Abstract
In this study, the approximation of a pair of analytic functions defined on the strip by shifts , , of the Riemann and Hurwitz zeta-functions with transcendental in the interval with was considered. It was proven that the set of such shifts has a positive density. The main result was an extension of the Mishou theorem proved for the interval , and the first theorem on the joint mixed universality in short intervals. For proof, the probability approach was applied.
Keywords:
Hurwitz zeta-function; joint universality; Riemann zeta-function; weak convergence of probability measures MSC:
11M06; 11M35
1. Introduction
Denote by is a complex variable and is a fixed parameter. The Riemann and Hurwitz zeta-functions and , for , are defined by the Dirichlet series as follows:
The functions have analytic continuations to the whole complex plane, except for point , which is a simple pole with residues 1. Moreover, the function , for , can be defined by the Euler product as follows:
where is the set of all prime numbers.
The functions and are important tools for research in the analytic number theory. The function is the main tool for investigating the distribution of prime numbers in the set , while the function with rational parameter is applied for studying prime numbers in arithmetical progressions. However, the range of applications of the functions and is significantly wider than the distribution of primes. They are used also in function theory, algebraic number theory, functional analysis, probability theory, and even in quantum mechanics, cosmology, and music [1,2,3,4,5].
One of the most interesting applications of the functions and is connected to a very important problem of the function theory—the approximation of analytic functions. At present, it is known that analytic functions defined in the strip can be approximated by shifts (the case of non-vanishing analytic functions) or by shifts , , for some classes of the parameter . The latter property of zeta-functions is called universality and, for the function , was proved by S. M. Voronin in [6,7]. The initial form of the Voronin universality theorem was improved by various authors (see [8,9,10,11,12,13,14]), but its remains the same in essence: the set , , is dense in the space of analytic functions. For the statement of a modern version of Voronin’s theorem, the following notation is convenient. The class of compact sets of the strip D with connected complements is denoted by , and the class of continuous functions that are analytic in the interior of K by with . Moreover, let stand for the Lebesgue measure of a measurable set , and
where in place of dots, a condition satisfied by is to be written. Then, we have the following statement [8,9,10,11,12,13,14]:
Theorem 1.
Let and . Then, for every ,
Moreover, the limit
exists and is positive for all but at most countably many .
The problem of the approximation of analytic functions by shifts is more complicated and depends on the arithmetic of the parameter . The simplest case is of transcendental , i.e., when is not a root of any polynomial with rational coefficients. In this case, the set , , is linearly independent over , and we have a certain analogy with the function , where the linear independence of the set is applied. The case of rational parameter , , in virtue of the following representation:
where a summing runs over all Dirichlet characters modulus q, denotes the Dirichlet L-functions, and is the Euler totient function, is reduced to the simultaneous approximation of a tuple of analytic functions by shifts . More precisely, the following result by different methods was obtained in [8,9,14] (see also [12,15]). The class of continuous on K functions that are analytic in the interior of K is denoted by with .
Theorem 2.
Suppose that the parameter α is transcendental, or rational . Let and . Then, for every ,
Moreover, the limit
exists and is positive for all but at most countably many .
The cases and are excluded in Theorem 2 because and
and, for them, the statement of Theorem 1 with class is valid.
The most complicated case is of algebraic irrational parameter . This case was studied in [16]. The degree of is denoted by d. Let and . Then, in [16], the following statement was proven to be true.
Theorem 3.
Suppose that the parameter α is algebraic irrational. Let , , , and be continuous functions on , and analytic in the interior of that disc. Moreover, let and . Then, for all but finitely many , of degree at most with
there exist and such that
where is explicitly given, the set of exceptional α is effectively described, and δ is also effectively computable.
Theorems 1–3 are devoted to the approximation of one function from a wide class of analytic functions. Also, there are the so-called joint universality theorems in which a tuple of analytic functions is approximated simultaneously by shifts of zeta-functions. The first joint universality result can also be found in Voronin [17] and deals with Dirichlet L-functions with pairwise non-equivalent characters (see also [9,18,19]). A joint universality theorem for a pair of Hurwitz zeta-functions was given in [20]. The joint approximation of analytic functions by shifts of Hurwitz zeta- functions involving imaginary parts of non-trivial zeros of the Riemann zeta-function was discussed in [21]. However, later, many joint universality theorems were obtained for functions of the same name (for more results, see [12]). For illustration purposes, we present one example. For , let , and
Theorem 4.
([15]). Suppose that the set is linearly independent over . For , let and . Then, for every ,
Also, some problems of joint universality for Hurwitz zeta-functions can be found in [22].
In [23], H. Mishou initiated a new type of joint mixed universality theorems; he proved a joint universality theorem for two functions of different types, for the Riemann zeta-function and Hurwitz zeta-function. Here, it is important to stress that has the Euler product, while has no such a product for and . Moreover, the function satisfies the symmetric functional equation
where is the Euler gamma-function, while, for , the following non-symmetric equations connecting s and are true:
or
This is one of the causes of differences in the value distribution of and and also reflects the approximate functional equation for , which is the main ingredient for the proof of the mean square estimate in short intervals [24].
Theorem 5.
([23]). Suppose that the parameter α is transcendental. Let and , . Then, for every ,
The thesis [25] is devoted to joint discrete universality for the Riemann and Hurwitz zeta-functions. Mixed joint universality is studied also for more general zeta-functions. We mention the works [26,27,28,29,30,31]. The weighted versions of the Mishou theorem are proven in [32]. Theorems 1, 2, 4, and 5 have one common shortcoming: they imply that the set of approximating shifts is infinite; however, they do not provide any algorithm to find at least one approximating shift. In this sense, these theorems are ineffective. Of course, it is difficult to discuss concrete approximation shifts; however, some additional information on the efficacy of universality theorems is always useful. In Theorem 3, the efficacy of approximation is described by indication of explicitly given interval containing such that is an approximating shift. This is a very good step in the effectivization direction.
In contrast to Theorem 3, the proofs of Theorems 1, 2, 4, and 5 are based on measure theory; thus, it is impossible to find an explicitly given interval containing with the approximation property. Therefore, there is another method to consider approximating shifts with in the interval of lengths shorter than T or, more precisely, as . This method leads to universality theorems in short intervals. For the function , the first universality theorem of such a type was obtained in [33]. Let
where in place of dots, a condition satisfied by is to be written.
Theorem 6.
([33]). Suppose that . Let , . Then, for every ,
Moreover, “lim inf” can be replaced by “lim” for all but at most countably many .
Recently, improvements in Theorem 6 were given in [34].
An analog of Theorem 6 for the Hurwitz zeta-function is given in [35].
Theorem 7.
([35]). Suppose that , and the parameter α is transcendental. Let and . Then, for every ,
Moreover, the lower limit can be replaced by a limit for all but at most countably many .
The aim of this study is to obtain a version of Theorem 5 in short intervals.
Theorem 8.
Suppose that , and the parameter α is transcendental. Let and , . Then, for every ,
Moreover, the lower limit can be replaced by a limit for all but at most countably many .
Using short intervals extends and improves the Mishou theorem on joint mixed universality for the functions and and is the novel approach presented in this article.
For effectivization aims of approximation, the quantity of H must be as small as possible. On the other hand, H is closely connected to a very important but complicated problem of analytic number theory on the mean square estimates of the functions and in short intervals. Unfortunately, at present, we only have a result of in the latter problem (see Lemmas 2 and 3 below).
Mean square estimates together with a joint probabilistic limit theorem for the pair in the space of analytic functions occupy a central place in the proof of Theorem 8 in short intervals for the functions and .
2. Mean Square Estimates
The first results for the Riemann zeta-function in short intervals were obtained by D. R. Heath-Brown, J.-M. Deshouillers, A. Ivič, H. Iwaniec, M. Jutila, A. A. Karatsuba, G. Kolesnik (for references, see [36]). We recall one mean square estimate from [36].
Lemma 1.
Let be an exponential pair and fixed. Then, for , , we have uniformly in H
Lemma 2.
Suppose that , and is fixed. Then, for , uniformly in H
Proof.
The lemma follows from Lemma 1 by taking the exponential pair . □
Lemma 3.
Suppose that , and is fixed. Then, for , uniformly in H
Proof.
The lemma is Theorem 2 from [24], where its proof is presented. □
Let be fixed, and, for ,
Define the series
which absolutely converges in any half-plane with finite .
Lemma 4.
Suppose that is a compact set and . Then
Proof.
Let
We use the following integral representation [10]:
which is a result of the classical Mellin formula that yields
Let be a fixed compact set. Then, K is closed and bounded; hence, there exists a positive number such that for all . We take and . Then, and . The integrand in (1) has only two simple poles in the strip , i.e., a pole at the point of the function and a pole at the point of the function . Therefore, using the well-known estimate
which is uniform in with every , and replacing by in the line of integration in (1), via the residue theorem, we obtain, for ,
This gives, for ,
Hence, for ,
and, after change by u, we obtain
In view of (2), we have, for ,
with . Moreover, it is well known that, for ,
This and (4) imply that
Therefore, via (3), we find
Using the Cauchy–Schwarz inequality gives
For and large T,
Therefore, (6) and Lemma 2 show that, for ,
This and (4) give the estimate
Similarly to (4), we obtain that, for ,
Thus,
It is easily seen that
This, (5), (7), and (8) lead to the following estimate:
Taking , and then , gives the equality of the lemma. □
Recall a metric in , inducing its topology [37]. There exists a sequence of embedded compact sets lying in D such that
and every compact set lies in some set . Then, for , denoting
we have the metric that induces the topology of .
The latter formula with Lemma 4 yields the following statement.
Lemma 5.
Suppose that . Then the equality
holds.
A similar lemma for the Hurwitz zeta-function was obtained in [35]. For the same as above, define
and
Then, the latter series, as , is absolutely convergent for , with arbitrary finite .
Lemma 6.
Suppose that , and or 1. Then
Proof.
The lemma is Lemma 10 from [35], where its proof is given. □
For
set
Then is a metric that induces the topology of . This definition of and Lemmas 5 and 6 imply the following lemma. For brevity, let
and
Lemma 7.
Suppose that , and or 1. Then
3. Limit Theorem
In this section, we will consider the weak convergence for
as , with H restricted in Lemma 7, and denotes the Borel -field of the space .
We start with the weak convergence of probability measures on a certain topological group. Let
Since and with the product topology and pointwise multiplication are compact topological groups, the Tikhonov theorem implies that is again a compact topological group. Thus, on , , and , the probability Haar measures , , and , respectively, can be defined. We notice that , i. e., if , , , then
For , we have with and .
For , set
Lemma 8.
Suppose that , and α is transcendental. Then, converges weakly to the Haar measure as .
Proof.
We use similar arguments as in the case . Let , , , be the Fourier transform of , i. e.,
where the star ∗ shows that only a finite number of integers and are not zeroes. Thus, taking into account the definition of the measure , we have
We have to show that
where . Obviously, by (9),
Therefore, only the case remains for consideration. Since is transcendental, the set is linearly independent over . The set is also linearly independent over . The linear independence over for the set is easily seen. Actually, if, for some non-zeroes ,
then
From this, it follows that there exists a polynomial with rational coefficients such that , and this contradicts the transcendence of .
Now, we are in position to consider the weak convergence for
For this, define by
where
and
Since the series for and are absolutely convergent in every half-plane , the mapping is continuous; hence, -measurable. Therefore, the measure defines, on , the probability measure by
For brevity, let .
Lemma 9.
Suppose that , and α is transcendental. Then, converges weakly to as .
Proof.
The definition of yields
Therefore, by the definitions of and , we have
for all . Hence,
This, the continuity of , Lemma 8, and Theorem 5.1 of [38] prove that converges weakly to . □
On , define the -valued random element by
where
We observe that the latter series are uniformly convergent on compact subsets of strip D for almost all and , respectively (see, for example, [10,15]). Let be the distribution of the random element , i. e.,
In [23], for the proof of Theorem 5, a limit theorem for the functions and with transcendental was obtained. For , let
Then, in [23], it was proved that , as , and , as converges weakly to the same probability measure on , and this measure is . Thus, we have the following statement.
Lemma 10.
Suppose that α is transcendental. Then, converges weakly to as .
Now, we are ready to prove a limit theorem for .
Theorem 9.
Suppose that , and α is transcendental. Then converges weakly to as .
Proof.
Introduce a random variable defined on a certain probability space and uniformly distributed on . Define the -valued random elements as follows:
and
Moreover, let denote the -valued random element with distribution . Further on, we will use the language of convergence in distribution (), i. e., we say that a random element , as , converges in distribution to if the distribution of , as , converges weakly to that of .
In virtue of Lemma 10, we have
By Lemma 10,
The definitions of , , and show that, for every ,
Therefore, Lemma 7 implies that
This equality and relations (12) and (13) show that all hypotheses of Theorem 4.2 of [38] are fulfilled because the space is separable. In consequence,
and this relation is equivalent to the weak convergence of to as . □
4. Proof of the Main Theorem
Theorem 9 is the main ingredient of the proof of Theorem 8. However, the support of the limit measure is also needed. We recall that the support of is a minimal closed set such that . The elements of have a property that, for every open neighborhood G of , the inequality is satisfied.
Since the space is separable, we have [38]
Therefore, it suffices to deal with sets of the form
It is well known [10] that
converges weakly to the measure as , where is the distribution of the random element .
with transcendental converges weakly to the measure as , where is the distribution of the random element [15]. Moreover, the support of is the set
while the support of is the whole [10,15].
Lemma 11.
The support of the measure is the set .
Proof.
By a property of the Haar measures , , and , and the above remark, we have
This and the minimality of the sets S and such that and show that is a minimal set satisfying . □
Proof of Theorem 8.
By the Mergelyan theorem on the approximation of analytic functions by polynomials [39] (see also [40]), we have the existence of polynomials and such that
and
We stress that the Mergelyan theorem can be applied because .
Define the set
Then, is an open neighborhood of an element . By Lemma 11 and properties of the support, we have
Let
The inequalities (14)–(15) imply the inclusion of . Therefore, in view of (16),
The set is open in . Therefore, Theorem 9 with the equivalent of weak convergence in terms of open sets (see Theorem 2.1 of [38]) gives
This and the definitions of and imply the first assertion of the theorem.
The boundary of the set is denoted by . Then, we have that for different positives and . The set is a continuity set of if . From the above remark, it follows for at most countably many . Applying Theorem 9 again in terms of continuity sets (see Theorem 2.1 of [38]), we obtain that
for all but at most countably many . This proves the second statement of the theorem. □
5. Conclusions
Let and denote the Riemann and Hurwitz zeta-functions, respectively, and the parameter is transcendental. We obtained the set of shifts , , that approximate a given pair of analytic functions defined on the strip , has a positive lower density in the interval , . Here, . More precisely, the following result is proven. Let and be compact subsets of the strip D with connected complements, and and continuous functions on and that are analytic inside of and , respectively. Then, for every ,
Moreover, except for at most countably many values of , “lim inf” can be replaced by “lim”. This result extends that of H. Mishou [23].
We are planing to consider similar problems for discrete shifts and generalized shifts with a certain function .
Funding
This research received no external funding.
Institutional Review Board Statement
Not applicable.
Informed Consent Statement
Not applicable.
Data Availability Statement
Data are contained within the article.
Acknowledgments
The author thanks the referees for their useful remarks and comments.
Conflicts of Interest
The author declare no conflicts of interest.
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