Flood Risk Prediction and Management by Integrating GIS and HEC-RAS 2D Hydraulic Modelling: A Case Study of Ungheni, Iasi County, Romania
Abstract
1. Introduction
2. Literature Review
3. Materials and Methods
3.1. Study Area
3.2. Input Datasets
- (1)
- The main data source for deriving the DTM of the study area is represented by an Airborne Laser Scanning (ALS) dataset acquired in 2012 with the LEICA ALS 70 sensor and a wavelength of 1064 nm, for modeling flood hazard and risk maps in the Prut-Bârlad hydrographic basin according to European Directive 60/2007. These LiDAR data were reused in the present study and specifically processed to obtain the DTM on which the hydraulic model in HEC-RAS was based. The LiDAR strips have an average length of 45 km and a width between 1.5 km and 2.0 km, these specific dimensional parameters being required for precision reasons, taking into account the use of IMU inertial systems. The rectangular plane coordinates were calculated in the WGS84 Universal Transverse Mercator System zone 35N, and the altitudes in the WGS84 ellipsoidal reference system. The spatial resolution of the scan is 1 point/4 m2, and in the overlapping areas between strips, it reaches 1 point/2 m2. The use of airborne LiDAR technology in hydrological and hydraulic modeling is the best option since the altimetric precision is superior to the planimetric precision [49].
- (2)
- In this study, we also employed topographic data comprising the river network, road network, railways, and delineation of the study area, as well as defensive structures. We accurately delineated the last using vectorization techniques based on the high-resolution digital terrain model (1 × 1 m), with a vertical accuracy of 10 cm.For computational efficiency, a variable 2D mesh was applied: 2 × 2 m cells for critical features (minor channels, roads, levees) and 8 × 8 m cells in less sensitive floodplain areas. This ensures accurate representation of narrow features while keeping computation times manageable.
- (3)
- The building footprint data are sourced from the National Cartography Center (CNC), under the coordination of the National Agency for Cadastre and Land Registration (ANCPI). These georeferenced vector datasets provide accurate building outlines within the study area and are regularly updated to reflect recent urban development. Their integration into hydraulic models enables realistic flood simulations in urban settings and improves flood risk assessments (Figure 4).
- (4)
- Land use data represent another important input dataset (see Figure 5). We derived these data from the 2020 color orthophoto plan provided by the National Agency for Cadastre and Land Registration (ANCPI), captured at a scale of 1:5000 and delivered in raster format with a spatial resolution of 50 cm. The data acquisition involved both analog and digital sensors, including the analog ZEISS LMK camera (model RC30) and digital sensors such as the Inertial Measurement Unit (IMU) and Digital Mapping Camera (DMC) with a focal length of 120 mm. Additional ancillary databases from APIA (Agency for Payments and Intervention in Agriculture) were used to support land use classification. These land use data were subsequently employed to estimate surface parameters relevant for hydraulic modeling, such as Manning’s roughness coefficients.
- (5)
- Another input dataset represented by the climatology data, including precipitation and temperature records, was provided by the national meteorological services to inform hydrological inputs and boundary conditions in the modeling process.
4. Proposed Methodology for Data Analysis
- Step 1: Geospatial data preparation and pre-processing.
- Step 2: Improved DTM derivation.
- Step 3: Derivation of roughness layers.
- Step 4: Hydraulic modeling.
- Step 5: Hazard mapping.
- Q represents the flow in cubic meters per second (m3/s).
- A denotes the flooded area of the transversal section in square meters (m2).
- R signifies the hydraulic radius of the transversal section, calculated as the ratio of A to the wet perimeter (R = A/P)—m2/m.
- P is the wet perimeter of the transversal section—m.
- s is the slope of the water surface—m/m.
- n is Manning’s roughness coefficient—s/m1/3.
- (a)
- Upstream (i.e., describes the inflow characteristics at the upper limit of the hydraulic model domain derived from the INHGA synthetic hydrograph).
- (b)
- Downstream Normal Depth condition with a slope of 0.007, applied across the respective boundaries of the 2D domain (i.e., the outflow behavior at the lower end of the model domain).
- (a)
- Upstream condition:
- (b)
- Downstream condition:
5. Results and Discussion
5.1. Improved DTM Derivation
5.2. Roughness Coefficient Estimation
5.3. Hydraulic Modeling Results
5.4. Model Calibration and Scenario Predictions
5.5. Extraction of Results: Types, Generation, Storage, and Processing
- ‑
- Maximum water depth was generated as raster files, indicating inundation severity. Areas with depths below 0.1 m were filtered out. The <0.1 m threshold is used solely for visualization purposes in the map legend and does not affect the underlying simulation data. All shallow flows, including those around buildings, are fully retained in the model computations. These resulting layers were later used for classifying flood intensity and for exposure analysis.
- ‑
- Flow velocity rasters were extracted per scenario to assess the energy of floodwaters. These helped in identifying areas with high erosive or structural impact potential.
- ‑
- Flood extents were derived from depth rasters and stored as vector polygons. These delineate the spatial spread of each simulated flood scenario and serve as the basis for intersection with exposure layers.
- ‑
- Hazard level maps (depth × velocity) were computed and classified into low, moderate, and high hazard zones. These were used to inform priority areas for intervention.
- ‑
- Building exposure was assessed by intersecting flood extents with ANCPI building footprints. Under the 0.1% scenario, 882 buildings (totaling 62,600 m2) were affected, primarily in Coada Stâncii and Mânzătești.
- ‑
- Affected land parcels were identified using cadastral data. For example, the 1% scenario impacted 18 land plots (~152 ha), while the 0.1% scenario affected 42 plots totaling over 840 ha.
- ‑
- Exposed infrastructure, including roads and railways, was quantified by intersecting linear networks with flood extents. In the 0.1% case, 55 segments were exposed, totaling 13.5 km.
- ‑
- Final flood hazard maps were created for each scenario and exported as both raster layers and printable PDFs. These maps, shown in Figure 16, visualize depth, velocity, and affected assets.
- (a)
- 10%—frequent floods, likely to occur approximately once every 10 years;
- (b)
- 1%—moderate floods, with a recurrence interval of about 100 years;
- (c)
- 0.1%—rare floods, expected to occur once in 1000 years.
6. Discussion
7. Conclusions
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
Abbreviations
DTM | Digital Terrain Model |
LiDAR | Light Detection and Ranging |
GIS | Geographic Information System |
HEC-RAS | Hydrologic Engineering Center’s River Analysis System |
HEC-HMS | Hydrologic Engineering Center’s Hydrologic Modeling System |
APIA | Agency for Payments and Intervention in Agriculture |
ANCPI | National Agency for Cadastre and Land Registration (Romania) |
CNC | National Cartography Center (Romania) |
ALS | Airborne Laser Scanning |
IMU | Inertial Measurement Unit |
DMC | Digital Mapping Camera |
UTM | Universal Transverse Mercator |
EU | European Union |
USGS | United States Geological Survey |
Appendix A
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ID | Land Use Classes | Manning’s n |
---|---|---|
1 | Running water/Natural streambed with stones and vegetation | 0.04 |
2 | Arable land/Uncompacted earth, bare soil | 0.05 |
3 | Communication routes/Asphalt | 0.016 |
4 | Construction yards/Smooth concrete | 0.09009 |
5 | Forest with dense undergrowth | 0.149925 |
6 | Short grass pasture/Lawn | 0.0350018 |
7 | Unproductive land/Dense weeds | 0.069979 |
8 | Standing water/Excavated earth channel (unfinished) | 0.030003 |
9 | Railways/Gravel, cobble | 0.033 |
10 | Fruit trees/Tall vegetation | 0.1 |
Result Type | Format | Storage Location | Purpose/Use |
---|---|---|---|
Maximum water depth | Raster (.tif), Shapefile (.shp) | GDB: Depth | Quantify inundation severity; identify flood-prone zones |
Maximum flow velocity | Raster (.tif), Shapefile (.shp) | GDB: Velocity | Assess the dynamic impact of floodwater on structures and terrain |
Flood extent | Polygon shapefile (.shp) | GDB: Extent | Delineate the spatial extent of flood hazard for each scenario |
Hazard level (depth × velocity) | Raster (.tif) | GDB: HazardClass | Classify hazard zones by severity; input for risk mapping |
Affected buildings | Table (.csv), Shapefile (.shp) | Exposed_Buildings | Identify infrastructure exposure per scenario |
Affected land parcels | Table (.csv), Shapefile (.shp) | Exposed_Land | Assess land use categories at risk (agricultural, residential, etc.) |
Road/rail infrastructure | Line shapefile (.shp) | Exposed_Infrastructure | Quantify linear infrastructure exposure (e.g., km affected) |
Combined hazard maps | Map layouts (.pdf/.jpg) | Maps/FloodHazard | Cartographic output for stakeholders and spatial planners |
Study | HEC-RAS Hydrodynamic Modeling | DEM Source and Resolution | Hydrograph Source | Study Area | Key Contributions Limitations |
---|---|---|---|---|---|
Pintilie et al. [26] | 2D | LiDAR, 1 m | Synthetic | Bacău City, Romania | High-resolution urban flood modeling; |
No hybrid mesh refinement, limited transferability | |||||
Ciurte et al. [30] | 2D | LiDAR, 1 m | Synthetic | Carpathians, Romania | Multi-scenario modeling; |
Not urban–peri-urban detailed discretization, no transferable workflow for data-scarce regions. | |||||
Peker et al. [28] | 2D | DEM, 5 m | HEC-HMS simulated | Göksu River Basin, Turkey | Integration of HEC-HMS and HEC-RAS with GIS; |
Coarser DEM, not urban, no transferable workflow. No direct synthetic hydrograph integration, not an urban–peri-urban context. | |||||
El-Haddad et al. [59] | 2D | Not specified | HEC-HMS simulated | Sohag, Egypt | Semi-arid flood mapping; |
Limited urban focus, no hybrid mesh or synthetic hydrographs. | |||||
Gutenson et al. [29] | 2D | LiDAR, not specified | Observed | Multiple European sites | Urban inundation modeling; |
No detailed channel + floodplain discretization | |||||
Ahmad et al. [36] | HEC-RAS 2D | SRTM DEM 12.5 × 12.5 m | Observed | Deg Nullah, Pakistan | Flood extent covers urban and peri-urban areas; Proposed an entropy distance-based approach for integrated multivariate flood vulnerability classification |
The simulated flood extent was 6% less than the MODIS registered extents, potentially due to the courser DEM resolution. The study was limited to simulating the 2014 flood event (200-year return period). | |||||
Guven et al. [60] | HEC-RAS 1D flood analysis | 10 m | Observed | Şanlıurfa city center, Türkiye | Determined economic, social, and environmental risk areas; focus on localized urban flood patterns; spatial flood risk of residences, shopping malls, and commercial areas. |
Decision-makers often need to consider research in practice | |||||
Pathan et al. [31] | HEC-RAS 2D | SRTM 30 m | Observed, collected | Navsari city, southern Gujarat, India | Impact of various 2D mesh grid sizes (300, 200, 100, 90, 50, and 30 m) on flood inundation depth and extent; Identified the 50 m mesh grid as the most accurate size |
30 m SRTM DEM, and future research is recommended to use higher resolution DEMs to increase model accuracy. Did not include break lines during mesh generation, which could help define barriers and reduce simulation time | |||||
Darijani et al. [32] | HEC-RAS 2D model | Topographic maps and ALOS gauge DEM (30 m) | Derived from the HEC-HMS rainfall–runoff model | Adoori River in Bam city, Kerman province, Iran | Used hydraulic modeling to integrate flood depth (D) and velocity (V) to produce flood hazard maps; Achieved suitable calibration accuracy for the HEC-HMS rainfall–runoff model |
Coarse DEM resolution | |||||
Salman et al. [33] | HEC-RAS 1D steady flow analysis | DEM 30 m | Computed using the WinTR-20 hydrological model | Narai Drain watershed in Hayatabad, Peshawar, Pakistan | Integrated HEC-RAS (1D) and GIS (Arc-GIS and ERDAS Imagine) to produce flood plain maps and delineate vulnerable areas; Used the WinTR-20 model to develop a rainfall–runoff relationship and estimate discharges for various return periods. |
Coarse DEM resolution 30 m; The ability to show extreme inundation for high flood stages was constrained due to settlements/population near both banks; HEC-RAS one-dimensional steady flow model | |||||
Proposed method | Integrated GIS and HEC-RAS 2D hydraulic modeling | DTM 1m | Synthetic | Ungheni, Iasi, Romania | Establishing a transferable, data-driven workflow for flood hazard mapping in urban–peri-urban areas characterized by limited observed hydrological data. Integration of anthropogenic features (buildings and levees) to ensure a realistic representation of local flood dynamics: Use of high-resolution DTM |
Generally, hydraulic models, despite their value in flood risk assessment, are fundamentally a simplified representation of reality and may not capture every relevant factor present on the ground |
Research Direction | Current Status | Description/Contribution | References |
---|---|---|---|
Combined HEC-HMS/HEC-RAS simulations with deep-learning models | Emerging/Operational research | Weighted-Residual U-Net that fuses HEC-HMS/HEC-RAS outputs and limited ground truth to produce flood-susceptibility maps with higher sensitivity/AUC than HEC-RAS alone, improving mapping where ground data are sparse. | Riche et al. [51] |
AI Integration in Flood Modeling | Emerging/Pilot implementations | Integration of machine learning (ML) and deep learning (DL) with HEC-RAS for improved flood prediction, model calibration, and hazard mapping. Demonstrated in pilot studies; further validation needed for Romanian urban–peri-urban contexts. | Haces-Garcia et al. [61]; Qureshi et al. [63]; Gacu et al. [65] |
Real-Time Data Assimilation | Emerging/Experimental | Use of real-time hydrological sensor data (IoT, UAVs, gauges) to dynamically update 2D HEC-RAS/GIS models for rapid flood forecasting and hazard assessment. | Dong et al. [64]; Roohi et al. [66] |
Multi-Hazard Modeling | Emerging/Future | Expanding flood modeling frameworks to include compound hazards (e.g., floods + landslides, extreme rainfall events). AI and remote sensing integration support scenario analysis and rapid multi-hazard assessment. | Liu et al. [62]; Afzal et al. [67] |
Hybrid framework combining hydrodynamic modeling, remote sensing and machine learning | Emerging/Operational research | Integrated methodology where unsteady 2D HEC-RAS modeling of a 100-year return flood is used to generate inundation extents that serve as a flood inventory; this is combined with ten geo-environmental remote sensing ensemble ML models (RF, XGBoost), and the RF model. | Ahmad et al. [68] |
Integration of advanced hydrodynamic models with machine learning techniques | Emerging/Operational research | Integration of advanced hydrodynamic models with machine learning techniques to enhance flood risk assessment in urban areas. | Khoshkonesh et al. [69] |
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Crenganis, L.M.; Pricop, C.I.; Diac, M.; Olteanu-Raimond, A.-M.; Loghin, A.-M. Flood Risk Prediction and Management by Integrating GIS and HEC-RAS 2D Hydraulic Modelling: A Case Study of Ungheni, Iasi County, Romania. Water 2025, 17, 2959. https://doi.org/10.3390/w17202959
Crenganis LM, Pricop CI, Diac M, Olteanu-Raimond A-M, Loghin A-M. Flood Risk Prediction and Management by Integrating GIS and HEC-RAS 2D Hydraulic Modelling: A Case Study of Ungheni, Iasi County, Romania. Water. 2025; 17(20):2959. https://doi.org/10.3390/w17202959
Chicago/Turabian StyleCrenganis, Loredana Mariana, Claudiu Ionuț Pricop, Maximilian Diac, Ana-Maria Olteanu-Raimond, and Ana-Maria Loghin. 2025. "Flood Risk Prediction and Management by Integrating GIS and HEC-RAS 2D Hydraulic Modelling: A Case Study of Ungheni, Iasi County, Romania" Water 17, no. 20: 2959. https://doi.org/10.3390/w17202959
APA StyleCrenganis, L. M., Pricop, C. I., Diac, M., Olteanu-Raimond, A.-M., & Loghin, A.-M. (2025). Flood Risk Prediction and Management by Integrating GIS and HEC-RAS 2D Hydraulic Modelling: A Case Study of Ungheni, Iasi County, Romania. Water, 17(20), 2959. https://doi.org/10.3390/w17202959