1. Introduction
The global demand for sustainable and environmentally friendly materials has generated great interest in bio-based polymers as alternatives to fossil-fuel-derived plastics. Among these, polylactic acid (PLA) has gained particular interests due to its compostabilty, bio-origin from renewable feedstocks such as corn and sugarcane, and compatibility with standard polymer processing techniques, such as injection molding, extrusion, compression molding, etc. [
1]. As regulations, laws, and public pressure continue to drive a transition toward circular materials with low-carbon footprint and product life cycles, PLA stands out as a key competitor in sustainable manufacturing strategies across sectors ranging from packaging to biomedical devices [
2].
However, despite its environmental benefits and commercial availability, PLA’s mechanical limitations and poor thermal stability restrict its application in engineering environments. In the packaging industry and other commodity plastic industries, fossil-fuel-derived polymers such as polypropylene (PP) and polyethylene (PE) are widely used in food containers, automotive interiors, and durable consumer goods due to their excellent toughness, ductility, and heat resistance, with HDTs typically ranging from 100 °C to 130 °C [
3]. Polyethylene terephthalate (PET), a common material for beverage bottles and thermoformed packaging, provides products with high clarity, strength, and dimensional stability, and has a glass transition temperature (Tg) near 80 °C and HDTs often above 110 °C [
4].
In contrast, PLA typically softens and deforms near its Tg (~60–65 °C), with HDTs below 60 °C for its most applications, unless additional post-fabrication treatments are introduced [
5,
6,
7]. Furthermore, while PP and PE can sustain repeated mechanical loading due to their toughness and strain-hardening behavior, PLA is inherently brittle, with low impact strength and poor elongation at break under both ambient and elevated temperature conditions. These disadvantages limit PLA’s use in containers that hold hot material (e.g., single-use hot coffee cups), microwavable food trays, reusable and hot-washable utensils, and semi-structural components. To close this performance gap, it is essential to enhance PLA’s thermal and mechanical performance. One of the methods is increasing its crystallinity during or immediately after manufacturing.
As a semicrystalline polymer, PLA’s mechanical and thermal behavior is strongly influenced by its crystalline content and morphology. A higher degree of crystallinity correlates with improved stiffness (Young’s modulus), tensile strength, dimensional stability, and thermal resistance, which are critical for high-performance applications [
7,
8,
9]. However, PLA exhibits a slow crystallization rate. Under standard injection molding conditions, PLA cools too rapidly to develop a substantial degree of crystallinity, resulting in largely amorphous molded parts. Amorphous PLA usually softens near its glass transition temperature (Tg~60–65 °C) and suffers from deformation under modest thermal or mechanical loads. Reported tensile strengths for PLA vary from as low as 21 MPa to as high as 150 MPa, with Young’s modulus ranging from 0.35 to 4.14 GPa, depending on whether the material is amorphous or semicrystalline, and whether it is composed of poly(l-lactic acid) (PLLA), poly(dl-lactic acid), or a racemic mixture [
5,
9,
10,
11]. As summarized by Van de Velde et al., semicrystalline L-PLA typically achieves much higher modulus and strength values than amorphous DL-PLA, which lacks a defined melting point and crystalline domains [
12]. Crystalline regions contribute to increased stiffness, higher strength, and better thermal resistance, while amorphous PLA tends to be softer, less brittle, and more thermally sensitive. This large property variation highlights the importance of controlling crystallization during processing if consistent mechanical performance is desired. To address this, significant research has been devoted to identifying processing techniques and formulation strategies that increase the degree of crystallinity in PLA, either during molding or through secondary treatment. Several processing pathways have been developed to promote crystallization in PLA, both in situ during molding and through post-processing approaches. These strategies generally fall into three categories: post-mold annealing, incorporation of nucleating agents, and shear-induced crystallization during processing.
Annealing is a post-processing thermal treatment that enhances the crystallinity of PLA by heating the polymer above its glass transition temperature (Tg) but below its melting point, typically around 100–120 °C. The exposure to higher temperatures and the introduction of additional energy after fabrication increase the mobility of polymer chains in the amorphous phase, allowing them to reorganize into more ordered crystalline structures. For neat PLA, annealing primarily promotes the growth of existing crystalline nuclei, increasing crystallinity and improving mechanical properties such as stiffness and strength [
5,
6,
13,
14,
15,
16].
The effectiveness of annealing depends on both temperature and duration, with higher temperatures generally accelerating crystallization. For example, Gao et al. reported that neat PLA’s crystallization half-time decreased from 34.2 min at 80 °C to 2.14 min at 110 °C, while the degree of crystallinity increased from 2.5% to 50.5% [
17]. Studies also show that crystallinity above 40% can be achieved at 80 °C within 30 min, while at lower temperatures (e.g., 65 °C), it requires hours [
9]. These results highlight annealing’s potential to transform initially amorphous molded PLA parts into semicrystalline structures with significantly enhanced thermal and mechanical performance.
Annealing is a practical and effective method for improving the in-use properties of neat PLA, particularly in applications requiring dimensional stability and elevated service temperatures. However, its reliance on a secondary processing step may limit throughput in high-volume manufacturing environments and may also affect the dimensional stability of the product due to shrinkage.
Nucleating agents are widely used to accelerate crystallization in PLA by providing sites for heterogeneous nucleation, thus reducing the crystallization half-time and increasing the overall degree of crystallinity. In neat PLA, the addition of nucleating agents can improve processing efficiency and enhance thermal and mechanical properties. These additives work by increasing the density of crystalline nuclei, which leads to smaller and uniformly distributed crystallites during cooling or annealing.
Among the most studied nucleating agents for neat PLA are inorganic fillers such as talc, calcium carbonate, and nano-clays [
8,
13,
18,
19,
20]. Talc, in particular, has demonstrated high nucleation efficiency, often increasing crystallinity by more than 30% under suitable conditions [
19]. Carbon-based nanomaterials, such as carbon nanotubes (CNTs) and graphene oxide, have also been explored [
21,
22]. These nanofillers not only act as nucleation sites but can also improve mechanical reinforcement due to their high aspect ratio and stiffness. In addition, bio-based nucleating agents like orotic acid (OA) offer a sustainable alternative [
23,
24]. For example, Gao et al. showed that just 1 wt% of OA in neat PLA reduced the crystallization half-time from 2.1 min to 1.5 min at 110 °C and increased crystallinity from 6.5% to over 14.7% under quiescent conditions [
17]. Unlike many inorganic fillers, OA does not compromise the compostability of PLA and remains compatible with bio-based applications. The use of nucleating agents is a well-deployed strategy to increase the crystallinity of neat PLA in the industry.
Shear-induced crystallization occurs when shear stress is applied to a polymer melt during processing, causing the polymer chains to align and crystallize more readily. Several studies have confirmed that PLA will benefit from shear-enhanced crystallization. Jalali et al. reported that applying shear at moderate rates (10–33 s
−1) reduced crystallization induction time and favored the formation of stable α-phase crystals [
25]. Bojda et al. observed that increasing shear from 10 to 50 s
−1 intensified crystallization, although too-high shear (e.g., 100 s
−1) significantly reduced its effectiveness [
26]. These findings suggest that an optimal and controlled shear window would promote a desirable morphology in neat PLA and increase the degree of crystallinity [
27,
28]. Shear-controlled orientation molding (SCORIM) also demonstrated effectiveness; Altpeter et al. showed that applying oscillatory shear during the holding phase increased crystallinity from 4% to 21% in injection-molded PLA [
29]. Recent innovations such as vibration-assisted injection molding (VAIM) further demonstrate the potential of shear to improve PLA performance [
30]. In VAIM, mold wall vibrations enhance shear at the melt–mold interface, enabling highly crystalline structures at lower mold temperatures and reduced cycle times. While most studies apply VAIM to nucleated PLA systems, the principles could be extended to neat PLA, offering a promising route to improve thermal stability, stiffness, and process efficiency without secondary treatments.
Most prior research tends to analyze these enhancement strategies in isolation. However, in real-world manufacturing, the interplay between nucleating agents, shear conditions, and thermal conditions during manufacturing must be analyzed as a coupled system. Injection molding is the most widely used fabrication technique for PLA products. It presents a unique opportunity to induce crystallization in situ by optimizing and controlling injection velocity, packing pressure to adjust shear, mold temperature, and hold time to adjust thermal exposure.
This study builds upon previous work by investigating the combined effects of a bio-based nucleating agent (2 wt% orotic acid) and injection molding parameters on the crystallization behavior, mechanical performance, and thermal stability of PLA. A full design of experiments (DOE) approach was used to vary shear conditions, packing pressure, and holding time across two material systems: neat PLA and PLA with 2 wt% orotic acid. The primary focus of this paper is to quantify how crystalline development affects the mechanical and thermal performance of PLA by controlling the processing conditions and the adoption of the nucleating agent.
4. Conclusions
This study investigated the influence of orotic acid nucleation and injection molding conditions on the crystallization behavior and thermo-mechanical performance of PLA. By integrating DSC, XRD, tensile, flexural, and HDT measurements, the results revealed how packing pressure, hold time, and injection velocity shape the development of crystalline structure, crystal form, lamellar organization, and residual stress in molded PLA–OA parts.
Incorporating 2 wt% orotic acid significantly enhanced PLA crystallization, increasing crystallinity from approximately 17–23 percent in neat PLA to as high as 52–53 percent under low-pressure, long-duration molding conditions. Mechanical performance was strongly influenced by packing conditions: tensile modulus increased with longer hold time, while flexural strength increased with packing pressure. Flexural modulus and tensile strength decreased under conditions that promoted structural heterogeneity or residual stress, indicating that mechanical behavior is governed by both crystal development and the stress state established during solidification. Heat deflection temperature improved substantially in the PLA–OA system, reaching 100–131 °C in optimized samples, which is 40–70 °C higher than the heat deflection temperature of neat PLA samples.
This study demonstrates that orotic acid is an effective bio-based nucleating agent that enables high-crystallinity, high-HDT PLA through standard injection molding without the need for post-annealing. By optimizing packing pressure and duration, PLA–OA can achieve thermal performance suitable for microwave reheating, hot-filling, and other moderate-temperature applications currently dominated by petroleum-based plastics. These results highlight a practical route to expanding the utility of PLA through formulation–processing control and underscore the potential of nucleated PLA systems for durable, thermally stable, and more sustainable products.