The Role of Spatial Plans Adopted at the Local Level in the Spatial Planning Systems of Central and Eastern European Countries
Abstract
:Highlights
- There are major analogies in the countries studied regarding the legal formula of local spatial plans and the practical problems involved.
- The implementation of the spatial plans into other acts is a serious challenge in the countries studies.
- A practical debate is needed on the optimal formula of spatial plans, based on the experience of the countries studied.
- It is necessary to develop an interdisciplinary discourse to help implement the findings of the plans more widely.
Abstract
1. Introduction
- A different approach to the market and conflicts in spatial planning (determined by the socialist planning tradition, the effect of which are still visible), characterized by the failure to provide fully adequate and coherent responses to the new economic context and to the tensions within these planning systems.
- Emphasizing the rights of property owners in the spatial planning system (related, in turn, to a specific rebound after the communist period).
- An incoherent response to intensive urbanization (including suburbanization)—especially in terms of adapting specific spatial solutions to this challenge.
- jointly identifying and comparing the features of local spatial plans in Central and Eastern Europe;
- extracting the features of local spatial plans that can be compared in the countries studied;
- to identify and compare problems related to the application of local spatial plans;
- to determine how the features of local spatial plans can be compared, despite differences in terminology, features of planning practice, and legal solutions in the countries studied;
- to relate the results to the scientific discussion on the classification of spatial planning systems and the role of spatial plans.
2. Methods
- The basic characteristics of spatial plans at the local level in each CEE country, including how many types there are—this is justified by the need to properly translate the content of detailed plans into planning practice.
- Whether spatial plans are binding regulations or non-binding instructions—this distinction is relevant, among others, when distinguishing between plan-based and development-based systems.
- Determining whether local authorities are required to adopt spatial plans for all areas or not—this determines the actual application of plans in each country (which may be different from statutory regulations). It is worth noting that the national literature regards the legal dimension of plans and the obligation to adopt them as key criteria [81].
- Detailing the content of spatial plans, especially that of general plans. This is another point to consider when answering the question of how the provisions of the plans affect land.
- An indication of the key values within different national spatial planning systems (declared in the national laws on spatial planning)—these values are not always sufficiently protected in practice. It is nevertheless useful to identify the legislator’s general point of view, which can then be verified by an analysis of the literature on the subject.
- Brief reviews of the national literature on the problems observed in different spatial planning systems—this study did not portray the broader dynamics of changes within spatial systems. Doing so would have introduced even more terminological discrepancies in relation to the research assumptions. Nevertheless, it was considered that a possible accountable reflection on the dynamics of systems change was a discussion of their problems. Diagnosing specific problems in the national literature provides a rationale for change. It may be added that in some countries, such diagnoses are far more relevant than the changes contemplated at the statutory level (Figure 2).
- Plans, which for the purposes of the article we refer to as general plans (general plans);
- Plans, which for the purposes of the article we refer to as detailed plans (detailed plans).
3. Results
- The separation of zones/functions of the site,
- The definition of technical infrastructure guidelines,
- Reference to the environmental and cultural values of the area.
4. Discussion
- In CEE countries, an important issue seems to be the analysis of the role of courts in spatial planning. Since spatial plans are, at least partly, legally binding acts, they are subject to judicial review. The interpretation of legal regulations is a good way of defining spatial planning problems.
- An in-depth discussion is needed on the issue of terminology because it is linked to different understandings of certain concepts (e.g., “land use policy”). These perspectives differ not only between countries but also between scientific disciplines.
- In the planning systems surveyed, it is worth looking for elements of flexibility in planning. These can then be collated and compared.
- More detailed analyses can be carried out in smaller groups of countries. Hence, a more in-depth review of the practice of circumventing planning provisions (e.g., comparing Bulgaria and Poland in this respect) might prove particularly interesting.
- The evolution of spatial planning systems, the broader dynamics in changes within these systems or their development from plan-based systems to more strategic development-based systems is also worth academic attention.
- The dependence of planning provisions and the direction of planning practice on the number of municipalities in each country, the size of these municipalities, and the average population in the municipality also require further analysis.
- Further discussion is needed on how to classify European spatial planning systems. While the general separation of groups of countries (families) provides a point of reference, it is equally important to further elaborate on specific issues that can be compared in-depth. From this perspective, it is an interesting task to compare the key issues of spatial planning in all European countries.
- A broader reference of systemic solutions to the latest challenges, both on a universal scale (adaptation of spatial planning to climate change) and in individual groups of countries (the problem of urban shrinkage, urban sprawl, and suburbanization).
5. Conclusions
- The universally binding nature of at least one plan in any given country,
- A major role for local authorities in drawing up plans (predominant in most countries), but one which is curtailed by higher-level authorities, especially when dealing with major public investments and particularly valuable areas,
- The dominant division of plans at the local level between general and detailed,
- The coverage of the entire area of a country by (general) plans in a group of countries,
- The inclusion of areas of land, technical infrastructure, and references to environmental and cultural topics in the general plans.
- The key problems defined in national systems boil down primarily to how the provisions of the plans are implemented. There are several trends visible here:
- The circumvention of planning provisions,
- The lack of coordination in content between different types of plans (e.g., general and detailed).
- The terminology used to describe both the names of the plans and their contents,
- A more detailed classification of the plans in each country and a wider range of their contents, including the type of plan in which development parameters are included,
- Individual differences in relation to the trends revealed earlier.
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
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State | Values/Goals of the Spatial Planning System as Expressed in Laws | Problems of the Spatial Planning System, Based on the National Literature and Experiences on the Subject |
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Belarus |
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Bulgaria |
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Czech Republic |
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Estonia |
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Lithuania |
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Latvia |
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Poland |
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Romania |
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Slovakia |
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Ukraine |
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Hungary |
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Issue | Explanation |
---|---|
The role of local authorities in spatial planning | Local authorities have planning autonomy. However, the degree of autonomy may be limited by higher-level authorities. |
Exceptions | Planning autonomy at the local level is declared in every country. However, there are some countries where it is weaker in practice (Belarus). |
Are zoning plans universally binding legal acts | Yes, in all countries |
Exceptions | No |
State | Types of Spatial Plans | Determining Which Plans Should Be Adopted on a Compulsory Basis |
---|---|---|
Belarus |
| General plans |
Bulgaria |
| General plans |
Czech Republic |
| No obligation to adopt plans |
Estonia |
| General plans. Detailed plans are mandatory in densely populated areas, in case of development |
Lithuania |
| General plans |
Latvia |
| General plans. The detailed plan is mandatory in the cases specified in the spatial plan (general), in the local plan, as well as in cases specified in the regulations. |
Poland |
| No obligation to adopt plans. There is one plan at the local level which contains both general plan elements and detailed plan elements. |
Romania |
| General plans. Zonal and detailed urban plans are only mandatory in specific situations, outlined in the general urban plan or in the planning law. |
Slovakia |
| General plans are mandatory for communes with more than two thousand inhabitants |
Ukraine |
| General plans and detailed plans |
Hungary |
Formerly:
| No separation between the general plan and the detailed plan. |
State | Specific Issues of Enacting Spatial Plans at the Local Level |
---|---|
Belarus | General plans are a sufficient basis for investment, The detailed plan is drawn up based on the general plan in force, the solutions of which specify and make concrete the functional purpose, planning organization, and development of the projected area. Detailed plans are technical regulations. They are subject to compulsory execution. Detailed plans could be enacted at the request of investors. |
Bulgaria | General plans are not a sufficient basis for investment. Detailed plans are necessary to execute the investment. Detailed plans address specific projected investments. In a situation where a general plan is not enacted (despite such a legal obligation), a detailed plan may be enacted (this is the original legal trick). This results in bad practice and inadequate coordination of instruments and policies at the local level. |
Czech Republic | General plans are a sufficient basis for investment. The detailed plan sets comprehensive plot regulations. It must respect the general regulations comprised within the general plan. Regulatory plans are very rarely enacted, as they do not bring sufficient benefits for investors. When adopting general plans, municipalities can obtain grants for technical infrastructure. Public investment can be realized exclusively in municipalities having valid general plans. Private investment can be realized either in areas that are built up even without a general plan and/or in areas designated for development in the general plans. Outside these areas, one cannot carry out investments. |
Estonia | General plans are a sufficient basis for investment. A general plan must be adopted for all municipalities. A detailed plan is adopted only in densely populated areas. In the remaining areas, the provisions of the general plan are sufficient for the implementation of investments. A detailed plan has several (22) functions. It specifies the division of plots, while at the same time defining the possible location of buildings, infrastructure, as well as traffic arrangements. It also contains conditions for planting vegetation. |
Lithuania | General plans are a sufficient basis for investment. If a detailed plan does not apply, development may be carried out under the general plan. It should be stressed that the plan at the national level is also a legally binding act. |
Latvia | General (spatial) plans, enacted according to sustainable development strategies, form a sufficient basis for carrying out investments, except for the cases when a detailed plan is mandatory. Local plans, developed for a part of the city, for a town, a village, a rural territory, or their parts: 1) solve a planning task or expound on the general spatial plan, and 2) amend the functional zoning of the general plan during the planning process, thereby finding an appropriate land use for the investment. Detailed plans are developed to lay down the requirements for land use and building parameters, as well as to adjust the borders of land units and restrictions. In addition, they describe and specify zoning and building regulations for each land unit. General plans at the local level are in force for the whole country, so investment in almost all cases is based on one of the spatial plans—general, local, or detailed—with the exception of national interest investments, such as military infrastructure, railway infrastructure, etc., when the Cabinet of Ministers approves them. |
Poland | Spatial plans are a sufficient basis for investment. Plans are in force for less than 30% of the country’s area. Spatial plans in Poland combine features of general plans (designation of zones) and detailed plans (determination of detailed development parameters). In the remaining part of the country, administrative decisions (decisions on development conditions) are the basis for investments (also private ones). This results in bad practices. |
Romania | General plans are a sufficient basis for investment. General urban plans are mandatory at the LAU2 level (i.e., commune, town, or city). These plans contain both short-term provisions (i.e., zoning and building regulations), as well as medium- and long-term provisions (i.e., strategic interventions). Hence, general urban plans are both regulatory and steering in character. Zonal urban plans refer to zones, thus being more detailed than general plans. They are regulatory in character and are more detailed than general urban plans. They either contain finer-grained zoning and building regulations, or they modify the regulations of the general urban plan, within legally defined thresholds. Both general urban plans and zonal urban plans come with an action plan, dedicated to their implementation, as well as with a public investment program. |
Slovakia | General plans are a sufficient basis for investment. General plans (local land use plans) are a sufficient basis for investment, as they cover all aspects, including regulations and strategic investments. They are approved by the local council in the form of generally binding regulations. Zonal plans refer to zones and are more detailed than general plans (contain detailed regulatory plans of a zone). In general plans (local land use plans) a need/requirement for a zonal plan is expressed. Some strategic public investments can be undertaken without plans adopted at the local level. In such cases, regional plans are the point of reference. |
Ukraine | General plans are a sufficient basis for investment. Detailed plans elaborate on general plans. Detailed plans may act as an alternative to general plans if the latter is missing. In connection with the administrative-territorial reform, the role of plans is changing. The main spatial planning document will be a comprehensive spatial development plan. It will include both general and detailed plans. There is also the possibility of implementing part of the investment without plans, in case local authorities are unable to develop spatial plans. |
Hungary | Spatial plans are a sufficient basis for investment. The spatial plan, understood as the land use plan, is complex. It defines the settlement structure and settlement regulations and acts as the basis for the local building code. Starting in 2022, a reform will unite the two planning documents (development concept and land use plan) into a general plan at the local level. The comprehensive plan includes the development plan, development action area, and regulation plan, thereby acting as the basis for the local building code. |
State | Content of the Plan |
---|---|
Belarus | Approving part: general plan, basic provisions of territorial development, urban planning regulations; justifying part: strategic plan, base plan, historic and cultural plan, environmental diagrams and schemes, zoning scheme, infrastructure diagrams and schemes (transport and engineering), the description of typical street cross sections, explanatory note. |
Bulgaria | Description of the settlement structure, inclusion of territories, technical infrastructure requirements, the impact of the provisions for the environment and cultural heritage, the description of the principles for implementing these provisions. |
Czech Republic | Land use, built-up area contours, protection zones for protected areas, proposals for nature and landscape protection, contours of the agricultural land and forest land funds, spatial order regulations, conditions/restrictions for land use (development parameters), public investment map (expropriation purpose). |
Estonia | Spatial principles of the entire municipality, directions of settlement development, general location of transport networks and other infrastructure, land development, location of waste treatment sites, development exclusion zones, culturally valuable areas, development and building conditions, noise levels, minimum plot size. |
Lithuania | Land use, separation of residential area system, requirements for the protection of forests, protected areas and landscape, natural framework system, requirements for activities within protection zones, development principles for engineering and social infrastructure. |
Latvia | On the development of space/territory on the local level, in LV we have two interrelated plans—sustainable development strategy containing vision, strategic goals, and spatial perspective—settlement structure, spatial structure of natural areas, main transport and infrastructure corridors, areas of landscape value, cultural and historical significance, priority development areas and guidelines for spatial planning and general plan, developed according to the sustainable development strategy, including functional zoning, building and land use regulations, public infrastructure and transportation guidelines, determining areas with special provisions and village boundaries. |
Poland | Spatial plan: land use, demarcation lines between areas with different uses, principles of protection and shaping of spatial order, environment, nature, landscape, cultural heritage, development parameters. |
Romania | Development guidelines or goals for the entire municipality (infrastructure, economy, transportation, land reclamation, and land use), zoning and building regulations, utility easements, and other restrictions. |
Slovakia | Urban planning concept of the spatial layout, land use, delimitation of contours of the built-up area, protection zones for protected areas, proposals for nature and landscape protection, contours of the agricultural land and forest land funds, spatial order regulations, conditions/restrictions for land use (development parameters), delimitation of protection zones for protected areas. |
Ukraine | Development guidelines for the entire municipality, zoning and targeted use of the land, public services, road, engineering, and transport networks, principles for land and environmental protection, guidelines for the creation of an ecological network, principles for the protection of cultural heritage. |
Hungary | In Hungary, recently, one comprehensive plan was introduced but the local development plan and land use plan still exist in parallel. The comprehensive plan defines the development plan with long-term development goals, development action areas, the regulation plan with land use zones and types of basic activities. It defines the rules for technical infrastructure, environmental protection, open spaces, and distinguishes newly developed areas and areas requiring special attention. |
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Nowak, M.; Petrisor, A.-I.; Mitrea, A.; Kovács, K.F.; Lukstina, G.; Jürgenson, E.; Ladzianska, Z.; Simeonova, V.; Lozynskyy, R.; Rezac, V.; et al. The Role of Spatial Plans Adopted at the Local Level in the Spatial Planning Systems of Central and Eastern European Countries. Land 2022, 11, 1599. https://doi.org/10.3390/land11091599
Nowak M, Petrisor A-I, Mitrea A, Kovács KF, Lukstina G, Jürgenson E, Ladzianska Z, Simeonova V, Lozynskyy R, Rezac V, et al. The Role of Spatial Plans Adopted at the Local Level in the Spatial Planning Systems of Central and Eastern European Countries. Land. 2022; 11(9):1599. https://doi.org/10.3390/land11091599
Chicago/Turabian StyleNowak, Maciej, Alexandru-Ionut Petrisor, Andrei Mitrea, Krisztina Filepné Kovács, Gunta Lukstina, Evelin Jürgenson, Zuzana Ladzianska, Velislava Simeonova, Roman Lozynskyy, Vit Rezac, and et al. 2022. "The Role of Spatial Plans Adopted at the Local Level in the Spatial Planning Systems of Central and Eastern European Countries" Land 11, no. 9: 1599. https://doi.org/10.3390/land11091599
APA StyleNowak, M., Petrisor, A.-I., Mitrea, A., Kovács, K. F., Lukstina, G., Jürgenson, E., Ladzianska, Z., Simeonova, V., Lozynskyy, R., Rezac, V., Pantyley, V., Praneviciene, B., Fakeyeva, L., Mickiewicz, B., & Blaszke, M. (2022). The Role of Spatial Plans Adopted at the Local Level in the Spatial Planning Systems of Central and Eastern European Countries. Land, 11(9), 1599. https://doi.org/10.3390/land11091599