Next Article in Journal
IBCar: Potent Orally Bioavailable Methyl N-[5-(3′-Iodobenzoyl)-1H-Benzimidazol-2-yl]Carbamate for Breast Cancer Therapy
Previous Article in Journal
Balancing Innovation and Safety: Prediction, Prevention, and Management of Pneumonitis in Lung Cancer Patients Receiving Novel Anti-Cancer Agents
Previous Article in Special Issue
Lack of Prophylactic Cranial Irradiation for Extensive Small-Cell Lung Cancer in Real Life, with the Emergence of Immunotherapy
 
 
Font Type:
Arial Georgia Verdana
Font Size:
Aa Aa Aa
Line Spacing:
Column Width:
Background:
Article

Lung Cancer with Isolated Pleural Dissemination as a Potential ctDNA Non-Shedding Tumor Type

1
Guangdong Lung Cancer Institute, Guangdong Provincial People’s Hospital (Guangdong Academy of Medical Sciences), Southern Medical University, Guangzhou 510000, China
2
Geneplus-Beijing Institute, Beijing 102206, China
3
State Key Laboratory of Microbial Resources, Institute of Microbiology, Chinese Academy of Sciences, Beijing 100101, China
4
GenePlus-Shenzhen Clinical Laboratory, Shenzhen 518122, China
5
Department of Cardiothoracic Surgery, Zhongshan City People’s Hospital, Zhongshan 528403, China
6
Operational Research, Department of Industrial Engineering and Operations Research, Fu Foundation School of Engineering and Applied Science, Columbia University, New York, NY 10027, USA
*
Authors to whom correspondence should be addressed.
Cancers 2025, 17(15), 2525; https://doi.org/10.3390/cancers17152525
Submission received: 26 June 2025 / Revised: 20 July 2025 / Accepted: 24 July 2025 / Published: 30 July 2025
(This article belongs to the Special Issue Educating Recent Updates on Metastatic Non-small Cell Lung Cancer)

Simple Summary

Recent studies have highlighted the predictive and prognostic value of circulating tumor DNA (ctDNA) in non-small cell lung cancer (NSCLC). However, its clinical utility may vary across different tumors based on their biology, which remains largely unknown. We aimed to investigate the role of ctDNA in NSCLC with pleural dissemination (M1a), a subset of advanced disease characterized by an indolent biology. We found that M1a NSCLC demonstrates a ctDNA non-shedding phenotype, with a low detection rate and limited prognostic value. In contrast, the early increase in carcinoembryonic antigen (CEA) levels was associated with poor prognosis in this patient population. These results suggest that despite advances in high-throughput methods, CEA retains an important clinical role. For patients with M1a NSCLC, longitudinal CEA monitoring should be implemented as part of routine clinical management.

Abstract

Objectives: Circulating tumor DNA (ctDNA) has emerged as a reliable prognostic biomarker in both early- and late-stage non-small cell lung cancer (NSCLC) patients. However, its role in NSCLC with pleural dissemination (M1a), a subset of disease with indolent biology, remains to be elucidated. Methods: We collected 41 M1a patients with serial ctDNA and CEA monitoring. Progression-free survival (PFS) was assessed between patients with different levels of ctDNA and CEA. An independent cohort of 61 M1a patients was included for validation. Results: At the diagnostic landmark, the detection rates for ctDNA and CEA were 22% and 55%, respectively. Among patients who experienced disease progression with pleural metastases, only ten had detectable ctDNA in longitudinal timepoints, resulting in a sensitivity of 50%. Moreover, there was no significant difference in PFS between patients with longitudinally detectable and undetectable ctDNA (HR: 0.86, 95% CI 0.33–2.23, p = 0.76). In contrast, patients with a decreasing CEA trend within 3 months after diagnosis were associated with an improved PFS (HR: 0.22; 95% CI, 0.03–1.48, p = 0.004). This finding is confirmed in an independent M1a patient cohort. Conclusions: Together, our findings suggest that M1a NSCLC with isolated pleural dissemination may represent a “non-shedding” tumor type, where ctDNA shows limited diagnostic and prognostic value. Monitoring early changes in CEA could be a more cost-effective predictor of disease progression.

1. Introduction

Lung cancer is the leading cause of cancer-related death worldwide, accounting for 350 deaths per day [1]. Stage IV lung cancer represents the most advanced disease [2]. However, a subset of patients with isolated pleural seeding (M1a) has shown better survival outcomes [2,3,4] and may benefit from surgical resection of the primary tumor [4,5]. Previously, we identified a group of M1a patients without lymph node metastasis and with low genomic instability, which may be associated with an indolent biology. These patients may benefit from surgical resection followed by a wait-and-see strategy. In contrast, some M1a patients with high tumor burden and instable genomic characteristics may experience a rapid disease progression within a few months, even with continuous treatment [3]. Therefore, the discovery of biomarkers to stratify patients and predict disease progression is crucial for optimizing surveillance and management for these patients.
Circulating tumor DNA (ctDNA) is derived from tumor cells and evaluated using deep next-generation sequencing [6]. Recent studies have highlighted the prognostic value of ctDNA, where a positive ctDNA signal post-treatment is associated with an elevated risk of progression across both early and advanced stages of cancer [7,8,9]. Conversely, our previous cohort study showed that longitudinal undetectable ctDNA after radical surgery may signify a cure status [9]. However, in clinical practice, we noticed that ctDNA was insensitive to disease progression in some patients, including those with M1a disease. Moreover, the majority of ctDNA studies involve patients at various stages, which may obscure its performance in certain populations. How ctDNA performs in the specific type of M1a patients is unclear. Additionally, the non-shedding characteristic of a tumor, defined as the presence of a gross tumor without the release of ctDNA into the blood, is considered to reflect indolent biological behavior [9,10,11]. How the discrepant biology of M1a disease impact the prognostic value remains to be fully understood.
Serum carcinoembryonic antigen (CEA) is a traditional tumor marker, which was widely used as a supplementary monitoring biomarker in routine clinical practice. A vast majority of published studies have elucidated its prognostic and predictive role in various cancer, including colorectal cancer [12,13,14], gastric carcinoma [15,16], gynecologic cancer [17,18], hepatocellular carcinoma [19], and lung cancer [20,21,22,23,24]. Despite its established role, the nonspecific nature of CEA has limited its prognostic utility. Notably, in clinical practice, we observed sensitivity to CEA changes in certain patients, especially those insensitive to ctDNA. Nowadays, the specific prognostic role of serum CEA in M1a patients remains uncertain.
Herein, we retrospectively collected and analyzed serial ctDNA and CEA samples from patients with M1a disease and explored the potential for ctDNA-based and CEA-based disease monitoring in this patient population.

2. Materials and Methods

2.1. Ethics Statement

The experimental protocols, sample collection, and clinical data acquisition carried out in this study were approved by the Research Ethics Committee of Guangdong Provincial People’s Hospital, Guangdong Academy of Medical Sciences (KY-Q-2021-202-01). We collected written informed consent from all participants.

2.2. Study Population and Clinical Data Collection

From July 2018 to September 2024, we retrospectively screened 921 patients with non-small cell lung cancer (NSCLC) who were treated at Guangdong Provincial People’s Hospital. Eligible patients were diagnosed with stage IVA disease according to the AJCC 8th edition TNM staging system. Patients who had suspicious pleural dissemination lesions were confirmed by pathologic examination and/or positron emission computed tomography (PET/CT), regardless of lymph node status, were considered eligible. Patients with distant or undetermined pleural metastases during surgery were excluded. A total of 41 patients were included and allocated into three groups according to their treatment course: incidental pleural seeding during surgery (group A); induction treatment followed by surgery (group B), and recurrent pleural dissemination after resection (group C) (Figure 1).
For the eligible patients, we collected their detailed clinical information from medical documents, including age, sex, smoking history, tumor size, stage (AJCC 8th edition), lymph node status, F-FDG uptake on PET/CT, histological type, and treatment as well. Patients were followed up every 3–6 months using computed tomography (CT) or PET/CT and blood tests. Prognostic data were collected from outpatient clinics and telephone interviews. The last follow-up date was 28 September 2024.
To validate the prognostic significance of CEA, another cohort of patients diagnosed with stage IVA (AJCC 8th edition TNM staging system) with pleural dissemination and with serial CEA monitoring was obtained from the Guangdong provincial people hospital database.

2.3. Sample Collection

Peripheral blood samples were collected before and after the time of M1a diagnosis, and matched tissue samples obtained from primary tumors during surgery were used for mutation profiling. Peripheral blood (16 mL) was collected in two 10 mL streak tubes. Landmark ctDNA is defined as the blood samples collected before patient treatment. Longitudinal ctDNA refers to blood samples collected at least 3 days after the diagnosis and every 3–6 months thereafter.

2.4. Library Construction and Next Generation Sequencing

DNA from tumor tissue samples and plasma samples were sheared into 200~250 bp fragments with the Covaris S2 ultrasonicator (Covaris, Inc., Woburn, MA, USA), libraries were constructed using the NEBNext Ultra DNA Library Prep Kit for Illumina (NEB, Ipswich, MA, USA), germline gnomic DNA from peripheral blood lymphocytes was used as the reference genome to identify single nucleotide polymorphisms (SNPs) in tumor DNA and cfDNA for each patient. Next, DNA libraries were hybridized to a previously reported custom-designed 1021-panel (Integrated DNA Technologies, Inc., Coralville, IA, USA) (Supplementary Table S1). Then, indexed libraries were sequenced on the DNBSEQ-T7RS sequencer (MGI Tech, Shenzhen, China) using the 100-bp paired-end method.

2.5. Raw Data Processing and Tumor Somatic Variant Calling

The raw sequenced data were mapped to the reference human genome (GRCh37) using BWA-0.7.17 (r1188), with default parameters after removing adaptor and low-quality reads. Duplicated reads were identified and removed using MarkDuplicates in GATK. Local realignment around SNVs and indels (insertion and deletion) as well as quality control assessments were executed using GATK. Tumor somatic SNVs and indels were then profiled using Mutect2, CNVs were detected using AllelicCNV, and the structural variations were analyzed using lumpy.

2.6. ctDNA-MRD Detection

After data processing and variant calling followed by annotation completion, variants were filtered according to the following criteria: (i) variants present in matched genomic DNA were removed; (ii) the single-nucleotide polymorphisms at >1% population allele frequency in ExAc or 1000 Genomes Project were filtered; and (iii) the variant positional depth was at least >200×.
Furthermore, cfDNA variants which met the following criteria were considered to be true somatic mutations: (i) for hotspot mutations, ≥4 high-quality support reads, or for non-hotspots, at least ≥8 support reads; and (ii) clonal hematopoiesis were filtered through deep sequencing of paired white blood. A plasma sample with at least one variant detected was defined as ctDNA-positive.
Overall, the sequencing coverage and quality statistics for each sample including the tumor tissue and plasma are summarized in Supplementary Table S2.

2.7. CEA Test

The serum CEA concentration was measured retrospectively using the chemiluminescence immunoassay (Beckman Coulter Ref. 33200, Indianapolis, IN, USA). Peripheral blood (4 mL) was collected in a 4 mL ethylenediaminetetraacetic acid tube before and after M1a diagnosis. The definitions of landmark and longitudinal CEA correspond to diagnostic landmark and longitudinal ctDNA above. Early CEA response is defined as the changes of CEA levels within three months following the diagnosis of M1a disease.

2.8. Statistical Analysis

The time of progression was evaluated using CT or PET/CT. Progression-free survival (PFS) was calculated from the time of M1a diagnosis to disease progression or patient’s death (Figure 1). Kaplan–Meier analysis was used to assess survival outcomes. Univariate and multivariate analyses using the Cox proportional hazard model explored the clinicopathologic factors associated with survival outcomes. p < 0.05 in a two-tailed test was interpreted as a significant difference. We used R version 4.2.1 (R Foundation for Statistical Computing, Vienna, Austria), Prism version 9.00 (GraphPad Software, La Jolla, CA, USA), and Adobe Illustrator 2021 (Adobe Systems Incorporated, San Jose, CA, USA) for statistical analysis, graphic generation, and modification.

3. Results

3.1. Subsection

3.1.1. Baseline Characteristics

A total of 41 M1a patients were analyzed, including 18 Group A (44%), 14 Group B (34%), and 9 Group C (22%) patients. (Figure 1) The median age of this cohort was 60 years (range: 32–79), with the majority being male (51%), never-smokers (56%) and diagnosed as adenocarcinoma (95%). The median primary tumor size was 2.7 cm (range: 0.7–4.4 cm), and approximately half of the patients were N0 (23/29, 56%). All patients had an ECOG performance status of 0–1 and underwent surgical resection of the primary tumor. Detailed clinicopathological characteristics of M1a patients are presented in Table 1.
We identified 341 mutations in 40 of the 41 tumor specimens, with a median of 2 mutations per sample (1–26 mutations). Detected mutations were classified into 283 single-nucleotide mutations, 40 deletions, 8 insertions, and 10 insertions/deletions. Of the 341 mutations (mapped to 163 genes), 206 were identified as tumor drivers (73 genes). EGFR (70%) and TP53 (50%) were the two most frequently mutated genes (Supplementary Figure S1).

3.1.2. M1a Lung Cancer Is a Potential Non-Shedding Tumor

A total of 216 blood samples were tested for ctDNA. A total of 184 ctDNA mutations were detected, and 80% of the detected mutations matched those in tumor samples. Moreover, 140 of 184 mutations were identified as tumor drivers (mapped to 35 of 61 genes). EGFR (60%) and TP53 (48%) were the most prevalent mutated genes (Supplementary Figure S1).
To evaluate the diagnostic efficacy of ctDNA and the shedding ability of tumor cells, we analyzed the ctDNA results taken prior to patient treatment. Of the 41 M1a patients, 18 had ctDNA testing before treatment. The positive diagnostic rate of ctDNA was 22%, with Group B patients demonstrating the highest detection rate (Group A: 8%; Group B: 67%; Group C: 33%). The overall positive diagnostic rate of ctDNA is substantially lower than 55% of CEA. Interestingly, when we analyzed the paired CEA results at the diagnostic landmark, 55% (6/11) of patients with initially undetectable ctDNA signals turned into a positive CEA result (Figure 2). These findings suggest that in cases of pleural dissemination, ctDNA might not be consistently shed into the bloodstream. In contrast, serum CEA appears to offer superior diagnostic value in these scenarios, highlighting a discrepancy in biomarker shedding and detection between ctDNA and CEA in certain clinical context.

3.1.3. ctDNA Is Ineffective in Predicting Progression in Patients with M1a Disease

The median follow-up period was 35.5 months (range: 4.1–78.0 months). The median PFS was 20.4 months. Disease progression occurred in 27 patients, including 18 intrathoracic and 9 extrathoracic events. The brain (seven out of nine, 78%) was the most common site of extrathoracic progression. The others were abdominal lymph nodes and bone metastases.
We then investigated whether ctDNA could predict disease progression. Initially, we assessed the prognostic significance of ctDNA at the diagnostic landmark. Among the ten patients who experienced disease progression, only one had detectable landmark ctDNA, yielding a sensitivity of 10% (Figure 3a). Conversely, three out of eight patients with a detectable ctDNA signal at this diagnostic juncture remained with stable disease throughout the study period. To further evaluate ctDNA dynamics, we monitored ctDNA levels longitudinally. ctDNA demonstrated limited sensitivity of 50%, with only ten patients showed detectable ctDNA prior to disease progression (Figure 3b). Survival analysis indicated no difference in PFS between patients with longitudinal undetectable and detectable ctDNA (HR: 0.86, 95% CI 0.33–2.23, p = 0.76) (Figure 3d). These findings suggest that ctDNA has limited prognostic utility in patients with M1a disease.

3.1.4. Early Serum CEA Response May Be a Cost-Effective Biomarker for M1a Patients

Since ctDNA is an ineffective prognostic biomarker for M1a disease, the identification of other biomarkers is necessary for the prognosis of these patients. Certain M1a patients presented with substantially elevated CEA levels followed by disease progression within a few months after diagnosis (Supplementary Figure S2). We proposed that CEA levels could potentially be applied for disease monitoring in such patients. We collected 352 serial CEA test results from our patient population. A total of 39 out of 41 patients had at least two CEA results. The median level of CEA was 4.8 ng/mL (range: 0.4–297.8 ng/mL).
The fluctuation in serum CEA levels within three months following the diagnosis of pleural dissemination offers a potential indicator of treatment response. Among the thirteen patients who subsequently experienced disease progression, four (31%) showed an increase in CEA levels within this period. Notably, all ten patients whose CEA level declined within the first 3 months after diagnosis maintained a stable disease (Figure 3c). The positive predictive value (PPV) of an elevated CEA trend within three months after diagnosis was found to be 100%, indicating a high reliability in predicting disease progression. Patients with increased CEA within this timeframe had a higher progression risk than those whose CEA levels decreased during this period (HR: 0.22; 95% CI, 0.03–1.48, p = 0.004) (Figure 3e).
To validate the robustness of early serum CEA response as a prognostic marker, we included an independent cohort of 61 patients diagnosed with stage IVA disease and pleural dissemination. This cohort comprised patients with a median age of 55 years (range: 23–75 years), with predominantly male (67%) and never-smokers (73%). All patients had adenocarcinoma, with 61% presenting with N0 stage disease at baseline (61%). Serial CEA monitoring was performed in these patients. Patients were categorized into three groups according to the documented treatment courses (Supplementary Table S3). Median PFS was significantly shorter with an upward CEA trend, defined as log2 foldchange > 1 within three months after the diagnosis versus those with decreased trend. (HR: 0.2; 95% CI, 0.05–0.78, p < 0.001) (Figure 3f). This result reinforced that early changes in serum CEA levels could be a more reliable prognostic biomarker than ctDNA in this specific patient population.

4. Discussion

Patients with M1a require a long treatment period and careful follow-up. Moreover, some of these patients experience diverse outcomes, with an OS longer than 5 years without any treatment, whereas others who receive continuous treatment show rapid cancer progression [3]. Therefore, discovery of a robust biomarker enables an accurate prediction of disease progression and treatment guidance is essential.
In this study, we examined the diagnostic and prognostic value of ctDNA for patients with solely pleural dissemination. We found that M1a lung cancer may represent a non-shedding tumor type. Moreover, ctDNA was insufficient for the identification of patients at a high risk of progression. CEA is a well-known tumor marker for lung cancer. When we evaluated the efficacy of CEA levels as a prognostic tool, we observed an elevated trend of serum CEA levels within the first 3 months after diagnosis, which may indicate a high risk of progression.
Moreover, M1a patients presented with low ctDNA landmark detection rates, which were substantially lower than those previously reported in patients with advanced-stage lung cancer [25]. We considered several possible reasons for this. Firstly, a number of factors, such as indolent biology and restricted biological activity, may have contributed to the low ctDNA release by M1a lung cancer. Prior studies suggested that ctDNA shedding may reflect tumor biology and tumor burden, especially in cancers of a biologically aggressive phenotype, exhibiting rapid proliferation and a large tumor mass [9,10]. M1a patients have a five-year OS rate of 10%, which is generally higher than that of stage IV patients [2]. Second, in contrast to distant metastases, which mostly exhibit major tumor vasculature, pleural metastatic nodules are located in a serous membrane supplied by small branches of intercostal or bronchial vessels. Tumor cells are therefore less likely to release ctDNA into the circulatory system. Furthermore, most patients had undetectable ctDNA signals with the increasing number and volume of pleural nodules, which highlights the “non-shedding” nature of pleural nodules. In contrast, M1a with malignant pleural effusion was associated with vascular epithelial growth factor and inflammatory factor production, which promoted angiogenesis and increased vascular permeability, consequently generating exudative pleural effusion with malignant tumor cells [26,27,28]. In addition, anti-angiogenic therapy has demonstrated promising efficacy in such patients [29,30]. Therefore, patients with M1a and malignant pleural effusion may have a higher probability of ctDNA detection. We assumed that M1a patients, specifically those with dry pleural dissemination, have “non-shedding” tumors.
ctDNA can be utilized for the detection of tumors, the prediction of their progression, and for guiding the clinical decision-making process [7,8,9]. However, the potential of ctDNA detection in non-shedding tumors has remained largely elusive. Our study showed that neither landmark nor longitudinal ctDNA could identify M1a patients with a high risk of progression, regardless of whether they had intrathoracic or extrathoracic progression. Among patients who experienced disease progression, most exhibited progression within the chest wall and presented with an increased density of pleural nodules, enlarged pleural nodules, or pulmonary spreading. For those with extrathoracic progression, seven out of nine patients developed brain metastasis [9,31]. The unsatisfactory prognostic value of ctDNA in patients with M1a warrants the exploration of additional biomarkers. Moreover, further research is required to determine the role of ctDNA in other non-shedding tumors.
CEA is a 200 kDa glycoprotein derived from the endodermal epithelium during the embryonic phase and was first described as a tumor-related marker by Freedman and Gold in 1965 [32]. CEA may play a role in tumorigenesis in light of its value as a tumor marker [33]. In lung cancer patients, elevated CEA levels were associated with a shorter PFS and OS [20,21,23,24], while low CEA levels indicated a favorable outcome [21,22]. However, a retrospective study of 341 patients with stage I lung cancer determined that preoperative CEA had no impact on prognosis [34]. Meanwhile, advanced-stage patients with high baseline serum CEA but low baseline cytokeratin 19 fragment (CYFRA 21-1) had a longer OS [35]. In the present study, we discovered that, instead of preoperative or postoperative CEA, an elevated CEA trend could predict M1a disease progression. Moreover, the elevated CEA level trend within 3 months after diagnosis had the highest prognostic value, similar to a previous study [24]. This result suggests that the serum CEA test is more cost-effective in stratifying patients with M1a disease into high- and low-risk groups during the early follow-up period.
The present study had certain limitations. First, owing to the low incidence of M1a disease, a relatively small number of patients were analyzed. Therefore, subgroup analysis was limited. To improve the reliability of our results, we excluded patients with undetermined pleural seeding even though suspected pleural nodules were observed during surgery. Patients diagnosed with stage IVA without pleural dissemination were also excluded from the analysis. However, patient selection bias was inevitable due to the single-center and real-world nature of our study.

5. Conclusions

In conclusion, we identified that M1a with dry pleural dissemination may represent a “non-shedding” tumor. In accordance, ctDNA detection was not effective in M1a disease monitoring. Serum CEA may be a more cost-effective biomarker for predicting disease progression.

Supplementary Materials

The following supporting information can be downloaded at: https://www.mdpi.com/article/10.3390/cancers17152525/s1, Figure S1. Heatmap showing the baseline characteristics and mutations in each timepoints. Figure S2. Dynamic monitoring of ctDNA and CEA in a 60-year-old female diagnosed with stage IVA with pleural dissemination. This patient received induction erlotinib for 3 months, followed by surgical resection of the primary tumor. Pathological examination of the adenocarcinoma and pleural dissemination was performed during surgery. After surgery, the patient received first-line treatment with erlotinib for 25 months, followed by second-line therapy with osimertinib. The time to progression for this patient was 12 months. After that, the number and size of pleural nodules increased gradually. Intrapulmonary dissemination arose in both lungs. At 24th months after surgery, pleural effusion was identified during a chest computed tomography (CT) scan. This patient had an undetectable ctDNA result at the landmark and longitudinal timepoint until 24 months after surgery. In addition, CEA testing revealed an elevated CEA trend 3 months after diagnostic compared to the landmark CEA result, with the serum CEA level gradually increasing from 6 to 24 months after surgery. Supplementary Table S1. 1021-Targeted panel for tumor tissues. Supplementary Table S2. Summary of sequencing coverage and quality statistics. Supplementary Table S3. Summary of independent cohort

Author Contributions

H.H. provided resources and performed investigation, methodology, formal analysis, data curation, and original draft writing; Y.Z. performed formal analysis, review, and editing; M.S. performed formal analysis and editing; X.G. performed formal analysis and editing; W.T. performed investigation and editing; H.L. performed formal analysis and editing; S.C. performed review and editing; S.D. performed supervision, review, and editing; Y.W. performed funding acquisition, supervision, review, and editing; W.Z. performed supervision, funding acquisition, writing, reviewing, and editing; J.Z. participated in project generation, funding acquisition, review, and editing. All authors have read and agreed to the published version of the manuscript.

Funding

This work was supported by the Noncommunicable Chronic Diseases-National Science and Technology Major Project (No. 2023ZD0501903 to J.T.Z.); the National Natural Science Foundation of China [Grant No. 82303936 to J.T. Zhang]; the Guangdong Basic and Applied Basic Research Foundation [Grant No. 2024A1515013035, 2025B1515020055 to J.T. Zhang]; Noncommunicable Chronic Diseases-National Science and Technology Major Project (No. 2024ZD0529400, to W-Z.Z.); National High-Level Talents Special Support Program (No. KA0120231004, to W-Z.Z.); National Natural Science Foundation of China Major Joint Project on Key scientific issues of lung Cancer (No. 82241235, to W-Z.Z.); National Science Foundation of China (No. 82102966, to W-Z.Z.); and Guangdong Provincial Key Lab of Translational Medicine in Lung Cancer (No. 2017B030314120, to Y-L.W.).

Institutional Review Board Statement

The experimental protocols, sample collection, and clinical data acquisition carried out in this study were approved by Research Ethics Committee of Guangdong Provincial People’s Hospital, Guangdong Academy of Medical Sciences (No. KY-Q-2021-202-01). The approval data of this protocol is 12 October 2021, and the ethical approval date for the specimen collection is 20 December 2017.

Informed Consent Statement

Written informed consent has been obtained from the patient(s) to publish this paper.

Data Availability Statement

The datasets used and/or analyzed during the current study are available from the corresponding authors on reasonable request.

Acknowledgments

We thank all the contributing authors and the participating patients for their great efforts in preparing this manuscript.

Conflicts of Interest

Wen-Zhao Zhong declares honoraria from AstraZeneca, BMS, MSD, Roche, and Innovent, outside the submitted work. Yi-Long Wu declares advisory services for AstraZeneca, Boehringer Ingelheim, Novartis, and Takeda; speaker fees from AstraZeneca, Beigene, Boehringer Ingelheim, BMS, Eli Lilly, MSD, Pfizer, Roche, and Sanofi; and grants from AstraZeneca, Boehringer Ingelheim, BMS, Hengrui, and Roche outside the submitted work. The other authors declare no potential conflicts of interest.

Abbreviations

The following abbreviations are used in this manuscript:
CEACarcinoembryonic antigen
CTComputed tomography
ctDNACirculating tumor DNA
NSCLCNon-small cell lung cancer
OSOverall survival
PET/CTPositron emission computed tomography
PFSProgression-free survival

References

  1. Siegel, R.L.; Miller, K.D.; Fuchs, H.E.; Jemal, A. Cancer statistics, 2022. CA Cancer J. Clin. 2022, 72, 7–33. [Google Scholar] [CrossRef]
  2. Goldstraw, P.; Chansky, K.; Crowley, J.; Rami-Porta, R.; Asamura, H.; Eberhardt, W.E.; Nicholson, A.G.; Groome, P.; Mitchell, A.; Bolejack, V. The IASLC Lung Cancer Staging Project: Proposals for Revision of the TNM Stage Groupings in the Forthcoming (Eighth) Edition of the TNM Classification for Lung Cancer. J. Thorac. Oncol. 2016, 11, 39–51. [Google Scholar] [CrossRef]
  3. Chen, Y.; Tang, W.F.; Lin, H.; Bao, H.; Li, W.; Wang, A.; Wu, X.; Su, J.; Lin, J.S.; Shao, Y.W.; et al. Wait-and-See Treatment Strategy Could be Considered for Lung Adenocarcinoma with Special Pleural Dissemination Lesions, and Low Genomic Instability Correlates with Better Survival. Ann. Surg. Oncol. 2020, 27, 3808–3818. [Google Scholar] [CrossRef]
  4. Liu, T.; Liu, H.; Wang, G.; Zhang, C.; Liu, B. Survival of M1a Non-Small Cell Lung Cancer Treated Surgically: A Retrospective Single-Center Study. Thorac. Cardiovasc. Surg. 2015, 63, 577–582. [Google Scholar] [CrossRef] [PubMed]
  5. Li, C.; Kuo, S.W.; Hsu, H.H.; Lin, M.W.; Chen, J.S. Lung adenocarcinoma with intraoperatively diagnosed pleural seeding: Is main tumor resection beneficial for prognosis? J. Thorac. Cardiovasc. Surg. 2018, 155, 1238–1249.e1231. [Google Scholar] [CrossRef] [PubMed]
  6. Abbosh, C.; Birkbak, N.J.; Swanton, C. Early stage NSCLC—Challenges to implementing ctDNA-based screening and MRD detection. Nat. Rev. Clin. Oncol. 2018, 15, 577–586. [Google Scholar] [CrossRef] [PubMed]
  7. Reichert, Z.R.; Morgan, T.M.; Li, G.; Castellanos, E.; Snow, T.; Dall’Olio, F.G.; Madison, R.W.; Fine, A.D.; Oxnard, G.R.; Graf, R.P.; et al. Prognostic value of plasma circulating tumor DNA fraction across four common cancer types: A real-world outcomes study. Ann. Oncol. 2023, 34, 111–120. [Google Scholar] [CrossRef]
  8. Qiu, B.; Guo, W.; Zhang, F.; Lv, F.; Ji, Y.; Peng, Y.; Chen, X.; Bao, H.; Xu, Y.; Shao, Y.; et al. Dynamic recurrence risk and adjuvant chemotherapy benefit prediction by ctDNA in resected NSCLC. Nat. Commun. 2021, 12, 6770. [Google Scholar] [CrossRef]
  9. Zhang, J.T.; Liu, S.Y.; Gao, W.; Liu, S.M.; Yan, H.H.; Ji, L.; Chen, Y.; Gong, Y.; Lu, H.L.; Lin, J.T.; et al. Longitudinal Undetectable Molecular Residual Disease Defines Potentially Cured Population in Localized Non-Small Cell Lung Cancer. Cancer Discov. 2022, 12, 1690–1701. [Google Scholar] [CrossRef]
  10. Abbosh, C.; Birkbak, N.J.; Wilson, G.A.; Jamal-Hanjani, M.; Constantin, T.; Salari, R.; Le Quesne, J.; Moore, D.A.; Veeriah, S.; Rosenthal, R.; et al. Phylogenetic ctDNA analysis depicts early-stage lung cancer evolution. Nature 2017, 545, 446–451. [Google Scholar] [CrossRef]
  11. Abbosh, C.; Frankell, A.M.; Harrison, T.; Kisistok, J.; Garnett, A.; Johnson, L.; Veeriah, S.; Moreau, M.; Chesh, A.; Chaunzwa, T.L.; et al. Tracking early lung cancer metastatic dissemination in TRACERx using ctDNA. Nature 2023, 616, 553–562. [Google Scholar] [CrossRef] [PubMed]
  12. Jeong, S.; Nam, T.K.; Jeong, J.U.; Kim, S.H.; Kim, K.; Jang, H.S.; Jeong, B.K.; Lee, J.H. Postoperative carcinoembryonic antigen level has a prognostic value for distant metastasis and survival in rectal cancer patients who receive preoperative chemoradiotherapy and curative surgery: A retrospective multi-institutional analysis. Clin. Exp. Metastasis 2016, 33, 809–816. [Google Scholar] [CrossRef]
  13. Konishi, T.; Shimada, Y.; Hsu, M.; Tufts, L.; Jimenez-Rodriguez, R.; Cercek, A.; Yaeger, R.; Saltz, L.; Smith, J.J.; Nash, G.M.; et al. Association of Preoperative and Postoperative Serum Carcinoembryonic Antigen and Colon Cancer Outcome. JAMA Oncol. 2018, 4, 309–315. [Google Scholar] [CrossRef] [PubMed]
  14. Park, Y.A.; Lee, K.Y.; Kim, N.K.; Baik, S.H.; Sohn, S.K.; Cho, C.W. Prognostic effect of perioperative change of serum carcinoembryonic antigen level: A useful tool for detection of systemic recurrence in rectal cancer. Ann. Surg. Oncol. 2006, 13, 645–650. [Google Scholar] [CrossRef] [PubMed]
  15. Xie, J.; Zhao, Y.; Zhou, Y.; He, Q.; Hao, H.; Qiu, X.; Zhao, G.; Xu, Y.; Xue, F.; Chen, J.; et al. Predictive Value of Combined Preoperative Carcinoembryonic Antigen Level and Ki-67 Index in Patients With Gastric Neuroendocrine Carcinoma After Radical Surgery. Front. Oncol. 2021, 11, 533039. [Google Scholar] [CrossRef]
  16. Xiao, J.; Ye, Z.S.; Wei, S.H.; Zeng, Y.; Lin, Z.M.; Wang, Y.; Teng, W.H.; Chen, L.C. Prognostic significance of pretreatment serum carcinoembryonic antigen levels in gastric cancer with pathological lymph node-negative: A large sample single-center retrospective study. World J. Gastroenterol. 2017, 23, 8562–8569. [Google Scholar] [CrossRef]
  17. Huang, G.; Chen, R.; Lu, N.; Chen, Q.; Lv, W.; Li, B. Combined Evaluation of Preoperative Serum CEA and CA125 as an Independent Prognostic Biomarker in Patients with Early-Stage Cervical Adenocarcinoma. OncoTargets Ther. 2020, 13, 5155–5164. [Google Scholar] [CrossRef]
  18. Lin, Y.H.; Wu, C.H.; Fu, H.C.; Chen, Y.J.; Chen, Y.Y.; Ou, Y.C.; Lin, H. Prognostic significance of elevated pretreatment serum levels of CEA and CA-125 in epithelial ovarian cancer. Cancer Biomark. 2020, 28, 285–292. [Google Scholar] [CrossRef]
  19. Gan, L.; Ren, S.; Lang, M.; Li, G.; Fang, F.; Chen, L.; Liu, Y.; Han, R.; Zhu, K.; Song, T. Predictive Value of Preoperative Serum AFP, CEA, and CA19-9 Levels in Patients with Single Small Hepatocellular Carcinoma: Retrospective Study. J. Hepatocell. Carcinoma 2022, 9, 799–810. [Google Scholar] [CrossRef]
  20. Hsu, W.H.; Huang, C.S.; Hsu, H.S.; Huang, W.J.; Lee, H.C.; Huang, B.S.; Huang, M.H. Preoperative serum carcinoembryonic antigen level is a prognostic factor in women with early non-small-cell lung cancer. Ann. Thorac. Surg. 2007, 83, 419–424. [Google Scholar] [CrossRef]
  21. Sawabata, N.; Maeda, H.; Yokota, S.; Takeda, S.; Koma, M.; Tokunaga, T.; Ito, M. Postoperative serum carcinoembryonic antigen levels in patients with pathologic stage IA nonsmall cell lung carcinoma: Subnormal levels as an indicator of favorable prognosis. Cancer 2004, 101, 803–809. [Google Scholar] [CrossRef]
  22. Kashiwabara, K.; Saeki, S.; Sasaki, J.; Nomura, M.; Kohrogi, H. Combined evaluation of postoperative serum levels of carcinoembryonic antigen less than or equal to 2.5 ng/ml and absence of vascular invasion may predict no recurrence of stage I adenocarcinoma lung cancer. J. Thorac. Oncol. 2008, 3, 1416–1420. [Google Scholar] [CrossRef]
  23. Fukai, R.; Sakao, Y.; Sakuraba, M.; Oh, S.; Shiomi, K.; Sonobe, S.; Saitoh, Y.; Miyamoto, H. The prognostic value of carcinoembryonic antigen in T1N1M0 and T2N1M0 non-small cell carcinoma of the lung. Eur. J. Cardiothorac. Surg. 2007, 32, 440–444. [Google Scholar] [CrossRef]
  24. Ozeki, N.; Fukui, T.; Taniguchi, T.; Usami, N.; Kawaguchi, K.; Ito, S.; Sakao, Y.; Mitsudomi, T.; Hirakawa, A.; Yokoi, K. Significance of the serum carcinoembryonic antigen level during the follow-up of patients with completely resected non-small-cell lung cancer. Eur. J. Cardiothorac. Surg. 2014, 45, 687–692. [Google Scholar] [CrossRef] [PubMed]
  25. Jee, J.; Lebow, E.S.; Yeh, R.; Das, J.P.; Namakydoust, A.; Paik, P.K.; Chaft, J.E.; Jayakumaran, G.; Rose Brannon, A.; Benayed, R.; et al. Overall survival with circulating tumor DNA-guided therapy in advanced non-small-cell lung cancer. Nat. Med. 2022, 28, 2353–2363. [Google Scholar] [CrossRef] [PubMed]
  26. Kraft, A.; Weindel, K.; Ochs, A.; Marth, C.; Zmija, J.; Schumacher, P.; Unger, C.; Marmé, D.; Gastl, G. Vascular endothelial growth factor in the sera and effusions of patients with malignant and nonmalignant disease. Cancer 1999, 85, 178–187. [Google Scholar] [CrossRef]
  27. Sack, U.; Hoffmann, M.; Zhao, X.J.; Chan, K.S.; Hui, D.S.; Gosse, H.; Engelmann, L.; Schauer, J.; Emmrich, F.; Hoheisel, G. Vascular endothelial growth factor in pleural effusions of different origin. Eur. Respir. J. 2005, 25, 600–604. [Google Scholar] [CrossRef]
  28. Zebrowski, B.K.; Yano, S.; Liu, W.; Shaheen, R.M.; Hicklin, D.J.; Putnam, J.B., Jr.; Ellis, L.M. Vascular endothelial growth factor levels and induction of permeability in malignant pleural effusions. Clin. Cancer Res. 1999, 5, 3364–3368. [Google Scholar]
  29. Wang, M.; Zeng, Q.; Li, Y.; Imani, S.; Xie, D.; Li, Y.; Han, Y.; Fan, J. Bevacizumab combined with apatinib enhances antitumor and anti-angiogenesis effects in a lung cancer model in vitro and in vivo. J. Drug Target. 2020, 28, 961–969. [Google Scholar] [CrossRef]
  30. Jayson, G.C.; Kerbel, R.; Ellis, L.M.; Harris, A.L. Antiangiogenic therapy in oncology: Current status and future directions. Lancet 2016, 388, 518–529. [Google Scholar] [CrossRef]
  31. Cohen, J.D.; Li, L.; Wang, Y.; Thoburn, C.; Afsari, B.; Danilova, L.; Douville, C.; Javed, A.A.; Wong, F.; Mattox, A.; et al. Detection and localization of surgically resectable cancers with a multi-analyte blood test. Science 2018, 359, 926–930. [Google Scholar] [CrossRef]
  32. Gold, P.; Freedman, S.O. Specific carcinoembryonic antigens of the human digestive system. J. Exp. Med. 1965, 122, 467–481. [Google Scholar] [CrossRef]
  33. Berinstein, N.L. Carcinoembryonic antigen as a target for therapeutic anticancer vaccines: A review. J. Clin. Oncol. 2002, 20, 2197–2207. [Google Scholar] [CrossRef]
  34. Matsuoka, K.; Sumitomo, S.; Nakashima, N.; Nakajima, D.; Misaki, N. Prognostic value of carcinoembryonic antigen and CYFRA21-1 in patients with pathological stage I non-small cell lung cancer. Eur. J. Cardiothorac. Surg. 2007, 32, 435–439. [Google Scholar] [CrossRef]
  35. Baek, A.R.; Seo, H.J.; Lee, J.H.; Park, S.W.; Jang, A.S.; Paik, S.H.; Koh, E.S.; Shin, H.K.; Kim, D.J. Prognostic value of baseline carcinoembryonic antigen and cytokeratin 19 fragment levels in advanced non-small cell lung cancer. Cancer Biomark. 2018, 22, 55–62. [Google Scholar] [CrossRef]
Figure 1. Summary of patient enrollment. (a) Study flowchart. This diagram illustrates the patient enrollment process. a All enrolled patients were diagnosed with stage IVA disease (AJCC 8th TNM) with either pleural dissemination and were followed up with ctDNA-MRD and radiological assessments. b Patient follow-up began from the time of diagnosis with M1a disease and continued until the event of extrathoracic progression or death occurred. Specifically, Group A and Group B patients were followed from the time of initial diagnosis, whereas Group C patients were followed from the time of disease recurrence. (b) Treatment courses of 3 types of patients. Group A included treatment naïve patients with incidental pleural dissemination identified during surgery. Group B patients were initially diagnosed with stage IVA disease and underwent induction treatment followed by resection of the primary tumor. Group C patients were those who had undergone prior radical resection of the primary tumor and later developed pleural recurrence without distant metastasis. Red arrows indicate the site of representative pleural dissemination lesions. In Group A, no detectable lesions were observed on radiological examination; the arrow points to the site of incidental pleural dissemination identified during surgery. The red circle marks the primary lung tumor. a. Surgical resection of primary tumor. b. PET/CT showing pleural recurrence.
Figure 1. Summary of patient enrollment. (a) Study flowchart. This diagram illustrates the patient enrollment process. a All enrolled patients were diagnosed with stage IVA disease (AJCC 8th TNM) with either pleural dissemination and were followed up with ctDNA-MRD and radiological assessments. b Patient follow-up began from the time of diagnosis with M1a disease and continued until the event of extrathoracic progression or death occurred. Specifically, Group A and Group B patients were followed from the time of initial diagnosis, whereas Group C patients were followed from the time of disease recurrence. (b) Treatment courses of 3 types of patients. Group A included treatment naïve patients with incidental pleural dissemination identified during surgery. Group B patients were initially diagnosed with stage IVA disease and underwent induction treatment followed by resection of the primary tumor. Group C patients were those who had undergone prior radical resection of the primary tumor and later developed pleural recurrence without distant metastasis. Red arrows indicate the site of representative pleural dissemination lesions. In Group A, no detectable lesions were observed on radiological examination; the arrow points to the site of incidental pleural dissemination identified during surgery. The red circle marks the primary lung tumor. a. Surgical resection of primary tumor. b. PET/CT showing pleural recurrence.
Cancers 17 02525 g001
Figure 2. Diagnostic landmark of ctDNA and CEA. The left column shows the proportion of patients with detectable versus undetectable ctDNA. The right column depicts the distribution of CEA levels, categorized as positive (CEA ≥ 5 ng/mL) or negative (CEA < 5 ng/mL), at the diagnostic landmark. Among patients with paired ctDNA and CEA data at the diagnostic landmark, 79% of patients had undetectable ctDNA and 50% had positive CEA. Of patients with undetectable ctDNA, 55% were CEA-positive, whereas among patients with detectable ctDNA, 67% were CEA-negative.
Figure 2. Diagnostic landmark of ctDNA and CEA. The left column shows the proportion of patients with detectable versus undetectable ctDNA. The right column depicts the distribution of CEA levels, categorized as positive (CEA ≥ 5 ng/mL) or negative (CEA < 5 ng/mL), at the diagnostic landmark. Among patients with paired ctDNA and CEA data at the diagnostic landmark, 79% of patients had undetectable ctDNA and 50% had positive CEA. Of patients with undetectable ctDNA, 55% were CEA-positive, whereas among patients with detectable ctDNA, 67% were CEA-negative.
Cancers 17 02525 g002
Figure 3. Survival outcomes by ctDNA and CEA results. (a) Detection rate of landmark ctDNA in patients who experienced disease progression and those who maintained stable disease. (b) Detection rate of longitudinal ctDNA in patients who experienced disease progression and those who maintained stable disease. (c) Analysis of early changes in CEA levels within the first three months after diagnosis in patients with progressive disease versus stable disease. (d) Kaplan–Meier analysis of progression-free survival (PFS) in patients with detectable versus undetectable longitudinal ctDNA. (e) Kaplan–Meier analysis showing PFS in patients where CEA levels either increased or decreased within three months of diagnosis. (f) Validation of the Kaplan–Meier PFS analysis based on early CEA changes in an independent patient cohort. CEA level with a log2Fold change > 1 compared to the baseline data is defined as CEA with a rising trend. A rise in CEA levels was defined as a log2Fold change > 1 when compared to baseline values, indicating an increasing trend in CEA.
Figure 3. Survival outcomes by ctDNA and CEA results. (a) Detection rate of landmark ctDNA in patients who experienced disease progression and those who maintained stable disease. (b) Detection rate of longitudinal ctDNA in patients who experienced disease progression and those who maintained stable disease. (c) Analysis of early changes in CEA levels within the first three months after diagnosis in patients with progressive disease versus stable disease. (d) Kaplan–Meier analysis of progression-free survival (PFS) in patients with detectable versus undetectable longitudinal ctDNA. (e) Kaplan–Meier analysis showing PFS in patients where CEA levels either increased or decreased within three months of diagnosis. (f) Validation of the Kaplan–Meier PFS analysis based on early CEA changes in an independent patient cohort. CEA level with a log2Fold change > 1 compared to the baseline data is defined as CEA with a rising trend. A rise in CEA levels was defined as a log2Fold change > 1 when compared to baseline values, indicating an increasing trend in CEA.
Cancers 17 02525 g003
Table 1. Clinical characteristics of the enrolled patients.
Table 1. Clinical characteristics of the enrolled patients.
M1a Patients n = 41 (%)
PS score
 0~141 (100%)
 20 (0)
Age (median)60 (32–79)
Gender
 Male21 (51%)
 Female20 (49%)
Smoking history
 Never smoker23 (56%)
 Ever/Current smoker18 (44%)
Histology
 Adenocarcinoma39 (95%)
 Mucinous adenocarcinoma1 (2%)
 Adenosquamous carcinoma1 (2%)
Tumor size (cm) (median)2.7 (0.7, 4.4)
Lymph node status
 N023 (56%)
 N15 (12%)
 N212 (29%)
 N31 (2%)
Population
 Group A18 (44%)
 Group B14 (34%)
 Group C9 (22%)
First-line treatment
 Targeted therapy23 (56%)
 Immunotherapy7 (17%)
 Chemotherapy2 (5%)
 Others9 (22%)
Survival
 Intrathoracic progression18 (44%)
 Extrathoracic progression9 (22%)
 Survival without progression14 (34%)
PS, performance status.
Disclaimer/Publisher’s Note: The statements, opinions and data contained in all publications are solely those of the individual author(s) and contributor(s) and not of MDPI and/or the editor(s). MDPI and/or the editor(s) disclaim responsibility for any injury to people or property resulting from any ideas, methods, instructions or products referred to in the content.

Share and Cite

MDPI and ACS Style

Hong, H.; Zhang, Y.; Song, M.; Gao, X.; Tang, W.; Li, H.; Cui, S.; Dong, S.; Wu, Y.; Zhong, W.; et al. Lung Cancer with Isolated Pleural Dissemination as a Potential ctDNA Non-Shedding Tumor Type. Cancers 2025, 17, 2525. https://doi.org/10.3390/cancers17152525

AMA Style

Hong H, Zhang Y, Song M, Gao X, Tang W, Li H, Cui S, Dong S, Wu Y, Zhong W, et al. Lung Cancer with Isolated Pleural Dissemination as a Potential ctDNA Non-Shedding Tumor Type. Cancers. 2025; 17(15):2525. https://doi.org/10.3390/cancers17152525

Chicago/Turabian Style

Hong, Huizhao, Yingqian Zhang, Mengmeng Song, Xuan Gao, Wenfang Tang, Hongji Li, Shirong Cui, Song Dong, Yilong Wu, Wenzhao Zhong, and et al. 2025. "Lung Cancer with Isolated Pleural Dissemination as a Potential ctDNA Non-Shedding Tumor Type" Cancers 17, no. 15: 2525. https://doi.org/10.3390/cancers17152525

APA Style

Hong, H., Zhang, Y., Song, M., Gao, X., Tang, W., Li, H., Cui, S., Dong, S., Wu, Y., Zhong, W., & Zhang, J. (2025). Lung Cancer with Isolated Pleural Dissemination as a Potential ctDNA Non-Shedding Tumor Type. Cancers, 17(15), 2525. https://doi.org/10.3390/cancers17152525

Note that from the first issue of 2016, this journal uses article numbers instead of page numbers. See further details here.

Article Metrics

Back to TopTop