2.1. Fermion Sector
We consider the usual three fermion families of the standard model extended with one right-handed Dirac neutrino in each family (We find it natural to assume one extra neutrino in each family although known observations do not exclude other possibilities). We introduce the notation
for the chiral quark fields
and chiral lepton fields
. In Equation (
1), L and R denote the left and right-handed projections of the same field (The Weyl spinors of
and
can be embedded into different Dirac spinors, leading to Majorana neutrinos, without essential changes in the model. However, the negative results of the experiments searching for neutrinoless double
-decay make the Majorana nature of neutrinos increasingly unlikely),
Then, the field content in family f (, 2 or 3) consists of two quarks, , , a neutrino and a charged lepton , where is the generic notation for the u-type quarks u, c, t, while is that for d-type quarks, d, s, and b. The charged leptons can be , or and are the corresponding neutrinos, , , .
For a matrix
, the three generic fields in Equation (
1) transform as
and
, with
,
,
. The matrices
are the Pauli matrices,
is the hypercharge, while
denotes the
Z-charge of the field
. There is a lot of freedom how to choose the
Z-charges. In this article, we make two assumptions that fix these completely. The first is that the charges do not depend on the families, which is also the case in the standard model (Several recent observations hint at violation of lepton flavor universality, which may be taken into account in our model by choosing family dependent
Z-charges. However, those results are controversial at present, so we neglect them). With this assumption, the assignment for the
Z-charges of the fermions can be expressed using two free numbers
and
of the
U quark fields if we want a model free of gauge and gravity anomalies. The rest of the charges must take values as given in
Table 1 [
14].
The Dirac Lagrangian summed over the family replications,
is invariant under local
gauge transformations, provided the five gauge fields introduced in the covariant derivative transform as
where
. The gauge invariant kinetic term for these vector fields is
with
,
and
. The field strength
transforms covariantly under
G transformations,
, but
and
are invariant, hence a kinetic mixing term of the
fields is also allowed by gauge invariance:
We can get rid of this mixing term by redefining the
fields using the transformation
In terms of the redefined fields, the covariant derivative becomes
where
and
. Thus, the effect of the kinetic mixing is to change the couplings of the matter fields to the vector field
. Note that we cannot immediately combine the coupling factor
into a single product of a coupling and a charge. We shall discuss this issue further below.
Gauge symmetry forbids mass terms for gauge bosons. Fermion masses must also be absent because
but the
,
fields transform differently under
G. Thus, the
G-invariant Lagrangian describes massless fields in contradiction to observation.
2.2. Scalar Sector
To solve the puzzle of missing masses, we proceed similarly as in the standard model, but, in addition to the usual Brout–Englert–Higgs (BEH) field
, which is an
-doublet
We also introduce another complex scalar
that transforms as a singlet under
transformations. The gauge invariant Lagrangian of the scalar fields is
where the covariant derivative for the scalar
s (
,
) is
and the potential energy
in addition to the usual quartic terms, introduces a coupling term
of the scalar fields in the Lagrangian. For the doublet,
denotes the length
. The value of the additive constant
is irrelevant for particle dynamics but may be relevant for inflationary scenarios, hence we allow for its non-vanishing value. In order for this potential energy to be bounded from below, we have to require the positivity of the self-couplings,
,
. The eigenvalues of the coupling matrix are
while the corresponding un-normalized eigenvectors are
As
and
, in the physical region, the potential can be unbounded from below only if
and
points into the first quadrant, which may occur only when
. In this case, to ensure that the potential is bounded from below, one also has to require that the coupling matrix be positive definite, which translates into the condition
With these conditions satisfied, we can find the minimum of the potential energy at field values
and
where the vacuum expectation values (VEVs) are
Using the VEVs, we can express the quadratic couplings as
so those are both positive if
. If
, the constraint (
16) ensures that the denominators of the VEVs in Equation (
17) are positive, so the VEVs have non-vanishing real values only if
simultaneously, which can be satisfied if at most one of the quadratic couplings is smaller than zero. We summarize the possible cases for the signs of the couplings in
Table 2.
After spontaneous symmetry breaking of
, we use the following convenient parametrization for the scalar fields:
We can use the gauge invariance of the model to choose the unitary gauge when
and the vector fields are transformed according to Equation (
5). With this gauge choice, the scalar kinetic term contains quadratic terms of the gauge fields from which one can identify mass parameters of the massive standard model gauge bosons proportional to the vacuum expectation value
v of the BEH field and also that of a massive vector boson
proportional to
w. We can diagonalize the mass matrix (quadratic terms) of the two real scalars (
and
) by the rotation
where, for the scalar mixing angle
, we find
The masses of the mass eigenstates
h and
s are
where
by convention. At this point, either
h or
H can be the standard model Higgs boson. A more detailed analysis of this scalar sector but within a different
model can be found in Ref. [
15] and for the present model in Ref. [
16].
2.3. Fermion Masses
We already discussed that explicit mass terms of fermions would break
invariance. However, we can introduce gauge-invariant fermion-scalar Yukawa interactions (We distinguish the hypercharge
Y from the index referring to Yukawa terms using different type of letters)
where h.c. means Hermitian conjugate terms and the parameters
are called Yukawa couplings that are matrices in family indices and summation over the families is understood implicitly. The dot product abbreviates scalar products of
doublets:
and
. The
Z-charge of the BEH field is constrained by
invariance of the Yukawa terms to
, which works simultaneously for all three terms.
After spontaneous symmetry breaking and fixing the unitary gauge, this Yukawa Lagrangian becomes
We see that there are mass terms with mass matrices
, where
,
U,
ℓ:
The general complex matrices can be diagonalized employing bi-unitary transformations. The diagonal elements on the basis of mass eigenstates provide the mass parameters of the fermions. Due to the bi-unitary transformation, the left- and right-handed components of the fermion field are different linear combinations of the mass eigenstates.
The neutrino oscillation experiments suggest non-vanishing neutrino masses and the weak and mass eigenstates of the left-handed neutrinos do not coincide. In principle, the charge assignment of our model allows for the following gauge invariant Yukawa terms of dimension four operators for the neutrinos
for arbitrary values of
and
if the superscript
c denotes the charge conjugate of the field,
, and the
Z-charge of the right-handed neutrinos and the new scalar satisfy the relation
. There are two natural choices to fix the
Z-charges: (i) the left- and right-handed neutrinos have the same charge; or (ii) those have opposite charges (We explain in
Section 2.5 the reason for considering this choice being natural). In the first case, we have
which is solved by
, and it leads to the charge assignment of the
extension of the standard model, studied in detail (see for instance, [
17] and references therein). In the second case,
which is solved by
. As the overall scale of the
Z-charges depends only on the value of the gauge coupling
, we set
freely. For instance, choosing
implies
and the
Z-charge of the BEH scalar is
while that of the new scalar is
While we cannot exclude the infinitely many cases when the magnitudes of
Z-charges of the left- and right-handed neutrinos differ, we find it natural to assume that Equation (
31) is valid. The corresponding
Z-charges are given explicitly in the sixth column of
Table 1.
After the spontaneous symmetry breaking of the vacuum of the scalar fields, Equation (
29) leads to the following mass terms for the neutrinos:
where
with complex
and real
being symmetric
matrices, so
is a complex symmetric
matrix. The diagonal elements of the mass matrix
provide Majorana mass terms for the left-handed and right-handed neutrinos. Thus, we conclude that the model predicts
vanishing masses of the left-handed neutrinos at the fundamental level.
The off-diagonal elements represent interaction terms that look formally like Dirac mass terms,
h.c. After spontaneous symmetry breaking the quantum numbers of the particles
and
being identical, they can mix. Thus, the propagating states will be a mixture of the left- and right-handed neutrinos, providing effective masses for the left-handed ones. Those states can be obtained by the diagonalization of the full matrix
, for which a possible parametrization is given for instance in Ref. [
18].
In order to understand the structure of the matrix
better, we first diagonalize the matrices
and
separately by a unitary transformation and an orthogonal one. Defining
we can rewrite the neutrino Yukawa Lagrangian as
where
In Equation (
38),
m and
M are real diagonal matrices, while
is a unitary matrix,
, so
is Hermitian with real eigenvalues that are the masses of the mass eigenstates of neutrinos. In general,
may have 15 independent parameters:
and
(
, 2, 3), while there are three Euler angles and six phases
V. Three phases can be absorbed into the definition of
.
Assuming the hierarchy
, we can integrate out the right-handed (heavy) neutrinos and obtain an effective higher dimensional operator with Majorana mass terms for the left-handed neutrinos
The Majorana masses , i.e., eigenstates of the matrix , are suppressed by the ratios as compared to . The latter has a similar role in the Lagrangian as the mass parameters of the charged leptons, so one may assume O(100 keV), while the masses of the right-handed neutrinos can be naturally around O(100 GeV), so that and eV. Thus, if , then the mixing between the light and heavy neutrinos will be very small, the can be considered as the mass eigenstates that are mixtures of the left-handed weak eigenstates, and whose masses can be small naturally as suggested by phenomenological observations.
As we can only observe neutrinos together with their flavors through their charged current interactions, it is more natural to use the flavor eigenstates than the mass eigenstates. In the flavor basis, the couplings of the leptons to the W boson are diagonal:
with summation over the three lepton flavors
,
and
. The same charged current interactions in mass basis
, contain the Pontecorvo–Maki–Nakagawa–Sakata matrix
,
just like the charged current quark interactions contain the Cabibbo–Kobayashi–Maskawa matrix. If the heavy neutrinos are integrated out, then the matrix
coincides with the PMNS matrix. For propagating degrees of freedom, such as in the case of traveling neutrinos over macroscopic distances, one should use mass eigenstates
and the PMNS matrix becomes the source of neutrino oscillations in flavor space. However, in the case of elementary particle scattering processes involving the left-handed neutrinos, one can work using the flavor basis, i.e., with Equation (
40) because the effect of their masses can be neglected.
2.5. Mixing in the Neutral Gauge Sector
The neutral gauge fields of the standard model and the
mix, which leads to mass eigenstates
,
and
(not to be confused with the isospin components
,
, 2, 3). The mixing is described by a
mixing matrix as
For the Weinberg mixing angle
, we have the usual value
. We introduce the notion of reduced coupling defined by
, i.e.,
. Then, we have
and, for the mixing angle
of the
boson, we find
so
, with
and
is the ratio of the scalar vacuum expectation values (not a scalar mixing angle). For small values of the new couplings
and
, implying small
, we have
The charged current interactions remain the same as in the standard model. The neutral current Lagrangian can be written in the form
where the first term is the usual Lagrangian of QED,
The second one is a neutral current coupled to the
boson,
and the third one is the neutral current coupled to the
boson,
In Equation (
52),
e is the electric charge unit and
is the electric charge of field
in units of
e. In Equations (
53) and (
54),
is the usual neutral current,
while the new neutral current has the same dependence on fermion dynamics with different coupling strength:
We can rewrite these currents as vector–axialvector currents using the non-chiral fields
with vector couplings
and axialvector couplings
given in
Appendix A and the summation runs over all quark and lepton flavors. Clearly, the QED current
can also be written using non-chiral fields in the form of Equation (
57) with
and
.
As the dependence on the couplings and charges of the neutral currents in Equations (
55) and (
56) are very different for different fermion fields, the only way that the standard model phenomenology is not violated by the extended model is if
is small, which supports the expansion used in Equation (
53). The choice for the
Z-charges made in Equation (
31) leads to the current
being chiral, which we find natural as it mixes with the other chiral current
according to Equations (
53) and (
54).
To define the perturbation theory of this model explicitly, we present the Feynman rules in
Appendix A.
2.7. Free Parameters
There are five parameters in the scalar sector,
,
,
,
v and
w that has to be determined experimentally, while the values of
and
(at tree level) are given in Equation (
18). However, it is more convenient to use parameters that can be measured more directly, for instance,
of which we know two from measurements: one of the scalar masses and Fermi’s constant.
In addition to the neutrino Yukawa couplings (or neutrino masses and PMNS mixing parameters), there are five free parameters in the model that we choose as the mass of the new scalar particle
or
(the other being fixed by the mass of the Higgs boson), the scalar and vector mixing angles
and
, the ratio of the vacuum expectation values
and
that is essentially the new gauge coupling. It can be shown [
16] that, requiring stable vacuum up to the Planck scale, the Higgs particle coincides with the scalar
h and according to a one-loop analysis of the running scalar couplings
falls into the range [144,558] GeV.
The other parameters can be expressed in terms of the free ones as follows:
,
(first indices are to be used if
, the second ones otherwise). The new parameters in the gauge sector can be expressed as