1. Introduction
Although there is evidence that food assistance programs for school aged children have led to improved cognition abilities and greater educational achievement [
1,
2], little is known regarding whether such food assistance programs at the preschool level can achieve similar results. This has prompted a heated discussion on whether the current free nutritious lunch program in rural China should be further expanded to the preschool level [
3]. To settle this dispute, it calls for evidence on the prevalence of undernutrition among preschool children, as well as the relationship between undernutrition and cognitive/socio-emotional development, which are important components of human capital [
1]. Policymakers in China rely on this type of information to enhance the human capital foundation of the entire population to achieve its lofty goal of high quality development.
A large body of literature have examined the relationship between nutrition and child development [
4,
5,
6], but little evidence comes from the poor, rural areas of China, where the majority of its vulnerable children reside. This is mainly due to the lack of data on both the nutrition status and developmental outcomes of children in those disadvantaged areas.
While several existing studies focus on Chinese children, evidence for poor rural Chinese preschoolers is sparse. For example, Huang et al. (2013) find that the height-for-age z score, as an indicator for postnatal growth is positively associated with IQ among over 8000 Chinese children aged 4–7 years [
7]. In addition, a couple of studies found Chinese preschoolers with higher hemoglobin (Hb) levels tend to perform better in cognitive test and behavioral observations [
8,
9].
China provides an ideal setting for studying the linkage between child nutritional status and other developmental outcomes for two reasons. First, as the world’s largest developing country, China has put great effort in poverty reduction and enhancing its future growth by combating child malnutrition, and investing in child development through interventions, such as nutritious lunch program. Second, the prevalence of stunting, wasting, and anemia among children is still high, with children in poor, rural areas of China suffering disproportionately [
10].
In this paper, we aim to provide additional evidence on the relationship between nutritional factors and developmental outcomes among preschoolers in poor, rural China. To achieve this goal, we have three objectives. First, we will document the nutritional status among preschoolers in the study areas; thus, better understanding the severity of undernutrition among preschoolers in poor areas of rural China. Second, we will document the levels of cognitive ability and social emotion performance among our sample children in order to assess how children in poor, rural areas fare in terms of these measured outcomes. Finally, we will examine the linkages between nutritional indicators and preschoolers’ developmental outcomes.
2. Materials and Methods
2.1. Sample Selection
We collected the data in September 2018 as part of the baseline survey of a preschool nutritious lunch pilot program launched by the Xiangxi prefecture government, with support from the World Food Program (WFP). The survey was conducted in two then nationally designated poverty counties in the Xiangxi Autonomous Prefecture, Hunan Province in the south central part of China. That said, our sample included regions that were poor and populated by ethnic minorities, the subpopulations that are potentially at higher risk for childhood undernutrition. The intervention included providing free nutritious lunch for sample preschoolers at 4 yuan/kid/school day for 6 semesters. The survey was conducted prior to any intervention associated with the pilot program and, thus, the intervention is not the focus of this study.
The sample included twenty-six preschools, which were randomly sampled from fifteen townships across the two project counties. Of the twenty-six preschools, thirteen of them belonged to the treatment group and the other thirteen belonged to the comparison group. Within each sample preschool, all children aged three or five years who attended the preschool on the survey day were included in the sample. In total, we surveyed 1334 preschoolers, of which 650 belonged to the treatment group and received the intervention, whereas the remaining 684 preschoolers received no intervention. Primary caregivers of the children (mostly parents or grandparents) were interviewed one-on-one, face-to-face, by trained enumerators. After excluding observations with missing data on cognition test, we have 1293 children in our final sample for further analysis.
2.2. Data Collection
For the purpose of this study, we draw on four types of information collected by the survey team: (1) socioeconomic data from caregivers; (2) nutritional status measurement, including height, weight, and hemoglobin levels; (3) scores on a test of cognitive ability; and (4) scores on a test of socio-emotional skills.
Socioeconomic data. Administered by trained enumerators from local universities, the socioeconomic survey contains detailed information on the demographic and socioeconomic status of both sample children and their households. Questions were designed to learn each household’s composition and economic status (measured as the possession status of a list of 13 durable assets). Caregiver’s parenting style was evaluated using the Chinese version of the 27-item Parenting Style and Dimensions Questionnaire (PSDQ), which has been widely used by the existing literature [
11]. The nutrition knowledge of the caregiver was tested by asking them a battery of 11 questions regarding the sources and functions of macro- and micro-nutrients. The nutrition knowledge questionnaire was developed in collaboration with the Institute of Food and Nutrition Development, Ministry of Agriculture, and Rural Affairs and has been tested in a pilot survey prior to formal fieldwork.
Health survey. We focused on three health indicators: height, weight, and hemoglobin concentrations (Hb). Height and weight measurements were carried out by professional nurses on site following the WHO standard protocol [
12]. The nursing team was trained to ensure that the weighing station was set up on level ground to ensure accuracy of the equipment. The children were measured in light clothing without shoes, hats, or accessories. Height was recorded to the nearest 0.1 cm with standard tape measure, and weight was recorded to the nearest 0.1 kg using a calibrated electronic scale. Height and weight were used to construct height-for-age z-scores (HAZ), weight-for-height z-scores (WHZ), and (BMI)-for-age z-score (BmiAZ), using the WHO Child Growth Standards for children under 5 years old, and WHO Growth reference data for ages 5–19. We followed internationally recognized cutoffs [
13] to consider children whose HAZ or WHZ (applies for children under 61 months)/BmiAZ (applies for children over 61 months) to fall more than two standard deviations below the international mean, to be stunted and wasted, respectively. Children’s Hb concentrations were measured on-site by finger-prick blood test with HemoCue Hb 201 + system (HemoCue, Inc., Angelholm, Sweden) in the field. Anemia status was determined based on finger prick blood analysis for hemoglobin (Hb). Following internationally accepted standards, anemia was defined as Hb < 110 g/L for children under 5 years old and 115 g/L for children older than 5 years [
14].
Cognitive ability. Cognitive ability was assessed using a battery of four sub-tests taken from the Mandarin language version of the Wechsler Preschool and Primary Scale of Intelligence Fourth Edition (WPPSI-IV). As the latest version, WPPSI-IV was culturally adapted, translated, and edited into simplified Chinese and validated for Chinese children. WPPSI-IV has two sub-versions, one is for preschoolers aged between 30 months and 47 months old (the younger cohort version), whereas the other for those aged between 48 months and 83 months (the elder cohort version). Since prior studies suggest that working memory and verbal comprehension are those areas of cognitive ability, most likely to be affected by malnutrition [
15,
16], we focused on measuring these two outcomes. In WPPSI-IV, the working memory index (WMI) was assessed through two core subtests: picture memory and zoo locations. The verbal comprehension index (VCI) was assessed through two other subtests: information and picture naming for the younger cohort, and information and similarities for the elder cohort. Raw scores obtained from these core subtests were converted to age-scaled index scores using tables of norms from the official WPPSI-IV administration and scoring manual for China. Each sample preschooler was individually administered for the four core sub-tests by trained examiners.
Socio-emotional skills. Children’s socio-emotional skills were assessed through the caregiver-reported Mandarin Language Strengths and Difficulties Questionnaire (SDQ). As a valid behavioral screening questionnaire [
17], the SDQ was extensively adopted by researchers and clinicians in Europe [
18], Australia [
19], USA [
20], and China [
21]. The questionnaire contains twenty-five items to assess children’s emotions, behaviors, and relationships. The SDQ includes five subscales: peer problems, hyperactivity/inattention symptoms, emotional problems, conduct problems, and prosocial behavior. Each subscale includes five items.
2.3. Statistical Analysis
Raw scores obtained from the four core subtests of the WPPSI-IV were converted to aged-scaled index scores using tables of norms in the Mandarin version of the WPPSI-IV administration and scoring manual. Two index scores were considered for analysis: Working Memory Index (WMI) and Verbal Comprehension Index (VCI). Scores were then divided into internationally recognized ranges. A score of 90–110 was considered “average”; a score of 80–89 was considered “low average”; a score of 70–79 was considered “borderline”; and a score of below 70 was considered “extremely low” and at risk for intellectual disabilities or mental retardation.
As mentioned earlier, SDQ contains five subscales to assess children’s socio-emotional risks. The score of each subscale ranged from 0 to 10, with higher scores indicating more problems, except for the prosocial behavior subscale, for which a lower score indicates more problems. The first four subscales aforementioned measured children’s behavioral problems and can be summed to generate a total difficulties score (ranging from 0 to 40). The fifth subscale was designed to evaluate children’s prosocial behavior attributes, such as the willingness to help others and to share. Total difficulties score above 16 and prosocial score below 5 were considered abnormal, following cutoff values described in an earlier study from China [
22].
All statistical analyses were performed using STATA version 14.0.
P-values below 0.05 were considered statistically significant. We conducted three types of statistical analyses. First, we started by reporting the descriptive statistics of nutritional, cognitive and socio-emotional status categorized by various dimensions using Student’s
t-test. Second, we compared WPPSI and SDQ scores for anemic and non-anemic, stunted and non-stunted, wasted and non-wasted preschoolers, respectively. Third, we examined relationship between nutritional indicators and key developmental outcome variables (WMI, VCI, prosocial score, and total difficulties score) by using the STATA multiple linear regression model. Previous studies suggest that undernutrition is generally associated with many socioeconomic and biological disadvantages, which can, themselves, affect children’s development and, thus, may cofound the nutrition-development link [
4]. Thus, we included a vector of child, parent, caregiver, and household-level characteristics as potential confounders in our multiple linear regression models. Specifically, the child-level characteristics included child’s gender, age, ethnicity, low birth weight, breastfeeding duration, and left-behind status. Parent-level characteristics included the mother and father’s educational attainments. Caregiver-level characteristics included the primary caregiver’s nutritional knowledge and authoritative parenting style score. Household-level characteristics included household size, number of siblings, and household durable asset. Definitions of key variables to be used in the rest of the paper are presented in
Appendix A Table A1.
4. Discussion
This study showed the status of undernutrition and retarded development, as well as their relationships among 1293 preschoolers in poor, rural areas of South Central China. We observed that 33.4% of the sample children were anemic. Although this incidence of anemia was consistent with previous studies in rural China [
23,
24], it was more than 10% higher than the Chinese national average for children under 5 in 2016 (21.4%) [
25]. In addition, compared to a stunting incidence of 28% in Guizhou in 2013, suggested by a prior study [
26], our study indicated that the figure was 10.6% for our sampled preschoolers. Moreover, 53.7% of the sample children had delay in at least one of the developmental domains measured in this study, compared to approximately 20.0% of delay in the cognitive development of infants aged 6 to 12 months in the rural Shaanxi Province [
24], and only a 6% abnormal rate of socio-emotion performance of preschoolers in urban Beijing [
27].
Our study also found that the incidence of undernutrition and developmental delay differed along several important household- or individual-level characteristics, which provided further support for nutrition or development inequality among Chinese preschool children. In particular, children born with low birth weight were more likely to be affected by stunting and wasting, and adversely affected by poor cognitive abilities. This aligns with the broad range of literature, which indicate that low birth weight predicts compromised developmental outcomes [
28,
29,
30]. Moreover, a father’s education matters for the child’s anemia status, WPPSI, and prosocial scores. This is congruent with previous findings, suggesting that lower socioeconomic status is linked with lower IQ and executive functions [
31,
32]. Similarly, consistent with previous findings [
33,
34], our study identified that parenting style, which is low in demands and responsiveness, is linked with poor cognitive and prosocial abilities. Additionally, we found that a single child performed significantly worse in terms of both WMI and total difficulties score than their peers with siblings. While this finding is in contrast with a couple of previous studies [
35,
36], it is consistent with a more recent study in China that suggests that children with siblings perform better, in terms of cognition, than their only-child counterparts [
37]. Five-year-old preschoolers tend to perform better in terms of cognitive outcomes but perform worse in terms of nutritional status than their three-year-old counterparts. A thorough investigation of these differential performances across age will be one important avenue for our future research. Jointly, our findings provide suggestive evidence supporting that children from certain backgrounds tend to experience worse nutritional and developmental outcomes than their counterparts. Children of these characteristics tend to be more vulnerable and, thus, deserve special attention when designing and implementing policy interventions.
Our study further examined the association among three nutritional indicators and children’s cognitive and socio-emotional performance. As expected, relationships were found between anemia and cognition development and between stunted growth and cognitive skills. What was unexpected, however, was our lack of identifying relationships between anemia and socio-emotional status and between wasting or WHZ and any developmental outcome variables. These results, however, should be interpreted with caution as wasted children made up a very small subgroup and, thus, these analyses were less powered.
First, consistent with previous findings [
8,
38,
39], we found that anemic children were more likely to suffer suboptimal cognition development than non-anemic peers. However, unlike previous studies [
40,
41], our findings did not support associations of anemia with socio-emotional status. The lack of such associations is partly because our findings were obtained after controlling for a wide range of socio-demographic and socioeconomic characteristics, suggesting that these characteristics may have a greater effect on child socio-emotional outcomes.
Second, in term of a relationship between stunting and developmental outcomes, our results suggest that stunted growth was negatively associated with cognition development among preschoolers. These results align with previous studies that consider stunting as an important predictor for poor child cognitive skills [
38,
39,
42]. Moreover, consistent with previous studies [
43,
44], our study did not find any association between stunting and a child’s social emotional performance.
Third, in term of association between wasting and developmental outcomes, we found no significant association of wasting or WHZ with any outcome variables. This is congruent with previous findings, which suggested an inconsistent relationship between WHZ and child development indicators [
45]. Nevertheless, some other studies suggested that WHZ was negatively associated with a child’s performance in cognitive tests [
39] or developmental delay [
46]. Thus, our findings contradicted with theirs. Nevertheless, we add to this strand of literature by providing additional evidence among preschoolers from poor, rural China.
Our study is not without limitations. First, this study relies on cross-sectional data and uses simple statistical methods to identify associations; therefore, the results should be interpreted as correlation rather than causality. Second, due to the cross-sectional nature of our data, we were unable to identify the underlying channels behind the linkages we have observed through this study. Investigating these potential channels could be fruitful avenues for future research. Nevertheless, this paper contributes to the understanding of the relationship between childhood nutrition and cognitive and socio-emotional achievement among preschool children. Our findings suggest that anemia and stunting are the strongest risks for cognitive performance among our sampled preschool-aged children. Undernutrition among preschoolers poses challenges to public health in China’s underdeveloped areas, and there is a need to develop effective health interventions targeting preschool-aged children in these areas. More importantly, these results provide new suggestive evidence regarding whether school-level free nutritious lunch programs in China should be expanded to the preschool education level and, thus, facilitating evidence-based decision-making surrounding this important policy debate. As mentioned above, both anemia and stunting were tested as negatively associated with children’s cognitive performance. As such, this study suggests that free lunch programs have the potential to change children’s developmental trajectories in preschool. However, a more rigorous examination of this relationship depends on the program evaluation and, therefore, will be the main focus of our future research.