Thermal-Process-Informed Input-Variable Selection for Multi-Site Short-Term River Water-Temperature Forecasting in the Upper and Middle Reaches of the Yangtze River
Abstract
1. Introduction
2. Materials and Methods
2.1. Study Area and Station Grouping
2.2. Data Sources, Standardization and Experimental Setting
2.3. Thermal-Process-Informed Input-Variable Selection
2.4. Model Structure and Parameter Combinations
2.5. Evaluation Metrics
3. Results
3.1. Hyperparameter Sensitivity Analysis
3.2. One-Day-Ahead Prediction Under Different Seasons and Station Groups
3.3. Conditional Effect of Discharge Input
3.4. Comparison Between LSTM and xLSTM
4. Discussion
4.1. Role and Scope of Process-Informed Input Variables
4.2. Influence of Reach Background on Model Accuracy
4.3. Role of Discharge Across Stations and Seasons
4.4. Hyperparameter Response and Model-Structure Applicability
4.5. Data Period and Transferability
5. Conclusions
- (1)
- Under the no-discharge scheme, the validation-set RMSE, MAE, and R2 were 0.238 °C, 0.177 °C, and 0.938 for LSTM, and 0.248 °C, 0.186 °C, and 0.935 for xLSTM. The mean representative-date one-day-ahead RMSE was 0.160 °C for LSTM and 0.165 °C for xLSTM, compared with 0.183 °C for the persistence baseline. The corresponding reductions relative to the baseline were 12.9% and 10.2%. Across 972 matched no-discharge combinations, the xLSTM-minus-LSTM RMSE difference averaged 0.0049 °C (p = 0.200), showing that the overall difference between the two models was small. LSTM was slightly more stable on average, while xLSTM showed local advantages only at Huanglingmiao and Cuntan.
- (2)
- Learning rate was the main training parameter affecting the predicted water-temperature series in both models. In the no-discharge validation set, the median predicted-temperature differences caused by changes in window length, learning rate, and batch size were 0.055, 0.077, and 0.056 °C for LSTM and 0.089, 0.102, and 0.073 °C for xLSTM. xLSTM showed larger parameter responses, especially to learning rate, indicating that training-parameter selection was more influential for this extended recurrent structure.
- (3)
- The grouping results showed that the reservoir regulation impact group had the lowest one-day-ahead errors, the natural hydro-meteorology group was intermediate, and the compound disturbance impact group was higher overall but showed clear within-group differences. The high error at Cuntan was consistent with the influence of reservoir-tail effects, tributary inflow, and urban-reach disturbance, whereas the relatively low error at Badong was consistent with reservoir impoundment, water-body thermal inertia, and slow-flow conditions that maintain daily water-temperature continuity. These process interpretations indicate plausible sources of error differences and can be refined with additional observations of tributary inflow, reservoir operation, local mixing, and urban heat inputs.
- (4)
- The effect of discharge input was station- and model-dependent. For LSTM, adding discharge reduced mean RMSE at Batang, Panzhihua, and Huanglingmiao, while Gangtuo, Yichang, and Cuntan showed higher or similar errors. Across matched combinations, the average LSTM change was only 0.0004 °C (p = 0.534). For xLSTM, the seven stations with discharge data all showed higher mean RMSE after discharge was added, and the paired comparison gave an average increase of 0.0216 °C (p = 0.002). The discharge-lag analysis showed that the strength and lag of the discharge–water-temperature relationship varied by station and season, with seasonal Spearman correlations ranging from −0.409 to 0.948. Discharge is therefore most useful when its variation reflects the inflow transport or mixing processes that control local water-temperature changes.
- (5)
- Process-informed input-variable selection provides a consistent basis for comparing multi-site water-temperature forecasts and interpreting error differences among stations and input schemes. Antecedent water temperature, air temperature, and discharge correspond to thermal inertia, atmospheric thermal forcing, and hydrodynamic transport, respectively. The results show that variable effectiveness should be considered together with station background, seasonal stage, and inflow thermal state. Future improvements in complex reaches may benefit from variables that describe radiation, wind speed, humidity, inflow temperature, tributary inflow, reservoir operation, and local heat sources more directly.
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
References
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| Type of Influence | Stations | Main Background | Modeling Focus |
|---|---|---|---|
| Natural hydro-meteorology | Gangtuo, Batang, Panzhihua | Dominated by climate, elevation, inflow processes and natural water–air heat exchange; direct engineering regulation is relatively weak. | Examine the effects of water-temperature thermal inertia, seasonal transition and climatic differences on forecasting errors. |
| Reservoir regulation impact | Xiangjiaba, Huanglingmiao, Nanjinguan, Yichang | Affected by reservoir storage and release, released-water temperature, downstream mixing or reservoir-outlet processes, which may reshape the short-term continuity of the water-temperature series. | Analyze whether reservoir regulation enhances short-term thermal continuity and how regulation-induced smoothing affects model accuracy. |
| Compound disturbance impact | Cuntan, Badong | Cuntan is jointly affected by backwater near the reservoir tail, Jialing River inflow, urban shoreline activity and local hydrodynamics; Badong is influenced by the Three Gorges Reservoir, shoreline activity, reservoir thermal inertia and slow-flow conditions. | Compare forecasting errors and input-variable applicability under compound disturbance backgrounds and different local processes. |
| Item | Setting | Description |
|---|---|---|
| Model | LSTM, xLSTM | Both models used identical input variables, parameter-search space and training–validation split. |
| Input scheme | No discharge: air temperature, water temperature; with discharge: air temperature, water temperature, discharge | The no-discharge scheme covered nine stations, while the discharge-input scheme covered seven stations with available discharge data. |
| Input window | 10, 20, 30 d | Historical sequence length used to predict next-day water temperature. |
| Learning rate | 0.0001, 0.0005, 0.001 | Controls the step size of parameter updates in the Adam optimizer. |
| Batch size | 16, 32, 64 | Controls the number of samples used for each gradient update. |
| Training setting | epoch = 100, seed = 42, training:validation = 9:1 | Training and validation samples were split chronologically to avoid temporal leakage. |
| Seasonal representative dates | 15 February 2015, 15 May 2015, 15 August 2015, and 15 November 2015 | Represent winter low-temperature, spring warming, summer high-temperature and autumn cooling periods, respectively. |
| Model | Parameter | Median Difference/°C | Mean Difference/°C | 90th Percentile/°C | Maximum/°C | Low-Difference Station | High-Difference Station |
|---|---|---|---|---|---|---|---|
| LSTM | Batch size | 0.056 | 0.068 | 0.128 | 0.533 | Xiangjiaba (0.039) | Cuntan (0.090) |
| LSTM | Learning rate | 0.077 | 0.097 | 0.185 | 0.877 | Xiangjiaba (0.043) | Gangtuo (0.112) |
| LSTM | Window length | 0.055 | 0.066 | 0.126 | 0.377 | Xiangjiaba (0.033) | Gangtuo (0.105) |
| xLSTM | Batch size | 0.073 | 0.091 | 0.172 | 0.682 | Xiangjiaba (0.052) | Cuntan (0.123) |
| xLSTM | Learning rate | 0.102 | 0.136 | 0.254 | 1.475 | Xiangjiaba (0.068) | Panzhihua (0.163) |
| xLSTM | Window length | 0.089 | 0.104 | 0.187 | 0.611 | Xiangjiaba (0.057) | Gangtuo (0.144) |
| Seasonal Period | RMSE Statistic | XJB | HLM | NJG | YC | GT | BT | PZH | CT | BD |
|---|---|---|---|---|---|---|---|---|---|---|
| Spring warming | Mean | 0.034 | 0.150 | 0.068 | 0.064 | 0.219 | 0.143 | 0.211 | 0.441 | 0.080 |
| Maximum | 0.098 | 0.215 | 0.169 | 0.167 | 0.458 | 0.369 | 0.277 | 0.897 | 0.183 | |
| Minimum | 0.000 | 0.088 | 0.002 | 0.000 | 0.022 | 0.003 | 0.066 | 0.072 | 0.017 | |
| Summer high-temp. | Mean | 0.213 | 0.049 | 0.032 | 0.049 | 0.184 | 0.208 | 0.506 | 0.456 | 0.263 |
| Maximum | 0.270 | 0.146 | 0.081 | 0.154 | 0.310 | 0.328 | 0.576 | 0.541 | 0.480 | |
| Minimum | 0.164 | 0.001 | 0.000 | 0.001 | 0.061 | 0.106 | 0.448 | 0.376 | 0.097 | |
| Autumn cooling | Mean | 0.036 | 0.082 | 0.053 | 0.028 | 0.090 | 0.127 | 0.055 | 0.530 | 0.068 |
| Maximum | 0.086 | 0.136 | 0.141 | 0.064 | 0.191 | 0.210 | 0.146 | 0.725 | 0.127 | |
| Minimum | 0.000 | 0.025 | 0.005 | 0.006 | 0.000 | 0.005 | 0.006 | 0.417 | 0.005 | |
| Winter low-temp. | Mean | 0.062 | 0.280 | 0.084 | 0.079 | 0.260 | 0.151 | 0.159 | 0.156 | 0.081 |
| Maximum | 0.125 | 0.371 | 0.188 | 0.233 | 0.380 | 0.283 | 0.308 | 0.276 | 0.242 | |
| Minimum | 0.004 | 0.201 | 0.004 | 0.005 | 0.134 | 0.078 | 0.013 | 0.064 | 0.002 |
| Seasonal Period | RMSE Statistic | XJB | HLM | NJG | YC | GT | BT | PZH | CT | BD |
|---|---|---|---|---|---|---|---|---|---|---|
| Spring warming | Mean | 0.058 | 0.114 | 0.074 | 0.081 | 0.208 | 0.243 | 0.131 | 0.324 | 0.053 |
| Maximum | 0.124 | 0.201 | 0.227 | 0.468 | 0.480 | 1.017 | 0.329 | 0.722 | 0.209 | |
| Minimum | 0.003 | 0.041 | 0.002 | 0.000 | 0.001 | 0.001 | 0.003 | 0.009 | 0.003 | |
| Summer high-temp. | Mean | 0.229 | 0.081 | 0.052 | 0.064 | 0.220 | 0.187 | 0.581 | 0.419 | 0.406 |
| Maximum | 0.266 | 0.248 | 0.122 | 0.142 | 0.628 | 0.350 | 0.820 | 0.615 | 0.621 | |
| Minimum | 0.183 | 0.005 | 0.002 | 0.003 | 0.013 | 0.018 | 0.474 | 0.327 | 0.098 | |
| Autumn cooling | Mean | 0.033 | 0.049 | 0.082 | 0.048 | 0.061 | 0.156 | 0.119 | 0.556 | 0.058 |
| Maximum | 0.107 | 0.120 | 0.245 | 0.138 | 0.286 | 0.354 | 0.312 | 0.775 | 0.177 | |
| Minimum | 0.001 | 0.003 | 0.000 | 0.004 | 0.004 | 0.040 | 0.009 | 0.226 | 0.001 | |
| Winter low-temp. | Mean | 0.054 | 0.205 | 0.072 | 0.091 | 0.328 | 0.109 | 0.124 | 0.179 | 0.076 |
| Maximum | 0.198 | 0.321 | 0.191 | 0.248 | 0.529 | 0.334 | 0.310 | 0.334 | 0.219 | |
| Minimum | 0.004 | 0.035 | 0.017 | 0.015 | 0.103 | 0.014 | 0.006 | 0.045 | 0.006 |
| Group | Model | Mean RMSE | Standard Deviation | Minimum | Maximum |
|---|---|---|---|---|---|
| Reservoir regulation impact | LSTM | 0.085 | 0.077 | 0.000 | 0.371 |
| Reservoir regulation impact | xLSTM | 0.087 | 0.073 | 0.000 | 0.468 |
| Natural hydro-meteorology | LSTM | 0.193 | 0.132 | 0.000 | 0.576 |
| Natural hydro-meteorology | xLSTM | 0.206 | 0.178 | 0.001 | 1.017 |
| Compound disturbance impact | LSTM | 0.259 | 0.209 | 0.002 | 0.897 |
| Compound disturbance impact | xLSTM | 0.259 | 0.208 | 0.001 | 0.775 |
| Group | Station | LSTMΔRMSE | xLSTMΔRMSE | Interpretation |
|---|---|---|---|---|
| Reservoir regulation impact | Xiangjiaba | −0.000 | 0.019 | No improvement for either model |
| Reservoir regulation impact | Huanglingmiao | −0.003 | 0.013 | LSTM decreased; xLSTM did not improve |
| Reservoir regulation impact | Yichang | 0.006 | 0.002 | No improvement for either model |
| Natural hydro-meteorology | Gangtuo | 0.041 | 0.080 | No improvement for either model |
| Natural hydro-meteorology | Batang | −0.026 | 0.019 | LSTM decreased; xLSTM did not improve |
| Natural hydro-meteorology | Panzhihua | −0.017 | 0.009 | LSTM decreased; xLSTM did not improve |
| Compound disturbance impact | Cuntan | 0.002 | 0.009 | No improvement for either model |
| Group | Station | LSTM | xLSTM | Difference (xLSTM—LSTM) | Lower-Error Model |
|---|---|---|---|---|---|
| Reservoir regulation impact | Xiangjiaba | 0.086 | 0.093 | 0.007 | LSTM |
| Reservoir regulation impact | Huanglingmiao | 0.140 | 0.112 | −0.028 | xLSTM |
| Reservoir regulation impact | Nanjinguan | 0.059 | 0.070 | 0.011 | LSTM |
| Reservoir regulation impact | Yichang | 0.055 | 0.071 | 0.016 | LSTM |
| Natural hydro-meteorology | Gangtuo | 0.188 | 0.205 | 0.016 | LSTM |
| Natural hydro-meteorology | Batang | 0.157 | 0.174 | 0.016 | LSTM |
| Natural hydro-meteorology | Panzhihua | 0.233 | 0.239 | 0.006 | LSTM |
| Compound disturbance impact | Cuntan | 0.396 | 0.369 | −0.026 | xLSTM |
| Compound disturbance impact | Badong | 0.123 | 0.148 | 0.025 | LSTM |
| Model | Validation RMSE/°C | Validation MAE/°C | Validation R2 | Representative-Date One-Day-Ahead RMSE/°C |
|---|---|---|---|---|
| LSTM | 0.238 | 0.177 | 0.938 | 0.160 |
| xLSTM | 0.248 | 0.186 | 0.935 | 0.165 |
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Ma, J.; Huang, H.; Liu, D.; Liu, Y.; Xu, Y. Thermal-Process-Informed Input-Variable Selection for Multi-Site Short-Term River Water-Temperature Forecasting in the Upper and Middle Reaches of the Yangtze River. Water 2026, 18, 1574. https://doi.org/10.3390/w18131574
Ma J, Huang H, Liu D, Liu Y, Xu Y. Thermal-Process-Informed Input-Variable Selection for Multi-Site Short-Term River Water-Temperature Forecasting in the Upper and Middle Reaches of the Yangtze River. Water. 2026; 18(13):1574. https://doi.org/10.3390/w18131574
Chicago/Turabian StyleMa, Jun, Hui Huang, Defu Liu, Ying Liu, and Yaqian Xu. 2026. "Thermal-Process-Informed Input-Variable Selection for Multi-Site Short-Term River Water-Temperature Forecasting in the Upper and Middle Reaches of the Yangtze River" Water 18, no. 13: 1574. https://doi.org/10.3390/w18131574
APA StyleMa, J., Huang, H., Liu, D., Liu, Y., & Xu, Y. (2026). Thermal-Process-Informed Input-Variable Selection for Multi-Site Short-Term River Water-Temperature Forecasting in the Upper and Middle Reaches of the Yangtze River. Water, 18(13), 1574. https://doi.org/10.3390/w18131574
