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Article

The Influence of Discontinuous Dynamic Recrystallization on the Microstructure and Distribution of Plastic Deformations in Pure Aluminum and Copper at High Strain Rates

Institute of Mechanics, Lomonosov Moscow State University, Moscow 119192, Russia
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Author to whom correspondence should be addressed.
Crystals 2026, 16(5), 295; https://doi.org/10.3390/cryst16050295
Submission received: 7 April 2026 / Revised: 27 April 2026 / Accepted: 27 April 2026 / Published: 30 April 2026

Abstract

Dynamic recrystallization processes are known to significantly affect both the mechanical properties and the microstructure of materials. In this paper, we investigate the influence of discontinuous dynamic recrystallization (dDRX) during deformation at high strain rates (from 104 to 105 s−1) and elevated temperatures in pure aluminum and copper (in the range of 700–800 K for aluminum and 800–1100 K for copper). For this purpose, we propose a theoretical model in which the material is described within the framework of continuum mechanics, plastic deformations are modeled using a dislocation plasticity approach, the equation of state is represented by a neural network, and the microstructure evolution is simulated using the cellular automata method. The model is applied to uniaxial compression and tension of copper and aluminum polycrystals with an initial average grain size of 14 μm. It is shown that grain refinement occurs in all systems. The average grain size decreases from 14 μm to 4–5 μm. The distribution of plastic and total strains in the polycrystals is presented. In all considered systems, deformation localization is observed, and the localization pattern changes due to the nucleation of new grains and grain boundary surfaces during dynamic recrystallization.

1. Introduction

Accounting for microstructure evolution during the deformation of metals and alloys is a crucial issue that is both important and relevant to practical applications. The primary factor governing microstructure evolution during deformation is dynamic recrystallization (DRX), which involves the formation and growth of new grains resulting from the rearrangement of the dislocation substructure. In FCC metals and alloys, DRX occurs during high-temperature processing methods such as forging, extrusion, rolling [1], and hot isostatic pressing [2]. Recrystallization also takes place during other manufacturing processes, for example, in the mixing zone during friction welding [3,4] or in the primary deformation zones during high-speed cutting [5]. Accounting for recrystallization is essential, as these processes affect the average grain size, the distribution of grain boundary angles, and the elastic-plastic response of the material. Experiments show that flow stress decreases during deformation due to two main mechanisms: dynamic recovery (DRV) and dynamic recrystallization (DRX). DRV is associated with a reduction in dislocation density through dislocation slip, climb, and subsequent annihilation. DRX, in turn, involves the formation of new grains during plastic deformation via dislocation absorption [1,6,7,8,9,10,11,12]. It is worth noting that during high-temperature deformation, when grain boundary mobility is sufficiently high, DRX processes are primarily responsible for a significant decrease in flow stress. This has been demonstrated for aluminum alloys (AA1050 [13], AA6A02 [8]) and pure copper [11].
The main types of dynamic recrystallization are discontinuous (dDRX) and continuous (cDRX). It is generally accepted that dDRX occurs in materials with low stacking fault energy, whereas cDRX occurs in those with high stacking fault energy. dDRX takes place at grain or subgrain boundaries, while cDRX results from subgrain rotation driven by the accumulation of a critical dislocation density within the subgrains. For example, dDRX has been observed in pure aluminum [10,14] and copper [2,7,12], whereas cDRX occurs in aluminum alloys with high stacking fault energy [8,15,16,17]. However, in some cases, both dDRX and cDRX processes are observed depending on temperature and strain rate, for instance, in copper [11], brass [3], and aluminum [18], AA2195 [6], AA7046 [19], and AA7050 [20]. Specifically, in the AA2195 alloy, both dDRX and cDRX occur during high-temperature compression: cDRX dominates at high temperatures (>400 °C) and large strains (>1.2), while dDRX prevails at lower temperatures (≈300 °C) and smaller strains (<1.2) [6]. Similar trends are reported for the AA7046 alloy [19]. A transition from cDRX to dDRX was demonstrated for the AA7050 alloy in the temperature range of 300–450 °C and strain rates from 10−3 to 5 × 10−6 s−1 [20]. The work in [18] noted that cDRX and dDRX can occur for different crystallographic loading orientations and may therefore take place simultaneously in different regions of the same material; this was shown for a single crystal of pure aluminum subjected to compression. Aluminum alloys exhibit diverse behavior during hot deformation. Recrystallization processes have little effect compared to dislocation activity in some alloys, such as AA2070. In contrast, dDRX is the primary mechanism during hot deformation in 2A14 alloys, while both dDRX and cDRX are observed in AA2195 alloys [21]. It should be noted that DRX processes (both dDRX and cDRX) lead to a significant increase in grain misorientation, as confirmed by the studies mentioned above.
Recrystallization modeling can be divided into several approaches: (i) phenomenological models; (ii) physically based models; and (iii) explicit modeling of recrystallization processes. Approach (i) includes calculating the fraction of recrystallized grains using the Johnson–Mehl–Avrami–Kolmogorov (JMAK) model. A disadvantage of phenomenological models is that they lack internal mechanisms capable of explicitly distinguishing between different types of DRX [6,19,21]. Models of type (ii) incorporate internal mechanisms that distinguish between dDRX and cDRX; however, they do not allow visualization of the microstructure distribution in the deformed material [15,16,22,23]. Approach (iii) includes modeling using cellular automata (CA), Monte Carlo, and phase-field methods. These methods enable the incorporation of softening processes into the flow curve and provide visualization of the microstructure distribution in the deformed material [5,24,25,26,27,28].
Phenomenological and physically based models are typically built on different physical assumptions, with model parameters selected based on experimental hot deformation data [1,21]. For aluminum alloy 7075, it was shown that a model can be used to calculate the fraction of subgrains and recrystallized grains, where the dislocation density in the material is determined using the Kocks–Mecking constitutive relation [16]. Another study also demonstrated good agreement with experimental high-temperature compression data for AA7075 using a crystal plasticity model combined with a cDRX model [15]. A comparison was made with a model without recrystallization, which provided a poorer description of the deformation process. A strong influence of the cDRX process on the texture of the deformed specimen was also noted. The authors of [19] developed a constitutive model accounting for work hardening, dynamic recovery, and DRX effects, which predicts the flow curve, DRX fraction, and average grain size in the alloy based on hot tensile testing data. Some approaches employ kinetic equations for the fraction of recrystallized grains. For example, in [6] on AA2195, kinetic equations are presented for dDRX and cDRX processes, where the activation energy for these processes is described by an Arrhenius relationship. Alternatively, constitutive relations can be developed that predict the flow curve while accounting for recrystallization. For instance, a combination of the Arrhenius-type model and the Zener–Hollomon model is used to describe the flow curve of the AA6A02 alloy [8].
Modeling physical processes using the cellular automata method involves determining the state of a computational cell on a spatial grid based on the state of its neighboring cells (CA architecture) and transition rules [29]. This provides ample opportunity to model the evolution of a physical system by defining task-specific transition rules. The CA method is computationally simple and ideally suited for parallel computing, as the evolution of the entire grid can be computed independently based only on each cell’s local surroundings. In the context of dynamic recrystallization processes, two computational grids are typically introduced: one associated with the material and implemented within continuum mechanics, and a second grid specific to the microstructure and implemented using the CA method. This dual-grid approach enables simultaneous modeling of sample deformation and microstructure evolution [5,24,25,26,27,28,30,31]. Furthermore, the CA method can describe recrystallization solely through changes in grain boundary energy, owing to the flexibility in defining state transition rules [27]. As noted above, all dynamic recrystallization processes are associated with the evolution of a dislocation ensemble. The relatively simple Kocks–Mecking formalism is most often used in such studies [5,24,26,30]; it accounts for the evolution of dislocation density during deformation using two parameters: one responsible for work hardening and the other for dynamic recovery. Research shows that the CA method can describe both dDRX [5,24] and cDRX [30], as well as a combination of dynamic and static recrystallization [29]. The results of these studies demonstrate that the CA method provides a good fit to the flow curve and grain distribution for copper at strain rates of 10−2 s−1 [28] and 10−3 s−1 [24,26]. The method is also applicable to various processing conditions, including compression, rolling, and annealing of the material [25].
The overwhelming majority of the above-mentioned studies investigate recrystallization processes at low strain rates (from 10−3 to 101 s−1), although, as noted, recrystallization also manifests itself during material processing (e.g., friction welding, cutting), where strain rates can be significantly higher. Moreover, most of the listed studies employ the Kocks–Mecking model, which considerably simplifies the distribution of dislocations and plastic strains within the crystal. In this paper, we investigate the influence of two mechanisms on the mechanical properties of pure aluminum and copper: (i) discontinuous dynamic recrystallization (modeled using the CA method) and (ii) dislocation plasticity (taking into account all slip systems of the FCC crystal and the kinetics of the dislocation ensemble). Specifically, we examine the distribution of dislocation density and stresses under high strain rates (from 104 to 105 s−1) and elevated temperatures: in the range of 700–800 K for pure aluminum and 800–1100 K for pure copper. This investigation is important for understanding both the localization of plastic deformation and recrystallization processes during deformation at high strain rates.

2. Materials and Methods

2.1. Continuum and Plasticity Model

This section describes the theoretical models employed in this study: a two-dimensional continuum model (describing the material behavior) and a dislocation plasticity model that accounts for the kinetics of dislocation ensembles (for describing plasticity in metals). The deformation of solids is realized within the framework of continuum mechanics, employing three fundamental conservation equations: continuity, momentum (motion of a continuous medium), and energy conservation:
d ρ d t = ρ ( · v ) ,
ρ d v d t = ( · Σ ) ,
ρ d E d t = P ( · v ) + ( 1 η ) ( S W ˙ ) ,
where ρ is the density of the substance, v is the velocity of the substance at a point in the medium, Σ is the Cauchy stress tensor, E is the specific internal energy, P is the pressure, η is the Taylor–Quinney coefficient (determining the fraction of plastic strain work converted into heat), S is the deviatoric stress tensor, W ˙ is the plastic strain rate tensor.
The strain rate tensor, accounting for the rotation of the medium during deformation, is written as:
ρ d U d t = 1 2 [ ( v ) + ( v ) T ] + [ ( U · R ˙ ) + ( R ˙ T · U ) ] ,
where U is the deformation tensor, R ˙ is the rotation velocity tensor of the medium.
The rotation velocity tensor from expression (4) is given by:
R ˙ = 1 2 [ ( v ) ( v ) T ] .
The plastic strain rate tensor in expression (3) is determined in accordance with Orowan’s law, accounts for the movement of dislocations along all slip systems, and is defined as:
W ˙ = δ b M δ ρ D δ V D δ ,
where b is the magnitude of the Burgers vector, δ = 1 ,   2 , ,   12 is the index of the slip systems (in this case, in the FCC lattice), M δ is the projection tensor of the δ slip system, ρ D δ is the scalar dislocation density on the δ slip system, V D δ is the velocity of the dislocation ensemble on the δ -th slip system.
The projection tensor of the slip systems in expression (6) is defined as:
M δ = 1 2 b [ ( b δ n δ ) ( b δ n δ ) T ] ,
where n δ is the normal vector of the δ -th slip system.
In expression (7), the normals of the four slip planes and all possible Burgers vectors were considered in accordance with the work where they were listed [32]. For both aluminum and copper, the following slip planes and corresponding Burgers vectors are considered:
( 111 ) : a 2 1 ¯ 01 , a 2 0 1 ¯ 1 , a 2 1 ¯ 10 ; ( 1 ¯ 11 ) :   a 2 101 ,   a 2 0 1 ¯ 1 , a 2 110 ; ( 1 1 ¯ 1 ) : a 2 1 ¯ 01 ,   a 2 011 , a 2 110 ; ( 11 ¯ 1 ) : a 2 101 ,   a 2 011 , a 2 1 ¯ 10 .
The rotation of the slip systems from Equation (7) during deformation of the medium can be determined analogously to the rotation of the strain rate tensor in expression (5):
d M δ d t = [ ( M δ · R ˙ ) + ( R ˙ T · M δ ) ] .
The dislocation velocity in expression (6) for the plastic strain rate is calculated taking into account phonon friction through a quasi-stationary solution, in accordance with works [33,34]:
V D δ = c t 6 6 χ δ ζ δ [ χ δ 2 3 12 ] 3 2 ,
χ δ = 108 | ζ δ | + 12 3 4 + 27 ζ δ 2 ,
ζ δ = 1 c t B ( F δ b Y s 2 s i g n ( F δ ) ) · H ( | F δ | b Y s 2 ) ,
where c t = G ρ is the transverse speed of sound, F δ is the force acting on dislocations in the δ -th slip system, Y s is the yield strength, H ( ) is the Heaviside step function, and B is the phonon friction coefficient.
The force acting on dislocations in the δ -th slip system in expression (11) is defined as the projection of the stresses acting on the slip system from Equation (7):
F δ = b ( M δ S ) .
To determine the threshold force for the onset of dislocation motion in expression (11), the dynamic yield strength is required. This quantity is determined via Taylor’s hardening law:
Y s = Y s 0 + A I G b ρ I ,
where Y s 0 is the static yield strength, A I is the material hardening parameter, ρ I is the total density of immobile dislocations, defined as the sum over all slip systems: ρ I = δ ρ I δ , ρ D δ is the immobile dislocation density on the δ -th slip system, G is the shear modulus.
The temperature dependence of the phonon friction coefficient, which is included in the equation of motion for dislocations (expression (11)), is determined as follows [32]:
B = 4 θ B 2 h 2 ( k b c b ) 3 T ,
where θ B is the temperature-dependent phonon friction coefficient, h is Planck’s constant, k b is Boltzmann’s constant, c b =   K ρ is the bulk speed of sound, K is the bulk modulus, and T is the temperature.
The components of the deviatoric stress tensor, taking into account plastic strains and the FCC symmetry of the crystal, are expressed as:
s 11 = C 11 ( ε 11 w 11 ) + C 12 ( ε 22 w 22 ) 1 3 ( C 11 ε i i + C 12 ε i i ) ,
s 22 = C 12 ( ε 11 w 11 ) + C 11 ( ε 22 w 22 ) 1 3 ( C 11 ε i i + C 12 ε i i ) ,
s 12 = C 44 ( ε 12 w 12 ) ,
where C 11 , C 12 , C 44 are the elastic moduli.
In the expressions accounting for plastic deformations (6) and material hardening (13), the scalar dislocation density ρ D and the density of immobile dislocations ρ I are required. The evolution of dislocation densities can be expressed through the kinetics of the dislocation ensemble using differential equations in time that account for dislocation generation, annihilation, and immobilization [35]:
d ρ D δ d t = Q D δ Q I δ Q A δ Q A I δ ρ D δ ( · v ) ,
d ρ I δ d t = Q I δ Q A I δ ρ I δ ( · v ) ,
where Q D δ represents dislocation generation, Q I δ represents dislocation immobilization, and Q A δ   a n d   Q A I δ represent the annihilation of mobile and immobile dislocations, respectively.
The terms Q D δ , Q I δ , Q A δ , and Q A I δ in Equations (18) and (19) can be determined from works [35,36]:
Q D δ = k D b ρ D δ | F δ V D δ | ,
Q I δ = V I ( ρ D δ ρ D f r e e ) ρ I δ ,
Q A δ = 2 k A b | V D δ | ρ D δ 2 ,
Q A I δ = k A b | V D δ | ( ρ I δ ρ D δ ) ,
where k D is the dislocation generation coefficient, V I is the dislocation immobilization coefficient, k A is the dislocation annihilation coefficient, ρ D f r e e is the density of free dislocations.
The constitutive relations (15)–(17) are constructed using generalized Hooke’s law, accounting for the plastic relaxation of the material. In these relations, the plastic strain tensor w i j is calculated from expression (6), in which the dislocation density ρ D δ is determined from the kinetic equations of the dislocation ensemble (18)–(23). The values of the elastic moduli C 11 , C 12 , C 44 are obtained from the outputs of neural networks, as described in Section 2.2. The values of the model parameters are given in Table 1, which is adapted from studies on shock-wave processes in metals. This is relevant to the present work, as we investigate deformation and recrystallization processes at high strain rates.

2.2. Equation of State and Constitutive Relation in the Form of a Feedforward Neural Network

In this paper, we consider a high strain rate. Accordingly, we require both an equation of state ( P , T ) = ( E , ρ ) to describe shock-wave processes and a constitutive relation of the form ( C 11 , C 12 , C 44 ) = ( E , ρ ) to calculate the elastic moduli linking the components of the deviatoric stress and strain tensors. To account for the nonlinear dependencies ( P , T ) = ( E , ρ ) and ( C 11 , C 12 , C 44 ) = ( E , ρ ) over a wide range of temperatures and strain values, we employ an equation of state and a constitutive relation in the form of artificial neural networks (ANNs) based on molecular dynamics (MD) simulation data. Similar to work [37], we calculate the elastic moduli using MD simulation data. The MD simulations are performed with the LAMMPS package (version 22 July 2025) [38] using the ADP potential for aluminum and copper [39]. Each atomistic system contains 500,000 atoms. The temperature range considered is 100–900 K for aluminum and 100–1300 K for copper, with a step of 100 K. MD simulations are carried out in two stages: (i) heating the system to a given temperature and relaxation of excess stresses; (ii) deforming the system while maintaining a constant temperature using a Nosé–Hoover thermostat. The main difference from the reference work is that we calculate the moduli C 11 , C 12 , C 44 instead of the bulk compression modulus K and the shear modulus G. The equations for calculating the moduli based on MD simulation data are given below:
C 11 i = ( j = i n j = i + n σ x x j m d × ε x x j m d ) ( j = i n j = i + n ε x x j m d 2 ) ,
C 12 i = ( j = i n j = i + n σ y y j m d × ε y y j m d ) ( j = i n j = i + n ε x x j m d 2 ) ,
C 44 i = ( j = i n j = i + n σ x y j m d × ε x y j m d ) ( j = i n j = i + n ε x y j m d 2 ) ,
where i is the current data point in the MD dataset, n is the number of MD points to be considered, σ x x m d , σ y y m d , σ x y m d are the stress tensor components obtained from the MD simulation, and ε x x m d , ε x y m d are the strain tensor components obtained from the MD simulation.
The surrogate equations of state and constitutive relations for pure aluminum and copper are as follows:
( P , T , C 11 , C 12 ) = f A N N ( 1 ) ( ρ , E ) ,
( P , T , C 44 ) = f A N N ( 2 ) ( ρ , E ) ,
where f A N N ( 1 ) ,   f A N N ( 2 ) are surrogate functions defined in the form of artificial feedforward neural networks (see Figure 1).
The architecture of the ANN is as follows: the hidden layers employ PReLU activation functions, while the output layer uses a linear activation function:
z j l = k w j k l a k l 1 b j l , l = 1,2 , , L ,   j   =   1,2 , ,   n l  
a j l = { z j l if z j l > 0 a pr z j l if z j l 0 ,
a j L = z j L ,
where l is the index of the network layers, j is the index of the neuron within the layer, w j k l and b j l are the weights and biases of the ANN, z j l   and a j l are the input and output values of the neuron in the ANN.
Calculations in the ANN are performed by sequentially summing the values in each layer using Equation (29) and computing the activation functions in the hidden layers (30) and the output layer (31). The PReLU (30) and linear (31) activation functions were chosen because they provide good accuracy (see Table 2) and are computationally simple. Regularization was not used, as the number of layers and neurons per layer was selected to ensure that the capacity of the ANN model was not excessively large. To train the models, the full dataset, consisting of MD simulation data and calculations using Equations (24)–(26), is scaled using MinMax normalization (the range of values in the dataset is presented in Table 3). The normalized data is then split into training and validation portions in a ratio of approximately 85:15. The test data consists of the full calculations of the continuous model with constitutive relations in the form of an ANN, as presented in Section 3.
After compiling, normalizing, and splitting the datasets, the ANN is trained using the Adam algorithm to achieve the minimum error (mean absolute percentage error, MAPE) on the validation data. The training progress is monitored using a cross-validation method. The training hyperparameters and the ANN structure are presented in Table 4.

2.3. Discontinuous Dynamic Recrystallization Model

In this paper, only discontinuous dynamic recrystallization (dDRX) is considered, since in pure aluminum and copper this type of recrystallization is mainly observed due to the sufficiently low stacking fault energy [2,7,10,12,14]. This focus also allows us to evaluate the influence of dDRX on grain structure evolution, plastic strain distribution, and dislocation density in the material in isolation. Discontinuous DRX occurs at grain or subgrain boundaries when a critical dislocation density is reached in a local region. We evaluate this region as a computational cell from the continuum simulation. In each such cell, we calculate the kinetics of the dislocation ensemble and can estimate the dislocation density of both mobile and immobile dislocations from Equations (18)–(23) by summing the dislocation densities over all slip systems. In work [40], a criterion for the onset of dynamic recrystallization is proposed, in which the main driving force for grain boundary migration is determined by the energy of plastic deformation. The critical dislocation density for the onset of dDRX can be expressed as:
ρ d D R X = ( 20 γ g b w ¯ ˙ 3 b l D M g b τ 2 ) 1 3 ,
where γ g b is the excess energy of atoms at the grain boundary (GB energy), w ¯ ˙ = 2 3 w ˙ i j w ˙ i j is the equivalent plastic strain rate (determined in this paper using the dislocation plasticity model from Equation (6)), M g b is the GB mobility, l is the mean free path of mobile dislocation, τ is the dislocation line energy.
Some of the parameters in Equation (32) can be expressed using known quantities: l D = 20 ρ D 0 + ρ I 0 , τ = G b 2 2 . Furthermore, in expression (32), it is necessary to determine the grain boundary mobility and energy functions. The GB mobility function is taken from [41], and the standard Read-Shockley relationship is used to describe the GB energy. Although this function describes the energy values of various grain boundaries quite simply and qualitatively, recrystallization modeling shows that for a large number of grains, the results are comparable to those obtained with more accurate GB energy functions, for example, the anisotropic GB energy function proposed by Bulatov, Reed, and Kumar [42].
M g b = { M 0 e Q m R T [ 1 e B M ( θ θ m ) n ] ,   θ < θ m   M 0 e Q R T ,   θ θ m ,
γ g b = { γ m θ θ m [ 1 ln ( θ θ m ) ] ,   θ < θ m γ m ,   θ θ m ,
where Q m is the activation energy for GB motion, R is the gas constant, B, n are the parameters of the grain boundary mobility function, θ m is the misorientation angle for low-angle grain boundaries, and γ m is the energy of high-angle GBs.
To simulate the nucleation of dDRX grains, we employ the CA method in which the number of neighboring cells is determined by the von Neumann neighborhood (see Figure 2). Using Equation (32), we can determine the nucleation of a recrystallized grain in a grain boundary computational cell during plastic deformation, which is described within the framework of the continuum model and the dislocation plasticity model presented in Section 2.1. Based on these models, Equation (32) determines the equivalent plastic strains, shear modulus, and dislocation densities at each time step of the simulation. At each iteration of the CA method, the nucleation of dDRX grains in cells with existing grain boundaries is determined, taking into account the presence of already recrystallized grains in the vicinity (see Figure 3 and Figure 4). The cells have the following states: states 0 and 1 are associated with the crystalline matrix and dDRX, respectively; states 1, 2, …, ngrain are associated with the index of the recrystallized grain. The stages of dDRX modeling will be described in more detail below, following the description of the growth rate of recrystallized grains.
After the nucleation stage of dDRX grains described above, the growth of existing dDRX cells occurs due to the driving force arising from plastic deformation—rather than from grain boundary curvature, as in static recrystallization—acting on the new grain boundary. This driving force is determined by the difference in dislocation densities between the crystalline matrix ( ρ D m a t r i x ) and the given dDRX grain ( ρ D i ). The grain boundary growth rate during recrystallization was proposed in [31,43] and subsequently used in other works for modeling DRX [5,24,30]:
v g b = M g b ( τ ( ρ D m a t r i x ρ D i ) 2 γ g b r i ) ,
where r i is the radius of the recrystallized grain.
In Equation (35), we do not account for the effect of solute atoms on grain boundary motion, as in work [24], since we are considering pure materials. The dislocation densities ρ D m a t r i x and ρ D i in Equation (35), take into account dislocations on all slip systems; that is, the sum δ ρ D δ is used. Equation (35) is derived from work [41], in which the force acting on the grain boundary for static recrystallization was formulated. For dynamic recrystallization, it is assumed that the energy accumulated in the grain arises from plastic deformation; therefore, in (35), the difference in dislocation densities appears in the first term, which is analogous to the derivation of the nucleation criterion for dDRX grains [40]. The radius of the recrystallized grain r i in Equation (35) is calculated from the total volume of all cells belonging to the given recrystallized grain:
r i = ( j G d D R X i V i 4 π ) 1 3 ,
where G d D R X i is the set containing all cell indices for the i-th recrystallized grain, V i is the volume of the i-th cell.
The modeling scheme for the growth of recrystallized grains is shown in Figure 5. For clarity, Figure 5 shows two scenarios: (a) growth of a nucleated grain; (b) active growth of dDRX grains during deformation.
The recrystallization simulation process can be described in several stages:
  • Before simulating material deformation, a polycrystal is created on the computational mesh using the Voronoi diagram method. The simulated box is divided into polygons, and each computational cell is assigned to its respective polygon using the ray casting method. Each grain is then assigned a uniformly distributed tilt angle. The slip plane projection tensor (6) is reoriented for each computational cell within the grain according to its tilt angle.
  • After determining the load on the material through boundary conditions and setting the initial temperature, the deformation of the material begins. During plastic deformation, upon reaching the critical dislocation density (32), nucleation of dDRX grains occurs according to the scheme in Figure 3, since the material either has no or very few existing dDRX cells. Nucleation depends on the state of neighboring cells within the von Neumann neighborhood. Two states are considered: recrystallized grain or crystalline matrix. The transition probabilities to a new state are as follows: matrix cells contribute a transition probability of 0.05, while recrystallized grains contribute 0.2. To determine the new state of the current cell, the probabilities are summed over all cells in the neighborhood. Therefore, in the absence of recrystallized cells, a new grain nucleates. Due to the absorption of dislocations, this new grain rotates by 10 degrees (see Figure 3). The dislocation densities of the cell are set to their initial levels ρ D 0 ,   ρ I 0 , the orientation of the slip planes (7) is recalculated, and the cells in the von Neumann neighborhood become grain boundary cells.
  • During continued plastic deformation of the material, nucleation can also occur, provided that the critical dislocation density (32) is reached in a grain boundary cell. However, situations now arise where dDRX grains are already present in the vicinity of the current cell. Therefore, the probability of transitioning to the dDRX state will depend on the number of recrystallized neighboring cells, as shown in Figure 4: the current cell can “attach” to an existing recrystallized grain and adopt its slip plane orientation and grain identifier. The probabilities remain the same as in the previous stage and are summed over the entire neighborhood. After the current cell transitions to the recrystallized state, the dislocation densities decrease to their initial values, and grain boundary cells are defined between neighbors with different grain orientations.
  • The second effect modeled by the CA method is the growth of recrystallized grains into the crystalline matrix of the material. Since dislocations are consumed during the nucleation of dDRX grains (described in the previous stages), a driving force arises between recrystallized cells and the material matrix, acting on the newly formed grain boundary, as defined in Equation (35). Knowing the driving force, we can calculate, for each boundary cell, the fraction filled by each adjacent recrystallized grain that grows into the crystalline matrix (if multiple such grains exist). When the fraction becomes equal to 1—that is, when it fills the entire cell—the current boundary cell becomes a recrystallized grain (if several neighboring recrystallized grains compete, the one that “grew” faster determines the outcome). Subsequently, the orientation of the slip systems is redefined, and neighboring cells with the crystalline matrix become grain boundary cells.
The parameters of the dynamic recrystallization model required in Equations (32) and (33) are presented in Table 5.

3. Results

To obtain numerical simulation data, we consider the following settings: uniaxial tension and compression of pure aluminum and copper polycrystalline samples at elevated temperatures (800 K and 1100 K for copper; 700 K and 800 K for aluminum). The system size is 100 × 50 μm2, which allows us to simulate high strain rates: 2 × 104 and 2 × 105 s−1. In all systems, the initial grain count is 30, corresponding to an average grain size of approximately 14 μm.

3.1. Results of Hot Tension and Compression Simulations

Let us first consider the results for the case of pure copper. When a copper polycrystal is subjected to uniaxial tension at a temperature of 800 K and a strain rate of 2 × 104 s−1, the growth of DRX grains is not very active. Recrystallized grains nucleate and grow from existing or newly formed grain boundaries due to bulging, as described in [40], since we consider only dDRX processes. Figure 6d–f shows that localization of plastic deformation occurs along grain boundaries. The highest values of plastic deformation are observed along the grain boundaries, while the maximum observed equivalent plastic strain increases from 3.3 × 10−2 to 1.1 during tension of the material. Localization of stresses and strains along grain boundaries due to the accumulation of dislocation density has been demonstrated in continuum [44] and atomistic [45] modeling of FCC metals. However, our results demonstrate that the nucleation and growth of new recrystallized grains (and thus new grain boundaries) leads to a noticeable change in the plastic deformation pattern due to the emergence of new grain boundary surfaces (see Figure 6e,f): new localization sites appear. Similar behavior can be observed for the pressure distribution in the crystal. While at the beginning of deformation (Figure 6g), the pressure distribution is relatively uniform across all crystallites, with further deformation, we observe increased pressure values in the GB regions (Figure 6h,i) of the order of 1 GPa.
For uniaxial compression of the copper polycrystalline sample at a strain rate of 2 × 104 and an initial temperature of 1100 K (Figure 7), the recrystallization processes are more active than in the previous case, which is clearly related to the temperature. Grain nucleation and growth during DRX are largely determined by grain boundary mobility, as described in Equations (32) and (35). The grain boundary mobility value increases exponentially with increasing temperature, as can be seen in Equation (33). Therefore, during compression, the DRX grain fraction reaches 60% at a strain of 0.045 (Figure 7c), whereas during tension, it reaches only 20% at a strain of 0.074 (Figure 6c). As in the case of tension, localization of plastic deformation along grain boundaries is observed (Figure 7e), and this pattern changes during recrystallization and the appearance of new grain boundaries (Figure 7f). The maximum value of equivalent plastic strain in Figure 7 is 0.34, which is lower than in the tension case. A heterogeneous distribution of strains in the material is observed in Figure 7h,i. A similar pattern of strain distribution was observed in work [46] during compression of an AA7050 alloy sample, where a heterogeneous distribution of strain at the grain level was reported. This is also observed in Figure 6h,i: for the εxx component, a higher value of the total strain is seen in the grain region.
Under uniaxial compression of a copper polycrystal at a strain rate of 2 × 105 s−1 and an initial temperature of 1100 K (Figure 8), active growth of DRX grains is observed, as in the previous case (Figure 7). At a strain of 0.178, recrystallized grains occupy almost the entire crystal (Figure 8c). Plastic deformations remain maximal in the regions near grain boundaries and reach a maximum value of 2.0 (Figure 8f). During high-speed deformation processes, an increase in the sample temperature should be observed. At a strain of 0.084, the temperature difference across the crystal is 30 K (Figure 8g), whereas at a strain of 0.178, the difference reaches 100–150 K (Figure 8).
The stress–strain curves for the copper polycrystal deformation cases shown in Figure 6, Figure 7 and Figure 8 are presented in Figure 9. Typical curve shapes are observed in Figure 9a,b, where, after the work hardening stage, a decline is observed, which is associated with DRV and DRX effects [1,21]. From the analysis of the cited literature, it follows that with the dynamic recovery effect—associated mainly with the annihilation and rearrangement of dislocations—the flow curve reaches a plateau, whereas the subsequent decline is attributed precisely to DRX processes. This is exactly what we observe for tension and compression of the copper polycrystal at a strain rate of 2 × 104 s−1 in Figure 9a,b. On the other hand, for compression of the copper polycrystal at a strain rate of 2 × 105 s−1 in Figure 9c, no decline in the flow curve is visible, yet significant recrystallization of the crystal is observed (Figure 8a–c). This is attributed to the high strain rate. In [47], significant recrystallization of Alloy 718 was observed during testing on a split Hopkinson–Kolsky bar system, but the flow curves did not show such strong declines as in Figure 8a,b. Accordingly, with a substantial increase in the strain rate, the flow curve may not exhibit a decline even when accounting for DRX and DRV effects, which are no longer sufficient to cause softening. The peak stresses are 812 MPa in tension and 456 MPa in compression at a strain rate of 2 × 104 s−1. However, it is important to note that with an increase in the strain rate, the maximum on the flow curve increases significantly [11,21].
When stretching an aluminum polycrystal at a strain rate of 2 × 105 s−1 and an initial temperature of 700 K (Figure 10), we observe a distribution pattern of recrystallized grains similar to that of copper polycrystals (Figure 6, Figure 7 and Figure 8): during tension, more active recrystallization growth occurs in the central region. This is attributed to more active plastic processes in the center of the polycrystal and the accumulation of higher scalar and immobile dislocation densities in these zones, leading to a greater number of dDRX nucleation sites. Unlike in copper systems, the distribution of plastic deformations more clearly reveals shear bands within the grains (Figure 10d–f). Overall, localization of plastic deformation near grain boundaries is observed, as in copper, with a maximum value of 2.5. The strain distribution within the crystal (Figure 10g–i) shows that the material deforms non-uniformly: zones of increased strain are visible in the grains of the undeformed crystal, and during deformation and the accompanying recrystallization, the number of localization sites increases in the center of the crystal.
When compressing the polycrystalline aluminum sample (Figure 11), we observe that dDRX processes occur more slowly than in the previously discussed copper deformation cases. This is largely attributed to the initial dislocation density: for copper, the initial density of immobile dislocations is two orders of magnitude higher (see Table 1). Therefore, despite the fact that grain boundary mobility is higher in aluminum and the activation energy for grain boundary motion is lower (see Table 5), we observe more active recrystallization in copper under the same deformation conditions. Regarding the distribution of plastic strain (Figure 11d–f) and pressure (Figure 11g–i), we see patterns similar to those discussed above. The peak plastic strain is 1.4, and the pressure is on the order of 1 GPa.
The stress–strain curves for the deformation of aluminum polycrystals are shown in Figure 12. They exhibit behavior similar to that of the copper polycrystals considered earlier (Figure 9): for tension, we observe an inflection in the flow curve even at high strain rates, but not in the case of compression.

3.2. Average Grain Size and Grain Distribution

Figure 13 shows the evolution of the average grain size and grain size distribution during deformation. We do not separate recrystallized grains from the initial grains of the crystalline matrix; instead, we calculate the grain sizes for all crystallites. The average grain size decreases during compression of the copper polycrystal (Figure 13d,g). The grain size reaches a steady-state value after decreasing by approximately a factor of 3, from 14 μm to about 4.5 μm, due to dDRX processes. This is a reasonable value. From other studies, we can see that the average grain size reaches a steady-state value with similar reduction factors: approximately 2.2 times during compression of a copper crystal at a temperature of 875 K [28]; and approximately 3.1 times during compression of pure copper at a temperature of 673 K and a strain rate of 5 × 10−2 s−1 [9]. The histograms showing the grain size distribution (Figure 13a–c,e,f) reveal a shift in the distribution toward smaller grain sizes. This is logical, since during high-speed deformation processes, large plastic strains occur with the accumulation of high dislocation densities (of the order of 1014–1015 m−2) and many recrystallized grains are generated simultaneously (see Figure 6), especially at high temperatures (Figure 7 and Figure 8). A similar shift in grain size distribution can be observed in high-speed deformations—for example, for Alloy 718 when deformed using a split Hopkinson pressure bar at high temperatures and deformation rates on the order of 103 s−1 [47]. In general, a tendency toward a decrease in grain size can be observed with increasing strain rate. The steady-state grain size decreases during recrystallization, as evident from deformation data for pure copper [9], where the grain size decreased from approximately 15 μm to 8 μm when the strain rate was increased from 5 × 10−4 to 5 × 10−2 s−1.
The grain size distribution during tension of an aluminum polycrystalline sample at a strain rate 2 × 105 s−1 and an initial temperature of 700 K (Figure 14a,b) shows that the dDRX process is generally similar to that in copper polycrystalline materials (Figure 13). Initially, numerous small recrystallized grains appear, and the distribution shifts toward zero (Figure 14a). Subsequently, as the recrystallized grains grow, the distribution shifts toward a maximum of approximately 5 μm (Figure 14b). The evolution of the average grain size essentially confirms this trend: the average grain size during deformation tends toward a value in the range of 4–5 μm (Figure 14c).

4. Discussion

From the results of this study, we observe that dDRX processes are more active during compression than during tension (Figure 6, Figure 7, Figure 8, Figure 10 and Figure 11). The initial state and distribution of grains and grain boundaries are identical in all systems considered. Among the variables that change during deformation, the nucleation of recrystallized grains is determined primarily by the dislocation density and equivalent plastic strain, according to Equation (32). As is known, the dislocation density during tension and compression of FCC metals should not differ significantly due to the symmetry of these processes for materials with grains of normal size (the initial average grain size in our systems is 14 μm); asymmetry is observed only in nanocrystalline systems [48]. However, even taking into account the grain refinement due to dDRX processes, the average grain size remains on the order of micrometers (Figure 13 and Figure 14). Therefore, the difference in the recrystallization behavior is most likely associated with the magnitude of equivalent plastic strain. We observe that under tension, the magnitude of plastic strain is approximately two times higher, and accordingly, the threshold dislocation density for the onset of dDRX grain nucleation will be higher, based on Equation (32).
The evolution of the average grain size and grain size distribution for both copper (Figure 13) and aluminum (Figure 14) reveals a tendency toward pronounced grain refinement in these polycrystalline systems under deformation at high strain rates and elevated temperatures. The average grain size decreases from an initial value of 14 μm to a value in the range of 4–5 μm (Figure 13d,g and Figure 14c). Due to the high strain rate, the dislocation density in the crystal system is quite high, on the order of 1014–1015 m−2. Therefore, nucleation of dDRX grains is quite active, and recrystallization sites are numerous and distributed throughout the sample. The subsequent growth of recrystallized grains into the crystalline matrix is also active, in accordance with Equation (35), where the driving force also depends on the dislocation density. From the grain size distribution, we observe (Figure 13b,c,e–g and Figure 14a,b) that initially a large fraction of small grains (around 1–2 μm) appears in the samples, followed by growth of these grains and a shift in the distribution toward a maximum of around 4–5 μm. This is quite logical: after the active nucleation of dDRX grains, their growth begins, but at the same time, the dislocation density decreases precisely due to recrystallization processes, since this value is consumed in the creation of new grain boundary surfaces (the dislocation density decreases to the initial level presented in Table 1). Therefore, subsequent recrystallization in these cells will be hindered. Regarding the shape of the grain size distribution, we observe a similar shift in various materials that have undergone large deformations. For example, the AA5052 alloy after several differential speed rolling passes shows a shift in the grain size distribution from an initial center around 90 μm to a center around 2–4 μm [17]. In work [47], for Alloy 718 deformed using a split Hopkinson pressure bar, the distribution changes from an initially wide range of 2–30 μm to a distribution centered at about 3–5 μm.
The distribution of plastic strains in polycrystals (Figure 6d–f, Figure 7d–f and Figure 8d–f) of copper and aluminum (Figure 10d–f and Figure 11d–f) shows that both tension and compression processes result in strong localization of plastic strains. The following trend is observed for all cases considered. Initially, the polycrystal deforms at the grain level, forming shear bands (in the case of aluminum, shear bands are more clearly visible). Plastic strains then localize in zones near grain boundaries, where we observe maximum plastic strain values in the range of 1.0–3.0. After the onset of recrystallization and the formation and growth of new grain boundary surfaces, a change in the localization pattern is observed: more sites with increased equivalent plastic strain values appear in the recrystallized zones.
We considered dDRX as the main mechanism of recrystallization in copper and aluminum polycrystals, based on the assumption that dDRX is observed in metals and alloys with low stacking fault energy. We would also like to note that at high strain rates (of the order of 104 s−1 strain rate) for aluminum [14], and for alloys with low stacking fault energy (Inconel 718) [47], dDRX still remains the main mechanism of dynamic recrystallization. On the other hand, in our work, we considered only polycrystalline samples; during the deformation of an aluminum single crystal, cDRX is observed [18] as the main mechanism. In general, the study of dDRX and cDRX mechanisms together under various deformation conditions and in various samples is a relevant, but complex and conceptually challenging task, which we will include in the authors’ future research plans.

5. Conclusions

  • The theoretical model has been developed that simultaneously accounts for dislocation plasticity and discontinuous dynamic recrystallization in FCC metals (pure aluminum and copper). This model allows us to describe plasticity processes by taking into account dislocation motion on all slip systems and the rotation of slip systems within each crystallite. Together with the plasticity model, the cellular automata method enables us to account for the effects of DRX and to describe plasticity processes in new grains, including their rotation.
  • The equation of state and constitutive relations in the elastic region have been obtained, accounting for temperature and strain dependencies. This equation is presented in the form of a feedforward neural network trained using molecular dynamics simulation data. These relations are presented for aluminum and copper. Using them, we can describe the state of the material in the elastic region for FCC crystals over a wide range of temperatures (100–900 K for aluminum and 100–1300 K for copper) and densities (2.2–3 kg/m3 for aluminum and 7.5–10 kg/m3 for copper).
  • Based on the results of uniaxial tension and compression of copper and aluminum polycrystals, a tendency toward grain refinement during high-speed deformation (104 to 105 s−1) at elevated temperatures (in the range of 600–800 K for pure aluminum and 800–1100 K for pure copper) is demonstrated. The average grain size decreases from an initial value of 14 μm to a value in the range of 4–5 μm. The grain size distribution shifts to a maximum of approximately 4–5 μm during deformation.
  • Under these deformation conditions, strong localization of plastic deformation is observed. Initially, the polycrystal deforms at the grain level, forming shear bands. Plastic deformation then localizes in zones near grain boundaries, where maximum plastic strain values in the range of 1–3 are observed.
  • The distribution of total strains in the crystal shows that the material deforms non-uniformly: zones of increased strain are visible in the grains of the undeformed crystal, and during deformation and the accompanying recrystallization, the number of localization sites increases in the center of the crystal.

Author Contributions

Conceptualization, E.F.; methodology, E.F. and I.B.; software, E.F.; validation, E.F. and I.B.; formal analysis, E.F. and I.B.; investigation, E.F.; data curation, E.F. and I.B.; writing—original draft preparation, E.F.; writing—review and editing, E.F.; visualization, E.F.; project administration, E.F.; funding acquisition, E.F. All authors have read and agreed to the published version of the manuscript.

Funding

This research and the APC were funded by the Russian Science Foundation, grant number 24-71-00078, https://rscf.ru/en/project/24-71-00078/URL (accessed on 26 April 2026).

Data Availability Statement

The coefficients of the ANNs equation of state and other data are available upon request.

Acknowledgments

The research is carried out using the equipment of the shared research facilities of HPC computing resources and the MSU-270 supercomputer at Lomonosov Moscow State University [49].

Conflicts of Interest

The authors declare no conflicts of interest.

Abbreviations

The following abbreviations are used in this manuscript:
DRXDynamic recrystallization
cDRXContinuous dynamic recrystallization
dDRXDiscontinuous dynamic recrystallization
DRVDynamic recovery
FCCFace-centered cubic
MLMachine learning
ANNArtificial neural network
MAPEMean absolute percentage error
GBGrain boundary

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Figure 1. Scheme of the equation of state and the constitutive relation in the form of a feedforward artificial neural network.
Figure 1. Scheme of the equation of state and the constitutive relation in the form of a feedforward artificial neural network.
Crystals 16 00295 g001
Figure 2. Architecture of the CA method for modeling discontinuous dynamic recrystallization: (i) determination of the nucleation of recrystallized grains (the location and number of neighboring cells are important); (ii) determination of the growth of an already formed recrystallized grain (the location and number of neighboring cells, as well as the misorientation angles between cells, are important).
Figure 2. Architecture of the CA method for modeling discontinuous dynamic recrystallization: (i) determination of the nucleation of recrystallized grains (the location and number of neighboring cells are important); (ii) determination of the growth of an already formed recrystallized grain (the location and number of neighboring cells, as well as the misorientation angles between cells, are important).
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Figure 3. Nucleation of a recrystallized grain at existing grain boundaries, provided that there are no recrystallized cells in the von Neumann neighborhood of the current cell.
Figure 3. Nucleation of a recrystallized grain at existing grain boundaries, provided that there are no recrystallized cells in the von Neumann neighborhood of the current cell.
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Figure 4. Nucleation of a recrystallized grain at existing grain boundaries, provided that cells with a recrystallized phase are present in the von Neumann neighborhood of the current cell: (a) one neighbor; (b) several different neighbors. As we can see from the figure, new dDRX grains are nucleate with a lower probability (pink square).
Figure 4. Nucleation of a recrystallized grain at existing grain boundaries, provided that cells with a recrystallized phase are present in the von Neumann neighborhood of the current cell: (a) one neighbor; (b) several different neighbors. As we can see from the figure, new dDRX grains are nucleate with a lower probability (pink square).
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Figure 5. Growth of an existing recrystallized grain due to the driving force acting on the grain boundary of recrystallized grains: (a) view from the side of the recrystallized grain growing into the material matrix; (b) view from the side of the cell into which grain growth occurs within the von Neumann neighborhood (the white square in the middle reflects the area into which several recrystallized grains are growing).
Figure 5. Growth of an existing recrystallized grain due to the driving force acting on the grain boundary of recrystallized grains: (a) view from the side of the recrystallized grain growing into the material matrix; (b) view from the side of the cell into which grain growth occurs within the von Neumann neighborhood (the white square in the middle reflects the area into which several recrystallized grains are growing).
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Figure 6. Results of tensile modeling of a copper polycrystal at a strain rate of 2 × 104 s−1 and an initial temperature of 800 K. Panels (ac) show the grain structure; (df) show the equivalent plastic strain; (gi) show the pressure. The sample in the figures is shown with the following strain values: (a,d,g) is 0.86%; (b,e,h) is 5.6%; (c,f,i) is 7.4%.
Figure 6. Results of tensile modeling of a copper polycrystal at a strain rate of 2 × 104 s−1 and an initial temperature of 800 K. Panels (ac) show the grain structure; (df) show the equivalent plastic strain; (gi) show the pressure. The sample in the figures is shown with the following strain values: (a,d,g) is 0.86%; (b,e,h) is 5.6%; (c,f,i) is 7.4%.
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Figure 7. Results of modeling compression of a copper polycrystal at the strain rate of 2 × 104 s−1 and the initial temperature of 1100 K. Panels (ac) show the grain structure; (df) show equivalent plastic strains; (gi) show the component of the strain tensor εxx. The sample in the figures is shown with the following strain values: (a,d,g) is 1.3%; (b,e,h) is 3.5%; (c,f,i) is 4.5%.
Figure 7. Results of modeling compression of a copper polycrystal at the strain rate of 2 × 104 s−1 and the initial temperature of 1100 K. Panels (ac) show the grain structure; (df) show equivalent plastic strains; (gi) show the component of the strain tensor εxx. The sample in the figures is shown with the following strain values: (a,d,g) is 1.3%; (b,e,h) is 3.5%; (c,f,i) is 4.5%.
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Figure 8. Results of modeling uniaxial compression of a copper polycrystal at strain rate of 2 × 105 s−1 and initial temperature of 1100 K. Panels (ac) show the grain structure; (df) show equivalent plastic strains; (gi) show the temperature. The sample in the figures is shown with the following strain values: (a,d,g) is 8.4%; (b,e,h) is 11.8%; (c,f,i) is 17.8%.
Figure 8. Results of modeling uniaxial compression of a copper polycrystal at strain rate of 2 × 105 s−1 and initial temperature of 1100 K. Panels (ac) show the grain structure; (df) show equivalent plastic strains; (gi) show the temperature. The sample in the figures is shown with the following strain values: (a,d,g) is 8.4%; (b,e,h) is 11.8%; (c,f,i) is 17.8%.
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Figure 9. Stress–strain curves for a copper polycrystals: (a) uniaxial tension at a strain rate of 2 × 104 s−1 and an initial temperature of 800 K; (b) uniaxial compression of copper at a strain rate of 2 × 104 s−1 and an initial temperature of 1100 K; (c) uniaxial compression of copper at a strain rate of 2 × 105 s−1 and an initial temperature of 1100 K. The curves correspond to the results presented in Figure 6, Figure 7 and Figure 8.
Figure 9. Stress–strain curves for a copper polycrystals: (a) uniaxial tension at a strain rate of 2 × 104 s−1 and an initial temperature of 800 K; (b) uniaxial compression of copper at a strain rate of 2 × 104 s−1 and an initial temperature of 1100 K; (c) uniaxial compression of copper at a strain rate of 2 × 105 s−1 and an initial temperature of 1100 K. The curves correspond to the results presented in Figure 6, Figure 7 and Figure 8.
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Figure 10. Results of modeling the tension of an aluminum polycrystal at a strain rate of 2 × 105 s−1 and an initial temperature of 700 K. Panels (ac) show the grain structure; (df) show the equivalent plastic strains; (gi) show the component of the strain tensor εxx. The sample in the figures is shown with the following strain values: (a,d,g) is 6.5%; (b,e,h) is 14.5%; (c,f,i) is 20.1%.
Figure 10. Results of modeling the tension of an aluminum polycrystal at a strain rate of 2 × 105 s−1 and an initial temperature of 700 K. Panels (ac) show the grain structure; (df) show the equivalent plastic strains; (gi) show the component of the strain tensor εxx. The sample in the figures is shown with the following strain values: (a,d,g) is 6.5%; (b,e,h) is 14.5%; (c,f,i) is 20.1%.
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Figure 11. Results of modeling the compression of an aluminum polycrystal at a strain rate of 2 × 105 s−1 and an initial temperature of 800 K. Panels (ac) show the grain structure; (df) show equivalent plastic strains; (gi) show the pressure. The sample in the figures is shown with the following strain values: (a,d,g) is 5.3%; (b,e,h) is 7.4%; (c,f,i) is 8.4%.
Figure 11. Results of modeling the compression of an aluminum polycrystal at a strain rate of 2 × 105 s−1 and an initial temperature of 800 K. Panels (ac) show the grain structure; (df) show equivalent plastic strains; (gi) show the pressure. The sample in the figures is shown with the following strain values: (a,d,g) is 5.3%; (b,e,h) is 7.4%; (c,f,i) is 8.4%.
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Figure 12. Stress–strain curves for aluminum polycrystals: (a) uniaxial tension at the strain rate of 2 × 105 s−1 and the initial temperature of 700 K; (b) uniaxial compression at the strain rate of 2 × 105 s−1 and the initial temperature of 800 K.
Figure 12. Stress–strain curves for aluminum polycrystals: (a) uniaxial tension at the strain rate of 2 × 105 s−1 and the initial temperature of 700 K; (b) uniaxial compression at the strain rate of 2 × 105 s−1 and the initial temperature of 800 K.
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Figure 13. Evolution of grain size distribution (a,c,e,f) and average grain size (d,g) in copper polycrystals during deformation. (a) initial grain distribution in polycrystals. (bd) uniaxial compression of copper sample at a strain rate of 2 × 104 s−1 and an initial temperature of 1100 K; (eg) uniaxial compression of copper at a strain rate of 2 × 105 s−1 and an initial temperature of 1100 K. The histograms show the distribution at the following strain levels: (b) 0.025 (c) 0.046; (e) 0.088, (f) 0.2.
Figure 13. Evolution of grain size distribution (a,c,e,f) and average grain size (d,g) in copper polycrystals during deformation. (a) initial grain distribution in polycrystals. (bd) uniaxial compression of copper sample at a strain rate of 2 × 104 s−1 and an initial temperature of 1100 K; (eg) uniaxial compression of copper at a strain rate of 2 × 105 s−1 and an initial temperature of 1100 K. The histograms show the distribution at the following strain levels: (b) 0.025 (c) 0.046; (e) 0.088, (f) 0.2.
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Figure 14. Evolution of the grain size distribution (a,b) and average grain size (c) in the aluminum polycrystal during deformation. The initial grain distribution in the aluminum polycrystal is the same as in Figure 13a. (ac) uniaxial tension of an aluminum sample at a strain rate of 2 × 105 s−1 and an initial temperature of 700 K. The histograms show the distribution at the following strain levels: (a) 0.13, (b) 0.20.
Figure 14. Evolution of the grain size distribution (a,b) and average grain size (c) in the aluminum polycrystal during deformation. The initial grain distribution in the aluminum polycrystal is the same as in Figure 13a. (ac) uniaxial tension of an aluminum sample at a strain rate of 2 × 105 s−1 and an initial temperature of 700 K. The histograms show the distribution at the following strain levels: (a) 0.13, (b) 0.20.
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Table 1. Parameters of the continuum and the dislocation plasticity model. The parameters are taken from the works [32,34,35].
Table 1. Parameters of the continuum and the dislocation plasticity model. The parameters are taken from the works [32,34,35].
Parameter DesignationParameter Value
NameSymbolAlCu
Static yield strength Y s 0 [Pa]22 × 10630 × 106
Burgers vector magnitude b [nm]2.87 × 10−102.56 × 10−10
Temperature dependence parameter of the phonon friction coefficient θ B [K]430280
Material hardening parameter A I 63
Dislocation generation coefficient k D [1/J]7.8 × 10167.8 × 1016
Dislocation immobilization coefficient V I [m/s]1.72
Dislocation annihilation coefficient k A 75
Density of free dislocations ρ D f r e e [1/m2]1 × 10101 × 1011
Initial scalar dislocation density ρ D 0 [1/m2]1 × 10111 × 1011
Initial density of immobile dislocations ρ I 0 [1/m2]1 × 10111 × 1013
Taylor-Kinney coefficient η 0.90.9
Table 2. Accuracy of the trained machine learning models on the training and validation data.
Table 2. Accuracy of the trained machine learning models on the training and validation data.
DatasetAlCu
Average
(MAPE)
Maximum
(MAPE)
Average
(MAPE)
Maximum
(MAPE)
Train0.030.360.0921.04
Validation0.21.50.110.9
Table 3. Range of values of the physical quantities used to construct the database for training and validating the machine learning model.
Table 3. Range of values of the physical quantities used to construct the database for training and validating the machine learning model.
Parameter DesignationRange of Values (Min … Max)
AlCu
P (pressure) [GPa]−9 … 3.5−1.5 … 3.5
T (temperature) [K]100 … 900100 … 1300
C 11 (elastic modulus) [GPa]15 … 9050 … 200
C 12 (elastic modulus) [GPa]10 … 15055 … 220
C 44 (elastic modulus) [GPa]20…9060 … 150
ρ (density) [kg/m3]2.2 … 37.5 … 10
E (specific internal energy) [eV] × 106−1.7 … −1.4−1.8 … −1.5
Table 4. Hyperparameter values for the artificial neural network (ANN).
Table 4. Hyperparameter values for the artificial neural network (ANN).
HyperparameterValue
ANN 1 (Al)ANN 2 (Cu)
Adam step0.0010.001
PReLU parameter0.10.2
Cross-Validation step1010
Mini-batch size2020
Train dataset size37,39619,163
Validation dataset size65573687
ANN length45
Neurons per layer2015
Epoch10001000
Table 5. Parameters of the dynamic recrystallization model.
Table 5. Parameters of the dynamic recrystallization model.
Parameter Designation Value
AlCu
Pre-exponential mobility parameter of GBs M 0 [m4/Js]5.522.4
Activation energy for GBs motion Q m [kJ/mol]76.1104
Parameters of the GBs mobility function B M 44
n 55
Boundary angle of low-angle GBs θ m [°]1515
Energy of high-angle GBs γ m [J/m2]0.50.625
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Fomin, E.; Bryukhanov, I. The Influence of Discontinuous Dynamic Recrystallization on the Microstructure and Distribution of Plastic Deformations in Pure Aluminum and Copper at High Strain Rates. Crystals 2026, 16, 295. https://doi.org/10.3390/cryst16050295

AMA Style

Fomin E, Bryukhanov I. The Influence of Discontinuous Dynamic Recrystallization on the Microstructure and Distribution of Plastic Deformations in Pure Aluminum and Copper at High Strain Rates. Crystals. 2026; 16(5):295. https://doi.org/10.3390/cryst16050295

Chicago/Turabian Style

Fomin, Evgenii, and Ilya Bryukhanov. 2026. "The Influence of Discontinuous Dynamic Recrystallization on the Microstructure and Distribution of Plastic Deformations in Pure Aluminum and Copper at High Strain Rates" Crystals 16, no. 5: 295. https://doi.org/10.3390/cryst16050295

APA Style

Fomin, E., & Bryukhanov, I. (2026). The Influence of Discontinuous Dynamic Recrystallization on the Microstructure and Distribution of Plastic Deformations in Pure Aluminum and Copper at High Strain Rates. Crystals, 16(5), 295. https://doi.org/10.3390/cryst16050295

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