
,
, , .
- (9)
, , , .
- (10)
, , , , .
- (11)
, , , .
- (12)
, , , .
- (13)
, , , .
- (14)
, , , .
Next, we examine the second case:
In this case,
is obtained. Therefore, from (
24) we get
Thus, there are two cases:
Under this assumption, the equality (
46) leads to
Thus, from (
47) and the hypothesis of this case, we have
Since
, it is obvious that
The following observations arise from the fact that
and
are idempotent matrices with
.
If the matrices that are similar to
,
, and
are substituted into (
49), then we obtain
and
. Therefore, we have
. In a similar manner, inserting the matrices similar to
,
, and
into (
20) results in
and
From (
48) and (
50), we arrive at the results
The equalities (
48) and (
50) yield
In this case, the contradiction is obtained.
From (
48) and (
51), we obtain
In this case, the equalities (
48) and (
51) lead to
The equality (
51) yields the contradiction
.
In this case, the equality (
20) is satisfied automatically. Thus, considering (
48), we get
In this case, without loss of generality, we can write
. On the other hand, from (
20), we get
Since
, from (
52) we obtain
and
. On the other hand, according to the hypothesis of Case 2.a, we have
. Hence, we arrive at the contradiction
or
, or
.
Similar to the previous case, it is obvious that
. The equalities (
20) and (
48) lead to
Since
, from (
53), we obtain
and
. Thus, we have the contradiction
or
or
or
.
In this case, according to the matrix , there are two different cases:
In this case, from the equalities (
20) and (
48), we get
Here, by the equalities (
20) and (
48), we obtain
In this case, from (
25), we get
By (
54), we have
or
, which is the same with (
46). Now, we consider the following cases:
Since
, we have
Thus, from (
20),
and
are obtained. By (
55), there are two subcases:
In this case, from (
46) and (
56), we get
and
respectively. Thus, in this case, we have
According to the matrix D, two different subcases will be considered:
In this case, from (
56),
is obtained. If the equality (
57) is substituted into (
46), then we get
Considering (
57) and (
58) together with the hypotheses of this case leads to
The equality (
56) gives
Since
, we have
. Thus, from (
59), we get
. Thus, we arrive at
in view of (
46).
It is clear that
because
. Thus, from (
20), we get
and
The subsequent analysis will be carried out by distinguishing cases based on the assumptions imposed on
and
B.
In this case, from (
60) and (
61), we obtain
and
respectively. By subtracting the equalities (
62) and (
63) side by side and performing the necessary simplifications, one obtains
The equalities (
63) and (
64), together with the hypothesis of this case, lead to
A case-by-case analysis will be performed with respect to the matrix D.
In this case, from (
61) and (
60), we have
and
respectively. Thus, by considering the hypotheses of this case, from (
65) and (
66), we obtain
From (
61), the equalities
and
are obtained. Subtracting the equality (
68) from the equality (
67) yields the result
Thus, from (
67), we get
On the other hand, from (
60), one has
by considering the equality
and the equality (
70). Thus, from (
69), (
70), and (
71), we have
taking the hypotheses of this case into account.
Here, the equality (
52) is valid. Since
, from (
52), we obtain
and
. Therefore, we have
taking into account (
46).
In this case, from (
20), we get
Since
, from (
72) we obtain
and
By subtracting the equality (
74) from the equality (
73), one obtains
If the equality (
75) is substituted into the equality (
73), then we get
Substituting the equalities (
75) and (
76) into (
46) leads to
Thus, the equalities (
75), (
76), and (
77) yield the result
In this case, according to the matrix , there are two cases:
From (
20) and (
46), we obtain
From (
20) and (
46), one obtains
Thus, we can give the following theorem:
Theorem 7. The necessary and sufficient condition for the equality (20) to hold, provided that , is that one of the following conditions is satisfied, where are the matrices in (17) and (19): - (15)
, , , , , .
- (16)
, , , , , .
- (17)
, , , , , .
- (18)
, , , , , .
- (19)
, , , , .
- (20)
, , , , , , .
- (21)
, , , , , , .
- (22)
, , , , , .
- (23)
, , , , .
- (24)
, , , , , , .
- (25)
, , , , , .
- (26)
, , , , .
- (27)
, , , , .
- (28)
, , , .
- (29)
, , , .
- (30)
, , ,
- (31)
, , ,
In summary, Theorems 4 and 5 provide a rigorous foundation for the validity of Equation (
21), while Theorems 6 and 7 firmly establish Equation (
20). The pivotal objective, however, is to demonstrate the simultaneous validity of both Equations (
20) and (
21), which constitutes a critical step toward consolidating the theoretical framework under consideration. To this end, a careful and systematic analysis of the interplay between the pairs (Theorem 4, Theorem 6), (Theorem 4, Theorem 7), (Theorem 5, Theorem 6), and (Theorem 5, Theorem 7) becomes indispensable. Each of these combinations not only strengthens the consistency of the overall argument but also highlights the structural necessity of examining the results in an integrated manner.
Note that it is not possible for and to simultaneously be the identity matrix or the zero matrix. Accordingly, when the theorems are considered in conjunction, the cases and are omitted from consideration. The observation formulated in the context of and remains valid, mutatis mutandis, for the pair and . Here, not only these cases but many others are excluded from consideration—for instance, the cases where , , , ; , , , ; or , , , ; and similar situations. When disregarding such cases, our main consideration is that the matrices and must have exactly three distinct eigenvalues on their diagonals; otherwise, the matrices and would not be essentially cubic. Taking this into account, we construct the intersections accordingly. Note that some of the intersections that do not appear in the tables have also been disregarded because they contradict one of the hypotheses and for .
The following
Table 1,
Table 2,
Table 3 and
Table 4 provide a comprehensive account of the detailed analysis arising from the aforementioned considerations:
Using the submatrices
,
,
,
, and
appearing in the rows of each table, the transformed forms of the matrices
,
,
, and
are collectively presented in
Table 5. This table allows us to easily derive the matrix equalities stated in the parts of the main theorem.
An examination of the above tables reveals that some rows coincide with others, differing only by an interchange in the roles of
and
. Taking this into account, upon substituting the coefficient equalities and the submatrices from the tables into the equality (
8), and after carrying out the necessary simplifications, we arrive at the following main theorem:
Here, to make the proof more comprehensible, let us demonstrate how one of the matrix equalities in the main theorem is obtained. All of the other matrix equalities are derived in a similar manner. For example, let us try to obtain the matrix equality corresponding to the intersection (i)–(5). The equalities related to the coefficients
,
in the corresponding intersection are as follows:
If we substitute these coefficients into (
8), then we obtain
Here, taking into account the forms of the matrices
,
,
, and
in
Table 5, it can be seen that
It is clear that these matrix equalities verify the equality (
78).
Similarly, let us consider the intersection (i)-(22). The equalities related to the coefficients
,
in the corresponding intersection are
Substituting these equalities into (
8) leads to
The forms of the matrices
,
,
, and
in
Table 5 yield
It is clear that these matrix equalities verify the equality (
79).
Taking into account the coefficients , and the matrix equalities in the intersections (i)–(5) and (i)–(22), we observe that the coefficient in (i)–(5) has exchanged roles with the coefficient in (i)–(22). Therefore, when expressing the first item of the main theorem, the notation is used, and the coefficients , and the matrix equalities are written with the aid of the indices i and j. All of the remaining items of the main theorem are constructed following the same reasoning.
The notation will be used to denote the family of essentially -cubic matrices associated with the matrix B, which is a generalized -quadratic matrix with respect to the matrix P, under the condition .
Theorem 8. Letand let and be nonzero complex numbers. A necessary and sufficient condition for the linear combinationto be a -quadratic matrix () is that one of the following holds, under the assumption , where Moreover, in the cases where only the index i appears, we have or ; and in the cases where both indices i and j appear, we have or .
- 1.
- 2.
- 3.
- 4.
- 5.
- 6.
- 7.
- 8.
- 9.
- 10.
- 11.
- 12.
- 13.
- 14.
- 15.
- 16.
- 17.
- 18.
- 19.
- 20.
- 21.
- 22.
- 23.
- 24.
- 25.
- 26.
- 27.
- 28.
- 29.
- 30.
- 31.
- 32.
- 33.
- 34.
3. Numerical Examples
In this section, two numerical examples are given to exemplify the results.
Let us consider the cubic matrices and . Let us take , , ; , , . Let us investigate the necessary and sufficient conditions for the linear combination matrix () to be -quadratic—that is, involutive.
Since the matrix is involutive, its square must be the identity matrix. Therefore, the diagonal blocks of its square—namely, the matrices and —must themselves be identity matrices. This implies and, hence, and . Thus, we have .
If , then . Therefore, if and only if , because . Similarly, it is natural to make the following observations:
If , then . Therefore, if and only if .
If , then . Therefore, if and only if .
If , then . Therefore, if and only if . Thus, in each case, we arrive at the matrix identity . Consequently, for the selected matrices and , the necessary and sufficient condition for the linear combination matrix to be involutive is that and .
Now, let us compare this observation with the item (v) of our main theorem.
Since
and
, one obtains
and
. So, the equality
leads to
Also, it is obvious that
and
. Now, let us take
and
. Observe that
,
,
, and
. So,
leads to
, that is
On the other hand, considering the notations
,
,
,
,
together with the coefficient equalities
appearing in item (v) of the main theorem, we obtain
.
Note that the matrix equalities appearing in Equations (
80) and (
81) are precisely the matrix equalities stated in the item (v) of the main theorem. Thus, we have obtained the necessary and sufficient conditions for the matrix
, which is the linear combination of the given matrices
and
, to be involutive by a direct proof, and we have seen that this result is consistent with item (v) of the main theorem.
It should be noted that the results obtained from the example above are consistent with parts (a) and (b) of Theorem 2.3 in [
21].
Now, let us give the second example. Consider the cubic matrices and . Let us take , , , , , and . Let us investigate the necessary and sufficient conditions for the linear combination matrix () to be -quadratic—that is, idempotent.
Since the matrix is idempotent, its square must be equal to itself. Therefore, one has , , . From this, and are obtained. Thus, we have . On the other hand, it is clear that . Therefore, the condition leads to . Thus, for the given matrices and , the matrix is idempotent precisely when and the relation holds.
We now relate this result to item (i) of the main theorem in the case .
Since
and
, one obtains
and
. Thus, we have
and
. Now, let us take
and
. Observe that
,
,
, and
. Also, notice that
. The equality
yields
Similarly, the equality
together with (
82) leads to
On the other hand, using the expressions
,
,
,
,
together with the coefficient relations
stated in item (i) of the main theorem for
, it follows that the pair
must be equal to
.
Observe that the matrix identities in (
82) and (
83) coincide exactly with those presented in item (i) of the main theorem for the case
. Consequently, by employing a direct argument, we have derived the necessary and sufficient conditions for the matrix
, which is formed as a linear combination of
and
, to be idempotent. Furthermore, this shows that our derivation is fully consistent with item (i) of the main theorem.
It is worth noting that the results derived from the above example align with part (a) of Theorem 2.2 in [
19].