Improving Landslide Susceptibility Assessment Through Non-Landslide Sampling Strategies
Abstract
1. Introduction
2. Material and Methods
2.1. Study Area
2.2. Data
2.2.1. Data Collection
2.2.2. Data Processing
2.3. Method
2.3.1. Sampling Method of Non-Landslide Samples
2.3.2. Random Forest
2.3.3. Evaluation Index of Accuracy
- (1)
- Confusion Matrix
- (2)
- ROC Curve
- (3)
- SHAP Model Calculation Principle
3. Results
3.1. Distribution of Non-Landslide Point Samples
3.2. Evaluation Results of Model Accuracy
3.3. Contribution Analysis Results of Evaluation Factors Using the SHAP Model
3.4. Mapping of Susceptibility Assessment Results Based on Different Non-Landslide Samples
3.4.1. Mapping of Susceptibility Assessment
3.4.2. Analysis of Susceptibility Evaluation Results
4. Discussion
4.1. Comparison of Different Sampling Methods for Non-Landslide Samples
4.2. Compared with Models from Other Studies
5. Conclusions
- (1)
- Among the six different non-landslide sample selection methods, the RF_IV model achieved the highest accuracy, precision, recall, and F1 score, with values of 0.94, 0.96, 0.93, and 0.94, respectively, outperforming other models. It also had the highest AUC value, 0.9878, indicating that the IV method provided the best quality non-landslide samples.
- (2)
- The SHAP model analysis revealed that different models have distinct decision-making mechanisms. NDVI, slope, lithology, land cover, and DEM were identified as the primary contributing factors for susceptibility evaluation, while fault distance, river distance, and slope aspect had relatively small SHAP values, indicating a minimal influence on the model.
- (3)
- According to the susceptibility evaluation statistics, the RF_IV model predicted that 97.60% of landslides corresponded to areas with high or very high susceptibility, covering 12.99% of the area. This indicates that most landslide sample points are located within a small area, aligning with the susceptibility results, and significantly outperforming other models.
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
Abbreviations
LSP | Landslide susceptibility prediction. |
LSI | Landslide susceptibility indexes. |
RF | Random forest. |
FR | Frequency Ratio. |
IV | Information Value. |
CF | Certainty Facto. |
SJ | It indicates that the non-landslide samples are randomly selected. |
GZ | It indicates that non-landslide samples are selected according to the rules. |
HC | Non-landslide samples are selected according to the buffer zone. |
RF_SJ, RF_GZ, RF_HC, RF_FR, RF_IV, RF_CF | It represents a coupled model in which the random forest model is successively combined with non-landslide sample sampling using methods such as randomness, regularity, buffer zone, frequency ratio, information quantity, and deterministic coefficient. |
F1-score | It is a balanced measure of a model’s accuracy. |
ROC | Receiver Operating Characteristic curve. |
AUC | Area Under ROC. |
LSM | Landslide Susceptibility Mapping. |
NDVI | Normalized Difference Vegetation Index. |
DEM | Digital Elevation Model. |
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Number | Data | Introduction | Source | Purpose | Coordinate System |
---|---|---|---|---|---|
1 | Sentinel-2 data | Sentinel-2 Level-2A multispectral imagery (with a 10 m spatial resolution raster) | European Space Agency website (https://earth.esa.int/eogateway/catalog) | used for extracting NDVI data and constructing landslide characteristic factors | World Geodetic System 1984 (WGS84) |
2 | Land use data | 10 m spatial resolution raster | Analysis of landslide characteristic factors | ||
3 | Meteorological data | 1 km spatial resolution raster | https://gpm.nasa.gov | Used for extracting the characteristic factor of average annual rainfall | |
4 | Lithology | Polygonal vector data | Yongxin County Natural Resources Bureau | Landslide characteristic factor | China Geodetic Coordinate System 2000 |
5 | 1:50,000 Geological Hazard Risk Survey Results | Text, Vector | Yongxin County Natural Resources Bureau | Analyze the historical landslide characteristics of the study area | |
6 | Fault | linear vector data | Yongxin County Natural Resources Bureau | Construct landslide characteristic factors by converting to raster imagery through Euclidean distance calculation. | |
7 | River | linear vector data | Yongxin County Natural Resources Bureau | ||
8 | Road | linear vector data | Yongxin County Natural Resources Bureau | ||
9 | DEM | 5 m spatial resolution raster | Yongxin County Natural Resources Bureau | Extract landslide characteristic factors such as elevation, slope, and aspect. |
/ | / | Prediction Result | |
---|---|---|---|
Actual situation | class | Positive | Negative |
Positive | TP | FN | |
Negative | FP | TN |
Number | Evaluation System | Computing Formula |
---|---|---|
1 | Accuracy | |
2 | Precision | |
3 | Recall | |
4 | F1-score |
Evaluation Factor | Grading Interval | Number of Landslides | FR | IV | CF |
---|---|---|---|---|---|
lithology | metamorphic rock | 77 | 0.6806 | −0.3848 | −0.3186 |
carbonatite | 54 | 2.6100 | 0.9594 | 2.0793 | |
clasolite | 174 | 1.2714 | 0.2401 | 0.2560 | |
magmatite | 28 | 0.4494 | −0.8000 | −0.6741 | |
Fault distance (m) | (0, 200] | 73 | 1.6140 | 0.4787 | 0.2838 |
(200, 400] | 43 | 1.0967 | 0.0923 | 0.6513 | |
(400, 600] | 35 | 1.0281 | 0.0277 | −0.0344 | |
(600, 800] | 19 | 0.6419 | −0.4434 | −0.6041 | |
(800, 1000] | 27 | 1.0949 | 0.0907 | 0.0998 | |
>1000 | 136 | 0.8486 | −0.1641 | −0.1354 | |
Elevation (m) | (0, 69] | 23 | 0.9598 | −0.0411 | −0.0949 |
(69, 117] | 39 | 0.9214 | −0.0818 | −0.0019 | |
(117, 160] | 73 | 1.3954 | 0.3332 | 0.7391 | |
(160, 204] | 126 | 0.8404 | −0.1739 | −0.2004 | |
(204, 254] | 72 | 1.1169 | 0.1105 | −0.0972 | |
Slope (°) | (0, 14] | 13 | 0.1529 | −1.8779 | −0.8865 |
(14, 33] | 47 | 0.9222 | −0.0810 | −0.2071 | |
(33, 52] | 116 | 2.0657 | 0.7255 | 0.9495 | |
(52, 69] | 124 | 1.8448 | 0.6124 | 1.1963 | |
(69, 88] | 33 | 0.4481 | −0.8027 | −0.6488 | |
aspect | horizon | 0 | 0.0000 | 0.0000 | −1.0000 |
north | 0 | 0.0000 | 0.0000 | −1.0000 | |
northeast | 4 | 0.1457 | −1.9264 | −0.9466 | |
east | 30 | 0.7571 | −0.2782 | −0.5145 | |
southeast | 63 | 1.2811 | 0.2477 | 0.2944 | |
south | 101 | 2.6549 | 0.9764 | 2.0951 | |
southwest | 78 | 2.8607 | 1.0511 | 2.6100 | |
west | 42 | 1.0997 | 0.0950 | −0.2732 | |
northwest | 15 | 0.3284 | −1.1134 | −0.8962 | |
Annual rainfall (mm) | (1488, 1526] | 237 | 1.4638 | 0.3811 | 0.4430 |
(1526, 1570] | 64 | 0.7610 | −0.2731 | −0.1876 | |
(1570, 1628] | 23 | 0.4509 | −0.7965 | −0.4684 | |
(1628, 1708] | 7 | 0.2822 | −1.2652 | −0.8740 | |
(1708, 1880] | 2 | 0.1789 | −1.7210 | −0.9157 | |
River distance (m) | (0, 200] | 42 | 1.9600 | 0.6730 | 1.0349 |
(200, 400] | 28 | 1.4682 | 0.3840 | 0.5975 | |
(400, 600] | 28 | 1.3604 | 0.3078 | 1.0491 | |
(600, 800] | 31 | 1.4584 | 0.3774 | 0.5194 | |
(800, 1000] | 15 | 0.7119 | −0.3398 | −0.4167 | |
>1000 | 189 | 0.8232 | −0.1946 | −0.2498 | |
NDVI | (0, 0.22] | 31 | 2.4309 | 0.8883 | 4.1690 |
(0.22, 0.37] | 220 | 9.3440 | 2.2347 | 8.3501 | |
(0.37, 0.48] | 58 | 0.8229 | −0.1949 | −0.5237 | |
(0.48, 0.57] | 23 | 0.1875 | −1.6739 | −0.8962 | |
(0.57, 0.78] | 1 | 0.0097 | −4.6402 | −0.9933 | |
Road distance (m) | (0, 200] | 95 | 3.0577 | 1.1177 | 2.7311 |
(200, 400] | 34 | 1.2211 | 0.1998 | 0.6002 | |
(400, 600] | 25 | 0.9852 | −0.0149 | −0.3121 | |
(600, 800] | 30 | 1.2969 | 0.2600 | 0.2874 | |
(800, 1000] | 17 | 0.8087 | −0.2123 | −0.1707 | |
>1000 | 132 | 0.6453 | −0.4381 | −0.4724 | |
Land cover | woodland | 92 | 0.3918 | −0.9370 | −0.7857 |
bush | 0 | 0.0000 | 0.0000 | −1.0000 | |
water | 1 | 0.3625 | −1.0149 | −0.4500 | |
herbaceous wetland | 0 | 0.0000 | 0.0000 | −1.0000 | |
grassland | 21 | 1.1928 | 0.1763 | 0.8575 | |
cultivated land | 14 | 0.2530 | −1.3744 | −0.8391 | |
built-up area | 15 | 1.4231 | 0.3528 | −0.3006 | |
bare land or sparse vegetation | 190 | 16.3083 | 2.7917 | 18.9321 |
Model | max_depth | min_samples_split | n_estimators |
---|---|---|---|
RF_SJ | 7 | 8 | 150 |
RF_HC | 6 | 4 | 200 |
RF_GZ | 6 | 8 | 150 |
RF_FR | 8 | 4 | 150 |
RF_IV | 9 | 8 | 250 |
RF_CF | 8 | 4 | 200 |
Non-Landslide Samples | Susceptibility Classification | Index Range | Area/km2 | Area Proportion | Number of Landslides | Landslide Proportion | Frequency Ratio |
---|---|---|---|---|---|---|---|
RF_SJ | Very Low | [0, 0.14] | 672.31 | 31.17% | 1 | 0.30% | 0.01 |
Low | (0.14, 0.24] | 600.86 | 27.86% | 5 | 1.50% | 0.05 | |
Moderate | (0.24, 0.36] | 514.04 | 23.84% | 25 | 7.51% | 0.31 | |
High | (0.36, 0.53] | 279.59 | 12.96% | 56 | 16.82% | 1.30 | |
Very High | (0.53, 0.97] | 89.79 | 4.16% | 246 | 73.87% | 17.74 | |
RF_HC | Very Low | [0, 0.12] | 701.84 | 32.54% | 2 | 0.60% | 0.02 |
Low | (0.12, 0.25] | 614.31 | 28.49% | 2 | 0.60% | 0.02 | |
Moderate | (0.25, 0.40] | 442.18 | 20.50% | 13 | 3.90% | 0.19 | |
High | (0.40, 0.59] | 265.96 | 12.33% | 33 | 9.91% | 0.80 | |
Very High | (0.59, 1] | 132.29 | 6.13% | 283 | 84.98% | 13.85 | |
RF_GZ | Very Low | [0, 0.12] | 691.26 | 32.05% | 2 | 0.60% | 0.02 |
Low | (0.12, 0.26] | 621.70 | 28.83% | 2 | 0.60% | 0.02 | |
Moderate | (0.26, 0.4] | 421.46 | 19.54% | 9 | 2.70% | 0.14 | |
High | (0.4, 0.58] | 287.60 | 13.34% | 75 | 22.52% | 1.69 | |
Very High | (0.58, 0.99] | 134.57 | 6.24% | 245 | 73.57% | 11.79 | |
RF_FR | Very Low | [0, 0.13] | 666.36 | 30.90% | 0 | 0.00% | 0.00 |
Low | (0.13, 0.24] | 741.29 | 34.37% | 3 | 0.90% | 0.03 | |
Moderate | (0.24, 0.37] | 453.07 | 21.01% | 7 | 2.10% | 0.10 | |
High | (0.37, 0.58] | 225.07 | 10.44% | 39 | 11.71% | 1.12 | |
Very High | (0.58, 0.99] | 70.80 | 3.28% | 284 | 85.29% | 25.98 | |
RF_IV | Very Low | [0, 0.14] | 645.84 | 29.95% | 0 | 0.00% | 0.00 |
Low | (0.14, 0.27] | 759.45 | 35.22% | 0 | 0.00% | 0.00 | |
Moderate | (0.27, 0.42] | 471.09 | 21.84% | 8 | 2.40% | 0.11 | |
High | (0.42, 0.65] | 183.04 | 8.49% | 30 | 9.01% | 1.06 | |
Very High | (0.65, 0.99] | 97.17 | 4.51% | 295 | 88.59% | 19.66 | |
RF_CF | Very Low | [0, 0.1] | 968.21 | 44.90% | 0 | 0.00% | 0.00 |
Low | (0.1, 0.22] | 679.42 | 31.50% | 3 | 0.90% | 0.03 | |
Moderate | (0.22, 0.39] | 271.64 | 12.60% | 11 | 3.30% | 0.26 | |
High | (0.39, 0.62] | 132.83 | 6.16% | 32 | 9.61% | 1.56 | |
Very High | (0.62, 1] | 104.49 | 4.85% | 287 | 86.19% | 17.79 |
Source | Model | Non-Landslide Sample | AUC |
---|---|---|---|
Dou et al. [42] | Logistics regression | Buffer zone method (600 m) | 0.936 |
Buffer zone method (900 m) | 0.95 | ||
Buffer zone method (1200 m) | 0.954 | ||
Buffer zone method (1500 m) | 0.946 | ||
Condition factor method | 0.991 | ||
Information value model | 0.997 | ||
Artificial neural networks | Buffer zone method (600 m) | 0.942 | |
Buffer zone method (900 m) | 0.952 | ||
Buffer zone method (1200 m) | 0.956 | ||
Buffer zone method (1500 m) | 0.946 | ||
Condition factor method | 0.989 | ||
Information value model | 0.995 | ||
Zhu et al. [41] | Random Forest | District-wide random selection method | 0.7483 |
Buffer method | 0.777 | ||
Frequency ratio method | 0.857 | ||
Analytic hierarchy process | 0.9164 | ||
XGBoost | District-wide random selection method | 0.7553 | |
Buffer method | 0.7619 | ||
Frequency ratio method | 0.8668 | ||
Analytic hierarchy process | 0.9217 | ||
Trinh et al. [43] | SVM | Frequency ratio method | 0.969 |
Analytic hierarchy process | 0.963 | ||
Bayesian | Frequency ratio method | 0.87 | |
Analytic hierarchy process | 0.817 | ||
KNN | Frequency ratio method | 0.896 | |
Analytic hierarchy process | 0.86 | ||
This study | Random Forest | random selection method | 0.9768 |
Buffer method | 0.978 | ||
Regular distribution method | 0.9708 | ||
Frequency ratio method | 0.9696 | ||
Information value method | 0.9878 | ||
Certainty factor method | 0.9857 |
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Tu, L.; Chen, M.; Leng, P.; Liu, S.; Liu, M.; Luo, W.; Mao, Y. Improving Landslide Susceptibility Assessment Through Non-Landslide Sampling Strategies. Land 2025, 14, 2059. https://doi.org/10.3390/land14102059
Tu L, Chen M, Leng P, Liu S, Liu M, Luo W, Mao Y. Improving Landslide Susceptibility Assessment Through Non-Landslide Sampling Strategies. Land. 2025; 14(10):2059. https://doi.org/10.3390/land14102059
Chicago/Turabian StyleTu, Liping, Meiqiu Chen, Peng Leng, Shengwei Liu, Mei’e Liu, Wang Luo, and Yaqin Mao. 2025. "Improving Landslide Susceptibility Assessment Through Non-Landslide Sampling Strategies" Land 14, no. 10: 2059. https://doi.org/10.3390/land14102059
APA StyleTu, L., Chen, M., Leng, P., Liu, S., Liu, M., Luo, W., & Mao, Y. (2025). Improving Landslide Susceptibility Assessment Through Non-Landslide Sampling Strategies. Land, 14(10), 2059. https://doi.org/10.3390/land14102059