Abstract
Supergravity (SUGRA) theories are specified by a few functions, most notably the real Kähler function denoted by , where K is a real Kähler potential, and W is a holomorphic superpotential. A field redefinition changes neither the theory nor the Kähler geometry. Similarly, the Kähler transformation, where is holomorphic and leaves G and hence the theory and the geometry invariant. However, if we perform a field redefinition only in , while keeping the same superpotential , we get a different theory, as G is not invariant under such a transformation while maintaining the same Kähler geometry. This freedom of choosing allows construction of an infinite number of new theories given a fixed Kähler geometry and a predetermined superpotential W. Our construction generalizes previous ones that were limited by the holomorphic property of W. In particular, it allows for novel inflationary SUGRA models and particle phenomenology model building, where the different models correspond to different choices of field redefinitions. We demonstrate this possibility by constructing several prototypes of inflationary models (hilltop, Starobinsky-like, plateau, log-squared and bell-curve) all in flat Kähler geometry and an originally renormalizable superpotential W. The models are in accord with current observations and predict spanning several decades that can be easily obtained. In the bell-curve model, there also exists a built-in gravitational reheating mechanism with .
1. Introduction
Cosmic inflation [1,2,3] is a hypothetical period of accelerated expansion of the Universe. Inflation solves certain problems of classical cosmology [4] and is responsible for generating the primordial inhomogeneities of the Universe. Predictions of inflation are also highly consistent with experimental data [5]. Inflation usually requires flat potentials or flat directions in field space (for single and multi-field inflationary models respectively), which appear naturally in Supersymmetry (SUSY) and Supergravity (SUGRA). On the other hand, the well-known eta-problem is most clearly evident in SUGRA, where canonical Kähler potential of the form immediately generates a very steep potential along the radial direction of the field due to the exponential nature of the scalar potential . In the last decade many SUGRA inflationary models have been developed, with the emphasis on the -attractors [6,7,8], for which a non-canonical Kähler potential generates a kinetic term with a pole and, in consequence, a scalar potential with an inflationary plateau.
-attractors are characterized by Kähler potentials with non-zero Kähler curvature. Such a non-canonical Kähler potential generally assumes some knowledge of the UV theory, and restricts the possible UV completions. An alternative to this approach is to investigate Kähler potentials of flat geometry with . For instance, [9]
Such a Kähler potential gives the scalars canonical kinetic terms and can always be viewed as a low energy approximation of some UV complete model without restrictions. Obviously, such a Kähler potential has a flat Kähler direction along for − in (1). One can use this flat direction to generate inflation. The crucial ingredient is the shift symmetry of the Kähler potential, for pure imaginary (real) c. Generalization of this form of Kähler potentials has been used throughout the literature. Generalizations beyond the simple shift symmetry of singlets to Higgs doublets and other symmetry groups have been suggested in [10,11].
The existing SUGRA literature connects the possibility and the type of model of inflation with the Kähler geometry. Perhaps the well-known examples are necessary conditions on the sectional curvature of the Kähler manifold [12,13,14]. It is, therefore, tempting to consider inflationary models as different classes of Kähler geometries. Obviously, this is not the case, since for a fixed Kähler manifold and metric, one can have various superpotentials leading to different models of inflation. A rather generic construction was specified in [15], where the authors considered and its generalizations with a superpotential of the form , which give rise to a stable inflation trajectory of the form (where is a real part of the field T). The parameters of the superpotential W still need to fulfill the slow-roll conditions, and is a holomorphic function. We wish to generalize the above construction and remove the limitation of holomorphism of the function F. The suggestion is the following. In SUGRA, the theory is specified, by a few functions. The true gauge invariant one for our discussion is the real Kähler function (We work with natural units ):
where is the real Kähler potential and is the holomorphic superpotential. G fixes the Kähler geometry and the full action can be written in terms of G and its derivatives without the artificial separation between K and W. Using G one defines a Kähler geometry, defined by . The holomorphic sectional curvature defined by plays a crucial role in determining the stability of the model, since the Hessian matrix (i.e., the matrix of the second derivatives of the scalar potential) is positively define? for [14]
where and . Please note that the sectional curvature depends only on K. The particular example of (1) gives a flat Kähler geometry, since in such a case . G is invariant under a Kähler transformation , where is holomorphic, so such a transformation does not change the physics. Field redefinitions also do not change the physics. However, for this to hold, this field redefinition must be applied to the full action, otherwise a new theory is constructed. Field redefinitions are in general not limited by holomorphism, and non-holomorphic functions such as logarithm or a square root may also be considered. Our suggestion is that given a theory with a fixed (≡ fixed G), we perform a field redefinition to K only. As a result, we get a new theory that allows us to construct various new inflationary models in SUGRA.
Similar models in prior work required for instance, the use of non-canonical Kähler/non-flat Kähler geometry, or were limited by the holomorphicity of the superpotential. We show that by judiciously choosing , we can get various models, all with a simple fixed superpotential W, and a flat Kähler geometry. In particular, we will show that for a single Kähler and superpotential we can generate small field, large field and Starobinsky type inflation, the sole difference being the field redefinition that we picked. Hence, classes of inflation models differ neither by their Kähler geometry, nor by their superpotential, but only by the field redefinition of the Kähler potential that we have specified. Let us stress that this method is applicable for any G and therefore for any SUGRA theory, any Kähler geometry and any superpotential W. However, to demonstrate the method’s effectiveness and power we limit ourselves to the basic model of flat Kähler and a simple renormalizable superpotential. Analyzed inflationary scenarios consist of both small and large field models, with and consistent with observational data. In the bell-curve model, there also exists a built-in gravitational reheating mechanism with .
One could ask how to test these ideas could be tested beyond the cosmological paradigm. One can connect this research to the contemporary theory of topological materials. In certain modern condensed matter systems there is important role of effective gravitational fields. In principle, this opens the possibility to check in laboratory conditions certain ideas of quantum cosmology including the one presented here. For more details on this issue see [16,17,18,19], and the seminal book “The Universe in a Helium Droplet” [20], by Volovik.
The paper is organized as follows. In Section 2 we discuss the general method. In Section 3 we give several prototypical examples of our method. As a consequence, we obtain theories with scalar potentials such as a monomial potential (Section 3.1), Mexican hat potential (Section 3.2), Starobinsky inflation (Section 3.3), model (Section 3.4), plateau models (Section 3.5 and Section 3.6) and finally an exponential bell-curve potential (Section 3.7) with an parametrization of the slow-roll parameter. Finally, we conclude in Section 4.
2. Transformation of the Kähler Potential
Consider the following field redefinition for (1):
where has a dimension of mass. Let us stress that in the full action is a simple field redefinition and does not change the physics. The novelty here is performing the transformation only on the Kähler potential. Hence, the geometry is unchanged and in (1) field space is flat. Our purpose here is to use it to construct new SUGRA models that support inflation. For the superpotential of the form of
one finds the F-term scalar potential from the equation
where
The S field is the so-called stabilizer and plays no other role. The dependence on S allows us to integrate it out supersymmetrically, giving a VEV , yielding:
To obtain a canonical Kähler metric let us introduce the following variable
which finally gives
where and and are real fields with canonical kinetic terms. Please note that after the field redefinition one finds and the Kähler curvature remains zero. In this work we investigate models with several forms of and we show how they can be used to generate inflation. Inflation happens along the flat Kähler direction, which means that during inflation one finds
In further part of this work we will assume , unless explicitly stated otherwise. This comes from the fact that for the considered range of models always generates inflation with sufficiently flat potential and graceful exit, which is not the case for . As mentioned, we will focus on the simplest case of the superpotential , for which one finds
As a consequence of the canonical kinetic terms for and the equation of motion of the inflaton field takes its well know form
where H is a Hubble parameter, or is the inflaton field and . During inflation one assumes that , which is the slow-roll approximation. In such a case
Inflation ends when the absolute value of one of the following slow-roll parameters and becomes of order of 1, where
Finally, in this work we will compare the predictions of the considered inflationary models with the data [5], which requires the obtaining of two quantities, which define main properties of the power spectrum of primordial inhomogeneities, namely tensor-to-scalar ratio r and a spectral index
r and should be taken at a moment, when the pivot scale leaves the horizon. This moment corresponds to e-folds before the end of inflation, where is usually taken to be around 50 or 60. In all the figures, the green region corresponds to values of observables allowed by current observations.
Any SUGRA inflationary theory of the form of (11) can be also embedded in theories of modified gravity. The duality between Einstein frame potentials and SUGRA inflationary models can be found in [21,22]. Nevertheless, let us emphasize that the SUGRA models may have a unique thermal history of the Universe [22], which may lead to a different moment of horizon crossing of the pivot scale (i.e., to a different ). This can help to distinguish between inflationary models embedded in SUGRA or in theories of modified gravity [22].
3. Prototypes of Models
3.1. Monomial Models
Consider for and . In such case the scalar potential for the canonically normalized field U will be:
where inserting the correct powers of to account for the correct dimensionality is obvious. It is also obvious that is an extremum and the global minimum is at . Hence inflation takes place along the direction and the potential is simplified to a well-known monomial model:
The predictions of such models are well known with
As shown in [5] the predictions of the monomial model lies within the regime the Planck/BICEP data only for and . This model is the only case considered in this paper, for which and gives exactly the same inflationary potential. This model is a first example of a theory, for which the standard Kahler potential from [15] could not generate considered potential. For one would require , which is explicitly non-holomorphic.
3.2. Locally Flat Potentials
The successful inflation requires only e-folds, one can safely assume that an inflationary potential may only be locally flat, just like in the case of hilltop models [23,24,25]. In this section, we present the Kähler potential, for which the local flatness appears around a local maximum of the potential, which is a stationary point of the order of . Let us assume that
After carrying out the procedure specified in the previous section, one finds the scalar potential of the form of
Inflation takes place along the flat Kähler direction, i.e., for , which gives
The potential (22) is plotted in Figure 1. Around the minimum at one finds . We want to emphasize that the desired form of the inflationary potential may in this case only be obtained with .
Figure 1.
Both panels show the potential of the (22) model for different values of p for and (left and right panels respectively), where M and are p-independent constants. Inflation takes place around the local maximum of the potential. Right panel: Note how the local maximum is moving towards bigger for bigger p.
The potential (22) has a local maximum at , around which one finds a locally flat area of the potential. The is a stationary point of the theory, thus this model can be understood as a mixture between a hilltop inflation and a higher order saddle-point inflation. For more models on SUGRA hilltop inflation see [26]. In principle, as shown in [27], models with stationary point of the order of p tend to give low scale of inflation together with , which gives correct value of for . The results for the (22) model are plotted in the Figure 2. Note how increasing M increases r and therefore the scale of inflation and field excursion, which can be estimate as
Figure 2.
Left Panel: results for the model (22) model for , and and (orange and blue dots respectively). Right panel: The same results for . Note how the predicted value of r rise up with M.
Clearly, the model () is a good example of a small (large) field model.
3.3. Generalization of the Starobinsky Inflation
For
one finds the scalar potential of the form of
The potential obtains its global minimum for , while the inflation happens for and . In such a case the potential (25) takes the following approximate form
which is a simple generalization of Starobinsky inflation. The model has already been investigated in e.g., [28,29] and which can be defined by the following Jordan frame action of the scalar-tensor theory
where and are positive constants. Every model within the scalar-tensor theory may be also discussed in the Einstein frame, for which the metric tensor is transformed into . In the Einstein frame the gravity is minimally coupled to the scalar field . After the field redefinition one obtains the action
Clearly, this model is fully consistent with (26).
In the limit the results of this model correspond to -attractors, namely
while in the limit the model becomes equivalent to the inflation, which gives and . The inflationary potential for different values of M together with the consistency of the model with the data have been presented in Figure 3. In particular, for or one recovers Starobinsky inflation or its Brans–Dicke generalization, respectively. in the Brans–Dicke theory is a parameter defined by the properties of kinetic term of the scalaron and not by mass of fields, just like in [30].
Figure 3.
Left panel: Inflationary potential for different values of M. For small M the last 60 e-folds of inflation happens on the plateau, while for the inflationary potential resembles the model. Right panel: for and (dashed and solid lines respectively). Red, pink, orange and green points corresponds to , , and respectively. The black points correspond to , which is the result of the model. For and one obtains the consistency with the data for and respectively.
Please note that this model is a certain limit of the (22) scenario. If in (22) one would consider , then (22) would be equivalent to (26) for . In such a case the stationary point moves towards .
A similar model has been investigated in [31], where the authors consider and . In such a case one recovers the scalar potential equivalent to -attractors, which give predictions very similar to the Starobinsky inflation. The (24) model is a good example on how a choice of may give radically different results. In such a case one finds
which is a well-known potential of natural inflation [32], which, unlike the Starobinsky inflation, is inconsistent with the data [5].
3.4. The Log Model for
Following the general model defined in the Section 2 let us consider the following theory
which from (10) gives the following form of the scalar potential
Inflation takes place in the valley of . Global minima of the potential are and , for which one finds . The potential along the inflationary trajectory reads
The entire evolution of the field may be described as reaching the valley from random initial conditions and then following the valley until reach global minimum at . The results for such a model line plotted in Figure 4 (dashed line). Again, we want to emphasize that the potential could not be obtained using the standard from [15], since is non-holomorphic.
Figure 4.
Results for the (33) model for . Solid (dashed) lines correspond to (), while red and blue dots represent and respectively. The consistency with the data requires .
The Scenario
This model has this interesting feature, where both and may generate successful inflation. The scalar potential as a function of and is presented in the Figure 5. In the case of the evolution of fields may look more complicated. First, the field reaches the valley, for which the inflationary potential may be approximated as
Figure 5.
Both panels present scalar potential from Equation (31) with , as a function of and . During inflation and after inflation the field rolls towards one of the minima at and (left panel). For , the field is stuck in the dS vacuum separated from the true vacuum by a local maximum (right panel). Blue lines present the evolution of fields and from the inflationary plateau to their minima.
Inflation occurs while and . In addition, in order to enable the inflaton to reach the global minimum at one requires . Otherwise the inflaton finds itself in a de Sitter (dS) minimum at the end of the logarithmic slope and graceful exit becomes possible only via quantum tunneling. The results of the (34) model for presented in the Figure 4 (solid line). The potentials for both and are presented in the Figure 5.
In the close vicinity of one obtains another possibility of inflation along the direction. To see that let us investigate the evolution of the field for , when inflation along the direction is over. In such a case, one finds
As shown in the Figure 6, the potential develops a local minimum for , which prevents the field to reach its global minimum. For the only existing minima are in . For one obtains a saddle point at , which means that inflation has two phases. The first one happens at the logarithmic slope of the inflation, while the second one happens at the plateau in the vicinity of .
Figure 6.
Left panel: The potential (35) for . For one obtains a saddle point, around which one obtains a second phase of inflation. For one obtains a local maximum, which separates the inflaton from the Minkowski vacuum. Right panel: results for the (35) on the plane. Dots correspond to , where and bigger k corresponds to bigger . Inflation can be only consistent with the data for , which means that the model requires significant fine-tuning in order to be within the regime of Planck/BICEP results.
The inflation along the direction requires certain fine-tuning. To obtain at least 60 e-folds one requires . In addition, as shown in the Figure 6, the consistency with the data requires . The reason for the fine-tuning is the following—for the saddle-point inflation one obtains , which is highly inconsistent with Planck/BICEP data. Thus, one must deviate from the saddle-point scenario and assume an inflection-point potential. On the other hand, the plateau obtained in this model is quite short, so even small deviations from the saddle-point inflation lead to insufficient number of e-folds.
3.5. A Simple Plateau Model
One may easily obtain a flat inflationary potential using the following field redefinition and superpotential
In such a case the potential is equal to
Inflation happens in the valley, which leads to simple inflationary potential of the form of
In such a case one finds the global minimum of the potential at and . The scalar potential (38) is presented in Figure 7. The model can be easily generalized into , which gives . Increasing n decreases r and moves inside the of the Planck/BICEP data. The results for , and are presented in the Figure 7. Please note that the same model could be obtained using different and . For instance, for and string-inspired superpotential one obtains exactly the same form of .
Figure 7.
Left panel: The inflationary potential of model (36) and its generalization . Right panel: The tensor-to-scalar ratio and the spectral index for and (solid line, blue and red dots respectively). Dashed and dotted lines represent results for the generalization of the model, for which one has taken . Solid, dashed and dotted lines correspond to , and respectively.
As in the case of Starobinsky inflation, this model could easily be embedded in a scalar-tensor theory. The Jordan frame action
can be transformed to the Einstein frame action and potential by a standard field redefinition. This Einstein frame potential will be fully consistent with (38).
Both spectral index and tensor-to-scalar ratio can be found analytically. Using the approximation one finds , which gives
3.6. Plateau from the Modular Transformation
Let us return to , but with
This form of can be motivated by the modular transformation, for which . For the modular transformation one requires and d to be integers. One can also consider more generic case of the group, for which one finds .
For and one finds
One can simplify this potential using and a simple field transformation , which gives
On the other hand, for one finds
This potential obtains a minimum for . To obtain a Minkowski vacuum one requires , which together with gives
The term is a part of the normalization of the potential, which could be absorbed into and does not affect r and . Thus, from the point of view of the predictions on the plane, the model has only one parameter, which is . The (45) potential has two limits. For one finds , while for the potential obtains inflationary plateau. The potential for the (45) model is shown in the Figure 8. Assuming the slow-roll approximation one finds
Figure 8.
Potential (45) for different values of . Please note that for , inflation takes place predominantly at the plateau, while for the last 60 e-folds of inflation happen around the slope.
In the small/big limit r and can be further simplified to
In the one finds , which is inconsistent with PLANCK/Bicep data. The comparison to the Planck/BICEP data is presented in Figure 9.
Figure 9.
Results for the (45) model for both and . Blue and red dots represent and respectively. Left panel: We consider and . Right panel: and . Note how in the limit one moves towards the results of inflation.
3.7. Bell-Curve Potentials
Let us consider
which gives the scalar potential of the form of
Inflation happens for , which for a generic value of p gives the following inflationary potential
The shape of the potential for and is presented in the Figure 10. This model could also be expressed using a string-inspired superpotential together with . Within the slow-roll approximation one finds
Figure 10.
Potential (51) for and (left and right panel respectively). For inflation happens around the local maximum and the potential does not have a minimum. For inflation happens on one of the infinite plateaus separated by the minimum.
Please note that in the
regime equation (52) takes the form of
where and . corresponds to , while to . Please note that the limit corresponds to , which is the feature of theories like Starobinsky inflation, Higgs inflation, or -attractors. Indeed, for one finds
which is the result of the (26) model for .
The (55) parametrization is widely used in cosmology (see e.g., [33]), which is an additional motivation to consider this model. We have assumed and , since or correspond to well-known cases of the power-law and Starobinsky potentials, respectively. One can strongly constrain the possible range of n (and consequently, the range of p) using the Planck/BICEP data. Since , one finds
as well as
where . Therefore, one can express as
Using the (55) one finds
Since we require to be in the vicinity of one cannot obtain a result consistent with Planck/BICEP data for n significantly bigger than 2. The results for the (51) model are presented in Figure 11.
Figure 11.
Results for the (51) model for and or (solid and dashed lines respectively). Red, orange, gray, blue and pink lines represent , , , and and , , , and respectively. Note how results for different M reproduce the result of the Starobinsky inflation in the limit. In addition, the results of the (51) model may cover the whole regime of the Planck/BICEP data.
Let us discuss possible reheating mechanisms in this scenario. In general, for any p reheating may happen at the post-inflationary slope, e.g., via instant preheating [34] and for through the standard reheating oscillations. However, in our case we have a built-in gravitational particle production [35,36] for any p if our inflaton is of the dark sector. This is due to the steepness of the post-inflationary potential. In the gravitational reheating case the post-inflationary evolution is dominated by the inflaton with an equation of state . Reheating (understood as the beginning of the radiation domination) happens around . Hence, this is another prediction of the model, which narrows down possible values of and .
To conclude, the (51) model has several interesting features, which are worth exploring in detail. The model spans the entire allowed region, which makes its predictions consistent with any future experiment that would constrain these parameters. This means that inflation can have an arbitrarily low scale, which is strongly favored by the trans-Planckian censorship conjecture [37,38,39]. The model also contains an inflationary attractor in the limit, which is Starobinsky-like. In addition, the model has a built-in predictive mechanism of gravitational reheating, due to the post-inflationary kination of the inflaton. Thus, one does not require any additional assumptions regarding the couplings of the inflaton to matter fields.
4. Conclusions
The main idea of this paper is to show that assuming a particular flat Kähler potential and a specific superpotential one can obtain a wide spectrum of inflationary theories differentiated only by a field redefinition applied solely to the Kähler potential as introduced in Section 2. A canonical Kähler potential may be restored after the field redefinition . Following this transformation of the Kähler potential, a generic form of a scalar potential has been obtained, while the Kähler geometry remained flat.
In a few simple examples, we have demonstrated completely different classes of models, small field, Starobinsky, large field and even a squared logarithmic potential as suggested in [40]. In Section 3.1–Section 3.3 we have presented the results of well-known inflationary models. Our goal is to emphasize that one can obtain them in a novel way using a flat Kähler geometry and a simple fixed superpotential . We have also constructed the plateau model from a modular or PSL(2,R) transformation that covers most of the allowed parameter space. The predictions of investigated models span , and a valid for reasonable number of e-folds. Of particular interest are the bell-curve models since their predictions cover all allowed values of r and . In addition, due to the kination of the inflaton after inflation, the model has a built-in predictive mechanism of gravitational reheating, which does not require additional couplings of T to matter fields. The specific details of the analyzed models are given in Section 3.
The idea of the field redefinition bypasses the limit of holomorphicity used for generating general potentials by having an arbitrary holomorphic function in W. This is because at the fundamental level, with the T field, we have the same holomorphic W, and what one really has are different real Kahler potentials, but all with the same Kahler geometry. As such, the construction abides the standard rules of SUGRA models. We have focused on the F-term scalar potential in SUGRA. It would be interesting to apply this method for D-term inflationary model building as well.
Author Contributions
Authors contributed equally to this paper. All authors have read and agreed to the published version of the manuscript.
Funding
This research received no external funding.
Conflicts of Interest
The authors declare no conflict of interest.
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