1. Introduction
Small tubular scaffolds in the sub-millimeter range are highly needed in the development of medicine products, e.g., in nerve [
1,
2], islet cell [
3], and cardiovascular tissue engineering [
4]. Within tissue engineering, electrospinning has gained significant attention owing to its ability to create highly porous structures characterized with an exceptional surface area to volume ratio and fiber diameters that can mimic the structure of the extracellular matrix (ECM). The porous nature of these non-woven electrospun structures significantly aids in facilitating nutrient exchange. Using biodegradable materials, the scaffold can act as a drug delivery system for bioactive substances, thereby promoting cell growth, differentiation, and specific tissue formation.
Electrospinning (e-spinning) is already being successfully established to produce functional bioactive scaffolds and guiding structures in tissue engineering [
5,
6,
7,
8,
9]. Although there is a clear need of sub-millimeter tubular structures, most literature deals with the production of larger diameters, e.g., in vascular tissue engineering 1.5–80 mm [
10,
11,
12,
13]; neural tissue engineering 1.26–100 mm [
14,
15]; intestinal tissue engineering 2.5–32 mm [
16,
17]; and tracheal tissue engineering 4–20 mm [
18,
19]. Therefore, there is still a lack of process understanding for sub-millimeter collector structures.
Many studies have been conducted to investigate the effects of various influencing factors on fiber morphology for e-spinning in general. For example, Putti et al. [
20] investigated the effect of relative humidity and temperature, which influence solution evaporation rates, subsequently impacting fiber structure. Similarly, Ruiter et al. [
21] investigated the effect of polymer concentration and polymer flow rate on fiber properties. Furthermore, it was found that control factors including electrode arrangement, applied voltage, polymer solution conductivity and viscosity, and the collector influence the electric field [
20]. Electrode positioning and arrangement directly shape the fibers, while different types of electrodes and their distances affect electric field homogeneity [
22]. The applied voltage between the nozzle and the collector determines the field intensity. Higher voltages lead to stronger electrostatic forces, resulting in more stretched (thinner) nanofibers [
23]. Enhanced electrical conductivity in the polymer solution facilitates efficient charge transfer and the generation of electrostatic forces, improving the spinnability of the fibers. The polymer solution concentration and viscosity determine drop formation and stability, thereby affecting fiber diameters [
23]. However, all of these studies were conducted using large collectors. This study aims to address the lack of knowledge regarding the effect of chosen control factors on e-spinning on sub-millimeter diameter collectors.
A major challenge in sub-millimeter e-spinning is that the influence of disturbance factors on the spinning process increases significantly with the reduction in the collector size (reciprocal scale effect). If the collector becomes smaller, the directional electric spinning field between the spinning nozzle and the collector decreases and becomes more unstable. This results in reduced reproducibility and significant material loss due to process instability. In addition to further disturbance variables (see
Table 1), the design of the spinning device plays a decisive role. Due to the small collector area, other conductive materials or electrical components (e.g., motors) in the immediate surrounding of the collector have an important influence on the electric field. In conventional e-spinning setups, fiber yields on the collector in the sub-millimeter level range from 5% to 15% due only to the massive loss on non-collector surfaces (
Figure 1). As the incorporation of drugs and bioactive substances is more and more important and can be very expensive (1000 to 20,000 EUR per milligram), this low fiber yield is very problematic from a production point of view.
Therefore, we conducted a
design-of-experiments (DoE) study in which we first
(i) analyzed the relevant influencing factors theoretically and divided them into control and disturbance factors. This resulted in
(ii) the optimization of the experimental setup at first in order to eliminate the disturbance factors as best as possible. Finally,
(iii) the influence of relevant control factors was investigated experimentally on the basis of the DoE method,
and (iv) analyzed with regard to the optimum fiber yield (
Figure 2).
2. Materials and Methods
2.1. Definition Target Variables
The primary objectives of this investigation involve enhancing the fiber yield on the collector and stabilizing the e-spinning process. This includes identifying and eliminating disturbances via a novel setup design, alongside assessing the influence of control variables on the final produced tubular scaffold. To determine the fiber yield on the collector, the mass deposition of fibers onto the collector post-electrospinning was quantified. As a reliable parameter, the examination of scaffold structure (diameter and uniformity) and the assessment of fiber diameter along with fiber diameter variability are considered. Additionally, scaffold weight is analyzed to determine the obtained fiber yield on the collector (
Table 1).
2.2. Key Parameter Analysis
Initially, the parameters affecting the e-spinning process were analyzed.
Table 2 provides an overview of the factors influencing the e-spinning process, along with a brief description and classification into control and disturbance factors. Pre-studies showed the gray highlighted factors in
Table 2 have a high impact on yield. These factors were examined in detail within the scope of this study.
2.3. Disturbance Factors Reduction
Minimizing disturbances is a crucial preliminary step in implementing an effective e-spinning process, ensuring enhanced reproducibility and fiber quality. Before proceeding with the DoE, it is imperative to stabilize the environment and eliminate or minimize external interferences, such as the influence of the rotational motor and the laboratory-lifting platform, to prevent fiber deviation from the collector. Therefore, a new setup was built. Furthermore, the new setup enables the application of a negative voltage to the collector. The new setup is housed within a climate chamber (KBF 720, Binder, Tuttlingen, Germany) to maintain consistent humidity and temperature levels throughout the e-spinning process.
2.4. Optimization of Control Factors
A rating matrix was set up to select the control factors. This matrix evaluates the suitability of e-spinning control factors for the intended experiments, considering the expected effects on the target variables, the complexity of modifications, and the interdependence with other control factors. Subsequently, the total score for each control factor is determined, which serves as the basis for the selection process. From this rating matrix, three control factors were chosen for this DoE (
Table 3).
A full factorial 23 DoE study was conducted to investigate the correlation of the applied voltage on the spinning nozzle and collector and the tip-to-collector distance on the solution e-spinning process of sub-millimeter tubular structures (
Figure 3). The primary goal was to optimize these parameters for maximum yield. In addition to the yield, the morphology of the fibers was examined using SEM and the morphology of the scaffolds using digital microscopy.
2.5. Fabrication of E-Spun Tubular Scaffold
The study was carried out using Poly(lactid-co-glycolide) (PLGA) as a demonstrator polymer, due to its degradability and resulting use as a drug release material. A solution of 10 (m/V)% Poly(lactide-co-glycolide) (PLGA, Purasorb® PLG 8523, 85/15 L-Lactide/Glycolide, Corbion, Amsterdam, The Netherlands) was prepared by dissolving the polymer in 1,1,1,3,3,3-Hexafluoro-2-propanol (HFIP, Sigma, Taufkirchen, Germany, purity ≥ 99%, CAS-No: 920-66-1) overnight at room temperature. Proteins and active ingredients are temporarily stable in this solvent. To spin drug-loaded scaffolds, a 10 (m/V)% PLGA solution containing 20 mg/mL Dexamethasone (Sigma, Taufkirchen, Germany, purity ≥ 97%) and a 10 (m/V)% PLGA solution containing 40 mg/mL Dexamethasone were prepared. The solutions were electrospun for 10 min from a 1 mL syringe (BD PlastipakTM, Eysins, Switzerland) with a needle gauge of 21 (Sterican®, B. Braun, Melsungen, Germany) and a flow rate of 0.5 mL/h. A high voltage was applied to the tip of the needle attached to the syringe (Power Charger 60 V1.5.0, Eltex-Elektrostatik-GmbH, Weil am Rhein, Germany). Depending on the run, a negative high voltage was applied to the collector (Power Charger 30 V1.5.0, Eltex-Elektrostatik-GmbH, Weil am Rhein, Germany). The collector consisted of a needle (Sterican®, B. Braun, Melsungen, Germany) with the dimensions 0.9 × 50 mm (20 G) and was rotating during the e-spinning process at approximately 120 rpm. The distance between the spinning tip and the collector was adjusted according to the run. The temperature was set at 20 °C. The humidity ranged between 40% and 44%. Electrospun scaffolds were left overnight to evaporate any residual solvent for further analysis.
2.6. Fiber Yield Analysis
The fiber yield obtained on the collector was calculated with the weight of the scaffolds according to following equations:
The weight was measured using a NewClassic MF scale (Mettler Toledo, Giessen, Germany).
2.7. Scaffold Morphology
Characterization of the scaffold was carried out using a digital microscope (VHX-5000, Keyence, Itasca, IL, USA) for precise analysis. Microscope images were acquired at a magnification of 150×. Three specific fixed positions (2 cm, 3 cm, and 4 cm from the edge of the tubular structure) on each scaffold were selected for image acquisition; then, the outer diameter of the scaffold at each of these positions was measured. This approach ensured an evaluation of the scaffold’s structural attributes.
2.8. Fiber Morphology (Scanning Electron Microscopy)
The scaffolds underwent sputter-coating (EM SC D500, Leica, Wetzlar, Germany) with a 12.5 nm gold–palladium layer. Afterwards, they were analyzed using scanning electron microscopy (ESEM Quattro S, Thermo Scientific, Darmstadt, Germany) operated at an accelerating voltage of 10.00 kV. The determination of fiber diameter was performed using ImageJ freeware (National Institute of Health, Bethesda, MD, USA) by measuring the diameter of ten randomly chosen fibers per scaffold.
2.9. DoE Approach and Statistical Analysis
The factorial design-of-experiments (DoE) method provides a way to produce linear models approximating relationships between input parameters. The correlations between the input and output parameters were investigated. A randomized full factorial design (23) was carried out with Minitab Software (Minitab® 21.4.1). Eight experimental points were investigated, with each point repeated four times.
The results were analyzed using Minitab Software. Values were calculated by a linear regression fit. The resulting data were presented as the mean ± standard deviation (SD), with DoE comparing four independent experiments and the remaining experiments using three independent experiments as a basis. Group comparisons were conducted using an ANOVA test. Statistical significance was set at p < 0.05 unless stated otherwise.
4. Discussion
Tissue engineering uses electrospinning for its porous structure, which mimics the extracellular matrix and facilitates the integration of bioactive substances. However, the fabrication of sub-millimeter tubular structures is challenging because disturbances affect the fiber yield. This study aims to optimize electrospinning for small tubular structures (I.D. < 1 mm) by removing disturbances, analyzing control variables, and evaluating process parameters using PLGA as a model polymer. The results show significant improvements in fiber yield of up to 94% and in scaffold morphology, providing insight into the cost-effective production of small tubular structures.
The reduction in factors disturbing the electrical field is a critical factor in the successful implementation of an e-spinning process. Disturbances of the electrical field have a significant effect on the (re)producibility and quality of the resultant fibers. Eliminating external disturbances, such as the rotational motor and laboratory-lifting platform [
24], ensures a precise fiber alignment towards the collector, resulting in a 6-fold increase in fiber yield and facilitating the application of a negative voltage for a more targeted trajectory for the electrospun fibers.
Following the optimization of the experimental setup, an investigation was conducted to define the process window for the DoE. In our study, we opted for the factors of the tip-to-collector distance, spinning nozzle voltage, and the voltage applied on the collector, as they have a major impact on the e-spinning process. Initially focusing on the tip-to-collector distance, it was revealed that the highest fiber yields with over 80% on the collector were obtained at distances of 5 cm and 10 cm. At 5 cm, while the fiber yield was reproducible, it led to irregular and thickened areas in the scaffold structure. The process was described as unstable as the spinning was uneven. Due to the short distance between the e-spinning nozzle and the collector, droplets are drawn out of the spinning nozzle and propelled directly towards the collector without descending to the ground. Shortening the distance between the spinneret and the collector reduces the evaporation time of the solvent, which can lead to poor fiber formation and a reduction in fiber stability and clumping of the fibers [
25]. Comparatively, the spinning process at both 10 cm and 15 cm distances uniformly covered the collector with fibers and was therefore labeled as a stable spinning process. However, increasing the distance from 10 cm to 15 cm resulted in a notable 38% reduction in the obtained fiber yield on the collector. Due to the increased distance between the spinning nozzle and the collector, the force with which the fibers are pulled to the collector is weakened. External interferences now exert a greater influence on the fibers, causing them to deviate from the collector. In the setup used with the polymer solution used, the optimum distance between the spinneret and the collector is 10 cm.
The investigation of the voltages required for a stable e-spinning process showed that a voltage difference of more than 12 kV between the spinning nozzle potential and the collector potential leads to the formation of a multi-jet, which makes the process unstable. The presence of this unstable multi-jet resulted in increased variance in the collected fiber yield.
In order to optimize the manufacturing process and reduce material wastage, an analysis of the e-spinning process efficiency was carried out, with a focus on the fiber yield on the collector. It was observed that a peak yield of 94% was achieved with an applied voltage of 6.0 kV at the spinning nozzle and −3.0 kV at the collector. Increasing the spinning nozzle voltage resulted in a 42% reduction in fiber yield on the collector, as the heightened voltage difference accelerated the fibers, causing them to bypass the collector. Furthermore, an increase in the tip-to-collector distance was found to lower the efficiency of the e-spinning process, confirming the findings of Tomaszewski and Szadkowski [
2]. Due to the increased distance between the nozzle and the collector, the force pulling the fibers towards the collector decreases. Disturbance factors deflect the fibers, resulting in a loss of material on the equipment, consequently reducing the fiber yield on the collector significantly. Comparatively, our modified e-spinning setup with an indirect rotation of the collector, in contrast to the prior configuration with a direct rotation drive, yielded a 12-fold increase in fiber yield on the collector. Low fiber yields on the collector not only lead to material loss and, consequently, an increase in process costs (especially with expensive educts and when proteins are encapsulated), but also result in the contamination of the device and spinning equipment.
The examination of the outer diameter of the scaffold demonstrated a parallel trend to the analysis of the fiber yield on the collector, as depicted in
Figure 7 and
Figure 8. This correspondence can be attributed to the direct influence of higher fiber yields on the collector, which consequently led to a larger diameter of the resulting scaffold. This relationship highlights the critical role of process parameters in determining the final scaffold geometry, where a higher fiber yield contributes to an increased scaffold thickness while maintaining a constant spinning time.
Applying a high voltage to the spinning nozzle held by its surface tension to the tip generates a charge on the liquid’s surface. The mutual repulsion of these charges and the convergence of surface charges towards the counter electrode create a force that acts directly against the surface tension. As the electric field intensity increases, the hemispherical drop formed at the tip of the needle transforms into a conical shape, a phenomenon known as the Taylor cone [
26]. As the electric field is increased, the force with which the fiber is drawn also increases, leading to a reduction in the fiber diameter [
27]. Smaller electric fields can result in inhomogeneous fields, leading to varying impacts on the polymer flows and thus the fiber formation. Consequently, when the voltage differences between the spinning nozzle and the collector are low, the fiber diameter shows significant inhomogeneity. Moreover, in the case of low electric fields, insufficient fiber stretching can also result in a wider distribution of fiber diameters. Beyond a 9.0 kV voltage difference, the spinning process becomes more homogeneous, resulting in more uniform fiber diameters. This study shows that only the voltage difference influences the fiber diameter, while the distribution of how the voltages are applied to the spinning nozzle and collector seems not to play a role. However, in contrast to Kalluri et al. [
22] and Ostheller et al. [
28], no reduction in fiber diameter was observed with an increase in the tip-to-collector distance. Although an increase in distance results in a weakening of the electric field, it appears to be insufficient to significantly change the fiber diameter.
The application of DoE to analyze the applied voltage and tip-to-collector distance revealed variations in their effects on fiber yield, scaffold diameter, scaffold uniformity, fiber diameter, and fiber diameter variation. Regarding fiber yield, nozzle charging has no significant effect. However, charging the collector with −3.0 kV increases the fiber yield on the collector by 26%. On the other hand, increasing the distance from 10 cm to 15 cm decreases the fiber yield by 41%. This implies that an increase in yield is attainable with negative collector charging and a working distance of 10 cm. When a negative voltage is applied, the fibers are directed towards the collector. However, if the distance between the nozzle and the collector becomes too large, environmental disturbances have a greater influence, causing the fibers to disperse within the device and on the instruments. Factors can interact with each other, and in the case of the fiber yield, the factors of spinning nozzle voltage and collector voltage show such an interaction. Increasing the spinning nozzle voltage with a grounded collector results in an increase in the fiber yield, and the fiber yield decreases when the nozzle voltage is increased with a negative voltage applied to the collector. It should be noted that the nozzle voltage alone does not have a statistically significant effect, but it interacts with the collector voltage.
When comparing the influence of voltages and distance with the trends observed in the mean values of fiber yield and scaffold diameter (refer to
Figure 4 and
Figure 5), one might assume that the effects on both are similar. In assessing the scaffold diameter, aside from the yield, the applied voltages demonstrated similar effects, while the distance between the spinneret and the collector exhibited a threefold greater influence on the scaffold diameter. These disparities in the effects on yield and scaffold diameter can be explained by variations in the packing density of the fibers, resulting in differing levels of scaffold porosity. Scaffolds with small pore sizes but the same mass compared to scaffolds with large pore sizes exhibit a reduced outer diameter. In contrast to the fiber yield, the effects interact more strongly with each other. While the scaffold diameter is hardly influenced when no collector voltage is applied, it increases when the spinning nozzle voltage is reduced and a collector voltage of −3.0 kV is applied. Nozzle voltage also interacts with distance regarding the scaffold diameter. Similar to the previous interaction, there is no influence when the collector is grounded. However, when the collector is negatively charged and the spinning nozzle voltage is reduced, the scaffold diameter increases.
The tip-to-collector distance is the only significant factor affecting scaffold uniformity. At a 10 cm distance, there is greater deviation in the outer diameter of the scaffold compared to a 15 cm distance. This can be attributed to fewer fibers landing on the collector at 15 cm, where the width of the collector becomes more significant. Larger mass depositions of fibers on the collector at 10 cm have a more pronounced impact on scaffold uniformity. The factors do not interact with each other for scaffold uniformity.
Furthermore, the study examined the fiber diameter, revealing opposing effects from changes in the spinning nozzle voltage and the collector voltage, both of which had a comparably significant impact. Increasing the spinning nozzle voltage from 6.0 kV to 9.0 kV led to a reduction in the fiber diameter by 0.47 µm. The fiber diameter is influenced by the field strength of the e-spinning field (difference between the spinning nozzle and collector voltage), but not by the individual voltages themselves. The higher the field strength, the more the Taylor cone is stretched, and the fibers speed up, resulting in a thinner fiber diameter. The tip-to-collector distance was found to have no significant effect on the fiber diameter. When maximizing the fiber yield on the collector, a compromise must be made with the fiber diameter. At the maximum fiber yield on the collector of 94%, fibers with an average diameter of 1.4 µm are spun. If finer fibers are desired to compose the scaffold, it results in a reduction in the fiber yield. The factors do not interact with each other in terms of the fiber diameter. The variation in the fiber diameter is also dependent on the field strength of the e-spinning field. Therefore, as with the fiber diameter, the effects are opposite but equally pronounced. A higher field voltage results in more uniform fibers being spun. In this regard, the individual applied voltages do not play a role, only the difference between the spinning nozzle and the collector voltage matters. The tip-to-collector distance has no significant influence on the fiber diameter variation. The interaction between the individual voltages is also visible from the interaction diagram. In this context, increasing the spinning nozzle voltage stabilizes the fiber diameter more when the collector is grounded than when it is charged. The reason for this is that the process is already more stable when the collector is negatively charged, leading to even spun fibers.
Electrospun scaffolds can be used as drug delivery systems. In this process, drugs are spun into the fibers. This study shows that the loading of the scaffold with the demonstrator drug Dexamethasone in different concentrations has no significant effect on the fiber yield obtained on the collector. By using different polymers, the release of the drug can be adjusted as needed. It should be noted that changing the polymer changes the chemical properties of the spinning solutions. This affects the spinnability of the polymer. However, the basic parameters for the spinning process are similar. Therefore, the basic relationships can be transferred to other polymers, but fine-tuning of the parameters will certainly be necessary. This manuscript provides guidance on how the DoE method can be used to achieve an optimal process with comparatively little effort, even with other polymers.