Abstract
Generating functions play important roles in theory of orthogonal polynomials. In particular, it is important to consider generating functions that have symmetry. This paper is a survey on generating functions that define unitary operators. First, classical generating functions that define unitary operators are discussed. Next, group theoretical approach to generating functions that have unitarity are discussed.
1. Introduction
This paper deals with generating functions that define unitary operators. Problems of this kind were discussed first by Bargmann [1]. He constructed a unitary operator given by an integral operator whose kernel is a generating function of the Hermite polynomials. He also gave a similar construction for the Laguerre polynomials without proof, and noticed as follows ([1], p.203). “It is worth noting that a similar interpretation may be given to other classical generating functions.”
We turned our interest to the Gegenbauer polynomials which give the zonal spherical functions on the pair , and in [2] we showed that a similar construction is possible for them. Following this, in [3] we gave a similar construction for the zonal spherical functions on the pair . On the other hand, A. Essadiq and A. Intissar gave a q-analog of Laguerre’s case (the result is introduced in [4]), and Essadiq [4] gave a q-analog of Gegenbauer’s case.
In the two cases that we constructed, we should remark that there is a similarity in the forms of the generating functions. We shall give an explanation in detail. Let be the set of nonnegative integers, and let B be the unit open disk in . It is known that the set of all the zonal spherical functions on is parametrized by . Denote the set by . Further, we denote by the degree of the representation corresponding to . Then, the generating function given as the integral kernel of the unitary operator that we constructed is written as a series of the following form:
On the other hand, it is known that the set of all the zonal spherical functions on is parametrized by . As in the first case, we define and . Then, the generating function in this case is written as a series of the following form:
where for and .
In this way, the question naturally arises whether similar situations occur in the case of general Gelfand pair of the compact type. More precisely, let G be a compact group, and let K be a closed subgroup, such that is a Gelfand pair. Further, assume that the set of all the zonal spherical functions on is parametrized by , where ℓ is a positive integer. And as in the case above, define and . Then our question can be formulated as follows. Does there exist a generating function of the following form such that it is the kernel of an integral operator which is unitary?
where for and . For this question, we proposed the following theorem in [5].
Theorem 1
Let G be a compact connected Lie group, and let K be a closed subgroup of G. If the pair is a Riemannian symmetric pair of rank ℓ such that is simply connected, then there exists a generating function of the form of (1) which defines a unitary operator.
We should remark that there is a difference between our viewpoint and that of Bargmann. In fact, Bargmann was interested in an operator solution of a commutation rule, which Fock introduced in [6]. Bargmann constructed a function space on which Fock’s solution is realized, and a unitary operator to study the connection between the space and the usual -space. In his discussion, he used the well known generating function of the Hermite polynomials, but he did not use their other properties. That is, he derived from the unitarity of the operator that the Hermite polynomials form a complete orthogonal system. In contrast, we positively used not only the well known generating functions of the orthogonal polynomials, but also their orthogonality and completeness, and showed the unitarity of the operators.
The purpose of this paper is to present a survey on generating functions that define unitary operators. In Section 3, we give an outline of Bargmann’s discussion on the Hermite polynomials. In Section 4, we deal with the case of the Laguerre polynomials. Bargmann gave the construction for them, but he did not give its proof. In this section, we shall give our proof that borrows Bargmann’s viewpoint. In Section 5 and Section 6, we shall give surveys on the case of the Gegenbauer polynomials, and the case of the zonal spherical functions on the pair , respectively. In Section 7, we shall give an outline of the proof of Theorem 1.
2. Notation and Preliminaries
We will explain the notation and the terms which will be used throughout this paper.
2.1. General Notation
Firstly, we shall use the notation for the set of nonnegative integers, the field of real numbers and the field of complex numbers, respectively. For a fixed positive integer ℓ, we denote by the complex ℓ- dimensional space, and denote by the set of all multi-indices with each . For and we write . For and we denote by . We denote by B the unit open disk in , and denote by the open polydisk of with each . For a subset or we define in the same way. We shall use the notation and for the interval , the interval and the interval , respectively. For let be the real part of , and the usual conjugation in . We denote the Gamma function by , the hypergeometric function by , the binomial coefficient by and by . The minimum value of a and b is denoted by . A function is assumed to be complex-valued.
2.2. Gelfand Pairs
A compact group is a topological group whose underlying topology is compact Hausdorff. Let G be a compact group, and let K be a closed subgroup of G. A representation of the compact group G means a continuous homomorphism of G to the group of invertible linear transformations on a finite-dimensional complex vector space V. Since G is compact, for an arbitrary representation of G there exists a G-invariant inner product on the representation space V, that is, V admits an inner product such that the representation is unitary.
Given an irreducible representation of G, let denote the representation space of , and the subspace of consisting of elements which satisfy for any . If an irreducible representation of G satisfies , is called a spherical representation of G with respect to the subgroup K. Let denote the set of all the equivalence classes of spherical representations of G with respect to K.
Let denote the normalized Haar measure on G, that is, it has the property that . For two continuous functions on G the convolution is defined by
The pair is called a Gelfand pair if the convolution algebra of continuous functions on G which are bi-invariant under K is commutative. The pair is a Gelfand pair if and only if for all .
Let be a Gelfand pair, and let . Choose a G-invariant inner product on the representation space , and take an orthonormal basis of with respect to . Define
The function is called the zonal spherical function associated with .
2.3. Riemannian Symmetric Pairs
Let G be a compact connected Lie group, and let K be a closed subgroup of G. The pair is called a Riemannian symmetric pair if there exists an involutive automorphism of G such that , where is the set of fixed points of and is the identity component of .
Let be a Riemannian symmetric pair. Let and be the Lie algebras of G and K, respectively. The automorphism of which is the differential of the automorphism of G will also be denoted by . Then we have
We define the subspace of by
Then the Lie algebra is decomposed into a direct sum of vector spaces as
The subspace is called the canonical complement of the pair . A maximal abelian subalgebra, which is contained in is called a Cartan subalgebra of the pair . The Cartan subalgebras have the same dimension, which is called the rank of the Riemannian symmetric pair .
3. Generating Function that Defines Unitary Operator—The Case of Hermite Polynomials
Bargmann [1] constructed a unitary operator given by an integral operator whose kernel is a generating function of the Hermite polynomials. In fact, he was interested in the operator solution
of the commutation rule , which Fock introduced in [6]. He constructed a function space on which Fock’s solution is realized. This space is a Hilbert space associated with the unitary operator introduced above. In this section, we shall summarize Bargmann’s discussion, that is: how to construct the space and the unitary operator. For the sake of simplicity we only consider the one variable case.
3.1. -Space Associated with the Hermite Polynomials
The Hermite polynomials have the following generating function:
Let be the Lebesgue measure on , and let be the Hilbert space of Lebesgue measurable functions on with
The inner product is given by
Set
Then it is known that is a complete orthonormal system of . But, as described in the Introduction, Bargmann did not use this fact in his discussion.
3.2. Hilbert Space of Analytic Functions
Let be the space of entire functions f on with
where , and is the Lebesgue measure on induced from the identification . For , the following inequality holds:
which implies that is a Hilbert space with inner product
Notice that Bargmann determined the weight in order to satisfy the relation
for functions that do not grow too fast at infinity. Set
Then the system is a complete orthonormal system of . It also follows from (2) that the space has the reproducing kernel. The kernel is given by
that is, and for and .
3.3. Unitary Operator Associated with the Hermite Polynomials
A unitary operator on to is defined as follows. First, set
This has the following expansion:
which means that the function can be regarded as a generating function of the Hermite polynomials.
For define
Then and the following holds.
Theorem 2
The operator Φ on to is unitary.
Notice that Bargmann determined the integral kernel in order to satisfy the following conditions: if is sufficiently smooth and vanishes sufficiently fast at infinity, then
where
In what follows, we shall state an outline of Bargmann’s proof that is unitary. Let be a continuous function on with compact support, and let . Define
Then the square of the norm can be rewritten as follows.
where
These relations imply that
It follows from this result that the norms are uniformly bounded, which means that and
Remark 1
As stated in the Introduction, Bargmann did not use in his proof the fact that the system is a complete orthonormal system of . He conversely defined the function by , and derived from the unitarity of that is a complete orthonormal system of .
4. Generating Function that Defines Unitary Operator—The Case of Laguerre Polynomials
As stated in the Introduction, Bargmann [1] gave a construction similar to Hermite’s case for the Laguerre polynomials, but he did not prove this fact. In this section, we shall give our proof for it. Our proof follows Bargmann’s viewpoint. That is, we use the well known generating function of the Laguerre polynomials, but we do not use their other properties except some properties that are easily derived from the generating function.
Let be a positive real number. The Laguerre polynomials have the following generating function:
The orthogonality relation easily follows from (3) (cf. [7]):
4.1. -Space Associated with the Laguerre Polynomials
Set
and let be the Hilbert space of Lebesgue measurable functions on the open interval with
The inner product is given by
¿From the orthogonality relation of the Laguerre polynomials, we see that the functions form an orthogonal system of . Denote by the normalization of with respect to the norm of this space. That is,
Then the system is an orthonormal system of .
4.2. Hilbert Space of Analytic Functions
Let be the Lebesgue measure on B induced from the identification , and set
Let be the space of analytic functions f on B with
In the following, we shall show some properties of the space .
Lemma 1
For , let be the power series expansion of f in B. Then we have
Proof.
Let , and set . It is easy to see that
Hence, we have
where
Since and , we obtain
(Note that we used 1a. Preliminary remarks in Bargmann [1].)
Lemma 2
Let . Then we have
Proof.
Let be the power series expansion of f in B. By the Schwarz inequality and Lemma 1, we have
which implies our assertion.
It follows from Lemma 2 that is a Hilbert space with inner product
Set
Then we have
Lemma 3
The system is a complete orthonormal system of .
Proof.
In the same way as in the proof of Lemma 1, we see that is an orthonormal system of . Next we show the completeness of the system. Let f be an element of with power series expansion . From Lemma 1, the power series expansion of f converges with respect to the norm of . Hence, we have
By Lemma 1, we obtain
which implies the completeness of the system.
It follows from Lemma 2 that has the reproducing kernel. The kernel is given by
that is, and for and .
4.3. Unitary Operator Associated with the Laguerre Polynomials
A unitary operator on to is defined as follows. First, set
This has the following expansion:
which means that the function is a generating function of the Laguerre polynomials.
For we define
Then and the following holds.
Theorem 3
The operator Φ on to is unitary.
In what follows, we shall prove this theorem.
Lemma 4
The operator Φ is a bounded operator on to .
Proof.
Lemma 5
The operator Φ is surjective.
Proof.
If we take in the proof of Lemma 4, we have
Further, is a complete orthonormal system of , and the operator is bounded. These facts imply that is surjective.
Lemma 6
The operator Φ is injective.
Proof.
Let , and assume that . It is clear that
for each . Let us consider the following linear fractional transformation
This transformation maps the unit open disk B in the z-plane onto in the w-plane. Therefore, the condition (7) is equivalent to the following.
for each positive real number and each . Take and set
It follows from (8) that and
for all , where is the space of Lebesgue measurable functions on with . Since the Fourier transformation on is injective, by (9) we obtain . By the definition of , we see that , which implies that is injective.
Lemma 7
The operator Φ is an isometry.
Proof.
Let , and set
Then we have
On the other hand, by Lemma 4 and (6), we see that
It follows from this fact and Lemma 6 that
which implies
¿From (10) and (11), we have the assertion.
As a result of these lemmas, we can conclude that is unitary.
Corollary 1
The system is complete.
5. Generating Function that Defines Unitary Operator – The Case of Gegenbauer Polynomials
Let be a positive real number. The Gegenbauer polynomials have the following generating function:
In this section, we deal with a generating function of that defines a unitary operator. For more details, refer to [2].
5.1. -Space Associated with the Gegenbauer Polynomials
Let be the Hilbert space of Lebesgue measurable functions on the open interval with
The inner product is given by
As is well known, the Gegenbauer polynomials form a complete orthogonal system of . Denote by the normalization of with respect to the norm of this space. That is,
Then the system is a complete orthonormal system of .
5.2. Hilbert Space of Analytic Functions
For we define
Let be the space of analytic functions f on B with
where is the Lebesgue measure on B induced from the identification . For , we have the following inequality
which implies that is a Hilbert space with inner product
Set
Then the system is a complete orthonormal system of . It also follows from (12) that the space has the reproducing kernel. The kernel is given by
that is, for and .
5.3. Unitary Operator Associated with the Gegenbauer Polynomials
A unitary operator on to is defined as follows. First, set
This has the following expansion:
which means that the function is a generating function of the Gegenbauer polynomials.
For we define
Then and we have
Theorem 4
The operator Φ on to is unitary.
We positively use in our proof the fact that the system is a complete orthonormal system of . It follows from (13) and (14) that for
Hence, we have
which imply that is unitary.
Remark 2
Let n be a positive integer that , and let be the -dimensional unit sphere. Set . Then the identification is given by the mapping . On the other hand, in the case of , the Gegenbauer polynomials give the zonal spherical functions on . More precisely, for each define
where denotes the canonical inner product on the real vector space . Then is equal to the set of all the zonal spherical functions on . Let denote the degree of the representation corresponding to . Then the following holds.
which does not equal to . But, since these functions differ only by a constant, the difference between them is not essential.
Remark 3
We can generalize Theorem 4 to the case of the Jacobi polynomials , which have the following generating function (cf. [8]):
Let . If we replace by , by
and by
then we can obtain the desired result. For more details, refer to [9].
6. Generating Function that Defines Unitary Operator – The Case of Zonal Spherical Functions on
Let n be a positive integer that . Denote by the unit sphere in and set . Then we have the identification by the mapping . The zonal spherical functions on are concerned with the functions which have the following generating function (see Theorem 1.1. in [10]):
More precisely, for each define
where denotes the canonical inner product on the complex vector space . Then is equal to the set of all the zonal spherical functions on . For the functions , refer to [11]. In this section, we deal with a generating function of that defines a unitary operator. For more details, refer to [3].
6.1. -Space Associated with the Zonal Spherical Functions on
In what follows, x is an element of the unit open disk B in , and is the Lebesgue measure on B induced from the identification . Let be the Hilbert space of Lebesgue measurable functions on B with
The inner product is given by
The functions form a complete orthogonal system of . Denote by the normalization of with respect to the norm of this space. That is,
Then the system is a complete orthonormal system of .
6.2. Hilbert Space of Analytic Functions
Let be the function on the direct product of the open interval with itself defined by
where
Let be the space of analytic functions f on in with
where are the Lebesgue measures on B induced from the identification . For , we have the following inequality
which implies that is a Hilbert space with inner product
Set
Then the system is a complete orthonormal system of . It also follows from (15) that the space has the reproducing kernel. The kernel is given by
that is, for and .
6.3. Unitary Operator Associated with the Zonal Spherical Functions on
A unitary operator on to is defined as follows. First, set
This has the following expansion:
which means that the function is a generating function of the zonal spherical functions on .
For we define
Then and we have
Theorem 5
The operator Φ on to is unitary.
As in Gegenbauer’s case, we positively use in our proof the fact that the system is a complete orthonormal system of . It follows from (16), (17) and that for
Hence, we have
which imply that is unitary.
Remark 4
Let denote the degree of the representation corresponding to . Then the following holds.
which does not equal to . But, since these functions differ only by a constant, the difference between them is not essential.
7. Group Theoretical Approach to Generating Functions that Define Unitary Operators
Let G be a compact connected Lie group, K a closed subgroup of G, and a Riemannian symmetric pair of rank ℓ such that is simply connected. Then it is known (cf. [12]) that the set of all the zonal spherical functions on can be parametrized by . Denote the set by , and by the degree of the representation corresponding to . Further, we can assume that there exists a measure on such that
See Lemma 2 in [5]. Weyl’s dimension formula and Theorem 1 in [13] play important roles in the proof of (18). (Note that Theorem 1 in [13] gives a necessary and sufficient condition for a multisequence to have a measure on such that .) Furthermore, it follows from (18) that we can construct a generating function of the form of (1) which defines a unitary operator.
7.1. -Space Associated with the Zonal Spherical Functions on
Let be the normalized Haar measure on G, that is, it has the property that . Let denote the Hilbert space of measurable functions on G with
The inner product is given by
Let be the space of functions which are bi-invariant under K. Then is a closed subspace of , that is, is also a Hilbert space with inner product (19). As is well known (cf. [12], [14]), the system is a complete orthogonal system of , and has the following orthogonality relation:
Set
Then the system is a complete orthonormal system of .
7.2. Hilbert Space of Analytic Functions
It follows from (18) that we can construct a measure on such that
Let be the space of analytic functions f on with
For , we have the following inequality
Note that for all , because is a polynomial of . The inequality (20) implies that is a Hilbert space with inner product
It also follows from (20) that the space has the reproducing kernel. That is, for each there exists a unique such that for . Set
Then the system is a complete orthonormal system of . Note that the reproducing kernel of has the following expansion:
7.3. Unitary Operator Associated with the Zonal Spherical Functions on
A unitary operator on to is defined as follows. First, set
This has the following expansion:
For we define
Then and we have
Theorem 6
The operator Φ on to is unitary.
As stated above, the system is a complete orthonormal system of . Thus, it follows from (21), (22) and that for
Hence, we have
which imply that is unitary.
Remark 5
The pair is a typical example of Theorem 6.
Remark 6
Suppose that a pair is a Gelfand pair of the compact type, and that the set of all the zonal spherical functions on is parametrized by , where ℓ is a positive integer. And as in the first part of this section, define and . If the pair has a measure on which satisfies (18), and the series converges for each , then Theorem 6 also holds. The pair is such an example.
References
- Bargmann, V. On a Hilbert space of analytic functions and an associated integral transform Part I. Comm. Pure Appl. Math. 1961, 14, 187–214. [Google Scholar] [CrossRef]
- Watanabe, S. Hilbert spaces of analytic functions and the Gegenbauer polynomials. Tokyo J. Math. 1990, 13, 421–427. [Google Scholar] [CrossRef]
- Watanabe, S. Spherical harmonics on U(n)/U(n − 1) and associated Hilbert spaces of analytic functions. Tokyo J. Math. 2000, 23, 351–360. [Google Scholar] [CrossRef]
- Essadiq, A. q-analogue of the Watanabe unitary transform associated to the q-continuous Gegenbauer polynomials. Lett. Math. Phys. 2000, 53, 233–242. [Google Scholar] [CrossRef]
- Watanabe, S. Symmetric pairs, Gelfand pairs and pairs such that generating functions of zonal spherical functions define unitary operators—the case of the compact type. J. Funct. Anal. 2006, 238, 427–446. [Google Scholar] [CrossRef]
- Fock, V. Verallgemeinerung und Lösung der Diracschen statistischen Gleichung. Z. Phys. 1928, 49, 339–357. [Google Scholar] [CrossRef]
- Temme, N.M. Special Functions, An Introduction to the Classical Functions of Mathematical physics; John Wiley & Sons, Inc.: New York, NY, USA, 1996. [Google Scholar]
- Prudnikov, A.P.; Brychkov, Y.A.; Marichev, O.I. Integrals and Series; Gordon and Breach: New York, NY, USA, 1986. [Google Scholar]
- Watanabe, S. Generating functions of the Jacobi polynomials and related Hilbert spaces of analytic functions. Proc. Japan Acad. 1998, 74A, 46–48. [Google Scholar] [CrossRef]
- Watanabe, S. Generating functions and integral representations for the spherical functions on some classical Gelfand pairs. J. Math. Kyoto Univ. 1993, 33, 1125–1142. [Google Scholar] [CrossRef]
- Johnson, K.D.; Wallach, N.R. Composition series and intertwining operators for the spherical principal series I. Trans. Amer. Math. Soc. 1977, 229, 137–173. [Google Scholar] [CrossRef]
- Takeuchi, M. Modern Spherical Functions; Amer. Math. Soc.: Providence, RI, USA, 1994. [Google Scholar]
- Hildebrandt, T.H.; Schoenberg, I.J. On linear functional operations and the moment problem for a finite interval in one or several dimensions. Ann. of Math. 1933, 34, 317–328. [Google Scholar] [CrossRef]
- Helgason, S. Groups and Geometric Analysis; Academic Press: New York, NY, USA, 1984. [Google Scholar]
© 2010 by the author; licensee Molecular Diversity Preservation International, Basel, Switzerland. This article is an open-access article distributed under the terms and conditions of the Creative Commons Attribution license http://creativecommons.org/licenses/by/3.0/.