2.2. Signal Model
The transmitted signal of the stepped-frequency modulation radar is a set of pulse signals with in-pulse frequency modulation and linear jump between pulses. When performing synthetic high-resolution processing, the original echo is first mixed, and then the echo pulse is compressed. Finally, the obtained pulse compression signal is subjected to IFFT (Inverse Fast Fourier Transform) to obtain the high-resolution range profile of the target. The time domain equation of the transmitted signal of the stepped-frequency radar is shown as follows:
and in the following equation:
where (2) is the complex envelope of the
pulse signal,
is the time variable,
is the pulse repetition interval,
is the linear frequency modulation slope in the pulse,
is the sub-pulse width,
is the sub-pulse bandwidth,
is the carrier frequency of the
pulse,
is the pulse starting frequency,
is the frequency step,
is the number of pulses, and
is the rectangular function. The relationship between the frequency of the transmitted signal of the stepped-frequency modulation radar and the time is shown as follows:
Assuming that the radar approaches the target at the radial velocity of uniform velocity
and the transmitted signal form is shown in (1), the echo expression of the point target with the initial radial distance
within the radar coverage can be expressed as:
Here, is the complex envelope amplitude of the echo pulse, is the time delay of the point target echo, and is the speed of light. When the stepped-frequency radar performs correlation processing, the influence of acceleration on the target echo can be generally ignored; that is, it is assumed that the radar and the target maintain a uniform speed within a CPI (Coherent Processing Interval).
The received echo signal needs to be mixed. This operation requires the local oscillator signal to be synchronized with the transmitted signal of the radar. The expression of the local oscillator signal is shown as follows:
The baseband echo expression obtained after mixing processing is:
Here, denotes the Doppler frequency shift of the velocity to the baseband echo.
The processing of high-resolution range profile synthesis of the baseband echo signal can be divided into two steps:
The first step is to perform pulse compression processing on the linear frequency modulation term in the baseband echo signal represented by , so as to obtain the intermediate resolution range profile of the baseband echo signal.
Assuming that the velocity in the echo signal is accurately compensated and the relative radial velocity
of the radar and the target is compensated, the expression of the intermediate resolution range profile is obtained after the pulse compression processing of the echo baseband signal. Performing pulse compression on Equation (6) yields Equation (7).
Equation (7) is expressed as follows: , , represents the number of sampling points for a single sub-pulse, represents the initial phase, signifies the delay of the echo, , denotes the sampling rate, and represents the sub-pulse sampling width.
In the second step, the mid-resolution range profile obtained in the first step is processed by IDFT (Inverse Discrete Fourier Transform), which is the high-resolution processing of pulse synthesis, so as to obtain the high-resolution range profile of the radar echo.
Then, the high-resolution range profile of the target can be obtained by performing IDFT processing on the sampling points of the middle-resolution range profile and taking the modulus. Performing IDFT on Equation (7) yields Equation (8).
According to Equation (8), the time resolution of the high-resolution range profile is .
2.3. Description of Detection Problem and Detection Method
The high-resolution range image obtained by preprocessing the radar echo signal is
, and the data matrix block of the high-resolution range image is obtained in turn by using the sliding window with a size of
(
in this paper). Assuming that the size of
is
, the data matrix is represented by the matrix block by the following expression:
The expression of the sliding window
is:
The columns of the sliding window block
are connected to the column vector
of
.
For the sake of generality, according to the empirical model of a binary hypothesis, in the problem of radar target detection, the problem of radar target detection under the background of complex ground clutter can be expressed by the following formula in probability statistics:
Among them, represents the observation vector of the echo, represents the target vector in the echo, and represents the ground clutter vector obeying the compound Gaussian distribution in the echo.
According to the literature [
1], the composite Gaussian distribution echo still obeys the complex Gaussian distribution after high-resolution processing. Therefore, after the stepped-frequency radar echo signal is transformed by IDFT, the binary hypothesis empirical model can be expressed as the following:
Among them, represents the observation vector of the echo, represents the target vector in the echo, and represents the ground clutter vector obeying the compound Gaussian distribution in the echo.
Under the assumption of
, there is no target in the sliding window matrix block, and only the clutter component is contained. Under the assumption of
, in the observation vector of the sliding window matrix block, in addition to the clutter component, there is also the target component. Assuming that the target vector and the clutter vector are independent of each other, the following covariance matrix can be constructed:
Among them,
represents the covariance matrix of the observation matrix vector,
represents the covariance matrix of the target signal vector, and
represents the covariance matrix of the ground clutter, which is obtained by the Formulas (11), (14)–(16). The covariance matrix of the sliding window block observation vector can be represented by the following expression:
In the problem of radar target detection, the statistical covariance matrix of clutter is difficult to obtain accurately. Based on this, in the theoretical analysis, the covariance matrix of the sample is used to replace the statistical covariance matrix of the clutter, and its expression is as follows:
Here, denotes the number of sampling points of the high-resolution domain sliding window matrix block.
In addition, it is assumed that the clutter observation vectors are independent of each other and obey the complex Gaussian distribution with zero mean, which satisfies the following relationship:
According to the relevant theoretical analysis of the random matrix, the clutter covariance matrix can be approximated as a Hermitian positive definite matrix. At the same time, its covariance matrix obeys the distribution , where denotes the degree of freedom and denotes the covariance matrix.
According to the previous binary hypothesis test theory and the related theory of random matrix, under the hypothesis, the joint probability density function of the ordered eigenvalues of the clutter covariance matrix can be expressed by Theorem 1.
Theorem 1. Let be a Hermitian positive definite matrix with distribution. Then, the ordered eigenvalue of obeys the following joint probability density function:
Among them,
represents the diagonal matrix composed of all eigenvalues of the clutter covariance matrix
, and
represents the complex hypergeometric function between two Hermitian positive definite matrices, A and B. The complex multivariate gamma function is defined as follows:
Under another hypothesis,
, the complex multivariate gamma function is defined as follows:
Among them,
and
are independent of each other. When the number of sampling points is sufficiently large,
is approximately equivalent to
. Under Assumption
, the approximate joint distribution of the ordered eigenvalues of the clutter covariance matrix
can be expressed as follows:
According to the problem of radar target detection in a complex ground clutter background, combined with the Neyman–Pearson criterion, likelihood ratio detection is recognized as the optimal detection mechanism. Therefore, in the following, the likelihood ratio detection of the characteristic value domain of the clutter covariance matrix is analyzed. In order to not lose generality, let
and
represent the joint probability density function of the eigenvalue
of the clutter covariance matrix under the
assumption and the
assumption, respectively. Then, the likelihood ratio of the feature range is expressed as follows:
Substituting Equations (20) and (23) into (24), the likelihood ratio test of the feature range can be re-represented as follows:
In order to facilitate the subsequent analysis and processing, some constant items are ignored, and only the data-related items are retained. The likelihood ratio test statistic of the characteristic range can be simplified as follows:
The complex hypergeometric function
satisfies the following properties:
Taking logarithms at both ends of (26) at the same time, the log-likelihood function of the characteristic range is expressed as follows:
By using the theory of matrix inversion lemma, the log-likelihood function of the characteristic range of (28) can be re-represented as follows:
Since
is a rank-1 matrix, according to the theory of random matrix, the rank of the product of any two matrices satisfies the following relation:
In the above formula,
represents the rank of the matrix. Therefore, it can be concluded that the matrix represents a matrix of rank 1. Equivalently, the matrix
has only one nonzero eigenvalue, namely the maximum eigenvalue. Based on the discussion and analysis, the logarithmic likelihood ratio function can be expressed as the following:
According to the analysis of Equation (31), the maximum eigenvalue of the covariance matrix plays a very important role in the likelihood function. However, in practical application, Equation (31) is very complicated and tedious, which causes considerable difficulties in analyzing and solving subsequent problems. Therefore, in order to solve the above problems, the properties of their eigenvalues are analyzed.
According to the theory of random matrix, for any two positive definite matrices, their eigenvalues satisfy the following properties.
Property 1. Let be any two Hermitian positive definite matrices; then, their ordered eigenvalues satisfy the following inequality:
For a matrix of rank 1, according to Formula (32), the maximum eigenvalue satisfies the following relation:
To further process Equation (33), let
According to the maximum eigenvalue inequality (33), it can be obtained that there must be a positive number
about
, such that its log-likelihood function satisfies the following relationship:
Next, we can obtain the relationship between the log-likelihood function and the maximum eigenvalue of the covariance matrix. For further processing of the above formula, we can use the maximum eigenvalue of the covariance matrix to design a new detector, and its test statistics can be expressed as the following formula:
where
denotes the threshold factor.
According to Equation (36), a detection method based on the maximum eigenvalue of radar-received data is derived. However, the detection threshold in the detection method depends on the received data, which are difficult to obtain in the actual detection scene of radar targets. The detection threshold can only be set by empirical data, and it is difficult to ensure data accuracy. Therefore, based on the maximum eigenvalue of the sliding window matrix block of the high-resolution range profile data applied as the test statistic to the maximum eigenvalue extraction detection problem, the above method is further improved.
According to the above analysis, it is assumed that the clutter observation vectors are independent of each other and obey the complex Gaussian distribution with zero mean: the mean value is 0 and the variance is
. Therefore, it can be proved that:
In the above formula,
represents the unit matrix of order m. Under the assumption of
, the target vector covariance matrix is
,
, and the eigenvalue decomposition is
. Therefore, the maximum eigenvalue can be obtained as follows:
Under the assumption of
, assuming that
is the largest eigenvalue of
, then the largest eigenvalue of
matrix is the following:
Combining Equations (36) and (39), it can be seen that when the target exists, the maximum eigenvalue of the covariance matrix of the sliding window data matrix is greater than the maximum eigenvalue when the target does not exist. Therefore, the maximum eigenvalue can be used as a test statistic to detect whether the target exists in the high-resolution range profile of the stepped-frequency radar. According to the theoretical analysis, the radar target has strong scattering, and the radar clutter has fluctuation characteristics. These characteristics usually make the correlation and scattering energy of the target stronger than the clutter. According to the properties of the eigenvalues of the covariance matrix, the eigenvalues of the covariance matrix of the sliding window data matrix can well characterize the correlation and energy of the target and clutter.
In summary, the maximum eigenvalue of the covariance matrix of the sliding window data matrix can well characterize the existence or non-existence of radar targets.
When the actual stepped-frequency radar detects ground targets, due to the limited number of actual measurement samples, the sample covariance matrix is usually used to approximate the statistical covariance matrix.
According to the previous analysis, the covariance matrix of the high-resolution range profile sample is constructed for Equation (11). The formula of the covariance matrix is as follows:
The matrix is a Hermitian positive definite matrix, and the matrix expression is as follows:
Next, the eigenvalue decomposition of the covariance matrix
of the sample is performed, and the following formula is obtained:
In Equation (42), denotes the orthogonal matrix composed of the eigenvectors of the matrix, denotes the diagonal matrix, denotes all eigenvalues of the matrix, and denotes the maximum eigenvalue corresponding to the sliding window block matrix.
According to the previous analysis, the maximum eigenvalue of the covariance matrix of the high-resolution range profile sliding window can separate the clutter and the target well. Therefore, the maximum eigenvalue matrix
is constructed by using the maximum eigenvalue of the covariance matrix of the high-resolution range profile sliding window.
In the stepped-frequency modulated synthetic bandwidth high-resolution radar, when the echo signal is synthesized for high-resolution processing, due to the existence of oversampling, the obtained one-dimensional high-resolution range profile has a lot of range redundancy information. Based on this, it is necessary to adopt the target extraction algorithm to eliminate the redundant information in the high-resolution range profile, so as to achieve the effect of obtaining the radar target’s complete high-resolution range profile (HRRP). In this paper, three classical range profile extraction algorithms are used to process the high-resolution range profile and the maximum eigenvalue image of the sliding window covariance matrix, respectively, which are the same distance selection method after amplitude interpolation, the maximum 1 norm range profile search method, and the Doppler offset correction method based on the strongest amplitude sub-range profile. In order to facilitate the description of the three extraction algorithms applied in this paper, they are named method 1, method 2, and method 3, respectively.
Finally, the extended target integral detection method is used to detect the one-dimensional range profile of the maximum eigenvalue of the extracted covariance matrix, so as to obtain the distance, size, and other related information of the target.
The extended target integral detector is used to conduct the non-coherent accumulation of all signals in the distance window of the target prior to obtaining the required target information. The form of the detector is as follows:
When there is only noise, the detection statistic
obeys the
distribution. According to the relationship between the false alarm rate
and the decision threshold, the decision threshold of the integral detector is obtained as follows: