Extracting Caprolactam from PA6 Waste: Progress in Chemical Recycling and Sustainable Practices
Abstract
1. Introduction
2. Closed-Loop Opportunity for PA6
3. Environmental Problems of PA6 Waste
- (i)
- Microplastic pollution: Synthetic fibers such as PA6 degrade into microplastics, which can contaminate water bodies. These fragments are ingested by aquatic organisms, threatening marine life and disrupting ecosystems [19].
- (ii)
- Non-biodegradability: PA6 does not break down naturally, remaining in landfills and the environment for decades and causing lasting ecological harm. This complicates its disposal [20].
- (iii)
- Cost constraints: The purification of recovered monomers is a critical economic factor. High-purity caprolactam is required for repolymerization into “virgin-quality” PA6, often involving vacuum distillation or solvent-based recovery methods [21].
- (iv)
- Feedstock contamination: Recycling streams often contain multiple types of plastics or contaminants like dyes, adhesives, and other additives that complicate the process. Chen et al. presented a green, simple, and cost-effective method for the closed-loop chemical recycling of PA6 to its monomer CL and back to PA6, achieving high yield (88 mol%) and purity (97 mol%). Kinetic and theoretical mechanistic investigations revealed that this alkali-catalyzed depolymerization proceeds via deprotonation of amide groups, followed by intramolecular cyclization to form lactam units, which sequentially drop from the chain end [22].
- (v)
- High energy consumption and greenhouse gas emissions: PA6 production is energy-intensive and depends on fossil fuels. Polymerization of CL emits greenhouse gases that contribute to global warming. Because PA6 can be converted back into its base monomer with high selectivity, chemical recycling is often preferred over general pyrolysis, which tends to produce lower-value decomposition products [21].
- (vi)
- Challenges in recycling: Recycling PA6 is challenging due to its complex structure and contamination in post-consumer products (e.g., textiles blended with other fibers). While mechanical and chemical recycling processes exist, the overall recycling rate remains low, and much of the PA6 waste ends up in landfills. The quality of the recycled material may be lower than that of the original polymer, so it is often used for less demanding applications (such as plastic). This process can be performed with post-industrial materials, such as scrap or processing waste, and post-consumer nylon waste [23].
- (vii)
- Landfill overload: PA6 waste contributes to landfill accumulation, mainly when disposed of as part of non-recycled consumer products like carpets, apparel, and packaging materials. Landfills cannot break down these synthetic polymers, leading to long-term environmental contamination [24].
- (viii)
- Water and soil contamination: PA6 waste that finds its way into the environment can leach chemicals into water sources or soil, posing risks to aquatic ecosystems and soil health. Over time, these contaminants can affect wildlife and human populations throughout the food chain [25].
4. The Common Recycling of PA6
4.1. Mechanical Recycling
- (i)
- Environmental impact: Reduces landfill waste and conserves resources by reusing existing materials.
- (ii)
- Energy Efficiency: Generally, it consumes less energy compared to producing virgin PA6 from raw materials.
- (iii)
- Economic advantages: Can be cost-effective due to lower material costs and potential regulatory incentives.
- (iv)
- Quality degradation: Mechanical recycling may cause some loss in mechanical properties due to thermal degradation.
- (v)
- Contamination: Other plastics or contaminants can affect the quality of recycled PA6.
- (vi)
- Market Demand: The success of recycling efforts depends on the demand for products made from recycled materials.
4.2. Chemical Recycling
4.2.1. Pyrolysis
- (A)
- Thermal degradation kinetics using thermal gravimetric analysis
- (i)
- Kissinger method
- (ii)
- Flynn–Wall–Ozawa method (FWO)
- (iii)
- Kissinger–Akihira–Sunose (KAS)
4.2.2. Glycolysis
4.2.3. Ammonolysis
4.2.4. Hydrolysis
4.2.5. Degradation Kinetics by the Hydrolytic Method
4.2.6. Biological Treatment Practices for CL Waste
4.2.7. Hydrothermal
4.2.8. Monomer Design Strategy
4.2.9. Ionic Liquid
4.2.10. Reactor Design Considerations for PA6 Chemical Recycling
- (i)
- Continuous Stirred-Tank Reactors (CSTRs) or Baffled Variants. CSTRs operate in liquid-phase hydrolysis at temperatures of 250–330 °C and pressures of 2–20 bar, using excess water (10:1 w/w ratio). They employ mechanical agitation or baffles to maintain a homogeneous molten PA6-water-catalyst slurry. Injecting superheated steam improves mass transfer, breaking amide bonds through acid-catalyzed hydrolysis (e.g., H3PO4 at 5–10 wt%). Applications include industrial-scale processing of pre-separated textile wastes or industrial scrap, where consistent feeding via pumps supports continuous operation. Key advantages are uniform temperature control (±2 °C), which helps prevent hotspots that can degrade oligomers, and high throughput (10–100 t/day). Residence times of 1–4 h can produce 75–96 wt% caprolactam, with recycle streams for water and catalyst decreasing costs by 20–30 wt% compared to batch systems. For technologists, CSTRs are effective at handling variable impurity loads after solvent extraction, as their robust mixing prevents fouling—crucial for achieving >94 wt% yields from mixed PA6 sources. Energy integration through heat recovery from overhead vapors further enhances efficiency, making CSTRs ideal for mid-scale plants [125].
- (ii)
- Fluidized-Bed or Vertical Stripping Reactors. These processes use steam stripping at 260–350 °C and 0.6–1.5 bar, with countercurrent superheated steam (ratios of 2–17:1) to fluidize PA6 particles or melt while stripping water-soluble caprolactam vapor overhead. Vertical designs, such as DSM/Antron’s, incorporate multi-stage trays to promote plug-flow behavior and minimize backmixing. Primary applications target post-carpet or composite wastes, where inorganic fillers (such as glass fibers) pass through as residue. Benefits include over 95 wt% yields with phosphoric acid catalysts, short residence times (0.5–2 h), and the natural volatilization of impurities during stripping—reducing downstream distillation by 15–25 wt%. Fluidization ensures excellent heat and mass transfer (kLa > 0.1 s−1), preventing char formation from flame retardants, while modular stacking scales capacity to over 50 tons per day. Experts value the energy efficiency: steam acts as both reactant and stripping agent, with exergy losses below 40 wt% through integration. Proven in plants from the 1990s recovering 30 kt/year of caprolactam, these reactors are preferred for their robustness and low-maintenance operation on dirty feeds [21].
- (iii)
- Extruder/Pre-Melter + Tubular Reactors. Solvent-free hydrolysis employs twin-screw extruders (220–300 °C, 0.013–2 kPa vacuum) to pre-melt and devolatilize PA6, which then feeds into wiped-film or tubular reactors for thin-film hydrolysis. Lanthanide catalysts (e.g., La-Organic frameworks) speed up reactions under mild conditions. The focus is on producing clean, separated composites or films, enabling small footprints for on-site recycling. Benefits include the fastest kinetics (over 90 wt% conversion in less than 30 min), the lowest energy consumption (50–70 kWh/t compared to over 100 for steam), and minimal water use (<1:1 ratio), reducing effluent by 80 wt%. Wiped-film systems auto-clean and tolerate 1–5 wt% additives without clogging, while overhead vacuum removes impurities such as plasticizers. This method provides over 99 wt% monomer purity directly, eliminating multi-stage distillation, and reduces CAPEX by 30% for plants processing 5–20 tons per day. Emerging pilot projects emphasize modularity for decentralized waste management [21,125].
- (iv)
- Microwave Reactors. Microwave-assisted hydrolysis (150–250 °C, 5–30 min) uses dielectric heating to selectively excite water-PA6 interfaces, increasing rates 5–10 times through hotspots and pressure build-up in sealed vessels. Batch or semi-continuous setups using SiC susceptors handle small-scale (1–10 kg/batch) post-textile waste. These applications are suitable for R&D or specialized recycling of dyed PA6, where rapid energy delivery helps degrade colorants. Benefits include very short processing times (yielding over 92 wt% compared to 4 h with conventional methods) and 40 mol% for catalyst optimization. Unlike convective heating, microwaves penetrate deeply (wavelength ~2.8 cm at 2.45 GHz), enabling uniform depolymerization even in thick feeds. Challenges such as scale-up and hotspot formation are addressed using continuous-flow methods with screw feeders. Technologists benefit from easy integration with pre-separation processes (e.g., glycol dissolution), producing low-oligomer crude (<2 wt%) that simplifies purification [126].
4.3. Techno-Economic and Carbon Intensity Assessment of PA6 Chemical Recycling
4.4. Effect of Additives on PA6 Depolymerization and Caprolactam Purity
| Additive Type | Typical Compounds | Effect on Depolymerization | Impact on CL Selectivity | Impact on Product Purity | Process Implication | Ref. |
|---|---|---|---|---|---|---|
| Thermal stabilizers | Hindered phenols, phosphites | Radical scavenging inhibits chain scission, especially in thermal processes | Slight decrease | Minor organic residues | Slower kinetics; residue accumulation | [132,133] |
| Flame retardants (halogenated) | Brominated FRs | Decomposes to halogenated volatiles during pyrolysis | Moderate decrease | Significant contamination (toxic/halogenated species) | Requires gas scrubbing and advanced purification | [9,134,135] |
| Flame retardants (inorganic) | Al(OH)3, Mg(OH)2 | Remain as solid residues; alter heat transfer | Minimal | Low (solid-phase impurities) | Reactor fouling; filtration required | [136] |
| Plasticizers/low-MW additives | Phthalates, adipates | Volatilize or dissolve; may co-distill with CL | Slight decrease | Moderate contamination | Increased separation load (distillation) | [137] |
| Dyes/pigments | Organic dyes, metal-complex pigments | Mostly inert; possible decomposition or metal release | Negligible | Trace metals/color impurities | Requires adsorption or ion-exchange polishing | [138] |
| Fillers/reinforcements | Glass fibers, CaCO3 | Inert; affects mixing and heat transfer | None | Low (solid separation needed) | Mechanical separation and filtration are required | [139] |
4.5. Decision Framework for PA6 Recycling Pathway Selection
5. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
Abbreviations
| ACA | 6-Aminocaproic acid |
| CL | Caprolactam |
| CAPEX | Capital expenditure |
| Ea | Activation energy |
| HPA | Phosphotungstic heteropoly acid |
| PTC | Phase-transfer catalyst |
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| Method | Summary | Advantages | Disadvantages | Ref. |
|---|---|---|---|---|
| Incineration | High-temperature burning. | Recovery energy. Relatively mature energy. | Produce poisonous gas. Serious pollution and public hazard. The installation is expensive. | [41] |
| Mechanical | Only change the physical form, such as the packaging of raw materials, for reuse. | Simple operation, less pollutant efficiency. Relatively less equipment investment. | Certain requirements for wastes. Product performance reduced the range. Low economic benefit. Products from recycled waste may not be durable. | [8] |
| Chemical | Degradation reaction to lower molecular weight. | Get pure material monomer. The product can be used as a raw material for the product or to prepare new products. | High temperature and high pressure (cost-intensive). | [42] |
| Material | Product (%) | Method | Catalyst | T (°C) | Time | Solid:Solution | Ref. |
|---|---|---|---|---|---|---|---|
| PA6 | 77.9 wt% CL | hydrolysis | HPA | 330 | 85 min | 1:15 | [43] |
| PA6 | 55 wt% oligomer | hydrogenative | Ruthenium | 150 | 48 h | 1:2.5 | [44] |
| Teabag waste | 59.2 wt% CL | pyrolysis | - | 700 | - | - | [45] |
| PA6 plastic | 86 wt% CL | ionic liquids | PP13 TFSI | 300 | 6 h | - | [46] |
| PA6 | 85 wt% ACA | ionic liquids | HCl, 30 wt% | 109 | 24 h | - | [47] |
| PA6 fiber | 93 wt% ACA | hydrolysis | HCl, 30 wt% | 90 | 4 h | 1:25 | [48] |
| PA6 | 85 wt% CL | hydrothermal | - | 360 | 60 min | - | [38] |
| PA6 | 78 wt% CL | Sub-critical water | HPA | 300 | 85 min | [43] | |
| PA6 | 62.3 wt% CL | Hydrolysis | Zeolite Hβ-25 | 345 | 30 min | 1:10 | [49] |
| PA6 carpet waste | monomeric | Hydrolysis | HCl 10 wt% | 200 | 3 h | 1:20 | [13] |
| PA6 | 96 wt%, unidentified | Hydrolysis | toluene sulfonic acid PTC | 100 | 10 h | 1:6 | [50] |
| Recycling Route | Temp (°C) | CL Yield (wt%) | Reaction Time | Activation Energy (kJ/mol) | Separation Complexity | Energy Intensity | Carbon Reduction Potential | Industrial Feasibility |
|---|---|---|---|---|---|---|---|---|
| Mechanical recycling | 220–260 | N/A | Minutes | N/A | Low | Low | Moderate (50–70%) | High (Downcycling) |
| Acid hydrolysis | 250–400 | 85–96 | 1–4 h | 160–220 | High (distillation-heavy) | Moderate | High (30–50%) | High |
| Hydrothermal (Subcritical Water) | 240–325 | 80–94 | 0.5–2 h | ~180–210 | Moderate–High | Moderate | High | Medium–high |
| Microwave-Assisted Hydrolysis | 200–300 | >90 | <30 min | - | Moderate | Moderate (electricity-based) | High (if renewable electricity) | Medium |
| Catalytic Solvent-Free Depolymerization | 220–260 | ≥99 (lab scale) | <2 h | - | Moderate | Low–Moderate | Potentially high | Low–medium (scale challenge) |
| Pyrolysis | 330–800 | 70–90 | 1–4 h | ~200–240 | Low | High | Low–moderate | Medium |
| Glycolysis/alcoholysis | 200–300 | Oligomer-dominant | 2–10 h | Variable | High | Moderate | Moderate | low–medium |
| Ionic liquid-assisted | 250–300 | 85–95 | 1–2 h | - | High (solvent recovery) | Moderate–High | Uncertain | Low |
| Biological/enzymatic | 40–70 | <1% film conversion | Days–Weeks | Enzymatic | Low | Very Low | Very high (theoretical) | Academic Stage |
| Energy recovery (Incineration) | >800 | 0 | Immediate | N/A | Very Low | Very High | Negative | Mature but non-circular |
| Company | Year of Launch | Technology | Final Product | Processing Capacity | Ref. |
|---|---|---|---|---|---|
| Aquafil (ECONYL®), Arco, Italy. | 2011 | Hydrolysis-based depolymerization | CL → regenerated PA6 | 35,000 ton/year | [59] |
| DOMO Chemicals (TECHNYL® 4EARTH®), Leuna, Germany | 2018 | Chemical recycling (hydrolysis + purification) | Virgin-grade PA6 | Not publicly disclosed | [60] |
| BASF (ChemCycling™), Ludwigshafen, Germany. | 2018 | Pyrolysis-based feedstock recycling | Secondary raw materials for polymers (incl. PA) | Pilot → industrial scale | [61] |
| Toray Industries, Tokyo, Japan | 2010 | Depolymerization and purification | CL/Nylon 6 | Demonstration scale | [62] |
| RadiciGroup, Bergamo, Italy | 2018 | Mechanical + chemical recycling | Engineering PA6 materials | Industrial scale | [63] |
| Method | Expression | Plots | Slope Value |
|---|---|---|---|
| Kissinger | −Ea/R | ||
| Kissinger–Akahira–Sunose | ln versus 1/T | −Ea/R | |
| Flynn–Wall–Ozzawa | ln versus 1/T | −1.0516 Ea/R |
| Microwave Heating | Conventional Heating |
|---|---|
| Inverse thermal conventional de-outside | Thermal gradient (outside–inside) |
| Gradient | Conduction and convection currents |
| Very short and instant heating | Longer processing times |
| No or lower solvent is possible. | No or lower solvent savings |
| Higher product quality and quantity are possible | Product quality and quantity can be quantified. |
| Moderate to low consumption and quantity of energy | High energy consumption |
| Straightforward process configuration | Simple process configuration |
| Metric | Virgin PA6 (Conventional) | Chemically Recycled PA6 |
|---|---|---|
| Primary feedstock | Crude oil/benzene | Post-consumer/industrial waste |
| Energy consumption | High (synthesis + polymerization) | Moderate (depolymerization + purification) |
| GWP (kg CO2-eq) | 8.0–9.5 | 1.5–4.5 (Reduction of ~50–70 wt%) |
| Technical quality | Standard grade | Near-virgin (high purity CL) |
| Economic barrier | Market volatility of oil | Cost of collection & sorting |
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Damayanti, D.; Pristiani, M.; Wu, H.-S. Extracting Caprolactam from PA6 Waste: Progress in Chemical Recycling and Sustainable Practices. Polymers 2026, 18, 940. https://doi.org/10.3390/polym18080940
Damayanti D, Pristiani M, Wu H-S. Extracting Caprolactam from PA6 Waste: Progress in Chemical Recycling and Sustainable Practices. Polymers. 2026; 18(8):940. https://doi.org/10.3390/polym18080940
Chicago/Turabian StyleDamayanti, Damayanti, Mega Pristiani, and Ho-Shing Wu. 2026. "Extracting Caprolactam from PA6 Waste: Progress in Chemical Recycling and Sustainable Practices" Polymers 18, no. 8: 940. https://doi.org/10.3390/polym18080940
APA StyleDamayanti, D., Pristiani, M., & Wu, H.-S. (2026). Extracting Caprolactam from PA6 Waste: Progress in Chemical Recycling and Sustainable Practices. Polymers, 18(8), 940. https://doi.org/10.3390/polym18080940

