Abstract
Suppose that T is a plane tree without vertices of degree 2 and with at least one vertex of at least degree 3, and C is the cycle obtained by connecting the leaves of T in a cyclic order. Set , which is called a Halin graph. A k--labeling of a graph is a mapping such that, for any , it holds that if , and if the distance between and is 2 in G. The -labeling number, denoted , of G is the least k for which G is k--labelable. In this paper, we prove that every Halin graph G with has . This improves a known result, which states that every Halin graph G with satisfies . This result, together with some known results, shows that every Halin graph G satisfies .
1. Introduction
Graph coloring and labeling play significant roles in graph theory and combinatorial optimization, for example, in the famous Four-Color Problem stimulating the rapid development of graph theory and network theory, where many symmetric properties are widely investigated and used, such as, symmetric graphs generated from automorphism groups, symmetric embedding, and drawings of graphs in the surface. Stanley [] introduced a homogeneous symmetric function generalization of the chromatic polynomial of a graph to investigate the graph coloring problems. In 2018, Gross et al. [] explored the relation between graph symmetry and colorings.
This paper focuses on simple graphs. Given a graph G, the notation , , , and (or simply, ) are used to denote the vertex set, the edge set, the vertex number, and the maximum degree of G, respectively. For a vertex v of G, let (or simply, ) denote the set of vertices that are adjacent to v in G. We say that v is a d-vertex, a -vertex, and a -vertex if the degree of v is d, at least d, and at most d, respectively. The distance, denoted , between two vertices and , is defined as the length of a shortest path from to in G.
Assume that is an integer. A k--labeling of a graph G is a mapping such that, for any , it holds that if , and if . The -labeling number, denoted , of G is the least k for which G is k--labelable.
The -labeling of graphs stems from the famous frequency channel assignment problem, due to Hale []. By the definition, it holds trivially that for any graph G. Griggs and Yeh [] put forward the following conjecture.
Conjecture 1.
For a graph G with, .
Conjecture 1 remains open. In 1996, Chang and Kuo [] first proved that for any graph G. Later, this result was improved to in [], and furthermore to in []. By means of probabilistic analysis, Havet et al. [] showed that there is a constant so that every graph G with has . It was shown in [] that for a planar graph G. Molloy and Salavatipour [] decreased this bound to . Wang and Lih [] proved that if a planar graph G does not contain a cycle of length three or four, then . Zhu et al. [] reinforced this result by demonstrating that every planar graph G having no cycles of length four satisfies . Wang [] confirmed that a tree T has , provided no two -vertices x and y in T satisfies .
Suppose that T is a plane tree with and without 2-vertices. Let . We say that v is a leaf if , and a handle if and v is adjacent to at most one -vertex. A d-handle is a handle that is of degree d. Let C be the cycle obtained by connecting the leaves of T in a cyclic order. Define the graph , which is called a Halin graph. The vertices in and in are called the outer vertices and inner vertices of G, respectively. As a special case, we call G a wheel if .
Halin graphs are a class of important planar graphs as they possess many interesting structural properties. It is well known that Halin graphs are minimal 3-connected graphs. Namely, every Halin graph is 3-connected, whereas each of its subgraphs is not. In an earlier paper, Bondy and Lovász [] showed that Halin graphs are almost pancyclic with the possible exception of an even cycle. Stadler [] proved that Halin graphs other than necklaces have a unique minimum cycle basis. Chandran et al. [] showed that the boxicity of a Halin graph is 2. For other results on Halin graphs, the reader is referred to [,,,,,].
Suppose that G is a Halin graph. The third author of this paper proved in [] that: (a) ; (b) for ; (c) for . Chen and Wang [] showed that if , then . The goal of this paper is to extend these results by showing the following consequences:
- (1)
- If G is a Halin graph with , then ;
- (2)
- For every Halin graph G, it holds that .
2. Structural Analysis
The proof of the main result in this paper is by induction on the vertex number of graphs. To do this, we need to find some special structures in graphs under consideration that can be reduced in the induction process. Such special structures may consist of 14 configurations, as described in the following lemma.
Lemma 1.
Let be a Halin graph with that is not a wheel. Then C contains a path , satisfying one of the following conditions, as shown in Figure 1:
Figure 1.
Configurations (C1)–(C14) in Lemma 1.
(C1) , and there exists a vertex v adjacent to two 3-handles and such that and .
(C2) , and there exists a vertex v adjacent to a 3-handle and a 4-handle such that and .
(C3) , and there exists a vertex v adjacent to two 4-handles and such that and .
(C4) , and there exists a vertex v adjacent to and a 4-handle u such that .
(C5) , and there exists a -vertex v adjacent to and a 3-handle u such that .
(C6) , and there exists a -vertex v adjacent to and a 3-handle u such that .
(C7) , and there exists a 7-vertex v adjacent to and a 3-handle u such that .
(C8) , and there exists a 8-vertex v adjacent to and a 3-handle u such that .
(C9) , and there exists a vertex v adjacent to and two 3-handles and such that and .
(C10) , and there exists a vertex v adjacent to and two 3-handles and such that and .
(C11) , and there exists a -handle u such that .
(C12) , and there exists a vertex v adjacent to and a 3-handle u such that and .
(C13) , and there exists a vertex v adjacent to and two 3-handles and such that , , and .
(C14) , and there exists a vertex v adjacent to and three 3-handles such that , , , and .
Proof.
Since G is not a wheel, . If , then (C4), (C5), or (C11) holds clearly. Thus, assume that . Let be the longest path in . Then and are handles in T. Let denote the neighbors of in T in clockwise order, where , and for some . Thus each is either a handle or a leaf in T by the choice of P.
If is adjacent to a -handle, then (C11) holds. If is adjacent to two consecutive -handles in , then either (C1), (C2), or (C3) holds. So suppose that neither -handles nor two consecutive -handles are contained in . If is adjacent to a 4-handle, say , then at least one of and is a leaf in T, where the indices are taken modulo m. Thus, (C4) occurs in G. Otherwise, all handles in are 3-handles. Let denote the number of 3-handles in . Then since . If , then (C5) holds obviously. Hence, assume that . □
Case 1. .
If or is 3-handle, then (C12) holds. Otherwise, is a 3-handle for some . If , then (C6) holds. If , then (C8) holds.
Case 2. .
Suppose that and are 3-handles in with . Assume that . It suffices to consider the following three possibilities by symmetry.
- and . Then (C13) holds;
- and . Then and are leaves in T. If , then (C6) holds. If , then (C7) holds. If , then , we have or . Thus, (C8) holds;
- and . If , then (C6) holds. If , then (C7) holds. Otherwise, . Note that . If , then (C9) holds. If , then (C10) holds. If , that is and , then (C8) holds.
Case 3. .
Suppose that are 3-handles adjacent to with . Assume that , say. If , then (C6) holds. Assume that . Then and are leaves in T. If both and are 3-handles, then (C7) holds. Otherwise, we have , and , and hence (C9) holds. Now assume that . If and , then it is easy to get that , , and , and hence (C9) holds. Otherwise, we assume that . If , then it follows that or , say the former holds. If , then (C8) holds. If , then (C14) holds. Assume that . It is easy to see that . If , then (C9) holds. If , then (C9) or (C10) holds.
Case 4. .
It is immediate to derive that are 3-handles, and hence (C9) holds.
3. Preliminary Results
An -labeling of a graph G is defined to be a one-to-one -labeling. A function L is said to be an assignment for the graph G if it assigns a list of possible labels to each vertex v of G. If G has an -labeling (or -labeling, respectively) f such that for all vertices v, then we say that f is an L--labeling (or L--labeling, respectively) of G. Given an integer , we use to denote three consecutive integers .
Lemma 2 below is an easy observation and hence we omit its proof.
Lemma 2.
Let L be a list assignment for an edge such that . Then has an L--labeling unless for some integer p.
Lemma 3.
Let be a path. Let L be a list assignment for such that , , and . Then P has an L--labeling.
Proof.
Without loss of generality, assume that , , and . Furthermore, let with .
First suppose that there exists . Label with p and then define a list assignment for and : and . Then and . By Lemma 2, and are not --labelable only if for some integer q, that is, and . Since are mutually distinct, we may assume that . Let . If , then we label with , respectively. Otherwise, , we label with r, with , and with a label in
Next suppose that . By symmetry, we only need to deal with the following two cases.
Case 1. where .
If there exists a label such that , then we label with a, with d, and with r. Otherwise, there exist such that . There are three subcases to be considered, as follows.
• . If , or , then we label with a, with c, and with . Otherwise, and . If , then we label with b, with d, and with a. So assume that . Thus, there is with . If , then we label with a, with c, and with . If , then we label with a, with c, and with ;
• . If , then we label with a, with c, and with . Otherwise, . If , then we label with c, with a, and with . Otherwise, , we label with a, with d, and with c;
• . If , then we label with a, with c, and with . Otherwise, and henceforth . If , then we label with d, with a, and with c. Otherwise, , we label with a, with c, and with .
Case 2. .
Let with . If , then we label with c, with a, and with . If , then we label with b, with d, and with . Otherwise, , we label with b, with d, and with some label in . □
Lemma 4.
Let be a path. Let L be a list assignment for such that , , and . Then P has an L--labeling.
Proof.
Assume that , , and . If there is a label such that , then we label with a and then define a list assignment for as follows:
, for . It is easy to calculate that , , and . By Lemma 3, are --labelable.
If there is a label , then we label with b and then define a list assignment for as follows: , , and . Then , , and . By Lemma 3, are --labelable.
Otherwise, we have , and for each , we have . Let with . Then . Since , we obtain that .
Case 1. , say and .
Since , there must exist a label such that or , so that we can label with , respectively.
Case 2. , say and .
It follows that , , and . If there is such that , then we label with , respectively. If there is such that , then we label with , respectively. Otherwise, . Let . If , then we label with , respectively. If , then we label with , respectively. If , then we label with , respectively. □
Lemma 5.
Let be a path. Let L be a list assignment for such that and . Then P has an L--labeling.
Proof.
Assume that and . If there is a label such that , then we label with a and then define a list assignment for as follows: , , and . Then , , and . By Lemma 3, are --labelable. So suppose that and for each , it holds that . Similarly, and for each , we have . Thus, each of and contains at least four consecutive labels, and each of and consists of two labels whose difference is exactly 1 or 2.
Analogous to the proof of Lemma 4, we give the following discussion by symmetry.
Case 1. and .
First assume that and for some integer b. If , i.e., and , then we label with , respectively. If , then we label with , respectively. If , then we label with , respectively.
Next assume that and . If , i.e., , then we label with , respectively. If , then we label with , respectively. If , then we label with , respectively.
Case 2. , , , and .
If , i.e., , then we label with , respectively. If , then we label with , respectively. If , then we label with , respectively. □
Lemma 6.
Let be a path. Let L be a list assignment for such that and . Then P has an L--labeling.
Proof.
Let and . If there is a label such that , then we label with a, with , and then define a list assignment for as follows: , and . Then and . By Lemma 2, are --labelable.
If , then we label with a label and then define a list assignment for as follows: , , and . Noting that , , and , are --labelable by Lemma 3.
Otherwise, we may assume that with , and furthermore . Label with , respectively. □
Lemma 7.
Let be a path. If L is a list assignment for satisfying the following conditions(1)and(2), then P has an L--labeling.
- , , and .
- and .
Proof.
Assume that , , , and with . Then the proof splits into the following two cases.
Case 1. contains or , say .
If , then we label with , respectively. If , then we label with , respectively. Otherwise, .
- . If or , we have a similar proof. Otherwise, . Label with , respectively;
- . With the similar reasoning, we have , and can be labeled with , respectively;
- . In view of the above discussion, we may assume that . It suffices to label with , respectively.
Case 2. .
Note that at least one of is in . For each possible situation, we can construct a proper labeling for , similarly to the foregoing argument. □
Lemma 8.
Let be a path. If L is a list assignment for satisfying the following conditions (1) and (2), then P has an L--labeling.
(1) , , and ;
(2) , , and .
Proof.
Assume that , , and . In addition, let with . If there is a label such that , then we label with p and with , and then define a list assignment for as follows: ,
,
for .
It follows that , , and for . Observing that and , Lemma 4 asserts that are --labelable. Otherwise, for any we have , and for any we have . Assume that with , and with . Then and . By symmetry, we have to consider the following three cases.
Case 1. and .
If and , then we label with , respectively. If and , then we label with , respectively. If and , then we label with , respectively.
Case 2. and .
If and , then we label with , respectively. If and , then we label with , respectively.
Case 3. and .
It suffices to label with , respectively. □
Lemma 9.
Let be a 3-cycle. Let L be a list assignment for such that , , and . Then C has an L--labeling.
Proof.
Let a denote the minimum integer in the set . The proof is split into the following three cases.
- . Labeling x with a, we define a list assignment for as follows: and . Then and . By Lemma 2, are --labelable;
- and . Labeling y with a, we define a list assignment for as follows: and . Then and . By Lemma 2, are --labelable;
- and . Labeling z with a, we define a list assignment for as follows: and . Then and . By Lemma 2, are --labelable.
□
Wheels are special Halin graphs, which contain only one inner vertex. The -labeling number of a wheel has been determined in []:
Lemma 10.
Let be a wheel with n vertices. Then if , and if .
4. -Labeling
Now we give the main result of this paper, i.e., Theorem 1, whose proof depends on the structural lemma in Section 2 and auxiliary lemmas in Section 3.
Theorem 1.
Let G be a Halin graph with . Then .
Proof.
Let denote a set of 11 labels. The proof is proceeded by induction on the vertex number . Since , we see that . If , then G is a wheel of nine vertices and hence the result holds from Lemma 10. So suppose that G is a Halin graph with and . Then G is clearly not a wheel. By Lemma 1, there exists a path in C such that one of the conditions (C1)–(C14) holds. □
In the sequel, let , , , and . We will reduce these 14 configurations one by one.
(C1) Let . Then H is a Halin graph with and . By the induction hypothesis, H has an -labeling f with the label set B. Define a list assignment L for as follows:
.
Since , it follows that and . Similarly, and . By Lemma 5, are --labelable.
(C2) Let . Then H is a Halin graph with and . By the induction hypothesis, H has an -labeling f with the label set B. Define a list assignment L for as follows:
Then , , and . By Lemma 3, can be labeled properly.
(C3) Let . Then H is a Halin graph with and . By the induction hypothesis, H has an -labeling f with the label set B. Define a list assignment L for as follows:
Then , , and . By Lemma 3, are L--labelable.
(C4) Let . Then H is a Halin graph with and . By the induction hypothesis, H has an -labeling f with the label set B. Define a list assignment L for as follows:
Then , , and . By Lemma 3, are L--labelable.
(C5) Let . Since , we see that . Let . Then H is a Halin graph with and . By the induction hypothesis, H has an -labeling f using B. Erasing the label of u, we define a list assignment L for as follows:
Then , , and . By Lemma 9, are L--labelable.
(C6) Let . Since , we see that . Let . Then H is a Halin graph with and . By the induction hypothesis, H admits an -labeling f using B. Erasing the label of u, we define a list assignment L for as follows:
Since , we have that and . By Lemma 9, are L--labelable.
(C7) Set because . Let . Then H is a Halin graph with and . By the induction hypothesis, H admits an -labeling f using B. Let , , and . Deleting the label of u, we define a list assignment L for as follows:
Then and . It is easy to show by Lemmas 2 and 9 that cannot be labeled only if and for some . This implies that , and thus . Let s denote the neighbor of other than v and . Relabel with a label . If , then we label u with b, with , and with i. If , then we label u with b, with , and with .
(C8) Set , and let . Then H is a Halin graph with and . By the induction hypothesis, H admits an -labeling f using B such that are labeled by , respectively. Define a list assignment L for and as follows:
Then and . By Lemma 2, and cannot be labeled only if for some . It follows that
Note that are distinct and . Switch the labels of u and and then define a new list assignment as follows:
,
.
We assert that are --labelable. If not, we have that for some . Thus,
Combining (1) and (2), we get that , i.e., , which contradicts the fact that .
(C9) Let . Then H is a Halin graph with and . By the induction hypothesis, H admits an -labeling f using B such that are labeled by , respectively. Define a list assignment L for as follows:
Then and . By Lemma 2, we can show that cannot be labeled only if , , , and for some . Note that i may be equal to j. It implies that any two labels in are distinct, and any two labels in are distinct. A similar conclusion holds for the sets and . Now we switch the labels of and and then define a new list assignment for as follows:
.
It is easy to confirm that . If , the proof can be reduced to the previous case. Otherwise, since , we get that or , that is, or . Since , we see that and . This shows that two labels in are not consecutive. Thus, admit an --labeling.
(C10) Without loss of generality, assume that and . Let . Then H is a Halin graph with and . If , then H is 10--labelable by the result in []. If , then H is also 10--labelable by the induction hypothesis. Thus, H always admits an -labeling f using B such that are labeled by , respectively. Define a list assignment L as follows:
,
,
,
,
.
It is easy to deduce that , , and . Assume that and with . To complete the proof, we consider the following three subcases.
(C10.1) . (If , we have a similar argument.)
Label with a, with b, with c, and with d. Define a list assignment for as follows:
,
,
,
.
It is easy to show that and . By Lemma 2, and are --labelable. If are also --labelable, we are done. Otherwise, by Lemma 2, we have for some . This implies that , as otherwise we derive that , which is impossible. Now we switch the labels of and to induce a new list assignment from . On the one hand, it still holds that and , and hence are --labelable. On the other hand, , and . Since and , it follows that either or with . By Lemma 2, and are --labelable.
(C10.2) . (If , we have a similar discussion).
After with , respectively, we define a list assignment for as follows:
,
,
,
.
Since , it follows that . Thus, and . The remaining discussion is analogous to (C10.1).
(C10.3) and .
Label with , respectively, and define a list assignment as follows:
,
,
,
.
Since , we derive that and . The remaining discussion is analogous to (C10.1).
(C11) Note that . Let . By the induction hypothesis or the result in [], H has an -labeling f using B such that are labeled with , respectively. Define a list assignment L for as follows:
,
,
,
,
for
Then , , and for . According to the size of k, we have to deal with the following subcases.
(C11.1) .
Since and , are L--labelable by Lemma 6.
(C11.2) .
We note that , , , , and . Assume, w.l.o.g., that , , and . If , then we label with a label and then define a list assignment for as follows:
,
,
for .
Then , , , and . By Lemma 4, are L--labelable. Otherwise, with . If , then we label with p and with q and then define a list assignment for as follows:
,
,
.
Then , , and . By Lemma 3, are --labelable. Otherwise, . Similarly, , , and . This implies that , and . Since , we have . If , we label with q, with , with r, with , and with p. If , we have a similar labeling. If , we label with q, with , with r, with , and with p.
(C11.3) .
Assume that , , and . Note that , and . If there is such that , then we label with a, with , and then define a list assignment for as follows:
,
for ,
,
Then , , and . By Lemma 4, are --labelable. Otherwise, for each we have and for each we have . Let with . Since and , we only need to consider the following cases by symmetry.
- . Then . If , then , we label with , respectively. If , or , then , or , we label with , respectively;
- . Then . If , then , we label with , respectively. If , then , we label with , respectively;
- . Then . We label with , respectively.
(C11.4) .
Since , , , , , and , Lemma 8 guarantees that are L--labelable.
(C12) Note that . Let . By the induction hypothesis or the result in [], H has an -labeling f using B such that are labeled with , respectively. Label with some label in , say . Then we label with , with , and u with . Now we define a list assignment L for as follows:
,
for
.
It follows that , , and for . If , then are L--labelable by Lemma 3. If , then are L--labelable by Lemma 4. If , then are L--labelable by Lemma 7.
(C13) Note that . Let . By the induction hypothesis or the result in [], H has an -labeling f using B such that are labeled with , respectively. Label with some label in , say , and with some label in , say , Then we label with , with , with , and with .
Afterwards we define a list assignment L for as follows:
,
,
for
Then , and for . If , then can be L--labeled by Lemma 3. If , then can be L--labeled by Lemma 4. If , then can be L--labeled by Lemma 7.
(C14) Let . By the induction hypothesis or the result in [], H has an -labeling f using B such that are labeled with , respectively. Similarly to the proof of the previous cases, we label, w.l.o.g., with , with , with g, with h, with and with . Define a list assignment L for as follows:
,
,
,
.
It is not difficult to see that , , , , and . Assume that , and .
Claim 1 are L--labelable.
Proof.
First, assume that with . Then . Furthermore, assume that . If , then we label with , respectively. If , then we label with , respectively. If , then we label with , respectively. If , then we label with , respectively.
Next assume that . Label with and with . Define a list assignment for as follows:
,
.
Then and . By Lemma 2, are not --labelable only if for some . It turns out that , , , and . Since by their definitions, at least one of p and belongs to .
Case I. .
- . If , we label with , respectively. Otherwise, . Then since , and . This implies that at least one of and belongs to since and . Label with , with p, with some label , and with some label in ;
- . If , we label with , respectively. Otherwise, and hence , and . If , we label with , respectively. Otherwise, and for some . If , then we label with , respectively. If , then we label with , respectively;
- . If , we label with , respectively. Otherwise, and hence , and . If , we label with , respectively. Otherwise, , we label with , respectively.
Case II. .
- . If , then we label with , respectively. Otherwise, , and . If , then we label with , respectively. Otherwise, , then we label with , respectively;
- . If , then we label with , respectively. Otherwise, , and . If , then we label with , respectively. Otherwise, , we label with , respectively;
- . If , then we label with , respectively. Otherwise, , and . If , then we label with , respectively. Otherwise, , we label with , respectively. The completes the proof of Claim 1.
□
By Claim 1, we label with , respectively. Finally, we label with some label in .
Combining Theorem 1 and the results in [], we obtain easily the following:
Corollary 1.
For every Halin graph G, it holds that .
5. Concluding Remarks
Halin graphs are important and interesting planar graphs. The research of structures and parameters for Halin graphs has attracted considerable attention in the recent decades. The -labeling of graphs can be thought of as the generalization of the proper vertex coloring of graphs, which are of wide applications in frequency channel assignment, traffic phasing, task assignment, and other practical problems. This paper has contributed with the -labeling of Halin graphs.
We first proved that the -labeling number of each Halin graph of maximum degree 8 is at most 10. To explain that the upper bound 10 is sharp, we observed the graph , depicted in Figure 2. Note that is a Halin graph consisting of three 8-vertices and twenty 3-vertices, which implies that . It was shown in [] that if a graph G contains a -vertex that is adjacent to at least two -vertices, then . This fact immediately implies that . On the other hand, a 10--labeling of using the labels is constructed in Figure 2, which gives that . Consequently, .
Figure 2.
A Hain graph with and .
Our Theorem 1 and the result in [] confirm that every Halin graph G with has . Here, the lower bound 8 for does not seem like the best possibility. Thus, we would like to propose the following problem:
Problem 1.
Determine the least integer such that every Halin graph G with has .
It is easy to check that the complete graph is a Halin graph with . This fact and Theorem 1 imply that
The second result we establish in this paper is that every Halin graph G has . We feel that the constant 6 in the expression can be further improved.
Problem 2.
Determine the least constant C such that every Halin graph G has .
The above discussion clearly implies that .
To obtain the main contributions of this paper, we first analyzed the structures of Halin graphs with the maximum degree 8, i.e., that is, 14 inevitable configurations (C1)–(C14) were found in the graph under consideration. These structural characterizations could perhaps be applied to the study of other problems.
Author Contributions
Conceptualization, Y.W.; Methodology, H.Q., Y.C. and Y.W.; Formal analysis, Y.C. and Y.W. All authors have read and agreed to the published version of the manuscript.
Funding
Research supported by NSFC (Nos. 12071048; 12161141006; 11671053).
Data Availability Statement
Not applicable.
Conflicts of Interest
The authors declare no conflict of interest.
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