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Review

Assessment of Physical Vulnerability and Uncertainties for Debris Flow Hazard: A Review concerning Climate Change

by
Mudassir Ali Khan
1,*,
Zahiraniza Mustaffa
1,
Indra Sati Hamonangan Harahap
2,
Muhammad Bello Ibrahim
1 and
Mohamed Ezzat Al-Atroush
3,*
1
Department of Civil and Environmental Engineering, Universiti Teknologi PETRONAS, Perak 32610, Malaysia
2
Department of Civil Engineering, Universitas Islam Indonesia, Yogyakarta 55584, Indonesia
3
Department of Engineering Management, Prince Sultan University, Riyadh P.O. Box 66833, Saudi Arabia
*
Authors to whom correspondence should be addressed.
Land 2022, 11(12), 2240; https://doi.org/10.3390/land11122240
Submission received: 16 October 2022 / Revised: 15 November 2022 / Accepted: 16 November 2022 / Published: 8 December 2022
(This article belongs to the Section Land–Climate Interactions)

Abstract

:
Global climate change has increased severe torrential hazards, particularly debris flows in mountainous regions. After floods and earthquakes, debris flows are the most devastating natural hazard in the world. The effects of debris flow on human life and built environments necessitate reconsidering current infrastructure planning, engineering, and risk management practices. Hence, the vulnerability of elements at risk is critical for effective risk reduction systems. Therefore, this article reviews the existing physical vulnerability approach of infrastructure, particularly building toward debris flow hazards in the last 20 years. Furthermore, uncertainties associated with the vulnerability assessment and their quantification techniques have also been discussed in detail. It was found that matrices, curves, and indicators have been extensively used for vulnerability assessment approaches in the last two decades. However, if aleatory and epistemic uncertainties are not quantified or conserved in the vulnerability assessment process, it makes the system inefficient and unreliable. Moreover, data requirements, strengths, and weaknesses of approaches presented herein are highlighted with case studies. Finally, a thorough discussion on future needs in the field of risk assessment methodologies is highlighted by considering uncertainties into account.

1. Introduction

Rapid climate change has a high-order impact on natural and engineered slope stability, resulting in serious mountainous hazards. However, the nature, location, magnitude, direction, and frequency of hazards in response to climate change are still uncertain [1]. Among the mountainous hazard, debris flows are a tragic and expensive hazard worldwide. Sometimes the consequences are pathetic because they hit the built environment rapidly and without warning [2,3]. Earlier, it was difficult to quantify the global loss occurred by debris flow due to a lack of systematic data collection techniques. However, since 2004, systematic hazard databases and mass media reports have allowed the proper quantification and spatial distribution of fatalities worldwide [4]. According to Dilley et al., 2005 [3], landslides and debris flows were responsible for roughly 1000 fatalities worldwide per year. In addition, 4862 fatal landslides were recorded from 2004 to 2016, resulting 55,997 fatalities (approx.) globally due to tectonic movement, climate change, and human activities. Furthermore, the Global Fatal Landslide Database (GFLD) shows that landslides are unevenly distributed, severely affecting South America, East Africa, Turkey, Iran, the European Alps, and Asia (along the Himalayan Arc) [4,5].
Furthermore, Dowling and Santi [6] analyzed the 213 debris flow events from 38 countries and reported almost 77,800 fatalities from 1950 to 2011, making it the third-largest dangerous hazard after floods and earthquakes. Most recently, flood with debris flows affected 33 million people and killed more than 1500 in Pakistan between mid-June and July 2022 [7]. Moreover, the Republic of South Korea claimed 1728 fatalities (approx.) between 1977 and 2017, with an estimated loss of USD 500 million to USD 1 billion due to debris flow hazards [5,8]. Additionally, the United States Research Council reported that each year in the United States, landslides caused by wildfires and strong rains claim the lives of an average of 25 to 30 individuals [9]. Therefore, debris flows brought on by anthropogenic climate change cause remarkable financial losses [10,11,12] and always pose a serious threat to human life and the built environment. Hence, detailed and robust studies are required to quantify the vulnerability by considering climate change in the built environment.
Recent studies advanced the research on the likelihood of hazard occurrence [13,14], its runout distances, [15,16] triggering, monitoring [17], and hazard mapping of debris flows [18,19,20,21]. Furthermore, at the same time, researchers’ interest has grown in developing frameworks by considering the interaction between natural hazards and elements at risk [22,23,24,25]. In this respect, vulnerability plays a crucial role in determining a geological hazard’s danger. It uses several ideas to reflect various characteristics of scientific fields and their intended usage (i.e., physical, social, institutional, systematic, and functional). As long as physical vulnerability is concerned, it deals with the degree of loss to an element or set of elements impacted by an external source within the affected area on a scale of 0 (no loss) to 1 (total loss) [26]. In this context, matrices, curves, and indicators have proven successful methods for determining how structures are vulnerable to debris flow hazards [27]. However, these methods have their strengths and weaknesses due to the availability of hazard data, regional specificities, and applicability of each approach to the built environment. Furthermore, uncertainties associated with these approaches make the system unreliable [28] and sometimes underestimate the loss and damage associated with the hazard. Therefore, it is necessary to precisely predict the debris flow characteristics, vulnerability, and uncertainties at each step of the risk assessment system.
Hence, this paper aims to review the existing vulnerability assessment techniques and recent advancements in risk management methodologies. In addition, the techniques developed to identify and quantify the uncertainties in vulnerability curves by considering climate change are also highlighted and compared over the last two decades. In this context, 110 research and review articles have been downloaded and analyzed from Scopus, Web of science, and Google Scholar databases. Furthermore, this manuscript presents the vulnerability assessment approaches based on the structure affected, intensity, and degree of loss by highlighting each technique’s data requirement and limitations. Additionally, this review provides the basis to select the suitable vulnerability approach in the risk assessment framework, as vulnerability is the intrinsic component of risk management strategies. Finally, the discussion on advancement in the vulnerability analysis field is highlighted with recommendations for future research.

2. Debris Flow and Its Consequences

Debris flows are very rapid to extremely rapid non-plastic flows. It may be defined as the mixture of loose sediments and water that moves down in a steep channel [10,21]. A debris flow event may occur in a series of surges that travels several hundred kilometers with a velocity ranged 4–16 m/s [29]. Based on the moment transfer mechanism, many events are identified as debris slides, mudflows, debris floods, debris torrents, mud spates, and lahars [10,30,31]. However, this article only focuses on the debris flow and its consequences on the built environment. The debris flow density ranges from 1800 to 2400 kg/m3, twice the density of mud slurry [32,33]. Climate change (e.g., intense rainfall), deforestation, and earthquakes are the primary causes of debris flows [34,35,36].
Additionally, wildfires, melting glaciers, and disruption of snow cover distribution due to unfavorable weather conditions are other important factors triggering most debris flows in mountainous regions [37]. For instance, extensive rainfall for a long period initiates steep slope failure leading to massive sediment entertainment in the stream. These sediment movements later converted into disruptive events for many systems of infrastructure, as illustrated in Figure 1. The slope failure mechanism is a complex phenomenon caused by the reduction of cohesive forces between soil particles and the dissipation of pore pressure due to the infiltration of rainwater into the slope. Furthermore, additional load and relief, improperly designed or poorly executed drainage systems significantly affect the overall stability of slope [37,38].
Debris flow consequences are broadly divided into physical and socioeconomic impacts on customers or users of the infrastructure. Physical impacts are the most immediate ones, including injuries, fatalities, and emotional loss to victims, as well as complete to partial damage to infrastructures such as buildings, rail tracks, roads, and utility lines. On the other hand, the socioeconomic impact is the long-term impact due to the relocation of residences and loss of jobs and capital due to debris flow hazards.
According to the United States National Research Council (2011) [39], landslides caused an almost USD 1 billion loss in America, Japan, Italy, India, China, and the Soviet Union from 1960 to 1980. In addition, debris flow has damaged 390 commercial and residential buildings in China [40], 20 roads in South Korea [41], and several bridge piers in Romania [42]. Moreover, a debris flow event (1993) in the Kulekhani watershed, located in the lesser Himalayan region of Nepal, damaged the Amaluza dam. This dam was a component of the Paute hydroelectric plant, which supplied 65% of the electricity need consumed by Ecuador. Debris flood caused by dam failure severely damaged the hundreds of private homes and industrial complexes in the Rio Paute valley [43]. Therefore, estimation of the probability of debris flow occurrence and their extent with the vulnerability of elements at risk always support decision-makers in developing efficient mitigation and protection solutions. In this regard, researchers have been trying to develop different computational and analytical methods to estimate the possibility of hazard occurrence, loss to the built environment, and designing suitable risk reduction strategies for the last 20 years. Figure 2 represents the extensive research carried out in the vulnerability assessment of debris flow hazards by considering hazard intensity and damage by advanced monitoring technique, digital elevation model (DEM), and photogrammetry [31] from the United States to other subcontinents of the world. Figure 2 has been extracted by several sets of bibliographic analysis in VOS viewer software.
Furthermore, countries such as the United States, United Kingdom, Canada, China, and India continuously contribute to developing the landslide inventory, pre- and post-event data acquisition systems, and hybrid vulnerability assessment techniques for better risk management strategies.

3. Overview of Physical Vulnerability Approaches

Various methodologies and techniques regarding physical vulnerability have been highlighted and demonstrated in the literature [44,45,46]. For example, empirical, analytical, qualitative, and quantitative methods, as shown in Figure 3, have been proposed to estimate the vulnerability of infrastructure subjected to mountainous hazards in the last two decades. Among these, vulnerability matrices (qualitative) [24,47,48], vulnerability curves (quantitative) [49,50], vulnerability indicators (semi-quantitative) [51,52,53], and integration of the different approaches [27,54] have been extensively used to assess the physical vulnerability of infrastructure.
Many physical vulnerability approaches have been developed for floods, earthquakes, and landslides. Therefore, this section highlights the vulnerability approaches, data requirements, benefits, and limitations developed for debris flows and floods impacting infrastructure (especially buildings). The vulnerability approaches and their application are summarized in Table 1. Table 1 is divided into vulnerability matrix, indicators, curves, and combined approaches for infrastructures (mainly buildings) affected by debris flows. Furthermore, process intensity such as deposition height (m), impact pressure (kPa), velocity (m/s), and their critical range have been highlighted and compared as responsible for complete to partial damage to the structure. Additionally, the degree of loss has been quantified from 0 to 1 quantitatively and qualitatively classified as minimal, moderate, heavy, and complete.

3.1. Empirical Methods

The empirical methods are based on the damage data from a historical event or expert opinion. It is expressed as vulnerability function and curves for a particular type of structure using damage surveys after the event. The damage is assessed using photogrammetry techniques by processing high-resolution satellite images and remote sensing data. The Dutch standard method (2004), as shown in Figure 4, is a good example of an empirical method that explains the eleven-depth damage function derived from damage data assessment and expert judgment [55]. Empirical methods are quick to calculate the vulnerability of structure in terms of equations and function but highly sensitive to the accuracy of the data, survey method, sample size, and detail of information [56]. Furthermore, methods are developed for mesoscale and use aggregate land-use data, affecting the quality of the vulnerability function.
The minimum level of information required to develop the empirical database has been illustrated in Figure 4 in the expert supervision of the hazard [56]. Overall, with an accurate dataset, empirical methods are suitable for developing the vulnerability function for a building of the same type and size, particularly for floods and earthquakes. The result is either a damage probability matrix (DPM) or vulnerability curves. However, the transferability of curves and functions is the main limitation of this method to other sites and structures.

3.2. Analytical Methods

Analytical methods investigate the behavior of infrastructure based on engineering design criteria, load, and forces responsible for the failure using physical modelling tests, (e.g., shake tables or wind tunnels) and computational techniques [57]. For instance, in the flooding vulnerability analysis of buildings, it is essential to possess different flood parameters, e.g., duration, velocity, and impact pressure [57]. Hazus_MH flood model [58] is a good example of an analytical approach for vulnerability assessment of a building subjected to flood. Furthermore, it can estimate the debris generated by building in tonnes/sqft. However, the model does not consider debris generated by vegetation and flood water.
Furthermore, it requires a large dataset to validate the model, and its transferability is the main limitation to other sites and structures. Empirical and analytical methods developed so far are mostly used for vulnerability assessment of floods. These approaches are used as complementary methods for vulnerability assessment of structures impacted by debris flows. Hence, this article is limited to discussing the vulnerability of structures subjected to debris flow hazard in detail based on Table 1, as shown below. In general, debris flow intensity and degree of loss are the primary variables for developing the vulnerability assessment framework. From Table 1, It can be observed that most of the researchers used debris height (h) ranged 0 to 6 m to develop vulnerability approach as flow depth data is easily available in post-event surveys. Further, debris flow velocity (v) and impact pressure (p) are also used to understand and categorize the damage class in various vulnerability approaches. The detail of each vulnerability approach with case studies has been discussed in a subsequent section.
Table 1. Review of existing vulnerability approach for mountainous hazard.
Table 1. Review of existing vulnerability approach for mountainous hazard.
S. No.ReferenceEvent/Location/Number of Structures Affected Process IntensityDamage Value/ClassificationRemark
1Zanchetta et al., 2004 [59]6 May 1998/Italy/25 buildings v   5   m s 1 , p 35 kPa, l = 900–2000 mReconstruction value (€)/complete, heavy, and moderate Vulnerability Matrix
2Hu et al., 2012 [60]7 August 2010/China/16 buildings p = 0–110 kPa, Q = 1485 m 3 s 1 , volume = 2.2 million m 3 Municipality value/complete (18 < p < 110 kPa), heavy, (8 < p < 50 kPa), moderate, (6 < p < 35 kPa), slight, (p ≤ 8 kPa), and very slight)Vulnerability matrix
3Jakob et al., 2012 [61]68 well-documented date/20 buildings I D F = d v 2  
4     31 , 500 for slight damage to destruction
Insurance value/some sedimentation (I) < 25% of an insured loss, some structural damage (II) = 25–50% insured loss, major structural damage (III) > 75% insured loss, destruction (IV) = 100% lossVulnerability matrix
4 Winter et al., 2013 [62] 17 countries’ data/20 roadsvolume = 10–10,000 m3Limited, serious, and destroyed Vulnerability matrix with fragility curve
5 Kang and Kim 2016 [63] August 2011/South Korea/25 buildings v = 3–14.9 m/s,
d = 0–6 m, p = 0–35 kPa
Q = 15.6–759.3 m 3 s 1
Property value/complete damage
For non-RC building (p > 30 kPa)
For RC building (p > 35 kPa)/NA
Vulnerability Curve
For RC building
V = 1 e 0.0094 v 2.775 ,
V = 1 e 0.17034 d 1.537 ,
V = 1 e 0.0005 p 1.690
6Fuchs et al. 2007 [55]16 August 1997/Austria/16 buildingsh = 0–3 m Reconstruction value (1600–140,000€)/NAVulnerability curves
V = 0.11 h2–0.02 h, for h < 2.5 m and r2 = 0.865
7Haugen and Kaynia 2008 [64]6 May 1998/Italy/6 buildingsx = 0.015–0.127 m
p = 0.1–1.15 MN
Insurance value/complete (0.45 < p <1.15 MN), extensive (0.34 < p < 0.81 MN),
moderate (0.15 < p < 0.40), and slight (0.1 < p < 0.15)
Vulnerability model
8 Akbas et al., 2009 [49]13 July 2008/Italy/20 buildings h = 0.30–3 mreconstruction value (€ 2000 to € 290,000)/damage factor (0–1)Vulnerability curves
V = 0.17 h2–0.03 h, r2 = 0.995
9Papathoma-Köhle et al., 2012 [52]August 1987/Italy/51 buildings h = 0–4 mDegree of loss based on photographic documentation and repair cost from the municipality (approx. 8.5 million €)/NAPhysical vulnerability curve
V = 1 e 0.27 h + 1.287 1.287 1 2.974
10Quan Luna et al., 2011, 2014 [65,66]13 July 2008/Italy/30 buildings h = 0–4 m
μ = 0 6 m2s
p = 0–40 kPa
Reconstruction value (€)/damage index
(0.35 to 0.66)
Vulnerability curve
V = 1.49 h 2.513 1.938 1 + h 2.513 1.938   for   h     3.63   m
V = 1   for   h     3.63   m
V = 5.28 μ 29.26 0.867 1 + μ 29.26 0.867   for   μ     5.32   m 2 s
V = 1   for   μ   5.32 m2s
11Totschnig and Fuchs 2013 [28]16 August 2005/Austria/193 buildingsh = 0–4 m
IR = 0–0.60
Property value (€)/damage ratio (0–1)Vulnerability model
V = 1 e 1.253 I + 2.438 2.438 1 1.892 ( Weibull   method )
V = 1 1 + t a n I R . π / 2 + 0.34 0.342 1 2.492 (Log logistic)
12Ciurean et al., 2017 [67]1998/Italy/41 building (1–3 floors) Iobs = 0.1 hdptMunicipality value (€)/damage ratio DR = DC/MV = 0.15–0.90Vulnerability model
1 . V = 0 ,       I < a     I a 2 b a c a ,   a I c 1 b I 2 b a c a ,   c < I b   1           I > b ,   DR = I a 2 b a c a
2 . V =   2 I 2 R 2 ,   I R 0.5 1 2 R I 2 R 2 ,   0.5 < I R 1.0   1           I R > 1.0
13Shen et al., 2018 [68] 14 August 2010/China 390 buildingsh = 0–3.5 m
v = 1 7 m/s
p = 0–35 kPa
Reconstruction value (€)/degree of loss (0.25–0.85)Vulnerability curve
14Yan et al., 2020 [69]September 2010/China/2 bridge pierv = 1–12 m/s
h = 0–6 m
Rb = 0.1–0.80 m
Insurance value (€)/4 damage classes (0.2–1) Physical vulnerability curve (Damage class 3)
V = 0.997 1.025   1 + h 3.514 3.838
V = 0.979 1.031 1 + v 3.47 3.193
V = 0.858 0.867 1 + R b 0.275 11.86
15Kappes et al., 2012 [70]Well-documented debris flow data/65 buildings Building surrounding, building, and human-related characteristics, N/AIndicator based vulnerability
16Godfrey et al., 2015 [54]2004,2005/Romania/60 buildingsh = 0–3 m
d = 0–5 m
Municipality report (€)/damage factor (0-1) Specific vulnerability curve
17Du et al., 2015 [15] 19 September 1982/El Salvador/58 buildingsp = 4.5–14 kPaSusceptibility factor Sstr = 0.1–0.8 for reinforced-to-brick masonry structure Vulnerability model
V = 1 2 I 1 S 2       I 1 S 1 1 2 1 I S 2     I > 1 S
18Dadfar et al., 2018 [71]Arbitrary data/pipelineD/t = 36, 64, 78, and 96.
PGD width = 10, 20, 30 m
NA/Tensile rupture, local buckling, and premature cross-sectional failureNovel vulnerability function
repair rate = P.(E) * vALD* (repair rate) ALD
19Wu and Li, 2019 and Mustaffa et al., 2021 [29,72]Debris flow data from China, Malaysia/pipelineExposed width = 10–40 m
θ = 15°–90° width of the corrosion pit = 0.3–2 m.
p = 42.6 to 600 kPa
Shear failure observed due to impact of stone/NAA multivariate regression equation for corrosion parameters of the pipeline
= 187.138 t T + 149.618 b π D + 22.276 l 50 D T + 410.03
20Thouret et al., [53]2004/Venezuela/15 buildingsBuilding type, Number of floors, age of constructionReconstruction value (€)/damage was assessed using 3 × 3 DEM file of the study area Physical vulnerability maps for city block, and residential building
Note: The abbreviation and symbol used in Table 1 have been described at the end of the manuscript.

3.3. Qualitative Methods (Vulnerability Matrix)

The vulnerability matrix is a qualitative method to assess the vulnerability of infrastructure subjected to torrential hazards. The method is always supported by a detailed vulnerability assessment approach, such as empirical and expert judgment [73]. The debris flow intensity is expressed as impact pressure, viscosity, debris height, or velocity ranges. The damage level has been described as slight, moderate, significant, partial, complete, and heavily damage based on post-event surveys and expert judgment [62,63,74]. In the present paper, six vulnerability matrix studies are reviewed (see Table 1), and their applicability is discussed in detail. Initially, Leon et al., 1996 [73] attempted to present landslides’ vulnerability matrices discussing various damage levels as slight to complete, corresponding to the depositional height from 0.30 to 3 m resulting in a vulnerability value (from 0 to 1). Similarly, Zanchetta et al., 2004 [59] presented detailed matrices using impact pressure, velocity, and runout distances for volcanoclastic debris flow in the same region. It was more robust and significant compared to Leone et al., 1997 [74] matrices as it relates the intensity to damage more appropriately.
Moreover, Jakob et al., 2012 [61] analyzed the data of 66 well-documented debris flow case studies to present a unique damage probability matrix based on avg. Impact index (IDF) and four damage classes as mentioned in Table 1. This matrix utilized flow depth and velocity, making it more reliable than other vulnerability matrices. Therefore, it can be stated that vulnerability matrices can make the relationship between process and consequences clear and easy to understand by a non-expert. Additionally, vulnerability matrices are flexible to a certain degree and reduce subjectivity compared with vulnerability curves. However, this method’s transferability and comparison possibilities are limited to the structure’s region and characteristics. Furthermore, this method does not provide information regarding the financial value or monetary loss [27]. For instance, Figure 5 represents the vulnerability matrix for low to high-rise buildings based on landslide characteristics length (m) and building properties that classify the stepwise damage levels [73].
Overall, the vulnerability matrix provides the correlation between rate of loss to the exposed elements and load generated by debris flow phenomena. Further, they offer a coherent framework of structural vulnerability by considering nature, characteristics of hazards, and buildings.

3.4. Quantitative Method (Vulnerability Curve)

Vulnerability curves (or functions) are quantitative methods that mainly focus on the degree of loss rather than the probability of occurrence (in the fragility curve). Hence, a large amount of reliable empirical data is required. Process intensity may be debris flow height, velocity, impact pressure, and viscosity, which can produce different vulnerability curves for the same degree of loss. The intensity of debris flow is obtained by field surveys [8,75], experimental methods [22,40,76], and numerical techniques [77,78,79,80,81]. On the other hand, damage estimation can be done by direct (insurance companies) and indirect methods, photographic documentation, and earth observation data [74,82]. Afterward, the degree of loss is evaluated from the property’s damage cost and value, which then integrated with process intensity in the form of a function or vulnerability curve. Different vulnerability functions were developed by researchers [63,65,83] and compared in Figure 6 using the process intensity as flow depth (m) and degree of loss.
Apart from the curve produced by Karagiorgos et al., 2016 [84], it is clear that all other curves exhibit a steady rise in the degree of loss between 1 m and 3 m process intensity. Differences in the curve may be due to the material used in case studies, building architecture, and the consideration of process intensity. Further, statistical analysis of available data also differs in the vulnerability function and shape of the curve. Therefore, a direct comparison of different vulnerability curves is quite challenging because significant variation in process intensity and approaches of researchers was observed among the studies [85]. Totsching and Fuchs, 2013 [28] presented the vulnerability curve based on damage data of Austria by introducing relative intensity, which can incorporate the buildings of different heights in the same curve. Furthermore, Papathoma-Köhle et al., 2016 [52] attempted to improve the existing vulnerability curve in South Tyrol by considering the building type, detailed monetary loss based on repair rate and suggested the specific vulnerability function as mentioned in Table 1 and Figure 6 for a future event. Additionally, interpolation of the intensity (especially velocity and impact pressure) for an individual building may significantly increase uncertainties [38].

3.5. Semi-Quantitative Methods (Vulnerability Indicator)

Birkmann [51] first stressed the social vulnerability that described the vulnerability indicator as a variable to incorporate the building characteristics and the structure’s orientation. It was an operational representation of the structure’s characteristics and quality, focusing on its coping capacity, resilience characteristics, impact, and susceptibility of the system to natural hazards [86]. It enables the decision-maker to analyze the disaster’s effect on the population’s social, economic, and environmental conditions. This approach incorporates the relevant indicator selection, variable identification, weighting, and integration into the vulnerability index. In this context, Kappes et al., 2012 [70] did remarkable work in developing a vulnerability indicator approach by explaining the parameter process, scoring, and weighting techniques, as shown in Figure 7 and Figure 8. However, the parameter’s weighing varies with the type of study, the importance of the structural element, exposure of the element, or expert judgment. Three major groups of vulnerability indicators are suggested for examining buildings in mountainous regions vulnerable to debris flow hazards. Building-specific information such as material, number of floors, age, height, type of foundation and other characteristics are influenced more or less by debris flow hazard. Building surroundings provide protection from various hazards but are rarely taken into account. Spatial distribution and characteristic of the population in hazardous areas is always crucial information for emergency planners and civil protection strategies [70]. Once the relevant indicators have been collected, scoring and weighting are performed by considering the type of hazard, purpose of the study, and use of infrastructure.
For example, the first floor of the building is highly vulnerable to debris flow impact. Hence its score should always be greater than other floors. Similarly, from Figure 8, suppose most of the material used in the construction is wood or any weaker material than reinforced concrete (RCC); in that case, it is severely affected by the debris flow hazard and should score higher than concrete. Furthermore, researchers such as Thouret et al., 2014 [53] considered the building type, roof type, number and quality of openings, and the number of stories as an indicator to assess the physical vulnerability of a residential building in Peru. Similarly, Ettinger et al., 2015 [87] developed the relationship using a logistic regression technique between the indicator and damage to estimate the damage probability index. The leading indicators were the building footprint, shape of the city block, distances from the channel, building density, number of stories, and soil permeability to develop the efficient vulnerability approach.
Moreover, Papathoma-Köhle et al., 2019 [86] improved the criteria of indicators selection based on relevancy and presented the new physical vulnerability index (PVI), which was later used in Europe and other sites where no empirical data are available for vulnerability assessment. Each indicator-based methodology contained a list of indicators relevant to the physical vulnerability assessment of the structure (building) for debris flow hazard. Some indicators used in these studies are common (e.g., building type), but it mostly depends on the expert judgment and the requirement of the study.

3.6. Combination of Approaches

Each method described above has limitations due to data scarcity, damage prediction, estimation of process intensities, and other miscellaneous factors. Hence, researchers attempted to combine the approaches to increase their robustness by reducing the uncertainties. Therefore, an indicator is used as a complementary approach to well-established methods (such as vulnerability curves) to add benefits of both methods. In this regard, Fuchs et al., 2019 [83] recently integrated vulnerability curves and indicators to quantify the physical vulnerability of residential buildings in Martell (Italy) and their interaction with the element at risk. They commented that the intensity of debris flow should also be considered as an essential indicator in the indicator-based methodology in expressing the physical resilience of the building. In this way, intensity can thus be viewed as a process characteristic that includes debris flow height and direction. This study provided the relative vulnerability index (RVI) expression based on the score, intensity, and weight of the parameter as represented by Equation (1)
RVI   = 1 m w m I m s n      
where w = weights, I = indicators, s is the scores of the indicators.
Furthermore, Du et al., 2015 [15] presented a vulnerability model using susceptibility of debris flow hazard (S) and intensity (I) of flow described by Equation (2). The set of indicators selected were the structure characteristics, service year, level of maintenance, and structure orientation with respect to flow. This methodology was later applied to eight debris flow events in San Salvador (Italy).
V = 1 2 I 1 S 2       I 1 S 1 1 2 1 I S 2     I > 1 S  
where V ℇ [0, 1] is the vulnerability of the element at risk, I ℇ [0, 1] is the intensity of the landslide, S ℇ [0, 1] is the susceptibility. If V, I, S = 0 means less degree of damage, the landslide’s negligible damage potential and vulnerable element have high resistance to landslide impact, respectively. If V, I, S =1, the structure completely collapses, the intensity has an enormous damage potential, and the element is highly susceptible to landslide. Here, V, I, and S are non-dimensional terms. Similarly, Godfrey et al., 2015 [71] combined the generic vulnerability curve (GVC) with the vulnerability index (VI) based on a set of indicators to produce a specific vulnerability curve (SVC) Martell (Italy).
Recapitulating the above section vulnerability assessment is undoubtedly the prerequisite step of the risk reduction system. It is one of two counterparts of the risk assessment process. Most of the approaches discussed above differ not only by a basic principle, such as understanding and expression of vulnerability, but also in their detail, such as number and type of structure under investigation. Each vulnerability methodologies have some drawbacks and benefits summarized in Table 2. They can be used based on required data availability, the study’s aim, and financial restrictions. Significant attempts have been made in the literature to quantify the intensity and damage associated with debris flow using interpolation techniques and satellite data. However, the scarcity of well-documented data, the limitation of each approach, and the debris flow assessment process stressed the researchers to develop more advanced tools to incorporate different aspects in the vulnerability assessment framework. Nevertheless, some well-documented debris flow events, such as Sarno and Martell (Italy), provided abundant data regarding intensity and damage to apply more than one vulnerability approach effectively. Further, hybrid vulnerability approaches by integrating different methodologies have gained popularity in the current scenario.

4. Uncertainties in Vulnerability Analysis

Uncertainties associated with debris flow susceptibility and vulnerability assessment often attract engineers to quantify it for accuracy in the risk management system. However, uncertainties, if not quantified and conserved, make the system inefficient and may overlook critical scenarios [28]. In addition, uncertainty might result in descriptive, aggregation, and judgmental errors in the vulnerability assessment systems. Therefore, uncertainties within the risk assessment process may be classified as aleatory and epistemic uncertainty. Aleatory uncertainties may be accidental due to variability of the physical properties, which cannot be reduced [85]. In comparison, epistemic uncertainty is due to a lack of or limited knowledge and can be reduced by a skilled workforce, increasing the number of tests, updating measurement methods, or improving computational procedures [88]. Uncertainty may also occur due to the characterization of exposure, input data, modeling methods, or output in vulnerability assessment systems. The potential uncertainties at various levels of vulnerability assessment methodologies are shown in Figure 9.
Input uncertainty may be caused by variable input data or a lack of expertise. Model/procedure uncertainty is a conceptual uncertainty that shows how the real world is represented and abstracted [28]. Finally, the uncertainty in the output is an aggregation of uncertainty associated with input parameters and model uncertainty [88]. Uncertainties associated with vulnerability curves are partly due to process intensity estimation, such as velocity, height, and impact pressure. Additionally, it may also occur due to monetary damage assessment methodologies, e.g., in some cases, the market value [89] of a building is used, whereas in other cases [28,53], reconstruction values are utilized.
Furthermore, the value of a building is determined by its size, which is a source of uncertainties in the vulnerability curve. A more detailed study of uncertainty related to the vulnerability curve was carried out by Eidsvig et al., 2014 [88] using uncertainty bands to communicate the uncertainties of the vulnerability curve to stakeholders to assist them in decision-making. Besides, some uncertainties regarding selecting the most relevant indicator, weighting approach, and aggregation of indicators, are also observed in indicator-based methodologies.

Uncertainty Quantification Techniques

Uncertainties in risk assessment systems can be handled by conservation or simply by ignoring them. But sometimes, later cases give highly unreliable results in a critical scenario of the vulnerability assessment system. On the other hand, conserving uncertainties may result in un-economic mitigation measures but mostly on the safe side [88,89]. Quantitative vulnerability assessment allows the estimation of landslide vulnerability uncertainties, such as employing confidence bands for the best-fitting function in vulnerability curves [90] and the first-order moment (FOSM) approach to assess the uncertainty in the input parameter [91]. Furthermore, the Monto–Carlo simulation is a trustworthy method for calculating the uncertainty in vulnerability systems of landslides initiated by rainfall [92]. It was developed as an experimental probabilistic method to solve difficult deterministic problems, since computers can easily simulate many trials with random results. Moreover, the model–structure-independent approach based on information theory proved effective in estimating epistemic and aleatory uncertainties during runoff modeling [93]. Information theory depends on the entropy principle, which characterizes the uncertainty of the chosen variable within the vulnerability model. Additionally, uncertainty associated with vulnerability curves was quantified by suggesting the best fit model by adjusting the error, which might be additive or multiplicative based on statistical analysis. The multiplicative uncertainty factor is commonly used in most geotechnical reliability analyses [85,94] to distribute the errors.
Moreover, numerous studies are available using Weibull distribution, whereas some other studies used second- or third-order logistic regression to examine the relationship between damage and process intensity, as highlighted in Table 3. Furthermore, the Bayesian network (BN) is also an effective tool to quantify and reduce the uncertainties in debris flow analysis by the knowledgeable representation of the multi-source information integrated into a consistent system [95]. BN represents the uncertainty interdependencies among random variables that describe most real-world domains [96]. As vulnerability curves use the intensity and degree of loss in quantitative form, attempts have been made to quantify the uncertainties in the vulnerability curve, as mentioned in Table 3.
Furthermore, input uncertainties quantification techniques have also been developed to enhance the reliability of the risk assessment system for debris flow hazards and floods. For instance, direct (rain gauge) and indirect (analytical methods) have been employed to measure the rainfall intensity threshold to trigger the debris flow and landslide in a mountainous region in literature [85,93,100]. However, errors have been observed while selecting and monitoring the position of the rain gauge in the upper Adige River basin in Italy [11], which overestimated the rainfall threshold intensity responsible for the debris flow in the region. Additionally, Zhang et al., 2012 [101] represented uncertainty quantification models in terms of the mean, standard deviation, and probabilistic distribution function that best fit the available data of the event. Uncertainty models can be characterized by the systematic comparison between observed performance data and model prediction. The single factor could not represent uncertainty in vulnerability function and curve because it depends on the intensity and degree of loss.
Overall, vulnerability is the dynamic quantity of the risk management system due to variations in intensity, frequency, and output at each risk assessment level. Lack of intensity and damaged data are sources of several uncertainties in physical vulnerability assessment systems [96]. Hence, it is the first and foremost step for decision-makers to identify these uncertainties associated with the vulnerability approach. Quantifying these uncertainties increases the decision-maker’s confidence to invest in structural or non-structural protection measures. Quantification using a statistical approach such as Monto–Carlo simulation, FOSM approaches have been significantly used in the last few decades.

5. Recent Advancements in Vulnerability Assessment

A reliable risk management system requires the precise estimation of vulnerability to design better risk reduction strategies. Vulnerability further depends on accurate estimation of the intensity and damage by taking care of the uncertainties at each level [49,83,102]. These exercises will help to develop a more robust risk management framework that supports the decision-maker and stakeholders. The review of current studies provides the existing knowledge in the field of vulnerability assessment, with certain gaps to be filled to improve the way physical vulnerability is assessed. There is always room for improving the risk assessment strategy by updating computational aids and platforms. A new and updated vulnerability framework can be developed after incorporating the uncertainties verified by the well-documented case studies and by integrating the different approaches to complement each other, as described in Figure 10. Mitigation measures and early warning systems have also been revised to improve the risk assessment system.
Natural hazard scientists, practitioners, civil protection officers, and researchers continuously improve the existing vulnerability techniques by developing applications, codes, and software to collect more data for better risk estimation. In addition, many efforts are underway to understand, analyze, calculate and, if possible, visualize the vulnerability [103]. In this regard following recent progress has been made:
  • Development of the advanced vulnerability function to assess the vulnerability quantitatively by correlating intensity along the (X-axis) with the building’s state of damage (Y-axis).
  • Damage assessment has improved by determining property value based on market studies, reconstruction values, insurance companies, tax offices, and technical reports based on the size and type of buildings [104,105].
  • Bahler et al., 2001 [106] initiated the "Pragmatic approach" based on the past existing data, local experience of the practitioner, expert judgment, and regional representative of the population for risk estimation of natural hazards. Furthermore, Swiss federal offices for civil protection and the environment developed an e-learning platform using a pragmatic approach. This software provides the calculation tools for simplified risk analysis in Switzerland and abroad.
  • New vulnerability functions have been proposed by the researchers [28,45,107] based on the regression analysis using the Weibull approach for brick and reinforced brick structures.
  • Recently, the MOVE vulnerability assessment framework has been developed by the FP7 MOVE Project engineers to address the vulnerability in a multidimensional view with respect to space and time.

6. Conclusions

Recent studies on mountainous hazards have attracted the attention of scholars and scientists toward the significance of physical vulnerability assessment in risk management systems. Debris movement is seen to have a remarkable impact on both human lives and the built environment. This review compared various vulnerability approaches in risk assessment systems and their associated uncertainties. From the critical analysis of pertinent literature, it has been concluded that vulnerability matrices, curves, and indicators are important approaches to estimating a structure’s vulnerability. However, their strengths and weaknesses clearly show a gap in enhancing vulnerability assessment approaches. Depositional height (h) from 0 to 6 m, impact pressure (p) ranges 0–35 kPa, and velocity (v) range 0–10 m/s are processed intensities responsible for the slight to complete destruction of residential buildings reported in the literature. Integration of vulnerability indicators with curves widens the vulnerability scope by considering different characteristics of buildings and intensity in vulnerability frameworks. Apart from that, land use patterns and better implementation of building standard codes with local adaptation measures may reduce the risk of building vulnerability to debris flow hazards. Furthermore, large data sets also consistently support vulnerability techniques; nonetheless, lack of data remains the main source of uncertainties in the risk management system. In addition, the interaction of elements at risk with debris flow requires extensive research, resulting in more comprehensive vulnerability strategies. Due to the direct loss of human life, most of the vulnerability strategy developed to date is only relevant to buildings. However, other structures such as retaining walls, bridge piers, highways, railways, and pipelines are also always threatened by mountainous hazards, but very few studies are available for these infrastructures. Finally, advancing uncertainties quantification techniques, especially in vulnerability matrices and indicators to make the risk reduction system more reliable, is a challenging gap to improve the vulnerability assessment system.

Author Contributions

M.A.K.; Writing original draft, discussion, formal analysis, Z.M.; Supervision, resources, software, reviewing and editing, I.S.H.H.; Conceptualization, research goal and aims, M.B.I.: Visualizations, formal analysis, M.E.A.-A.: Reviewing, editing, and funding acquisition. All authors have read and agreed to the published version of the manuscript.

Funding

This research has been funded by Structure and Materials (S&M) Research Lab of Prince Sultan University, Riyadh, Saudi Arabia.

Institutional Review Board Statement

Not applicable.

Informed Consent Statement

Not applicable.

Data Availability Statement

Data available on reasonable request to the corresponding author.

Acknowledgments

The authors gratefully acknowledge the support provided by Structure and Materials (S&M) Research Lab of Prince Sultan University, Riyadh, Saudi Arabia, and Yayasan Universiti Teknologi PETRONAS (YUTP) FRG Grant 015LC0-196.

Conflicts of Interest

The authors declare no conflict of interest.

Nomenclature

Symbols
hDepositional height (m)
vMaximum flow velocity (m/s)
p Impact Pressure (kPa)
lRunout distances (m)
QDischarge (m3/s)
V Vulnerability of structure
IProcess intensity
IDFAverage impact index
IRRelative intensity
IobsObserved intensity
a,b,cIntensity parameter (cm) a lowest value, b highest value, c (in between a and b)
Quantity belongs to mention subset
RResilience of structure
RbBoulder radius (m)
θ Impact angle (°)
σ M l Maximum von mises stresses in MPa
D/tDiameter to thickness ratio
z / D Embedment depth to diameter ratio
vALDOccurrence rate of ALD along the pipeline route
qUniformly distributed load (kN/m2)
DDiameter of pipeline
SSusceptibility
w t Soil resistance (kN/m2)
w m Weight of indicator
I m Indicator
S n Score of indicators
P.(E)Probability of occurrence
TThickness of pipe (mm)
tDepth of corrosion pit (m)
Abbreviations
ALDActive layer detachment
BNBayesian network
DPMDamage probability matrices
DRDamage ratio
DCDamage cost
FOSMFirst-order second moment
GFLDGlobal fatal landslide database
GISGeoinformatics system
GVCGeneric vulnerability curve
LIFELarge deformation finite element
MOVEMethods for improvement of vulnerability assessment in Europe
MVMunicipality value
PVIPhysical vulnerability index
PRPrivate residential
RCCReinforced concrete
RVIRelative vulnerability index
SVCSpecific vulnerability curve

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Figure 1. Illustration of debris flow process and impact on infrastructure.
Figure 1. Illustration of debris flow process and impact on infrastructure.
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Figure 2. A bibliographic representation of the countries contributing to the physical vulnerability assessment research of debris flow hazards in the last 20 years (Vos viewer).
Figure 2. A bibliographic representation of the countries contributing to the physical vulnerability assessment research of debris flow hazards in the last 20 years (Vos viewer).
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Figure 3. Different types of physical vulnerability approach.
Figure 3. Different types of physical vulnerability approach.
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Figure 4. The minimum number of information required for an empirical database [56].
Figure 4. The minimum number of information required for an empirical database [56].
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Figure 5. Structural vulnerability matrix [73].
Figure 5. Structural vulnerability matrix [73].
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Figure 6. Comparison of the physical vulnerability curves [83].
Figure 6. Comparison of the physical vulnerability curves [83].
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Figure 7. The conceptual methodology of the indicator-based approach for the building [70].
Figure 7. The conceptual methodology of the indicator-based approach for the building [70].
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Figure 8. Example of the vulnerability indicators is demonstrated together with the weight index and scores which can vary according to the objective of the study and the end-users [70].
Figure 8. Example of the vulnerability indicators is demonstrated together with the weight index and scores which can vary according to the objective of the study and the end-users [70].
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Figure 9. Process stage of uncertainties associated with vulnerability analysis [88].
Figure 9. Process stage of uncertainties associated with vulnerability analysis [88].
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Figure 10. Risk management system showing various steps of analysis (reproduced and updated from [27]).
Figure 10. Risk management system showing various steps of analysis (reproduced and updated from [27]).
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Table 2. Summary of the vulnerability approach.
Table 2. Summary of the vulnerability approach.
Approaches AdvantagesLimitation
  • Vulnerability matrices
  • A qualitative method, post-event data are likely to be less required.
  • The matrices formed are simple and easy to understand by a non-expert and end user.
  • The results obtained may not be transformed into a monetary loss. Assessment of damage is specific to process intensity and element at risk. The transferability of matrices to other sites and structures is limited.
  • Vulnerability curve
  • It is a quantitative method, and loss can be translated into monetary cost. A single vulnerability curve can incorporate different sizes of buildings. Curves may form the basis for assessing future scenario losses and costs.
  • Important information about the structure’s orientation and construction material is missing. Process intensity characteristics (e.g., direction of flow and duration) are ignored. It required large ex-post quality data, and highly site-specific Transferability and comparison are also challenging for a different type of infrastructure
  • Vulnerability indicator
  • Characteristics of elements at risk are considered. It is flexible and can be adjusted to account for different hazards and specific user needs.
  • Weighting and scoring of indicators required expert judgment. Most indicators considered the characteristic of structures rather than the process intensity of the hazard. Extensive field surveys are required since most of the information is not available at the local scale. At last result can not translate into the monetary cost.
  • Combined approach
  • Process intensity (flow depth, impact pressure, velocity) are considered with characteristics of element at risk. Specific vulnerability curve (SVC), and relative vulnerability index (RVI) is an example of an integrated approach that minimizes the uncertainty of matrices curves and indicators to some extent.
  • It is always quite difficult to score the indicator and their interaction with curves due to high-quality data requirements and expert opinion. Sometimes hybrid approach overestimates the losses due to uncertainties in damage assessment.
Table 3. Uncertainty quantification techniques in quantitative vulnerability approach.
Table 3. Uncertainty quantification techniques in quantitative vulnerability approach.
ReferenceQuantification TechniquesCharacteristics
  • Uzielii 2006 and 2008 [90,97]
  • First-order moment approach (FOSM)
  • Confidence band using expert opinion helps to estimate uncertainties at the input stage.
  • Uzielii 2009 [92], Papadopoulos, and Hoi Yeung 2001 [98]
  • Monto–Carlo simulation
  • The Monte Carlo method readily considers all non-linearities. Moreover, it can estimate the partially correlated input uncertainties.
  • Gong et al., 2013 [93]
  • Information theoretic approach
  • Aleatory and epistemic uncertainty can be estimated in the hydrological model by precise information of runoff data.
  • Khalaj et al.,2020 [99]
  • Bayesian network
  • Probabilistic method to express the uncertainty of variable and their dependency on each other
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MDPI and ACS Style

Khan, M.A.; Mustaffa, Z.; Harahap, I.S.H.; Ibrahim, M.B.; Al-Atroush, M.E. Assessment of Physical Vulnerability and Uncertainties for Debris Flow Hazard: A Review concerning Climate Change. Land 2022, 11, 2240. https://doi.org/10.3390/land11122240

AMA Style

Khan MA, Mustaffa Z, Harahap ISH, Ibrahim MB, Al-Atroush ME. Assessment of Physical Vulnerability and Uncertainties for Debris Flow Hazard: A Review concerning Climate Change. Land. 2022; 11(12):2240. https://doi.org/10.3390/land11122240

Chicago/Turabian Style

Khan, Mudassir Ali, Zahiraniza Mustaffa, Indra Sati Hamonangan Harahap, Muhammad Bello Ibrahim, and Mohamed Ezzat Al-Atroush. 2022. "Assessment of Physical Vulnerability and Uncertainties for Debris Flow Hazard: A Review concerning Climate Change" Land 11, no. 12: 2240. https://doi.org/10.3390/land11122240

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