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Article

Sign-Changing Solutions to the Schrödinger Equations Coupled with a Neutral Scalar Field

1
School of Mathematics and Statistics, Anyang Normal University, Anyang 455002, China
2
School of Statistics and Mathematics, Sichuan Normal University, Chengdu 610039, China
*
Author to whom correspondence should be addressed.
Symmetry 2025, 17(11), 1955; https://doi.org/10.3390/sym17111955
Submission received: 11 October 2025 / Revised: 7 November 2025 / Accepted: 10 November 2025 / Published: 13 November 2025
(This article belongs to the Section Mathematics)

Abstract

Here we consider the problem of the Schrödinger equation coupled with a neutral scalar field. Through the methods of descending flow invariant sets via the Ljusternik–Schnirelman theory, we rigorously demonstrate the existence of infinitely many sign-changing solutions.

1. Introduction and Main Result

In this paper, we investigate the existence of sign-changing solutions to the Schrödinger equation coupled with a neutral scalar field in R 2 as follows
i t + 1 2 m Δ ψ q 4 m 2 | ψ | 2 ψ 1 + κ q 2 m N ψ = 0 , t t Δ + κ 2 q 2 N + q 1 + κ q 2 m | ψ | 2 = 0 ,
where ψ : R 1 , 2 C corresponds to a wave function of the underlying particle and N : R 1 , 2 R represents a neutral scalar field. The constants m , κ , q > 0 stand for the mass of the particle, the Chern–Simons coupling constant and the Maxwell coupling constant.
Moreover, problem (1) originates from a non-relativistic Abelian Maxwell–Chern–Simons model proposed in [1], where the neutral scalar field N is naturally embedded within this framework. We begin by systematically deriving the problem (1) through the Lagrangian formulation. Consider the ( 2 + 1 ) -dimensional Minkowski spacetime R 1 , 2 with metric signature ( 1 , 1 , 1 ) . Following the framework established in [1], the Lagrangian density characterizing the non-relativistic Maxwell–Chern–Simons–Higgs model in this spacetime is defined as
L R ϕ , N , A 0 , A 1 , A 2 = 1 4 q F μ ν F μ ν + κ 4 ε μ ν α F μ ν A α + D μ ϕ ¯ D μ ϕ + 1 2 q μ N μ N 1 c 2 | ϕ | 2 N + 1 κ c v 2 2 q 2 c 2 | ϕ | 2 + κ c N 2 ,
where Greek letters denote space-time indices 0 , 1 , 2 and Latin letters stand for spatial indices 1 , 2 , ϕ : R × R 2 C is a charged scalar field, N : R × R 2 R is a neutral scalar field, A μ : R × R 2 R are the components of the gauge potential, F μ ν = ν A μ μ A ν , q > 0 is the gauge coupling constant, κ > 0 is the Chern–Simons coupling constant, c is the velocity of the light, v is a real constant, ε μ ν α is the Levi-Civita tensor and D μ = μ + i c A μ . The Lagrangian density L R can be decomposed into three fundamental components. The first term corresponds to the standard Maxwell Lagrangian density and the second term represents the Chern–Simons contribution. The third component arises from the matter field ϕ , which couples to the gauge field through the covariant derivative D μ . This matter sector also includes a neutral scalar field N whose mass is degenerate with the gauge field mass, a characteristic feature of this model. For more details in the physical aspects, we refer the readers to [2,3,4,5,6,7,8,9,10].
We now devote to finding standing waves of problem (1), i.e., solutions of the form
ψ ( x , t ) = e i ω t u ( x ) , N ( x , t ) = N ( x ) , ω R ,
then problem (1) becomes
1 2 m Δ u + ω u + q 4 m 2 | u | 2 u + 1 + κ q 2 m N u = 0 , Δ N + κ 2 q 2 N + q 1 + κ q 2 m u 2 = 0 .
The energy functional I : H 1 ( R 2 ) × H 1 ( R 2 ) R for problem (2) can be defined as
I ( u , N ) = 1 4 m R 2 | u | 2 d x + 1 2 ω R 2 u 2 d x + 1 2 1 + κ q 2 m R 2 N u 2 d x + q 16 m 2 R 2 u 4 d x + 1 4 q R 2 | N | 2 d x + κ 2 q 4 R 2 R 2 | N | 2 d x .
Evidently, the functional I is well defined and has two variables u and N. To avoid the difficulties caused by two variables, we reduce the study of (3) to a functional of the only variable u by using the following lemma.
Lemma 1.
([1]). For any fixed u H 1 ( R 2 ) , there exists a unique N u H 1 ( R 2 ) , which solves the following equation
Δ + κ 2 q 2 N + q 1 + κ q 2 m | u | 2 = 0 .
Moreover, the map N : u H 1 ( R 2 ) N ( u ) : = N u is continuously differentiable and
N u = q 1 + κ q 2 m | u | 2 R 2 G κ q ( x y ) u 2 ( y ) d y 0 in R 2 ,
where the integral kernel G μ ( x ) is the Yukawa potential defined by
G μ ( x ) = 0 1 4 π t e | x | 2 4 t + μ 2 t d t .
Also, we have
R 2 N u 2 d x 1 2 1 κ 2 q 1 + κ q 2 m · R 2 u 4 d x 1 2
and then
R 2 N u u 2 d x = R 2 N u u 2 d x 1 κ 2 q 1 + κ q 2 m R 2 u 4 d x .
Then, for any fixed u H 1 ( R 2 ) , N u solves (4). Multiplying (4) by N u and integrating by parts, it obtains
R 2 | N u | 2 d x + κ 2 q 2 R 2 N u 2 d x = q 1 + κ q 2 m R 2 N u u 2 d x .
Let
I ( u ) : = I ( u , N u ) .
Substituting (8) into (3) yields
I ( u ) = 1 4 m R 2 | u | 2 d x + ω 2 R 2 u 2 d x + q 16 m 2 R 2 u 4 d x 1 4 1 + κ q 2 m R 2 | N u | u 2 d x .
For any φ H 1 ( R 2 ) , its derivative functional is
I ( u ) , φ = 1 2 m R 2 u φ d x + ω R 2 u φ d x + q 4 m 2 R 2 | u | 2 u φ d x 1 + κ q 2 m R 2 | N u | u φ d x .
J. Han et al. in [1] confined the work space of problem (2) to the radially symmetric Sobolev space H r 1 ( R 2 ) . They got the existence of standing wave solutions through an application of the Mountain Pass Theorem in their variational framework. By using the Nehari manifold technique with Moser iteration methods, Kang et al. in [11] established the existence of a regular, radially symmetric ground state solution for problem (2) in the non-radial symmetric space H 1 ( R 2 ) . Cao et al. in [12] replaced ω in problem (2) with V ( x ) , where V ( x ) satisfies the following conditions:
(V1)
V C ( R 2 , R ) and inf x R 2 V ( x ) > 0 .
(V2)
There are constants a > 0 , n > 1 , θ > 0 and V > 0 , such that
V ( x ) = V ( | x | ) = V + a r n + O ( 1 r n + θ ) as r = | x | + .
By constructing solutions with multiple peaks, ref. [12] obtained that the number of non-radial solutions of problem (2) goes to infinity as the Maxwell coupling constant tends to infinity.
Our main result can be stated.
Theorem 1.
Supposed that m , κ , q and ω are given positive parameters. Then there exist infinitely many sign-changing solutions ( u , N ) k = 0 H r k ( R 2 ) × H r k ( R 2 ) for problem (2).
Remark 1.
To the best of our knowledge, there is no literature considering the existence of sign-changing solutions for Schrödinger equation coupled with a neutral scalar field. Due to the presence of non local terms N, the following standard splitting approach for energy functional I doesn’t usually apply in this situation:
I ( u ) = I ( u + ) + I ( u ) , I ( u ) , u ± = I ( u ± ) , u ± .
The reason is that the nonlocal term typically take the following form
R 2 | N u | u 2 d x R 2 | N u + | ( u + ) 2 d x + R 2 | N u | ( u ) 2 d x .
We overcome this problem by adapting a technique from [13], which is called the descending flow invariant sets. For more details, we refer the readers to [14,15,16,17,18]. Moreover, we consider this problem in the radial space H r 1 ( R 2 ) to restore compactness. Thus, the infinitely many sign-changing solutions in Theorem 1 are also radially symmetric.
The paper is organized as follows. In Section 2, we provided some concepts and give some useful Lemmas which are crucial to prove our results. We construct invariant subsets of descending flow in Section 3. Section 4 is devoted to the proof of Theorem 1.
In this paper, we utilize the following notations.
  • The work space is
    H r 1 ( R 2 ) : = u L 2 ( R 2 ) : | u | L 2 ( R 2 ) , u is radial
    endowed with the norm
    u , v = 1 2 m R 2 u v d x + ω R 2 u v d x and u : = u , u 1 2 .
  • L p ( R 2 ) is the Lebesgue space endowed with the norm u p : = R 2 | u | p d x 1 p .
  • The embedding H r 1 ( R 2 ) L p ( R 2 ) is compact for p ( 2 , + ) .
  • For c R ,
    J c : = u H r 1 ( R 2 ) : I ( u ) c and K c : = u H r 1 ( R 2 ) : I ( u ) = c , I ( u ) = 0 .
  • B R : = x R 2 : | x | R and B R c : = R 2 B R .
  • C denotes a positive constant that may be different in different places.

2. Preliminaries

To facilitate the reader’s understanding of the Schrödinger equations coupled with a neutral scalar field, we first provide additional details on the properties of the non-local term N u in the following lemma.
Lemma 2.
([11]). For every u H 1 ( R 2 ) , the following statements hold.
(i)
N t u = t 2 N u for any t R and the map u N u is C 1 ( H 1 ( R 2 ) , R ) ;
(ii)
N u L C u L and N u 2 C u L u 2 ;
(iii)
G κ q 1 π 2 κ q Γ ( 2 1 ) and N u 2 C u 2 for any p [ 1 , + ) ;
(iv)
If u is radially symmetric, then N u is also radially symmetric.
For the convenience of the readers, we summarize the properties of a genus. We refer the readers to [19] for the proof of the next proposition.
Property 1.
Let A and B be closed symmetric subsets of X which do not contain the origin. Then (i)–(v) below hold.
(i)
If there is an odd continuous mapping from A to B, then γ ( A ) γ ( B ) ;
(ii)
If there is an odd homeomorphism from A onto B, then γ ( A ) = γ ( B ) ;
(iii)
If γ ( B ) < , then γ ( A B ¯ ) γ ( A ) γ ( B ) ;
(iv)
If A is compact, then γ ( A ) < and γ ( N δ ( A ) ) = γ ( A ) for δ > 0 small enough;
(v)
The n-dimensional sphere S n has genus equal to n + 1 .
Next we give a technical lemma to make our proof smoothly in Section 3.
Lemma 3.
If u n u 0 in H r 1 ( R 2 ) , we can get that N u n N u 0 in H r 1 ( R 2 ) and then N u n N u 0 in L p ( R 2 ) for 2 < p < + .
Proof. 
From u n u 0 , we know that
{ u n } is bounded in H r 1 ( R 2 )
and
u n u 0 in L p ( R 2 ) for 2 < p < + , u n u 0 in L l o c p ( R 2 ) for 1 < p < + .
It follows from (6)–(9) that { N u n } is bounded in H r 1 ( R 2 ) . Then there exists N 0 H r 1 ( R 2 ) such that
  • N u n N 0 in H r 1 ( R 2 ) ,
  • N u n N 0 in L p ( R 2 ) for 2 < p < + .
Next we want to claim N 0 = N u 0 . Let φ C 0 ( R 2 ) be a test function. By N u n N 0 in H r 1 ( R 2 ) and u n u 0 in L l o c p ( R 2 ) for 1 < p < + , as n , one sees
R 2 N u n φ d x + κ 2 q 2 R 2 N u n φ d x R 2 N 0 φ d x + κ 2 q 2 R 2 N 0 φ d x
and
R 2 | u n | 2 φ d x R 2 | u 0 | 2 φ d x .
From (10) and (11), it obtains
R 2 N 0 φ d x + κ 2 q 2 R 2 N 0 φ d x = q 1 + κ q 2 m R 2 | u 0 | 2 φ d x ,
which deduces that
( Δ + κ 2 q 2 ) N 0 + q 1 + κ q 2 m | u 0 | 2 = 0 .
Combining with
( Δ + κ 2 q 2 ) N u 0 + q 1 + κ q 2 m | u 0 | 2 = 0 ,
by using the Lax–Milgram Lemma, we can get that N 0 = N u 0 . From u n u 0 and N u n N 0 in L p ( R 2 ) for 2 < p < + , it has
R 2 N u n u n 2 d x R 2 N u 0 u 0 2 d x = R 2 N u n N u 0 u n 2 d x + R 2 N u 0 u n 2 u 0 2 d x R 2 N u n N u 0 3 d x 1 3 R 2 u n 3 d x 2 3 + R 2 N u 0 3 d x 1 3 R 2 u n + u 0 3 d x 1 3 R 2 u n u 0 3 d x 1 3 0 .
Together with (8), we can get that N u n N u 0 in H r 1 ( R 2 ) . □
The following lemma plays a crucial role in the proof of Theorem 1.
Lemma 4.
The functional I satisfies the ( P S ) condition.
Proof. 
Suppose that there exist a constant c and a sequence { u n } H r 1 ( R 2 ) such that
I ( u n ) c and I ( u n ) 0 .
Then
c + o ( 1 ) I ( u n ) 1 4 I ( u n ) , u n = 1 4 u n 2 ,
which deduces that
{ u n } is bounded in H r 1 ( R 2 ) .
Hence, there exists u H r 1 ( R 2 ) such that, up to a subsequence, as n ,
  • u n u in H r 1 ( R 2 ) ,
  • u n u in L p ( R 2 ) for 2 < p < + ,
  • u n ( x ) u ( x ) a.e. in R 2 .
Obviously, it sees
o ( 1 ) = I ( u n ) I ( u ) , u n u = u n u 2 1 + κ q 2 m R 2 | N u n | u n | N u | u ( u n u ) d x + q 4 m 2 R 2 | u n | 2 u n | u | 2 u ( u n u ) d x .
From (14), we know that { N u n } is bounded in H r 1 ( R 2 ) . Then, up to a subsequence, there exists N u H r 1 ( R 2 ) such that N u n N u in H r 1 ( R 2 ) . Together with u n u in L p ( R 2 ) , we have
R 2 | N u n | u n | N u | u ( u n u ) d x = R 2 | N u n | | N u | u n ( u n u ) d x + R 2 | N u | ( u n u ) 2 d x R 2 | N u n | | N u | d x 1 2 u n 4 · u n u 4 + N u 2 · u n u 4 2 0
and
R 2 | u n | 2 u n | u | 2 u ( u n u ) d x R 2 | u n | 2 | u | 2 u n ( u n u ) d x + R 2 | u | 2 ( u n u ) 2 d x R 2 | u n | 2 | u | 2 2 d x 1 2 u n 4 · u n u 4 + u 4 2 · u n u 4 2 0 .
Combining (15)–(17), we see that u n u in H r 1 ( R 2 ) . □

3. Invariant Subsets of Descending Flow

In order to find sign-changing solutions for problem (2), we present an operator A as follows: for each u H r 1 ( R 2 ) , we see that
1 2 m Δ v + ω v + q 4 m 2 | u | 2 v = 1 + κ q 2 m | N u | u
has a unique weak solution v : = A ( u ) H r 1 ( R 2 ) . Obviously, the fixed points of A is the same as the critical points of problem (2).
Lemma 5.
The operator A is well defined, continuous, compact and odd.
Proof. 
Firstly, we claim that A is well defined. For u H r 1 ( R 2 ) , we define
J 0 ( v ) = 1 2 R 2 1 2 m | v | 2 + ω v 2 d x + q 8 m 2 R 2 u 2 v 2 d x 1 + κ q 2 m R 2 | N u | u v d x .
From (6), Hölder and Sobolev inequalities, we have
R 2 | N u | u v d x R 2 | N u | 2 d x 1 2 R 2 u 2 v 2 d x 1 2 1 κ 2 q 1 + κ q 2 m u 4 2 · u 4 · v 4 C v .
Then (19) becomes
J 0 ( v ) 1 2 R 2 1 2 m | v | 2 + ω v 2 d x 1 + κ q 2 m R 2 | N u | u v d x 1 2 v 2 C v ,
which implies J 0 is coercive. Moreover, J 0 is strictly convex. Indeed,
J 0 ( v ) J 0 ( w ) , v w = R 2 1 2 m | ( v w ) | 2 + ω ( v w ) 2 d x + q 4 m 2 R 2 u 2 ( v w ) 2 d x v w 2 .
Then by using Theorems 1.5.6 and 1.5.8 in [20], J 0 has a unique minimizer v = A ( u ) H r 1 ( R 2 ) , which is the unique solution of (18). Hence, the operator A is well defined.
From (18), Hölder and Sobolev inequalities, one sees
1 2 m v 2 2 + ω v 2 2 + q 4 m 2 R 2 u 2 v 2 d x = 1 + κ q 2 m R 2 | N u | u v d x C 1 + κ q 2 m N u 2 · u 4 · v ,
which deduces that
v C N u 2 · u 4 .
Then J 0 is bounded below and maps bounded sets into bounded sets.
Secondly, we claim that A is continuous. Let { u n } H r 1 ( R 2 ) such that u n u in H r 1 ( R 2 ) . Define v : = A ( u ) and v n : = A ( u n ) . Next we show that v n v in H r 1 ( R 2 ) . Note that
R 2 1 2 m | ( v n v ) | 2 + ω ( v n v ) 2 + q 4 m 2 u n 2 v n u 2 v ( v n v ) d x = R 2 1 + κ q 2 m | N u n | u n | N u | u ( v n v ) d x
and
q 4 m 2 R 2 u n 2 v n u 2 v v n v d x = q 4 m 2 R 2 u n 2 u 2 v n ( v n v ) + u 2 ( v n v ) 2 d x .
Since u n u in H r 1 ( R 2 ) , we get
R 2 u n 2 u 2 v n ( v n v ) d x R 2 ( u n + u ) 2 ( u n u ) 2 d x 1 2 R 2 v n 2 ( v n v ) 2 d x 1 2 u n + u 4 · v n 4 · v n v 4 · C u n u 0 .
Combining with (21), it obtains
q 4 m 2 R 2 u n 2 v n u 2 v v n v d x 0 ,
together with (20), which deduces
v n v 2 1 + κ q 2 m R 2 | N u n | u n | N u | u ( v n v ) d x 1 + κ q 2 m R 2 | N u n | u n | N u | u 2 d x 1 2 R 2 ( v n v ) 2 d x 1 2 C 1 + κ q 2 m R 2 | N u n | u n | N u | u 2 d x 1 2 v n v .
Note that
R 2 | N u n | u n | N u | u 2 d x = R 2 ( | N u n | u n | N u | u n 2 + | N u | u n | N u | u 2 + 2 | N u n | u n | N u | u n | N u | u n | N u | u ) d x .
By Lemma 3, Hölder and Sobolev inequalities, one obtains
R 2 | N u n | u n | N u | u n 2 d x R 2 | N u n | | N u | 4 d x 1 2 R 2 u n 4 d x 1 2 C | N u n | | N u | 2 · u n 4 2 0 ,
R 2 | N u | u n | N u | u 2 d x R 2 | N u | 4 d x 1 2 · u n u 4 2 R 2 | N u | 4 d x 1 2 · C u n u 2 0
and
R 2 | N u n | u n | N u | u n | N u | u n | N u | u d x R 2 | N u | | N u | 2 u n 2 1 2 R 2 | N u | 2 u n u 2 d x 1 2 | N u n | | N u | 4 · u n 4 · N u 4 · C u n u 0 .
From (24)–(27), we know
R 2 | N u | u n | N u | u 2 d x 0 ,
together with (23), which implies v n v 0 . That is, v n v in H r 1 ( R 2 ) .
Thirdly, we claim that A is compact. Assume that { u n } is a bounded sequence. Let v n = A ( u n ) and then { v n } is a bounded sequence. Therefore, there exist u , v H r 1 ( R 2 ) such that u n u in H r 1 ( R 2 ) and v n v in H r 1 ( R 2 ) . Then u n u in L p ( R 2 ) and u n u in L q ( R 2 ) for 2 < p < . Therefore,
R 2 1 2 m v n φ + ω v n φ d x R 2 1 2 m v φ + ω v φ d x .
Moreover,
R 2 u n 2 v n φ d x R 2 u v φ d x = R 2 ( u n 2 u 2 ) v n φ d x + R 2 u 2 ( v n v ) φ d x R 2 ( u n 2 u 2 ) 2 d x 1 2 R 2 u 2 φ 2 d x 1 2 + R 2 u 4 d x 1 2 R 2 ( v n v ) 2 φ 2 d x 1 2 u n + u 4 u n u 4 v n 4 φ 4 + u 4 2 v n v 4 φ 4 0
and
R 2 | N u n | u n φ d x R 2 | N u | u φ d x = R 2 | N u n | ( u n u ) φ d x + R 2 | N u n | | N u | u φ d x N u n 4 2 u n u 4 φ 4 + | N u n | | N u | 4 2 · u 4 · φ 4 0 .
For any φ H r 1 ( R 2 ) , it gets
R 2 1 2 m v n φ + ω v n φ + q 4 m u n 2 v n φ d x = 1 + κ q 2 m R 2 | N u | u n φ d x .
From (28)–(31), we obtains
R 2 1 2 m v φ + ω v φ + q 4 m 2 u 2 v φ d x = 1 + κ q 2 m R 2 | N u | u φ d x ,
which deduces v = A ( u ) . Thus,
R 2 1 2 m ( v n v ) 2 + ω ( v n v ) 2 + q 4 m 2 ( u n 2 v n u 2 v ) ( v n v ) d x = 1 + κ q 2 m R 2 | N u n | u n | N u | u ( v n v ) d x .
Similar to the proof above, we see that v n v 0 , that is, A ( u n ) A ( u ) in H r 1 ( R 2 ) as n .
At last, by using Lemma 1, we can easily get that A ( u ) = A ( u ) . That is, A is odd. □
The following lemma is crucial for the construction of the descending flow.
Lemma 6.
(i) 
I ( u ) , u A ( u ) u A ( u ) 2 for all u H r 1 ( R 2 ) ;
(ii) 
I ( u ) u A ( u ) · 1 + C u 2 for all u H r 1 ( R 2 ) .
Proof. 
(i) From (18) and v = A ( u ) , one sees
1 2 m Δ A ( u ) + ω A ( u ) + q 4 m 2 | u | 2 A ( u ) = 1 + κ q 2 m | N u | u .
Multiplying (32) by u and integrating by parts, it gets
R 2 1 2 m A ( u ) u + ω A ( u ) u + q 4 m 2 | u | 2 A ( u ) u d x = R 2 1 + κ q 2 m | N u | u 2 d x .
Then
I ( u ) , u = R 2 1 2 m | u | 2 + ω u 2 + q 4 m 2 u 4 d x 1 + κ q 2 m R 2 | N u | u 2 d x = R 2 1 2 m u ( u A ( u ) ) + ω u ( u A ( u ) ) + q 4 m 2 | u | 2 u ( u A ( u ) ) d x .
Similarly, we obtain
I ( u ) , A ( u ) = R 2 1 2 m A ( u ) ( u A ( u ) ) + ω A ( u ) ( u A ( u ) ) + q 4 m 2 | u | 2 A ( u ) ( u A ( u ) ) d x .
Thus,
I ( u ) , u A ( u ) = R 2 1 2 m | ( u A ( u ) ) | 2 + ω ( u A ( u ) ) 2 + q 4 m 2 | u | 2 ( u A ( u ) ) 2 d x u A ( u ) 2 .
( i i ) For any φ H r 1 ( R 2 ) , we also have
I ( u ) , φ = R 2 1 2 m ( u A ( u ) ) φ + ω ( u A ( u ) ) φ + q 4 m 2 | u | 2 ( u A ( u ) ) φ d x = u A ( u ) , φ + R 2 q 4 m 2 | u | 2 ( u A ( u ) ) φ d x
and
R 2 | u | 2 ( u A ( u ) ) φ d x R 2 u 4 d x 1 2 R 2 ( u A ( u ) ) 4 d x 1 4 R 2 φ 4 d x 1 4 C u 2 · u A ( u ) · φ .
Combining (35) and (36), one gets
I ( u ) u A ( u ) 1 + C u 2 for all u H r 1 ( R 2 ) .
Lemma 7.
For a < b and α > 0 , if u H r 1 ( R 2 ) , I ( u ) [ a , b ] and I ( u ) α , then there exists β > 0 such that u A ( u ) β .
Proof. 
Let μ > 4 . For u H r 1 ( R 2 ) , we have
I ( u ) 1 μ u , u A ( u ) = 1 2 1 μ u 2 + q 16 m 2 R 2 u 4 d x 1 4 1 + κ q 2 m R 2 | N u | u 2 d x + 1 μ u , A ( u ) .
From (33), one sees
1 μ u , A ( u ) = 1 μ 1 + κ q 2 m R 2 | N u | u 2 d x 1 μ · q 4 m 2 R 2 | u | 2 A ( u ) u d x .
Combining with (37), it has
I ( u ) 1 μ u , u A ( u ) = 1 2 1 μ u 2 + 1 μ 1 4 1 + κ q 2 m R 2 | N u | u 2 d x + q 16 m 2 R 2 u 4 d x 1 μ · q 4 m 2 R 2 | u | 2 A ( u ) u d x = 1 2 1 μ u 2 + 1 μ 1 4 1 + κ q 2 m R 2 | N u | u 2 d x + 1 4 + 1 μ q 4 m 2 R 2 u 4 d x 1 μ · q 4 m 2 R 2 | u | 2 A ( u ) u u d x 1 2 1 μ u 2 1 μ · q 4 m 2 R 2 | u | 2 A ( u ) u u d x + 1 4 + 1 μ q 4 m 2 R 2 u 4 d x .
By (38), Hölder and Young inequalities, we know
1 2 1 μ u 2 + 1 4 + 1 μ q 4 m 2 R 2 u 4 d x I ( u ) 1 μ u , u A ( u ) + 1 μ · q 4 m 2 R 2 | u | 2 ( u A ( u ) ) u d x | I ( u ) | + 1 μ u · u A ( u ) + 1 μ · q 4 m 2 R 2 u 4 d x 3 4 R 2 ( u A ( u ) ) 4 d x 1 4 | I ( u ) | + 1 μ u · u A ( u ) + 3 4 · 1 μ · q 4 m 2 R 2 u 4 d x + 1 4 · 1 μ · q 4 m 2 R 2 ( u A ( u ) ) 4 d x .
Then,
1 2 1 μ u 2 | I ( u ) | + 1 μ u · u A ( u ) + 1 4 · 1 μ · q 4 m 2 R 2 ( u A ( u ) ) 4 d x .
It follows from Sobolev inequality that
u 2 C | I ( u ) | + u · u A ( u ) + u A ( u ) 4 .
Assume that there exists { u n } H r 1 ( R 2 ) satisfying I ( u n ) [ a , b ] and I ( u n ) α such that u n A ( u n ) 0 . Combining with (39), we get that { u n } is bounded. Then by Lemma 6 ( i i ) , one has I ( u n ) 0 , which is a contradiction with I ( u n ) α . □
Next we define the non-negative and non-positive cones as follows
P + : = u H r 1 ( R 3 ) : u 0 and P : = u H r 1 ( R 3 ) : u 0 .
Then for ε > 0 ,
P ε + : = u H r 1 ( R 3 ) : dist ( u , P + ) < ε and P ε : = u H r 1 ( R 3 ) : dist ( u , P ) < ε ,
where dist ( u , P ± ) = inf v P ± u v ; obviously, P ε = P ε + .
Lemma 8.
There exists ε 0 > 0 such that
A ( P ε ± ) P ε ± for all 0 < ε < ε 0 .
Moreover, every nontrivial solution u P ε + and u P ε of problem (2) are positive and negative.
Proof. 
For every u H r 1 ( R 2 ) , denote
u = u + + u , where u + : = max { u , 0 } and u : = min { u , 0 } .
It follows from Sobolev embedding theorem that there exists a constant C q > 0 such that
u ± q = inf w P u w q C q inf w P u w = C q dist ( u , P ) .
We claim that A ( P ε ) P ε and the other case can be gained by the similar way. Notice that
dist ( v , P ) v + .
From (6), Hölder and Sobolev inequalities, we know that
dist ( v , P ) · v + v + 2 = v , v + = 1 + κ q 2 m R 2 | N u | u v + d x q 4 m 2 R 2 u 2 v v + d x = 1 + κ q 2 m R 2 | N u | u v + d x q 4 m 2 R 2 u 2 ( v + ) 2 d x 1 + κ q 2 m R 2 | N u | u v + d x 1 + κ q 2 m R 2 | N u | 2 d x 1 2 R 2 u 2 ( v + ) 2 d x 1 2 1 + κ q 2 m N u 2 · u 4 · v + 4 1 + 2 m κ q · 1 κ 2 q 1 + 2 m κ q u 4 2 · u 4 · v + 4 1 κ 2 q 1 + 2 m κ q 2 u 4 3 · C v + ,
which implies
dist ( v , P ) C κ 2 q 1 + 2 m κ q 2 u 4 3 C C q 3 κ 2 q 1 + 2 m κ q 2 dist ( u , P ) 3 .
Let ε 0 0 , κ 2 q 2 C C q 3 1 + 2 m κ q 1 . For any u P ε + with ε ( 0 , ε 0 ) , one sees
dist ( A ( u ) , P ) 1 2 dist ( u , P ) ,
which implies A ( P ε ) P ε . If there exists u P ε such that A ( u ) = u , we know that dist ( u , P ) = 0 , that is u P . By using the maximum principle, u < 0 in R 3 if u 0 . □
The continuity of the operator A alone is insufficient to derive a descending flow formulation for the functional I. Next, we construct a locally Lipschitz continuous operator B on E : = H r 1 ( R 2 ) K , where K is the set of fixed points of the operator A. The operator B preserves the essential properties of A.
Lemma 9.
There exist a locally Lipschitz continuous operator B : E H r 1 ( R 2 ) such that
(i)
B ( P ε + ) int ( P ε + ) and B ( P ε ) int ( P ε ) ;
(ii)
1 2 u A ( u ) u B ( u ) 2 u A ( u ) ;
(iii)
I ( u ) , u B ( u ) 1 2 u A ( u ) 2 ;
(iv)
B is odd.
Proof. 
The approach adopted here resembles the techniques employed in Lemma 4.1 of [21] and Lemma 2.1 of [22]. Let Δ 1 , Δ 2 with
Δ 1 ( u ) = 1 2 u A ( u ) , Δ 2 ( u ) = 1 2 u A ( u ) 1 + C u 2 1 ,
where C is as in ( i i ) of Lemma 6. For each u E , we choose r ( u ) ( 0 , 1 ) such that for any v , w N ( u ) : = { z H r 1 ( R 3 ) : z u r ( u ) } ,
A ( v ) A ( w ) min { Δ 1 ( v ) , Δ 2 ( v ) , Δ 1 ( w ) , Δ 2 ( w ) } .
Define F as a locally finite open refinement of { N ( u ) , u E } , and let
W : = F F : F P ε + ¯ , F P ε ¯ , F P ε + ¯ P ε ¯ =
and
U : = F F W F F W F P ε + ¯ , F P ε ¯ .
Hence, U admits a locally finite open refinement of { N ( u ) , u E } .
Next we will construct the operator B. For any U U , let ρ U ( u ) = d i s t ( u , E U ) and { π U : U U } be the standard partition of unity subordinated to U with
π U ( u ) : = F U ρ F ( u ) 1 ρ U ( u ) .
If U P ε + ¯ and U P ε ¯ , then U P ε + ¯ P ε ¯ . Then, we can choose ρ ¯ U U such that ρ ¯ U U P ε + ¯ P ε ¯ if U P ε ± ¯ . The operator B can be defined by
B ( u ) = U U π U ( u ) A ( ρ ¯ U ) .
Evidently, B is locally Lipschitz continuous and ( i ) holds.
Notice that
B ( u ) A ( u ) U U π U ( u ) A ( ρ ¯ U ) A ( u ) .
It follows from (41)–(43) that
B ( u ) A ( u ) 1 2 u A ( u )
and
B ( u ) A ( u ) < 1 2 u A ( u ) 1 + C u 2 1
for u E . By (44), one has
u B ( u ) u A ( u ) A ( u ) B ( u ) 1 2 u A ( u ) ,
namely,
u A ( u ) 2 u B ( u ) .
Also,
u B ( u ) u A ( u ) A ( u ) B ( u ) 1 2 u A ( u )
and then
u A ( u ) 1 2 u B ( u ) .
Combining (46) and (47), ( i i ) holds.
In order to obtain ( i i i ) , it follows from ( i i ) of Lemma 6, (34) and (44) that
I ( u ) , u B ( u ) = I ( u ) , u A ( u ) + I ( u ) , A ( u ) B ( u ) I ( u ) , u A ( u ) I ( u ) · A ( u ) B ( u ) 1 2 u A ( u ) 2 .
Furthermore, it is easy to see that A is odd and I is even when f is odd. Since P ε + ¯ = P ε ¯ , replacing B by B ˜ = 1 2 B ( u ) B ( u ) yields ( i v ) . □
Consider the following initial value problem
d d t σ ( t , u ) = V ( σ ) , σ ( 0 , t ) = u H r 1 ( R 2 ) ,
where V = i d B . By utilizing the local Lipschitz property of B, the theory governing the existence and uniqueness of solutions to ODE ensures that Equation (49) possesses a unique solution, represented as σ ( t , u ) , which is defined on its maximal existence interval [ 0 , T ( u ) ) . It follows from ( i i i ) of Lemma 9 that I ( σ ( t , u ) ) is strictly decreasing in [ 0 , T ( u ) ) . Let W : = P ε + ¯ P ε ¯ . It follows from Lemma 4 that I satisfies the ( P S ) condition. If K c W = , then there exists δ > 0 such that
N δ K c W ,
where
N δ K c : = u H r 1 ( R 2 ) : dist ( u , K c ) < δ .
In order to construct sign-changing solutions based on the invariant sets and minimax method, we need the following deformation lemma, which is a variant of Lemma 2.4 in [23].
Lemma 10.
If K c W = , then there exists ε 1 > 0 and a continuous map σ C ( [ 0 , 1 ] × H r 1 ( R 2 ) , H r 1 ( R 2 ) ) such that, for 0 < ε < ε 1 ,
(i)
σ ( 0 , u ) = u for u H r 1 ( R 2 ) ;
(ii)
σ ( t , u ) = u for t [ 0 , 1 ] , u I 1 [ c ε 1 , c + ε 1 ] ;
(iii)
σ 1 , I c + ε W N δ K c I c ε W ;
(iv)
σ ( t , P ε + ¯ ) P ε + ¯ and σ ( t , P ε ¯ ) P ε ¯ for t [ 0 , 1 ] ;
(v)
σ ( t , u ) = σ ( t , u ) for all ( t , u ) [ 0 , 1 ] × H r 1 ( R 2 ) .
Proof. 
Since I ( u ) satisfies ( P S ) condition, there exists ε 0 > 0 such that
I ( u ) α for u I 1 ( [ c ε 0 , c + ε 0 ] ) N δ 2 ( K c ) .
From Lemmas 7 and 9, there exists β > 0 such that
u B ( u ) β for u I 1 ( [ c ε 0 , c + ε 0 ] ) N δ 2 ( K c ) .
Define
X 1 : = { u H r 1 ( R 2 ) : u I 1 ( [ c ε 0 , c + ε 0 ] ) or u N δ 4 ( K c ) } ,
X 2 : = { u H r 1 ( R 2 ) : u I 1 ( [ c ε 0 , c + ε 0 ] ) N δ 2 ( K c ) } ,
ψ ( u ) : = dist ( u , X 2 ) dist ( u , X 1 ) + dist ( u , X 2 ) .
Consider
d d t ξ ( t , u ) = ψ ( ξ ( t , u ) ) V ( ξ ( t , u ) ) , ξ ( 0 , u ) = u H r 1 ( R 2 ) .
Obviously, problem (51) has a unique solution ξ ( · , u ) C ( R + , H r 1 ( R 2 ) ) . Let σ ( t , u ) = ξ ε 2 β 2 t , u . Evidently, ( i ) , ( i i ) and ( v ) hold.
For ( i i i ) , let u I c + ε W . We can easily get that I ( σ ( t , u ) ) is decreasing for t 0 from problem (51). If there exists t 0 0 , 2 ε β 2 such that I ( ξ ( t 0 , u ) ) < c ε , then
I ( σ ( 1 , u ) ) ) = I ξ 2 ε β 2 , u I ( ξ ( t 0 , u ) ) < c ε .
Then ( i i i ) hold. Otherwise, I ( ξ ( t , u ) ) c ε for every t 0 , 2 ε β 2 . That is,
ξ ( t , u ) I 1 ( [ c ε 0 , c + ε 0 ] ) for every t 0 , 2 ε β 2 .
Next we claim for every t 0 , 2 ε β 2 ,
ξ ( t , u ) N δ 2 ( K c ) .
Indeed, if there exists t 1 0 , 2 ε β 2 such that ξ ( t , u ) N δ 2 ( K c ) , combining with u N δ ( K c ) , we have
4 ε β 2 ξ ( t , u ) u 0 t 1 ξ ( s , u ) d s t 1 2 ε β 2
a contradiction. From (52), (53) and the definition of ψ ( u ) , one sees
ψ ξ ( t , u ) 1 for any t 0 , 2 ε β 2 .
By (51), (54) and Lemma 6, it obtains
d d t I ( ξ ( t , u ) ) = I ( ξ ( t , u ) ) , ξ ( t , u ) ) = I ( ξ ( t , u ) ) , ψ ( ξ ( t , u ) ) V ( ξ ( t , u ) ) = I ( ξ ( t , u ) ) , V ( ξ ( t , u ) ) = I ( ξ ( t , u ) ) , ξ ( t , u ) B ( ξ ( t , u ) ) ξ ( t , u ) ) B ( ξ ( t , u ) ) β 2 .
Then we can get
I ( σ ( 1 , u ) ) = I ξ 2 ε β 2 , u = I ( u ) + 0 2 ε β 2 d d t I ( ξ ( t , u ) ) d t c + ε 2 ε β 2 · β 2 = c ε ,
a contradiction.
At last, ( i v ) can be obtained by using ( i ) of Lemma 9; see [24] for a detailed proof. □

4. Proof of Theorem 1

Proof of Theorem 1.
Since H r 1 ( R 2 ) L 2 ( R 2 ) and L 2 ( R 2 ) is a separable Hilbert space, H r 1 ( R 2 ) has countable orthogonal basis { e i } . For any n N , let X n : = { e 1 , e 2 , , e n } . In view of Lemma 3.5 in [1], we know that there exists R n = R ( X n ) > 0 such that
sup B R n c X n I < 0 ,
where B R n c : = H r 1 ( R 2 ) B R n and B R n : = { u H r 1 ( R 2 ) : u R n } . Define
G n : = h C ( B R n E n , H r 1 ( R 2 ) : h is odd and h = id on B R n E n .
Obviously, G n for the reason that id G n . Set
Γ k : = h ( B R n E n Y : h G n , n k , Y = Y is open and γ ( Y ) n k .
From Proposition 9.18 in [25], Γ k has the following properties:
(a)
Γ k ;
(b)
Γ k + 1 Γ k for k 2 ;
(c)
If ψ C ( R , R ) is odd and ψ = i d on B R n E n , then ψ ( A ) Γ k if A Γ k for k 2 ;
(d)
If A Γ k and Z = Z is open and γ ( Z ) s < k and k s 2 , then A Z Γ k s .
Let Q : = H r 1 ( R 2 ) W , together with Lemma 8, all sign-changing solutions are contained in Q. First, we claim A Q for any A Γ k with k 2 . Now we consider the attracting domain in H r 1 ( R 2 ) as follows
D : = u H r 1 ( R 3 ) : σ ( t , u ) 0 as t .
As 0 is a local minimum of I, together with the continuous dependence of ODE on initial data, one can get that D is open. Also, D is an invariant set and P ε + ¯ P ε ¯ D . By (7), one has
I ( u ) = 1 2 u 2 + q 16 m 2 R 2 u 4 d x 1 4 1 + κ q 2 m R 2 | N u | u 2 d x 1 4 1 + κ q 2 m R 2 | N u | u 2 d x 1 4 1 + κ q 2 m u 4 4 .
From (40), it gets
u ± 4 C · dist ( u , P ε ) C ε 0 for any u P ε + P ε .
Combining (56) and (57), one obtains
inf P ε + P ε I ( u ) > .
From Lemma 8 and (58), there exists σ C ( [ 0 , 1 ] × H r 1 ( R 2 ) , H r 1 ( R 2 ) ) such that
σ ( t , u ) 0 as t T ( u ) for u P ε + ¯ P ε ¯ ,
which implies P ε + P ε D and then
γ P ε + P ε D 1 .
Combining with
I ( u ) = 1 2 u 2 + q 16 m 2 R 2 u 4 d x 1 4 1 + κ q 2 m R 2 | N u | u 2 d x 1 2 u 2 1 4 1 + κ q 2 m u 4 4 1 2 u 2 C 4 1 + κ q 2 m u 4 ,
we can also get
I ( u ) > 0 for any u P ε + ¯ P ε ¯ { 0 } .
Let A Γ k for k 2 , that is A = h ( B R n E n Y ) where γ ( Y ) m k . Define
O : = u B R n E n : h D .
Evidently, O is a bounded open symmetric set satisfying 0 O and O B R n E n . Then, γ ( O ) D by the definition of h. Hence,
h ( O Y ) A D .
By using Proposition 1, we get
γ ( O Y ) γ ( h ( O Y ) ) γ ( O Y ) γ ( O ) γ ( Y ) k .
From (59), (61) and (62), we get
γ ( A Q D ) γ ( A D ) γ W D k 1 1 for k 2 .
Thus, A Q D , that is, A Q . Therefore, a minimax value c k for k = 2 , 3 , can be defined as follows
c k : = inf A Γ k sup A Q I ( u ) .
It follows from (60) that there exist ρ , α > 0 such that
inf B ρ I α .
Meanwhile, B ρ D , together with A Q D , gets
sup A Q I inf D I inf B ρ I α > 0 , for any A Γ k .
Therefore, c k α > 0 . Furthermore, c k + 1 c k by using ( b ) .
Next, we will show
K c k Q for all k 2 ,
which implies that there exists a sign-changing critical point u k such that I ( u k ) = c k . We argue by contradiction and suppose K c k Q = . It follows from Lemma 10 that there exist ε > 0 and σ C [ 0 , 1 ] × H r 1 ( R 2 ) , H r 1 ( R 2 ) such that
σ ( 1 , · ) is odd , σ ( 1 , u ) = u for I c k 2 ε , σ ( 1 , I c k + ε ) I c k ε .
By the definition of c k , there exists A Γ k such that
c k sup A Q I c k + ε .
Combining with (63), one obtains
c k sup σ ( 1 , A ) Q I c k ε ,
which is a contradiction.
At last, we claim that c k as k , which deduces that I ( u ) has infinitely many sign-changing solutions. We argue by contradiction and suppose c k c < as k . It follows from Lemma 4 that K c is nonempty and compact. Denote K ¯ c = K c Q , then K ¯ c is nonempty. In fact, let { u k } be sign-changing solutions for problem (2) with I ( u k ) = c k . Then by (6), one sees
u k 2 + q 4 m 2 R 2 u k 4 d x = 1 + κ q 2 m R 2 | N u k | u k 2 d x 1 κ 2 q 1 + κ q 2 m 2 u k 4 4 ,
together with Sobolev embedding theorem, there exists a constant C > 0 such that u k   C . By Lemma 4, there exists u K c such that u k u . Clearly, u is sign-changing and then K ¯ c .
Suppose γ ( K ¯ c ) = m . By using 0 K ¯ c and Proposition 1, there exists an open neighborhood N in H r 1 ( R 2 ) with K ¯ c N such that γ ( N ) = m . From Lemma 10, there are ϵ > 0 and σ C ( [ 0 , 1 ] × H r 1 ( R 2 ) , H r 1 ( R 2 ) such that σ ( 1 , · ) is odd, σ ( 1 , u ) = u for u I c 2 ε and
σ 1 , I c + ε W N I c ε W .
Since c k c as k , there exists k sufficiently large such that
c k c 1 2 ε .
Choose A Γ k + m such that
sup A Q I < c + ε .
Then A = h ( B R X n Y ) I c + ε W , where h G n , n k + m , γ ( Y ) n ( m + k ) . It follows from (64) that
σ ( 1 , A N ) I c ε W .
Denote Y 1 : = Y h 1 ( N ) and then Y 1 is symmetric and open. Moreover,
γ ( Y 1 ) γ ( Y ) + γ ( h 1 ( N ) ) n ( k + m ) + m = n k ,
together with ( c ) and ( d ) , it obtains A ¯ : = σ ( 1 , h ( B R X n Y 1 ) ) Γ k . Hence, from (66), we have
c k sup A ¯ Q sup σ ( 1 , A N ¯ ) Q I sup I c ε Q I c ε ,
which is a contradiction with (65) and we complete the proof. □

5. Discussion

This paper aims to find infinitely many sign-changing solutions for the Schrödinger equation coupled with an neutral scalar field. The main method in this paper is descending flow invariant sets with the Ljusternik–Schnirelman theory.
Two promising directions for future research are as follows:
(1)
Existence of least energy sign-changing solutions for the Schrödinger equation coupled with an neutral scalar field;
(2)
Existence of normalized solutions for the Schrödinger equation coupled with an neutral scalar field.

Author Contributions

Conceptualization, X.-Q.L. and L.-F.Y.; Methodology, X.-Q.L. and H.W.; Writing—original draft preparation, X.-Q.L.; Writing—review and editing, H.W. and Q.H.; Funding acquisition, X.-Q.L. and H.W.; Supervision, Q.H. All authors have read and agreed to the published version of the manuscript.

Funding

This work is supported by Natural Science Foundation of Henan Province (No. 242300420239), National Natural Science Foundation of China (Grant No. 12401128), Key Scientific Research Projects of Higher Education Institutions in Henan Province (No. 25B110002), Natural Science Foundation of Sichuan Province (No. 2024NSFSC1343) and Humanities and Social Sciences Youth Foundation of Ministry of Education of China (No. 24YJCZH108).

Data Availability Statement

The original contributions presented in this study are included in the article. Further inquiries can be directed to the corresponding author.

Conflicts of Interest

The authors declare no conflicts of interest. The funders had no role in the design of the study; in the collection, analyses, or interpretation of data; in the writing of the manuscript; or in the decision to publish the results.

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Liu, X.-Q.; Wang, H.; Hui, Q.; Yin, L.-F. Sign-Changing Solutions to the Schrödinger Equations Coupled with a Neutral Scalar Field. Symmetry 2025, 17, 1955. https://doi.org/10.3390/sym17111955

AMA Style

Liu X-Q, Wang H, Hui Q, Yin L-F. Sign-Changing Solutions to the Schrödinger Equations Coupled with a Neutral Scalar Field. Symmetry. 2025; 17(11):1955. https://doi.org/10.3390/sym17111955

Chicago/Turabian Style

Liu, Xiao-Qi, Hongwei Wang, Qinglei Hui, and Li-Feng Yin. 2025. "Sign-Changing Solutions to the Schrödinger Equations Coupled with a Neutral Scalar Field" Symmetry 17, no. 11: 1955. https://doi.org/10.3390/sym17111955

APA Style

Liu, X.-Q., Wang, H., Hui, Q., & Yin, L.-F. (2025). Sign-Changing Solutions to the Schrödinger Equations Coupled with a Neutral Scalar Field. Symmetry, 17(11), 1955. https://doi.org/10.3390/sym17111955

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