1. Introduction
The Qinghai-Tibetan Plateau (QTP) hosts the largest area of perennial permafrost at low and middle latitudes globally [
1], as the permafrost covers approximately 1.06 × 10
6 km
2 [
2] and accounts for about 40.32% of the plateau’s total area [
3]. The permafrost in this region is characterized as high-altitude, warm (with mean annual ground temperatures (MAGT) often close to 0 °C), and typically ice-rich [
4,
5]. Over the past five decades, persistent warming, coupled with increasing anthropogenic activities, has led to significant permafrost degradation across the QTP. This degradation is manifested by a reduction in permafrost area, an increase in active layer thickness (ALT), and intensified freeze–thaw cycles [
6,
7,
8]. Permafrost degradation has profound impacts on regional hydrology, ecology, and biogeochemical cycles, including land–atmosphere carbon exchange [
9]. In addition, permafrost degradation triggers various thermokarst processes and related geohazards. For instance, thermokarst lakes and ground subsidence commonly develop in flat, ice-rich terrain, whereas thaw slumps and active layer detachments are prevalent on slopes [
10,
11]. The initiation and retrogressive expansion of thaw slumps expose previously frozen organic matter and ground ice, leading to the accelerated release of greenhouse gases such as CO
2 and CH
4. This process significantly impacts regional ecosystems [
12] and contributes to a positive feedback mechanism that exacerbates global warming [
13,
14]. Therefore, monitoring and understanding the long-term evolution thaw slumps on the QTP are crucial for developing effective early disaster warning systems and comprehensive risk assessments in this sensitive region.
A thaw slump is a retrogressive landslide feature that develops on slopes underlain by ice-rich permafrost. They initiate when ground ice is exposed, often by natural disturbances or human activities, leading to thawing and subsequent gravitational failure of the overlying thawed soil during the warm season [
15]. On the QTP, over 95% of thaw slumps are reportedly initiated by the detachment and sliding of the active layer [
15]. These active layer detachments occur when meltwater from thawing ground ice cannot drain efficiently. This leads to increased pore water pressure and a reduction in shear strength at the interface between the thawed active layer and the underlying frozen ground, ultimately triggering failure [
16]. Thaw slumps are particularly prone to developing on gentle to moderate slopes (e.g., 3–8°), where conditions favor meltwater pooling above the permafrost table and the accumulation of fine-grained materials [
17]. High summer air temperatures and episodes of heavy precipitation are widely recognized as key climatic drivers for the initiation and development of thaw slumps, particularly on such slopes [
18,
19]. Distinct from the often rapid, singular failure events of landslides in non-permafrost regions, thaw slumps are typically characterized by a more prolonged and progressive development. Once initiated, thaw slump activity can persist and expand retrogressively for years, decades, or even longer, continuing as long as susceptible ice-rich material is exposed and the climatic conditions favor thaw [
20]. Overall, the fundamental difference between the two is whether permafrost degradation serves as the primary trigger factor. Given their typically remote locations and prolonged, dynamic evolution, selecting appropriate and effective monitoring methods is crucial for studying thaw slumps in permafrost regions like the QTP.
Interferometric synthetic aperture radar (InSAR) is an advanced satellite remote sensing technique that has become instrumental in the identification and monitoring of various geohazards [
21,
22,
23]. Compared to traditional ground-based geohazard monitoring methods, InSAR technology offers key advantages, including wide-area coverage, high-precision measurements (mm to cm level), and all-weather, day-and-night imaging capabilities [
24,
25]. While conventional differential InSAR (D-InSAR) is often limited by spatiotemporal decorrelation and atmospheric artifacts [
26,
27], advanced multi-temporal InSAR techniques such as the SBAS-InSAR method significantly enhance monitoring accuracy and reliability by processing a time series of SAR acquisitions to mitigate these effects and model deformation trends. Particularly for permafrost deformation monitoring, SBAS-InSAR has demonstrated significant utility [
28,
29]. The SBAS-InSAR technique, which utilizes interferometric pairs with short spatial and temporal baselines, offers several advantages for permafrost monitoring [
30,
31,
32]. First, its inherent design minimizes spatiotemporal decorrelation, making it more robust for monitoring surfaces undergoing seasonal changes and the potentially large deformation gradients that are typical of permafrost environments. Second, by analyzing long time series, SBAS-InSAR can detect slow, millimeter-level deformation, enabling the characterization of gradual processes like thaw-induced subsidence. Third, its ability to provide spatially continuous deformation maps over large areas overcomes the limitations of point-based measurements and is particularly well-suited for remote and often inaccessible permafrost landscapes, as it requires no ground-installed equipment. Consequently, the SBAS-InSAR technique has been increasingly applied to the monitoring of ground deformation in the permafrost regions of the QTP [
33,
34,
35,
36]. However, existing SBAS-InSAR applications on the QTP have predominantly focused on regional-scale permafrost stability and thaw subsidence. Detailed investigations into the complex, three-dimensional kinematics and material transport dynamics within individual thaw slumps remains less explored.
This study focuses on a typical active-layer detachment thaw slump located at the northern foot of the Rierlama Mountain of the Qinghai-Tibetan Plateau. Utilizing ascending and descending Sentinel-1A data from 2017 to 2025, this study applied the SBAS-InSAR technique (processed using ENVI5.6.2 and ArcGIS10.8 software) to monitor the long-term surface deformation of the slump and analyze its kinematic patterns. Specifically, the objectives are to (1) quantify the spatiotemporal surface deformation of the thaw slump using SBAS-InSAR time-series analysis; (2) reconstruct the three dimensional displacement field of the thaw slump by integrating ascending and descending orbit SBAS-InSAR results; (3) investigate the driving mechanisms and controlling factors of the thaw slump’s activity by integrating the InSAR-derived deformation with meteorological data (temperature and precipitation), ALT information, and geotechnical properties derived from laboratory tests on soil samples.
3. Methods
3.1. Time-Series InSAR Processing
In this study, the SBAS-InSAR technique, implemented using ENVI SARscape software (version 5.6.2), was employed to monitor surface deformation and analyze the kinematic patterns of the target thaw slump. This version of ENVI SARscape is capable of automatically selecting appropriate ground control points (GCPs) based on the characteristics of the study area. The SBAS-InSAR processing workflow comprised the following key steps for both the ascending and descending Sentinel-1A datasets: 1. Data preparation and co-registration: SLC images were co-registered to a single master scene selected to minimize temporal and perpendicular baseline dispersion for each orbital stack. Precise Orbit Ephemerides were used to refine geometric accuracy. 2. Interferogram generation: Differential interferograms were generated using 30 m resolution SRTM DEM data provided by USGS with phase correction of the terrain in each interferogram [
42,
43]. 3. Multi-looking and filtering: To reduce speckle noise and improve SNR, interferograms were multi-looked with factors of 1 (azimuth) × 4 (range) for ascending orbit data [
44] and 1 (azimuth) × 3 (range) for descending orbit data. The pixel resolution for both the range and azimuth is consistent for both the ascending and descending datasets, with values of 5 m × 20 m for both. During the interferometric processing step, bilinear interpolation is applied to the raw data, resulting in a pixel spacing of 15 m × 15 m after interpolation. A maximum perpendicular (normal) baseline threshold of 5% of the critical baseline and a maximum temporal baseline of 120 days was set. The filtering method employed in this study was Goldstein; 4. Phase unwrapping: Coherence maps were generated for each interferogram. Phase unwrapping was then performed using the minimum cost flow (MCF) algorithm. Given the challenging surface conditions, pixels with coherence below 0.1 were masked out prior to unwrapping; 5. Results interpretation: The final geocoded deformation products covered the period from March 2017 to January 2025. Positive line-of-sight (LOS) deformation values indicate movement towards the satellite, while negative values indicate movement away from the satellite.
We tried the GACOS method to correct for tropospheric delays; however, the results were not satisfactory. We turned to ENVI SARscape’s built-in atmospheric phase screen, which utilizes the SRTM DEM to estimate stratification delays and is suitable for local-scale analyses. However, for future larger-scale studies, we will use GACOS to correct for tropospheric delay effects.
3.2. Three-Dimensional Visualization Solution of InSAR Results
InSAR only measures the surface displacement along the satellite’s line-of-sight (LOS), which is a one-dimensional projection of the true three-dimensional ground deformation vector. To resolve the actual 3D displacement components, typically east–west (E), north–south (N), and up–down (U), it is necessary to combine InSAR measurements acquired from multiple imaging geometries. Resolving the 3D deformation field provides a more comprehensive understanding of surface displacement, offering deeper insights into the kinematics, driving mechanisms, and true extent of geohazards such as landslides and subsidence. To investigate the material transport characteristics and overall kinematic behavior of the thaw slump, this study combines the LOS deformation measurements derived from both ascending and descending Sentinel-1A orbits to reconstruct its 3D displacement field. The methodology for this reconstruction is detailed below.
The LOS displacement measured by InSAR can be expressed as a projection of the 3D displacement vector components—vertical
(positive upwards), north–south
(positive northwards), and east–west
(positive eastwards) (
Figure 4)—using the following equations:
where
is the radar incidence angle (angle between the LOS vector and the vertical at the target) and
is the satellite heading angle (azimuth of the satellite flight path, measured clockwise from north).
With LOS measurements from different viewing geometries over the same region, a system of equations can be set up to solve for the 3D displacement components:
While assuming negligible north–south displacement can simplify the problem, this component may be significant for features like thaw slumps whose movement direction is strongly controlled by local topography. However, uniquely resolving all three displacement components theoretically requires at least three independent InSAR LOS measurements from different viewing geometries. To address this with only two available LOS geometries (ascending and descending), this study implements a 3D deformation solution by incorporating a physical constraint based on the assumption of surface parallel flow (SPF) [
45]. This approach assumes that the thaw slump material moves parallel to the local ground surface. This method leverages a priori information about the local slope gradient and aspect (derived from a DEM) and combines it with the two LOS deformation rate measurements (ascending and descending) to invert the 3D deformation rate components. This approach, suitable for gravity-driven processes like thaw slumps, assumes that the material moves parallel to the local ground surface [
46]. The SPF constraint can be written as follows:
where
denotes the topographic elevation, and
and
are the first-order partial derivatives of H with respect to x (easting) and y (northing), respectively. These terms represent the local slope gradients in the east–west and north–south directions and are calculated from the DEM.
By combining the two LOS observations equations
and
, derived from Equation (2) using Equation (3) and the rearranged SPF constraint (
), the system to solve for the 3D deformation rate components can be written in matrix form:
where
and
are the mean LOS deformation rates from the SBAS analysis of the ascending and descending datasets, respectively.
Based on the above theory, the vertical , north–south , and east–west components of the mean deformation rate were solved. This computation was performed using custom scripts developed in Matlab software R2023a. The resulting 3D deformation rate components were then georeferenced and visualized as maps using ArcGIS 10.8.
3.3. Freeze-Thaw Direct Shear Test
During a field investigation in August 2024, 12 undisturbed soil samples were collected using cutting rings from the relatively undisturbed upper flank of the thaw slump, at a depth of 1.5 m below the surface. Laboratory analysis of these samples yielded an average bulk density of 2.21 g/cm
3, a dry density of 1.88 g/cm
3, and a natural gravimetric water content of 17.49%. The soil was identified as silty clay. To investigate the impact of freeze–thaw cycles on the soil shear strength, a series of direct shear tests were performed. For this, soil samples were remolded to a gravimetric water content of 20% to ensure homogeneity and consistent initial conditions. For each of the six freeze–thaw cycle counts (0, 1, 3, 5, 10, and 15 cycles), direct shear tests were conducted under four distinct normal stresses, with triple samples being taken for each stress, totaling 72 samples for the cyclic freeze–thaw investigation. Each freeze–thaw cycle consisted of 12 h of freezing at temperatures from −25 °C to −20 °C followed by 12 h of thawing at 20 °C~25 °C. These temperature settings and durations were chosen based on regional temperature data and previous laboratory studies on permafrost soil mechanics [
47,
48]. The freeze–thaw tests were carried out in a low-temperature test chamber. Following each cycle count, samples were allowed to thaw completely at room temperature (15 °C) for 24 h before being subjected to direct shear testing. The direct shear instrument used was the “ZJ-type strain-controlled direct shear instrument (quadruple shear)” manufactured by Nanjing Soil Instrument Factory (
Figure 5), with a constant shear rate of 1.2 mm/min.
This section quantifies the effect of freeze–thaw cycling on the shear strength of permafrost soils through freeze–thaw direct shear tests, which provide a mechanistic explanation of thaw slump deformation mechanisms. The aim is to verify whether freeze–thaw cycling contributes to the occurrence and development of thaw slumps by decreasing soil stability through mechanisms such as breaking intergranular bonding and increasing the pore water pressure. InSAR data, such as line-of-sight (LOS) deformation rates and 3D displacement fields, reveal the phenomenon of surface deformation in thaw slumps, while freeze–thaw experiments explain the underlying mechanical causes of the deformation, which allows the establishment of complementary “phenomenon-mechanism” relationships.
5. Discussion
While extreme precipitation events are often the primary trigger for landslides in many non-permafrost environments [
49], the development and activity of thaw slumps in permafrost regions are governed by a more complex interplay of factors. In these cryotic environments, variables including rising air and ground temperatures, precipitation patterns (both rain and snow), the active layer thickness (ALT), the soil ice content, and the mechanical effects of freeze–thaw cycles all exert significant, often interacting, influences on thaw slump initiation and evolution.
5.1. Temperature
Increasing air and ground temperatures are widely recognized as crucial factors in both triggering and sustaining the activity of thaw slumps in permafrost regions [
38]. Under warming climatic conditions, the thawing of ice-rich permafrost leads to a loss of soil shear strength, ground subsidence, and increased susceptibility to thaw slump development. A comparative analysis, illustrated in
Figure 14 (which plots the monthly average air temperature alongside the cumulative displacement time series for P1, P2, and P3), reveals distinct spatial differences in the apparent correlation between the temperature and deformation. Point P1 (headwall/source area) exhibits the strongest apparent visual correlation with the temperature. The subsidence at P1 clearly accelerates during warm seasons, particularly when the monthly average air temperatures approach or exceed 0 °C. This strong coupling is attributed to P1’s location in the active headwall/source area, where rising temperatures directly drive the thawing of exposed ice-rich permafrost and subsequent soil instability, which illustrates a clear causal link: “rising temperature—permafrost melting—increased subsidence”. Point P2 (mid-slump) shows a moderate apparent correlation with the temperature. While the warm season temperature increases still generally coincide with periods of increased subsidence at P2, the magnitude of displacement is less than at P1, and the response appears more complex. This may reflect variations in the local ground conditions at P2, such as differences in soil composition, ice content, or drainage, leading to a more buffered or lagged response to temperature fluctuations. It underscores that deformation within the main body of the thaw slump is modulated by multiple interacting factors beyond just direct temperature forcing. Point P3 (lower/distal slump) exhibits the weakest apparent correlation with the temperature. Despite significant seasonal temperature fluctuations, the cumulative displacement at P3 remains relatively minor and shows little direct response to warm season peaks. This is consistent with P3’s location in or near the slump’s toe/accumulation zone, where the material may consist of previously thawed debris, or where the original ice-rich permafrost is now buried and less susceptible to direct atmospheric temperature influences. Consequently, temperature changes alone appear insufficient to drive significant new deformation in this more stabilized part of the feature.
In summary, while temperature is a core driver of thaw slump activity, its direct influence on the deformation varies significantly across different zones of the thaw slump. The deformation response to temperature fluctuations is most pronounced in the headwall/source area (represented by P1), less direct but still evident in the main transport zone (P2), and minimal in the toe/accumulation zone (P3). This spatial differentiation in temperature sensitivity reflects the varying dominant processes across the thaw slump. It underscores that assessing the influence of temperature on surface deformation requires careful consideration of the specific location within such landforms and the prevailing local ground conditions. These insights are crucial for improving the risk assessment of thaw-related geohazards in permafrost regions like the QTP.
5.2. Precipitation
Increased precipitation, particularly heavy rainfall events, can elevate soil moisture. In permafrost environments, this can accelerate the thaw of near-surface ground ice, deepen the active layer thickness, and lead to increased pore water pressures, thereby reducing the soil shear strength and contributing to thaw slump development.
Figure 15, which plots precipitation alongside cumulative displacement time series for P1, P2, and P3, allows for an examination of this relationship. At point P1 (headwall/source area), a conditional correlation between the precipitation and deformation is observed. During certain periods, particularly in the warm season, episodes of significant precipitation appear to coincide with accelerated subsidence at P1. Infiltrating rainwater can accelerate ground ice thaw, increase the soil mass, and elevate the pore water pressure, and can thereby reduce the shear strength and contribute to thaw slump activity. Conversely, precipitation during cold periods (typically as snow) has a less direct or immediate impact on the deformation, though snowmelt in spring can contribute to saturated conditions. This demonstrates that the influence of precipitation on the thaw slump activity in permafrost zones is often synergistic with the temperature, with warm-season rainfall being the most effective. A weaker and less consistent correlation between the precipitation and deformation is observed at point P2 (mid-slump). Although some of the precipitation peaks correspond to increased subsidence, the overall response is smaller than that of P1, and the regularity is weaker. This attenuated response at P2 may be attributed to more complex local ground conditions, where factors such as variations in the soil texture, the ice content, and the presence of preferential drainage pathways might modulate the impact of precipitation on the ground ice thaw and soil stability. At point P3 (lower/distal slump), no significant correlation between precipitation events and the deformation is apparent. Whether the precipitation is high or low, the deformation of P3 always remains stable, and the subsidence amplitude is very small. This lack of response is consistent with P3’s location in or near the relatively stable toe/accumulation zone, where active thaw processes are less dominant and the soil structure may be less susceptible to destabilization by infiltrating precipitation.
Overall, the influence of precipitation on thaw slump deformation is spatially differentiated. Precipitation appears to contribute to deformation most effectively in the headwall/source area (P1), particularly when acting synergistically with warm temperatures. Its influence is more attenuated and complex in the main transport zone (P2), and it shows little direct impact on the deformation in the toe/accumulation zone (P3). These findings highlight that precipitation often acts as a conditional cofactor in triggering thaw slump activity, with its efficacy being strongly dependent on factors such as the ambient temperature, the specific developmental stage and activity level of different zones within the slump, and the prevailing local ground conditions. This provides a key perspective for understanding the complex, multi-factorial nature of thaw-related geohazards in permafrost terrain.
5.3. Active Layer Thicknesses
The ALT refers to the depth of the ground layer that undergoes seasonal thaw in summer and refreezes in winter. Variations in the ALT directly influence the permafrost stability and the susceptibility of slopes to thaw slump development. An increase in the ALT signifies deeper seasonal thaw into the underlying permafrost, which can reduce the ground stability by warming and potentially thawing near-surface ice-rich material. Meltwater generated from this deeper thaw, if unable to drain efficiently, can accumulate at the base of the active layer (above the permafrost table). This saturation increases pore water pressures and reduces the shear strength of the soil, thereby increasing the likelihood of thaw slump initiation, particularly on slopes. Due to the scarcity of monthly ALT data, we utilized an existing annual kilometer-scale ALT dataset for overlay analysis.
Figure 16 presents the overlay graph of the ALT with the P1, P2, and P3 time-series deformations. The ALT at the study site shows relative interannual stability, with relatively small annual fluctuations from 2017 to 2025 and without a significant deepening trend over this specific period. Despite this apparent stability in the maximum seasonal thaw depth, the cumulative displacement patterns at P1, P2, and P3 exhibit distinct behaviors. At point P1 (headwall/source area), the cumulative displacement shows a continuous and significant negative trend (subsidence). This persistent subsidence, even with a relatively stable ALT, suggests the ongoing thawing of exposed ground ice at the headwall or ice at the base of the active layer, coupled with the mechanical degradation of the soil structure due to repeated freeze–thaw cycles within the active layer. At point P2 (mid-slump), the cumulative displacement also shows an overall negative trend, though the magnitude is less than at P1, and the rate of subsidence appears to decrease in the later part of the observation period. This more moderate deformation, occurring under similar conditions of ALT stability, likely reflects differences in the local ground ice content, the soil properties, or the evolving morphology of the slump’s transport zone leading to a somewhat attenuated response to freeze–thaw processes compared to the highly active source area. At point P3 (lower/distal slump), the cumulative displacement exhibits more pronounced fluctuations without a consistent downward trend, and even shows periods of slight positive rebound in some years. This complex behavior suggests that the deformation at P3 is influenced by a combination of factors, including its location potentially within or near the depositional zone, local variations in the ground stability, the micro-topography, and, possibly, seasonal effects like frost heave or material redistribution. The differing deformation patterns observed at P1, P2, and P3, all occurring within an area characterized by a significant active layer, underscore the critical role of local heterogeneities. Factors such as the micro-topography, fine-scale variations in ground ice distribution, soil composition, and the drainage conditions likely modulate the ground’s response to seasonal thaw and freeze–thaw cycles. This leads to the observed diverse deformation characteristics across the slump feature, which emphasize that understanding thaw slump dynamics requires accounting for these site-specific variabilities in conjunction with broader environmental drivers.
5.4. Freeze-Thaw Cycle
Freeze–thaw cycles profoundly affect the shear strength of soils in permafrost zones through multiple pathways [
50], and thereby influence the initiation and development of thaw slumps [
51]. First, freeze–thaw processes induce significant changes in the soil structure [
52]. During freezing, pore water transitions to ice, which leads to a volumetric expansion. In fine-grained soils, this process can also involve cryosuction and the formation of segregated ice lenses, which further disrupt the soil matrix. Upon thawing, this ice converts back to water, and the soil consolidates. Repeated freeze–thaw cycles can create or enlarge voids, fissures, and cracks within the soil, disrupting inter-particle bonding (cohesion) and reducing the overall integrity of the soil mass, which contributes to a reduction in the shear strength. Second, upon thawing, meltwater from ground ice (including segregated ice lenses) can lead to a significant increase in the soil moisture content and potentially supersaturated conditions if drainage is impeded. This can elevate pore water pressures, which reduces the effective inter-particle stress and consequently diminishes the frictional component of shear strength, making the soil more susceptible to shear failure. Furthermore, frozen soil typically exhibits high strength and rigidity due to the presence of ice acting as a cementing agent. Upon thawing, this ice bonding is lost, the soil structure can become loosened (especially if ice content is high), and the shear strength can decrease dramatically. This loss of strength upon thawing is a critical factor in triggering thaw slumps, particularly on slopes. As highlighted by [
53], the repeated mechanical stresses during freeze–thaw cycles can also progressively degrade soil cohesion by weakening inter-particle bonds, further reducing the overall shear strength and creating conditions that are conducive to thaw slump development.
It can be observed from
Figure 13 and
Table 2 that the effective cohesion of soil samples shows a gradual decrease with the increase in the number of freeze–thaw cycles. This reduction in cohesion is attributed to several micro-structural changes: the volumetric expansion of water upon freezing and subsequent melting disrupts inter-particle bonds and any weak cementation. Repeated cycles alter the pore structure, which reduces the effectiveness of inter-particle contacts and the overall integrity of the soil matrix. Although the operation in this paper ensures a rigorous specification, it should be noted that the structural loss due to remodeling may deviate the absolute values of the strength parameters from those of the actual permafrost environment, which can be further verified in subsequent studies in conjunction with in situ testing or undisturbed soil sample testing.
5.5. Other Factors
The initiation and evolution of thaw slumps in the permafrost regions of the QTP result from the complex coupling of multiple environmental factors. Beyond the temperature, precipitation, ALT, and freeze–thaw effects that were discussed previously, other elements such as the vegetation cover and ground ice characteristics also play crucial roles. Vegetation cover exerts a significant influence, primarily by insulating the ground surface, which can moderate thaw depths, and by physically reinforcing the soil through root networks, which enhances its shear strength and stability. Consequently, areas with denser vegetation cover typically exhibit greater ground stability and lower susceptibility to thaw slump initiation. For instance, the depositional toe (accumulation area) of the thaw slump, where vegetation cover appears, shows less active deformation and a narrowing of the slump feature, suggesting some stabilization. Conversely, in bare or sparsely vegetated areas, such as the actively retreating headwall and the main transport zone of the thaw slump, the ground surface is more directly exposed to solar radiation and freeze–thaw processes. This lack of protection contributes to a deeper thaw, more significant soil degradation, and, consequently, more pronounced thaw slump activity and expansion. This presence of ground ice and its characteristics are fundamental preconditioning factors. Slopes underlain by ice-rich permafrost, particularly those containing massive ice bodies or high excess ice content, are inherently more susceptible. The thaw of this ground ice leads to a substantial loss of the soil shear strength, potential increases in the pore water pressure, and significant volumetric settlement (that consolidation), all of which promote gravitational failure. The local topography, particularly the slope angle and morphology, significantly influences thaw slump dynamics. The steeper slope angles observed in the headwall area (trailing edge) compared to the gentler slopes at the toe (leading edge) contribute to higher gravitational shear stresses at the headwall, promoting active retreat and failure. This local slope difference contributes to the observed pattern of rapid headwall retreat and more gradual movement and deposition in the gentler toe area, which result in spatially variable rates of activity across the slump. Loose or unconsolidated soils with an inherently low thawed shear strength, such as chalky soils or poorly graded gravels, are particularly susceptible. Similarly, bedrock with extensive fracturing can be prone to instability when subjected to freeze–thaw processes, though the analyzed site appears to be dominated by surficial deposits. In addition, compared with sunny slopes, shady slopes receive less direct solar radiation, which can lead to colder ground temperatures, potentially thicker and more persistent snow cover, reduced evapotranspiration, higher soil moisture content, and, consequently, more favorable conditions for the preservation and development of thick ground ice. These conditions can render shady slopes more susceptible to thaw slumps [
32].
6. Conclusions
This study investigated the deformation characteristics, kinematic patterns, and driving mechanisms of the thaw slump on the Qinghai-Tibetan Plateau. We utilized Sentinel-1A SAR data from March 2017 to January 2025 with the Small Baseline Subset (SBAS) InSAR technique to derive the time-series deformation, and through the integration of ascending and descending orbit data with a surface-parallel flow constraint, its three-dimensional (3D) displacement field. The influence of climatic factors (temperature and precipitation) and the active layer thickness (ALT) on thaw slump activity was analyzed by correlating deformation patterns with meteorological records and contextual ALT data. In addition, laboratory direct shear tests were conducted on site-specific soil samples subjected to different numbers of freeze–thaw cycles to quantify changes in shear strength and understand the role of freeze–thaw-induced soil weakening in thaw slump development. The main conclusions drawn from this multi-faceted investigation are as follows:
The mean annual deformation rates of the thaw slump ranged from −17.55 mm/year (subsidence) to +5.72 mm/year (uplift). The net settlement was primarily observed within the demarcated boundary of the melting and slump zone, while the deformation in most areas outside this boundary was relatively minor. The intensity of subsidence generally decreased from the headwall/source area (near P1) towards the more distal parts (P2, P3). The deformation rate profile revealed the characteristic of “subsidence at both ends and localized uplift in the middle”, and the deformation rate at different locations varied significantly, indicating that the internal deformation of the thaw slump has significant spatial non-uniformity;
The total cumulative displacement from 2017 to 2025 ranged from −199.5 mm (subsidence) to +55.9 mm (uplift). Time-series analyses revealed inter-annual variations in the deformation intensity, with the most significant subsidence being concentrated in the upper/southern (headwall/source) part of the thaw slump. Overall, the thaw slump exhibited persistent activity and complex spatiotemporal dynamics throughout the observation period. Characteristic points P1 and P2 experienced substantial and continuous subsidence, while P3 showed a more subdued and lagged deformation response, reflecting its location and local ground conditions;
The thaw slump exhibits an elongated morphology. The 3D deformation analysis revealed that the horizontal displacement rates/magnitudes are significantly higher within the delineated thaw slump boundary compared to the surrounding terrain. This horizontal movement predominantly occurs from south to north, which is consistent with field observations of the slump’s overall orientation and downslope progression. The minimal deformation observed outside the boundary highlights the localized nature of the significant ground instability associated with this active thaw slump feature;
The initiation and ongoing development of the thaw slump result from the coupled influence of multiple factors. Temperature is a core driver, with its influence on the deformation varying significantly across different zones of the slump. Precipitation acts as a conditional cofactor, with its impact also being spatially dependent and often synergistic with warm temperatures. The presence of a significant active layer overlying highly ice-rich permafrost establishes the fundamental susceptibility of the site to thaw-induced instability. Finally, laboratory tests demonstrated that repeated freeze–thaw cycles progressively degrade soil shear strength (reducing both cohesion and friction angle), a mechanism that contributes to the weakening of active layer materials and facilitates the development and reactivation of thaw slumps.
Although the deformation characteristics of the studied thaw slump were revealed by the fusion of multi-source data in this study, there are still limitations to our method. Meteorological data were collected from the Tuotuohe station, which is about 82 km away from the study area, and the difference in the microclimate of the QTP may cause the temperature and humidity conditions to deviate from the actual situation. The boundaries of the thaw slump are based on UAV images taken in August 2024, and the static boundaries fail to reflect the dynamic evolution process of the thaw slump, which limits the accuracy of our deformation analysis. The three-dimensional deformation inversion relies on the SPF assumption and uses only the ascending and descending orbit dual line-of-sight data, which is not a strict three-dimensional solution. In the future, it is necessary to combine local meteorological, dynamic boundary, and multi-track data to realize the full three-dimensional solution of this method.