1. Introduction
Recent investigations have verified that broadband anti-reflection techniques can substantially elevate the performance of a wide spectrum of optical components, including optical windows, laser systems, sensing and detection facilities, and medical optical apparatus [
1,
2,
3,
4,
5]. This enhancement is attributed to the mitigation of surface reflection, which effectively increases the total optical transmittance by minimizing surface light reflection. Two main approaches can achieve broadband antireflection effectively. One relies on optical thin-film deposition, while the other uses subwavelength structures, such as nanocone structures. For thin-film deposition, researchers have developed various material systems, including conventional fluorides [
6], sulfides [
7], and oxides [
8], as well as novel materials such as germanium carbide films [
9], nanoporous structures [
10], and noble metal nanofilms. Although thin-film coatings can deliver favorable broadband antireflection performance, they generally suffer from inherent limitations, including poor adhesion, insufficient stability, low laser-induced damage threshold, and thermal expansion mismatch [
11]. In contrast, nanocone structures are fabricated directly from the substrate itself. Since no additional external materials are involved, they exhibit superior mechanical stability and durability compared to optical thin films [
12]. However, as the antireflection function of nanocone structures depends on the light refraction at the cone tips, the antireflection effect will be significantly compromised once the cone tips are damaged.
Nanocone structures also have a wide variety of fabrication methods, most of which are based on top-down photolithography or etching techniques [
13], such as monolayer colloidal crystal etching [
14,
15], electron-beam etching [
16,
17], interference lithography [
18,
19,
20], and nanoimprint lithography [
21,
22,
23]. In addition, laser processing has also been employed for the fabrication of nanocone structures [
24,
25]. However, in comparison with etching techniques, laser processing is a serial manufacturing approach with relatively low processing efficiency. One of the most critical limitations of antireflection structures for transmission enhancement is their poor wear resistance [
26]. Xu et al. prepared a trilayer hydrophobic antireflective coating based on the sol–gel method, achieving an average transmittance of 97.77% and a transmittance decrease of 1.63% after abrasion testing [
27]. Zhang et al. fabricated a coating by modifying hollow SiO
2 nanospheres with methyltriethoxysilane (MTES) and tetraethyl orthosilicate [
28]. The coating exhibited an average transmittance of 95.61% and a transmittance decrease of 0.6% after abrasion testing. However, the uniformity of such wear-resistant nanostructured coatings must be carefully ensured in practical applications; otherwise, the optical transmittance will be compromised. Wang et al. fabricated an armor-protected wear-resistant structure on fused silica substrates via embossing technology [
29]. The nanostructures were formed on the recessed oblique surfaces of fused silica, and their transmittance was only approximately 94.5%, failing to achieve broadband supertransmissivity. Xu et al. prepared armored nanocone structures through selectively laser-doping-enhanced plasma etching (SDEM) [
26]. The double-sided structured fused silica exhibited an average transmittance of around 97% in the 0.4–1.2 μm wavelength range, with no significant decrease in transmittance after 150 cycles of abrasion. However, compared with plasma etching technology, laser processing is a serial manufacturing method, leading to relatively low processing efficiency in large-area fabrication.
In this study, a fabrication method for double-sided nanocone structures is proposed, which enables parallel large-area processing while achieving both high wear resistance and high transmittance. A micro-scale grid armor structure is prepared to improve the wear resistance of the substrate, followed by the construction of double-sided nanocone structures to reduce surface reflection and enhance transmittance. The micro-scale grid armor structure is fabricated on a fused silica substrate via photolithography and RIE. After the formation of the protective armor, a nanofiber etching mask is created by treating the photoresist with oxygen plasma, and nanocone structures are subsequently formed via RIE. Upon completing the nanocone etching on the opposite side, the double-sided nanocone structure with high wear resistance and high transmittance is finally obtained. Then, the transmission properties of nanocone structures with different dimensions are simulated and evaluated using the finite-difference time-domain (FDTD) method. Meanwhile, finite element analysis is employed to investigate the bottom stress distribution of armor sidewalls with different geometries, aiming to achieve optimal wear resistance. This work integrates the fabrication of nanocone with wear-resistant armor structures, providing a reliable technical strategy for realizing antireflection performance. It helps promote the practical application of highly transparent optical windows in wear-resistant scenarios.
2. Materials and Methods
2.1. Materials
Fused silica substrate (Corning 7980) was purchased from Research Materials Microtechnology Co., Ltd., Suzhou, China. Polyimide (PI) photoresist was purchased from Beijing POME Science and Technology Co., Ltd. (Beijing, China).
2.2. Fabrication of Protective Armor
An AZ-6130 photoresist layer was spin-coated onto the cleaned fused silica substrate and soft baked at 100 °C for 60 s. After exposure using the EVG610 photolithography machine, the sample was hard-baked at 120 °C for 100 s. The sample was then developed using TMAH, washed with deionized water, and dried with nitrogen. CHF3 and Ar plasma were used to etch the fused silica substrate, forming the protective armor structure. The RF power for plasma etching was set to 210 W, with a chamber pressure of 2.7 Pa. The flow rates of CHF3 and Ar were 70 sccm and 5 sccm, respectively. After etching, the sample was cleaned sequentially with acetone, ethanol, and deionized water to remove any residual photoresist. The protective armor structure was created using the RIE-10NR (SAMCO International, Kyoto, Japan) etching system.
2.3. Fabrication of Nanofiber Mask
The PI photoresist layer was spin-coated onto the cleaned fused silica substrate. The PI photoresist was exposed to O2 plasma, creating the nanofiber mask. The RF power was set to 210 W, with a chamber pressure of 5 Pa and an O2 flow rate of 125 sccm. In this experiment, the spin rate varied (2500 rpm, 3500 rpm, 4500 rpm, and 6000 rpm) to explore the relationship between spin speed and the etching time required to create the mask. Nanofiber structures were fabricated using the RIE-10NR (SAMCO International, Kyoto, Japan) etching system.
2.4. Fabrication of Nanocone Structure
Nanocone structures were prepared on fused silica substrates via RIE with nanofiber masks. SF6, CHF3, and He were introduced at flow rates of 5.5, 35, and 160 sccm, respectively. With a chamber pressure of 245 Pa and RF power of 210 W, the etching time was adjusted from 1 to 4 min to achieve different nanocone structure morphologies. After etching, residual nanofiber masks were stripped using buffered oxide etch (BOE) solution, achieving the well-defined nanocone structures. The nanostructures were fabricated using the RIE-10NR (SAMCO International, Kyoto, Japan) etching system.
2.5. Fabrication of Double-Sided Nanocone Structures with Protective Armor
After sequentially fabricating the protective armor and nanocone structure on one side of the fused silica substrate, nanocone structures were prepared on the opposite side. The sample was then cleaned using BOE solution, acetone, ethanol, and deionized water in sequence, finally achieving a double-sided nanocone structure with protective armor.
2.6. Wear Test
The double-sided nanocone structure with protective armor was subjected to wear testing using the friction and wear tester (MFT-2000, RTEC). The applied normal force was 3.92 N, resulting in a normal pressure of 10 MPa for a line width of 2.5 μm and a line length of 1000 μm. The tester recorded a force of 1.44 N in the wear direction, corresponding to a shear stress of 3.66 MPa. Friction testing was conducted using an acrylonitrile butadiene styrene (ABS) plastic rod (diameter 10 mm) for 100 cycles. Following the wear test, the sample was cleaned via ultrasonic washing with ethanol and deionized water.
2.7. Characterization
The morphology of the protective armor, nanofibers, and nanocones were characterized using a scanning electron microscope (SEM) (Gemini SEM500, Zeiss Oberkochen, Germany). Spectrum data of transmittance were measured with a spectrometer (LAMBDA 750S, PerkinElmer, Waltham, MA, USA).
2.8. Simulation Methods
The transmittance simulation was carried out using the Ansys Lumerial 2020 R2 software for the nanocone model. The nanocone was set to be made of silicon oxide. Periodic boundary conditions were applied in the X-direction, while perfectly matched layer boundary conditions were employed in the Z-direction. A plane-wave light source with a specified bandwidth was incident along the Z-direction, which is a transverse electromagnetic wave with constant amplitude on the plane perpendicular to the propagation direction. The incident angle was set to 90°, and a detector was placed beneath the nanocone model to monitor the transmittance. The mesh refinement level was set to 7, and the simulation domain fully enclosed the nanocone model. For the transmittance simulation with different bottom diameters of the nanocone, the height was set to 480 nm, the duty cycle to 1, and the wavelength range to 400–1300 nm. The bottom diameter was set to 272 nm, 282 nm, 376 nm, 386 nm, 481 nm, 491 nm, 50 nm, 100 nm, 150 nm, 200 nm, and 250 nm respectively, and the corresponding transmittance values were obtained through simulation. For the transmittance simulation with different duty cycles, the height was set to 480 nm, the bottom diameter to 200 nm, and the wavelength range to 800–1200 nm. The transmittance variations were simulated at duty cycles of 0.5, 0.6, 0.7, 0.8, 0.9, and 1. For the transmittance simulation with different nanocone heights, the duty cycle was set to 1, the bottom diameter to 200 nm, and the wavelength range to 400–1300 nm. The transmittance variation was simulated with the height scanned from 0 to 700 nm.
The stress distribution simulation of the protective armor was performed using Ansys workbench 2022 R1. The length of the protective armor was set to 1000 μm, the width to 2.5 μm, and the material to fused silica, with a mesh resolution of 7. A horizontal shear stress of 3.66 MPa and a vertical pressure of 10 MPa were applied, and the bottom surface of the structure was set as a fixed support. The stress distributions were simulated and calculated for three protective armor shapes (regular hexagon, square, and equilateral triangle) and three sidewall inclination angles (75°, 90°, and 105°).
4. Fabrication and Results
The fabrication of armor-protected nanocone structures involves two processes: the preparation of the protective armor and the preparation of the nanocone structures. For the fabrication of protective armor, square protective armor structures were fabricated on the fused silica surface using photolithography and RIE techniques. The procedure included substrate cleaning, photoresist coating, pre-baking, lithography, development, and post-baking. Using the photoresist as a mask, the protective armor structures were etched using RIE. After etching, the residual photoresist was removed, yielding the square protective armor. The protective armor fabrication process is shown in
Figure 5a, The protective frame exhibits a periodic structure with a cycle length of approximately 1000 μm.
Figure 5b shows a SEM image of the protective armor. The armor has a square grid structure with a side length of approximately 1000 μm, which can block wear on the internal nanocone structures caused by external forces. With a linewidth of around 2.5 μm, this design minimizes the influence of the armor on the duty cycle of the nanocone structure and improves the optical transmittance. The sidewalls adopt an obtuse-angle design (~109°), which helps reduce the stress peak and enhance wear resistance.
After fabricating the protective armor via photolithography and RIE, the next step is to prepare the nanofiber mask for the construction of the nanocone structure, whose process flow is illustrated in
Figure 6a. A layer of PI photoresist is uniformly spin-coated onto the surface of the cleaned fused silica substrate, followed by oxygen plasma treatment. During the initial stage of oxygen plasma treatment on the PI layer, the outermost layer of PI decomposes into imide monomers and other low-molecular-weight compounds. As the plasma treatment progresses, these low-molecular-weight compounds are removed, leaving only the imide monomers on the surface of the PI layer. Meanwhile, under the action of the plasma, the organic components on the surface of the PI layer also decompose, exposing the silane coupling agents, which then immediately begin to form nanoparticle structures. Subsequently, during the high-energy dissociation phase of the plasma, the imide monomers remaining on the PI layer surface dissociate, generating ions, free electrons, neutral particles, and reactive (reaction) fragments. These particles and fragments then recombine to form a novel plasma polymer (also termed nanoresidues), which begins to exist in a crosslinked structure; at the same time, the nanoparticle structures undergo a polymerization reaction with these dissociation products, eventually forming fibrous cross-linked polymer structures. As the oxygen plasma treatment continues, the PI layer progressively thins and is gradually removed: on the one hand, more nanoresidues are synthesized and grafted onto the previously formed cotton-like structure, ultimately forming vertical nanowires; on the other hand, the height and diameter of the fibrous cross-linked structures increase continuously. Once the PI layer is completely removed, the nanofiber mask structure is obtained [
30]. We conducted a comparative analysis of the nanofiber structures formed at different spin-coating speeds. The results show that the higher the spin-coating speed, the thinner the PI layer formed, and the shorter the required oxygen plasma treatment time.
Figure 6b–e display the SEM images of the mask structures fabricated at different speeds. As can be seen in the figure, the minimum height of the nanofibers is about 1 μm. It is known that the mask is consumed during the etching process. Therefore, nanocone structures with different dimensions can be fabricated by adjusting parameters such as the height of the nanofibers.
After fabricating the nanofiber mask, the nanocone structure was prepared via RIE, and the process flow is illustrated in
Figure 7a. Using the nanofibers as a mask, the fused silica substrate was etched with gases such as sulfur hexafluoride to form a composite structure of nanofibers and nanocones. Subsequently, the residual nanofiber mask was removed using BOE. After the fabrication of one side was completed, PI photoresist was spin-coated onto the reverse side of the fused silica substrate. Following oxygen plasma treatment, RIE, and BOE cleaning, the double-sided nanocone structure on the fused silica substrate was finally obtained. We further investigated the influence of different etching durations on the nanocone structure. The relevant parameters are listed in
Table 1, and the corresponding SEM images are shown in
Figure 7b–e. The insets of
Figure 7b–e present low-magnification SEM images of nanocones, demonstrating that the height of the nanocones is highly uniform across a large region. Otherwise, the height and diameter of the nanocone structure increased significantly with the increase in etching time. Under the four etching conditions, the average heights of the nanocone structures are approximately 181 nm, 311 nm, 448 nm, and 626 nm, respectively. We have labeled the diameters of some nanocones in the figures, which are about 79 nm, 137 nm, 147 nm, and 234 nm. Since a complete cross-section of the nanocones cannot be obtained during SEM characterization by cleaving, only the L + d values of partial nanocones can be acquired, which are approximately 153 nm, 142 nm, 166 nm, and 374 nm, respectively. Therefore, the duty cycles of the prepared nanocone structures under the four etching conditions are 0.52, 0.96, 0.89, and 0.63, respectively. After comprehensive comparison of the above dimensions, the nanocone structure prepared under the 2 min etching time matches the optimal structural dimensions from the simulation calculations best.
Figure 7f presents the transmittance of the nanocone structures obtained at different etching times. When etched for 1 min, the cone structure was too short in height to achieve a satisfactory antireflection effect. When etched for 2 min, the height of the nanocone structure exceeded 300 nm, and it exhibited excellent optical performance in the 800–1200 nm wavelength band, with a transmittance of 98.31%, representing a 4.88% improvement compared to that of the unprocessed fused silica. Conversely, the transmittance decreased with a further increase in etching time. However, the transmittance of fused silica with the nanocone structure was higher than that of the bare fused silica, which also demonstrates the antireflection effect of the nanocone structure. We therefore finally selected 2 min as the optimal etching time.
Figure 7g shows the variation in the average transmittance of fused silica with increasing nanocone height. When the cone height is too low, the graded region is insufficient to realize a complete refractive index transition. When the cone height is excessively high, the aspect ratio of the nanocones becomes overly large, leading to the failure of local effective refractive index grading and matching, which further intensifies surface scattering and therefore results in decreased transmittance. Although the fabricated nanocone structures cannot precisely achieve a single optimal size, by adjusting the etching conditions, nanocones that match the optimal simulated dimensions as closely as possible can be obtained, resulting in a relatively high transmittance.
After the three critical steps of protective armor construction, nanofiber mask preparation, and final nanocone structure etching, the armor-protected nanocone structure meeting our design requirements was successfully fabricated (protective armor line length of approximately 1000 μm, line width of approximately 2.5 μm, nanocone height greater than 300 nm, and diameter less than 550.96 nm). Throughout the manufacturing process, the preparation of nanofibers and nanocone structures relies heavily on highly controllable RIE parameters, such as precisely adjusted gas composition, pressure, and power. We regulated these parameters to ensure that the desired H, d, and duty cycle were achieved.
Figure 8a shows a low-magnification top-view SEM image of the armor-protected nanocone structures, in which the square micron-scale protective framework can be clearly observed.
Figure 8b presents a high-magnification detailed view of the protective armor, revealing that nanocone structures are also formed on top of the protective framework. In addition, a large number of nanocones are distributed alongside the sidewalls of the protective armor, with heights lower than that of the framework. When the structure is subjected to surface abrasion, the nanocones inside the framework remain intact and undamaged.
6. Conclusions
In this study, a wear-resistant and antireflective structure based on a double-sided nanocone structure protected by micron armor was successfully designed and fabricated. To minimize the impact of the square-shaped armor structure on optical transmittance while ensuring satisfactory mechanical stability, parameter simulations were carried out. Subsequently, simulation calculations were performed on the height, diameter, and duty cycle of the nanocones, leading to the determination of the following optimal design parameters: diameter < 550.96 nm, height > 300 nm, and duty cycle of approximately 1. For the fabrication of the armor-protected nanocone structures, a hybrid process combining photolithography and RIE was adopted. Specifically, the micron-scale protective armor structure was fabricated first. Thereafter, nanofibers formed by bombarding PI photoresist with oxygen plasma were utilized as an etching mask to prepare nanocone structures with varying dimensions. Ultimately, the double-sided nanocone structure etched for 2 min achieved the highest transmittance of 98.31% in the near-infrared band of 800–1200 nm, which represents a 4.88% improvement compared with bare fused silica. This double-sided nanocone structure exhibits excellent broadband antireflective performance, thereby providing a novel approach for enhancing the performance of optical systems. To assess the wear resistance of the structure, friction tests were conducted on the armor-protected nanocone structures. After reciprocal friction under a pressure of 10 MPa, the nanocone structure protected by the micron armor showed negligible wear, with a transmittance of 97.85% and only a 0.46% decrease from the pre-wear transmittance, thus demonstrating exceptional wear resistance. Owing to its superior anti-reflective and wear-resistant properties, the armor-protected nanocone structure has outstanding potential in broadband anti-reflection applications in optical systems operating in outdoor wear environments.