2.1. Study Area Description and Stormwater Sampling
To demonstrate the process of building input data for the SWMM model using geographical information and the optimization of the LID method, an impervious-dominant area was chosen as the subject area and the runoff and NPS pollutants were monitored. The study area, located in Chuncheon-si, Gangwon-do (37°53′01” N, 127°43′26” E), has a total area of 6.6925 ha. By using the digital elevation model of the National Geographic Information Institute (scale at 1:5000), a soil map from the National Institute of Agricultural Sciences (scale at 1:25,000), and land use data from the Environmental Geographic Information Service (scale at 1:5000), geographic information data were constructed. Moreover, the area was divided into 21 sub-catchments based on the conduits and junctions for the drainage of stormwater runoff in the study area (
Figure 1 and
Table 1). The ratio of the impervious area in each sub-catchment ranged from 48.37% (sub-catchment 4) to 100.00% (sub-catchment 8, 9, 11, 17), and 85.08% of the study area consists of impervious material.
For calibration and testing of the SWMM model, the stormwater runoff, the SS, and the TP were monitored twice at the end of the drainage conduit. The calibration process was monitored at five min intervals from 21:15 on a March 2018 to 9:00 on 5 March 2018, and 142 samples of stormwater runoff data were collected. Monitoring of the test process was conducted at five min intervals from 4 April 2018, 13:50 to 5 April 2018, 1:55, and 146 samples of stormwater runoff data were collected. The total rainfall during the calibration process was 14.0 mm, and the range of stormwater runoff was 0.0021–0.0888 m3/s. The total rainfall during the validation process was 22.2 mm and the range of stormwater runoff was 0.0020–0.1484 m3/s. Furthermore, the SS and TP were monitored every 30 min for each rainfall event, and 12 samples were collected.
2.2. SWMM Model Description and Input Preparation Using Geographical Information System (GIS) Data
The SWMM model can predict the stormwater runoff and NPS pollution behavior and simulate a LID method. Hydrological characteristics such as stormwater runoff, groundwater, and evaporation caused by rainfall and pipe networks, such as water pipes and waterways, in the simulated area can be considered [
17]. This model has been used for an analysis of the runoff volume and peak flow during rainfall for a single rainfall event [
23,
24], an analysis of stormwater runoff, and a behavior analysis of the NPS pollutant s(SS, TP, and biochemical oxygen demand) [
25,
26], as well as of the effects of the LID method [
8,
10,
27,
28,
29,
30,
31].
For these hydrological impact simulations, the model has several compartments: atmosphere, land surface, groundwater, and transport compartments. The atmosphere compartment generates precipitation and deposits onto the land surface compartment, requiring precipitation and evapotranspiration data. The land surface compartment simulates infiltration and transportation of stormwater runoff, receiving precipitation from the atmosphere compartment and sending the outcomes to the groundwater and transport compartments. This land surface compartment requires data on sub-catchment area, average slope, land surface roughness, etc. The groundwater compartment includes the hydrological process under the soil surface, receiving infiltration from the land surface compartment and sending the outcomes to the transport compartment. The transport compartment is to simulate the hydrological process using conveyance elements such as channels and pipes [
32]. Therefore, the input data required for SWMM model applications are physiographical, hydro-meteorological, and hydraulic.
The input data of the SWMM model consists of Sub-catchments, Subareas, Infiltration, Polygons, Junctions, Conduits, X-sections, Coordinates, and Vertices. In the Sub-catchment item, input data such as imperviousness, width, and slope for the sub-catchment are required. The Subareas, Infiltration, and Polygon items require input data such as roughness, suction head, conductivity, and initial deficit of the sub-catchment, respectively. In addition, the Junctions, Conduits, X-sections, Coordinates, and Vertices require input data for the shape or coordinates of the junction and conduit in the target area. Although these input data may be prepared by the user at the interface of the SWMM model, they can also be prepared using GIS data. In other words, in the SWMM model, input data for the Sub-catchment, Subarea, Infiltration, and Polygon items requires information such as imperviousness, width, slope, roughness, infiltration rate, and coordinates of each sub-catchment. These can be extracted from geographic information data such as sub-catchment feature layer, soil map, land use, and digital elevation model (DEM). Input data on the Junctions, Conduits, X-sections, Coordinates, and Vertices that require information such as length, initial and maximum flows, and type of pipe for the nodes and conduits, can be constructed using a sewer network map for the target area (
Table 2). Thus, ArcGIS (v10.3; Esri, Redlands, CA, USA [
33])-based tools were developed in the study to prepare SWMM model inputs using GIS data.
2.3. Optimizing Approach for LIDs
For an efficient application of the method used to reduce the stormwater runoff and NPS pollution, the cost according to the type and scale of the approach applied to the target area needs to be determined. Carrying out this process requires significant time and effort, and thus an optimization algorithm such as a genetic algorithm has been applied [
11,
12,
16]. Optimization of LID methods may be achieved through this sophisticated approach; however, Park et al. [
14] suggested a simple and quick optimization method using the least cost per unit mass reduction (i.e., dollars per ton of reduction). Each method for reducing a NPS of pollution calculates the cost for reducing the unit mass (e.g., 1 ton, 1 kg, 1 g, etc.), and the status of the target load is determined as the size of the application increases, starting with low cost methods. This method determines the selection and size of the practice based on the relationship between the reduction and cost of a specific NPS pollution. It can help users understand the optimization process. However, in the study by Park et al. [
14], the practice for reducing only one NPS pollution can be optimized. For example, when analyzing a scenario of reduction for total phosphorus and total nitrogen, a scenario that can reduce the two sources of NPS pollution at the same time is not presented. Therefore, this study enabled the process of simultaneously optimizing multiple NPS pollution reduction approaches by improving the optimization method suggested by Park et al. [
14]. To achieve this, it was necessary to improve the optimization method, which became more sophisticated as shown in
Figure 2.
As shown in
Figure 2, when the LID type is applicable to each sub-catchment by the user, the maximum applicable area (MAA
i,j) of LID
i for the sub-catchment (SCH
j), and the pollutant (PT
k, i.e., any pollutant such as SS, TP, etc.) reduction efficiency of LID
i (PRE
i,k), are defined by the user in Step 1, and the SWMM model is driven by applying one LID selected by the user to each sub-catchment. Here, MAA is an area of LID, and cannot exceed the area of sub-catchment. For example, if MAA of permeable pavement is the same as sub-catchment area, it means that the entire area of sub-catchment is paved with permeable materials. This step aims to simulate the stormwater runoff and NPS pollution reduction for the entire target area when one LID is applied to one sub-catchment. The SWMM model is driven by the product of the number of sub-catchments applicable to the LID and the number of LIDs applicable to each sub-catchment.
In Step 2, when LID
i is applied to the SCH
j based on the simulation results in Step 1, the stormwater runoff and NPS pollution reduction are calculated. To review the effectiveness of the LID, the annual cost of each LID needs to be defined. In Step 3, the annual cost for LID
i is defined by Equation (1) [
21] by using the establishment cost for LID
i(C
est,i), the annual maintenance cost for LID
i(C
mtn,i), the interest rate (IR, %), and the life cycle for LID
i (LC
i, year).
In Step 4, by using the stormwater runoff and NPS pollution reduction in Step 2 and the annual cost for LID
i in Step 3, each cost (Annual cost for unit PT
k load and Runoff volume reduction by LID
i at SCH
j j; COST
i,j,k) for a unit mass reduction of the stormwater runoff and NPS pollution by LID
i in the SCH
j is defined. That is, COST
i,j,k is the cost of a combination of the LID, sub-catchment, stormwater runoff, and reduction of each NPS pollutant. Thus, looking at the entire target area in Step 4, the cost required to reduce a certain NPS pollutant when applying a certain LID to a sub-catchment is defined. In addition, with the COST
i,j,k, a two-dimensional array of stormwater runoff and NPS pollution can be defined.
Figure 3 shows an example of this two-dimensional array definition. Here, COST
R,L3,S1 refers to the cost of reducing the stormwater runoff 1 ×10
6 L when LID practice 3 (L3, e.g., permeable pavement or bio-retention cell) is applied to sub-catchment 1. In addition, COST
P1,L4,S3 means the cost required to reduce 1 kg of NPS pollution (P1, e.g., BOD or TN) when LID practice 4 is applied to sub-catchment 3. Here, each column sorts the cost for reducing the stormwater runoff or NPS pollution in ascending order. It shows information on which LID practice can be applied at low cost and on which sub-catchment. For example, column 1 shows the cost for a stormwater runoff, and applying LID practice 3 to sub-catchment 1 requires the least cost. The second-lowest cost means applying LID practice 2 to sub-catchment 5. In other words, the row in each column indicates the priority for the combination of LID method and sub-catchment for stormwater runoff and NPS pollution reduction based on the annual cost. In
Figure 3, the cell colors are to supplement
Figure 4 as an example: the blue tones are priority 1, the yellow tones are priority 2, and the green tones are priority n. The cell with lighter tones at the same priority level has lower annual cost than the cell with darker tones.
In Step 5, the order of applying LID that prioritizes the combination for achieving a low cost is determined based on COST
i,j,k. The order of the application is defined by three approaches. LID application list 1 (APL1) determines the order of the application by reflecting the aforementioned priority condition, and LID application list 2 (APL2) determines the order of the application when not reflecting the priority condition. In other words, for APL1, COST
i,j,k in Priority 1 (from
Figure 3 to Row 1) is included in the list in the least expensive order first, and COST
i,j,k in Priority 2 (from
Figure 3 to Row 2) is then included in the list sequentially, also in the order of least expensive first. However, in APL2, this priority condition is not reflected, and is included in the list in order of low to high cost for all values of COST
i,j,k. In addition, there may be a condition (stormwater runoff or NPS pollution) that should be prioritized in the target area, and thus, for LID applying list 3 (APL3), a list is defined in the same way as for APL2 by using the order of the stormwater runoff or NPS pollution that should be given priority by the user.
For example, when COST
i,j,k, which is an annual cost in
Figure 3, is “COST
P1,L1,S7 (minimum cost) < COST
P2,L2,S1 < COST
P2,L3,S2 < COST
R,L3,S1 < COST
P1,L4,S3 < COST
R,L2,S5 < COST
Pn,L4,S1 < COST
Pn,L1,S2 < COST
P1,Ln,Sn < COST
P2,Ln,Sn < COST
R,Ln,Sn < COST
Pn,Ln,Sn (maximum cost),” in APL1, combinations of LID practice and sub-catchment in Row 1 (Priority 1) of
Figure 3 are added to the list first, and Row n is then added to the list sequentially. In APL2, the list is defined in order of annual cost regardless of the priority condition. In addition, if the user defines the reduction target in order of “Pollutant 2 (column 3)–Runoff (column 1)–Pollutant 2 (column 2)–Pollutant n (column n)”, for example, the combinations of LID practice and sub-catchment, which apply to this order, are added to the list sequentially (
Figure 4). In short, COSTs are to define cost-effective LIDs which were defined by LID type, location, reduction efficiency, and annual cost. APLs are lists to apply more cost-effective examples in advance of less cost-effective examples.
Steps 6 and 7 are driven by APL1, APL2, and APL3. During these steps, the size of LIDi for the SCHj increases until the target reduction is achieved. Steps 6 and 7 are not applied to the SWMM model for each LID but determine whether to achieve a target reduction while sequentially applying the low cost LID combination.