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Remote Sensing
  • Review
  • Open Access

5 June 2023

Industry- and Academic-Based Trends in Pavement Roughness Inspection Technologies over the Past Five Decades: A Critical Review

and
Department of Building and Real Estate, The Hong Kong Polytechnic University, Hong Kong
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Author to whom correspondence should be addressed.
This article belongs to the Special Issue Road Detection, Monitoring and Maintenance Using Remotely Sensed Data

Abstract

Roughness is widely used as a primary measure of pavement condition. It is also the key indicator of the riding quality and serviceability of roads. The high demand for roughness data has bolstered the evolution of roughness measurement techniques. This study systematically investigated the various trends in pavement roughness measurement techniques within the industry and research community in the past five decades. In this study, the Scopus and TRID databases were utilized. In industry, it was revealed that laser inertial profilers prevailed over response-type methods that were popular until the 1990s. Three-dimensional triangulation is increasingly used in the automated systems developed and used by major vendors in the USA, Canada, and Australia. Among the research community, a boom of research focusing on roughness measurement has been evident in the past few years. The increasing interest in exploring new measurement methods has been fueled by crowdsourcing, the effort to develop cheaper techniques, and the growing demand for collecting roughness data by new industries. The use of crowdsourcing tools, unmanned aerial vehicles (UAVs), and synthetic aperture radar (SAR) images is expected to receive increasing attention from the research community. However, the use of 3D systems is likely to continue gaining momentum in the industry.

1. Introduction

For several decades, pavement condition surveys have been conducted by highway agencies to collect a variety of pavement condition data. However, roughness (sometimes identified as smoothness, rideability, or riding comfort) has been the most commonly measured, particularly at the network level [1,2]. Pierce and Stolte [2] found that virtually 100% of agencies in the United States (USA) collect roughness data at the network level. Roughness is used as one of the primary indicators of pavement conditions [3]. Additionally, it is utilized by many agencies to select the treatment type of pavement sections [4,5,6,7,8].
Pavement roughness is particularly crucial due to its direct linkage with riding comfort and user costs [9]. It also has a substantial impact on vehicle dynamics. Pavement roads of higher roughness increase users’ operational costs, fuel consumption, and tire wear, and reduce vehicle durability [9,10,11]. Lui and Al-Qadi [12] found that increasing pavement roughness corresponds to an increase in the impact of dynamic loading on fuel consumption. Robbins and Tran [13] reported that lowering the International Roughness Index (IRI) from 4 m/km to 3 m/km reduces vehicle maintenance costs by about 10%. Additionally, reducing 1 m/km in IRI can save USD 340 million in tire wear costs for passenger cars [13]. Moreover, the impact of roughness on accident rates was remarked by different studies [14,15,16]. Thus, it is usually used to capture commuters’ experience on roads.
Pavement roughness is typically categorized into three scales based on functional considerations, such as safety and riding quality. The three scales of pavement roughness are roughness, macrotexture, and microtextured. This paper focuses on the pavement roughness of the largest scale, which is defined as the deviation of pavement surface from the true planner surface. Roughness refers to surface irregularities with characteristics wavelength ranging between 0.1 and 100 m and amplitudes ranging from 1 to 100 mm [17,18]. It is typically measured in the wheel path area [9]. It primarily impacts vehicle dynamics, vehicle wear, road hold, and riding comfort [9,17,18]. In this study, the terms “pavement roughness” and “roughness” are used interchangeably to refer to the highest-scale pavement roughness.
Traditionally, ride quality was measured by a group of raters traveling the road and subjectively giving verbal or quantitative rates, such as in the Pavement Serviceability Rating (PSR) [19]. Over time, various measures were used to evaluate roughness, including IRI, Profile Index (PI), Ride Quality Index (RQI), and Half-car Roughness Index (HRI) [20]. Power spectral density (PSD) is also widely used for pavement roughness evaluation and constitutes the basis for ISO road profile classification [21]. In the 1980s, IRI and HRI were the most used measures of roughness in the USA [22]. However, the Federal Highway Agency’s (FHWA) efforts to standardize the roughness measurement brought IRI to be universally accepted in the USA and elsewhere [23]. IRI is a statistical method to report the roughness of pavement. It is mathematically computed from a single longitudinal profile by applying a reference quarter car simulation shown in Figure 1. IRI was initiated based on extensive research conducted by the World Bank. It is reported in units of inches per mile or meters per kilometer [23].
Figure 1. Quarter car model [24].
Roughness data collection techniques have experienced the fastest pace of automation and technology maturity [25,26,27]. However, developing new roughness measurement techniques continues to capture the attention of many researchers due to a variety of factors. One crucial driver was the need to create efficient, easy-to-integrate, and highly automated data collection means. Some researchers have focused on improving the accuracy and precision of the collected data. Additionally, several research efforts have prioritized the development of cost-effective and low-cost techniques.
Moreover, the growing demand for roughness measurement by new industries has brought forward unique needs. Highway agencies are no longer the sole party interested in collecting and using roughness data. Measuring and using roughness data are increasingly becoming an interest of the automotive industry and normal road users. Autonomous vehicles are expected to have the capacity to measure pavement roughness to ensure safety and improve riding comfort. Additionally, roughness data are increasingly becoming important for developing more efficient navigation systems. Thus, new techniques are required to fulfill the needs of more diverse industries.
Several publications have reviewed the research efforts related to various aspects of pavement roughness. Nguyen et al. [28] reviewed the use of response-type methods for evaluating pavement surface anomalies. The review covered 130 studies on the use of response-type methods for surveying pavement defects published between 2006 and 2019. The authors reported a significant focus on using smartphones, connected vehicles, and machine learning for pavement profile and roughness estimation. Robbins and Tran [10] and Zaabar and Chatti [11] reviewed the impact of pavement roughness on vehicles’ operating costs. Pavement roughness was concluded to have a measurable increase in fuel consumption and maintenance costs [10,11]. Hettiarachchi et al. [29] reviewed roughness indices used in different countries around the world and indicated the prevalence of using IRI. In a recent study, Yu et al. [30] examined the use of smartphones in measuring pavement roughness and other surface anomalies.
However, there is a lack of literature devoted to understanding the evolution of pavement measurement techniques in industry practice and research. Additionally, it is vital to recognize the current trends and needs for pavement roughness measurement to better direct future research. Thus, this study tracked the changes over the past five decades to analyze the evolution of pavement roughness measurement techniques in academia and industry practice. The evolution of pavement roughness technologies was reviewed primarily in North America, using the TRID library, as a resemblance to the industry advancements worldwide. The state of practice was also analyzed by reviewing dozens of pieces of equipment in eleven countries in North America, Europe, and Australia. Research trends were analyzed using the Scopus database.

2. Research Methodology

The methodology of the current study is outlined in Figure 2. The publications used for conducting the analysis were identified in two subsequent stages. In the first stage, Scopus and TRID Library databases were searched to identify relevant publications. The Scopus database is selected to retrieve relevant research articles. Scopus is recognized to be the largest and most comprehensive literature database [31,32]. The search in the TRID was restricted to the TRB (Transportation Research Board) Online Bookstore. The TRB Library was founded in 1946 as the primary archive of the Transportation Research Board, Highway Research Board, Strategic Highway Research Program, and the Marine Board. The library has a vast collection of research articles as well as technical reports and monographs [33]. The Scopus database was primarily used to retrieve relevant academic research articles, whereas the TRID library was used to retrieve syntheses describing industry practices.
Figure 2. Research methodology.
As shown in Figure 2, the search query of “(pavement* OR asphalt OR road* OR street*) AND (roughness OR IRI OR profile OR profiler* OR profilometer*)” was utilized to retrieve the relevant literature in the Scopus database. The asterisk “*” was used to account for the different variants of the keywords (e.g., the plural form). The search fields were limited to article titles and keywords to obtain the most relevant publications. To obtain syntheses describing the industry practices, the search was conducted using the TRID [34]. The keyword “pavement” was used as a search query to retrieve relevant publications. All publications with “pavement” in their titles were retrieved. As a result, 3236 and 192 items were retrieved from Scopus and TRID, respectively.
In the second stage, the obtained research results were refined. In the Scopus database, the refining process included three steps. Firstly, search results were filtered to only include original journal articles focused on engineering and written in English. This refinement resulted in eliminating more than 60% of the original search results. Then, the articles were investigated in two steps to only include articles focused on developing, improving, or testing new techniques for pavement roughness measurement. A total of 126 articles were identified, and four more were included during the analysis, bringing the number of considered articles to 130.
In the TRID Library (TRB Online Bookstore), the search was limited to the Highway (NCHRP) category. The National Cooperative Highway Research Program (NCHRP) is an objective national highway research program launched in 1962 in the United States of America. It focuses on conducting research to help improve the way national highways are designed, built, operated, and maintained. Syntheses of Highway Practice are used to complement the original research efforts by documenting the state of practice regarding a given topic. Synthesis reports are often based on literature reviews and comprehensive surveys of activities and initiatives. NCHRP has published more than 400 synthesis reports covering various aspects of highways [35]. Limiting the search to the documents categorized as Highway (NCHRP) resulted in the elimination of over 60% of the original search output. After skimming the remaining publications’ content, only six items were selected to conduct the analysis.
In the final stage, the obtained results were analyzed to identify trends in both industry and academic research over the previous half-century. Temporal analysis revealed that retrieved publications covered a period of approximately fifty years. The trends were analyzed over four time periods spanning between 1971 and 2022. The periods were segmented based on the availability of syntheses of practice. A bibliometric analysis was first conducted for Scopus literature using the Shiny R package [36]. Then, both the Scopus and TRID Library-based publications were analyzed to identify the trends in pavement roughness measurement techniques over the last half-century. In this study, pavement roughness techniques were analyzed in terms of their directness of measuring pavement roughness, accuracy, cost-effectiveness and level of automation.

3. Scientometric Analysis

3.1. Syntheses of Practice

This study makes use of seven NCHRP syntheses of practice published between 1981 and 2022, as presented in Table 1. These provided valuable insights into the shifts in pavement roughness data collection over the previous five decades in North America. Information related to the collection of roughness data was extracted to provide a comprehensive picture of the evolution of pavement roughness measurement in the past few decades. The extracted information covers the popularity of pavement roughness data collection as well as the used techniques, as presented in Table 1.
Table 1. Summary of the analyzed NCHRP Synthesis of Highway Practice.
The syntheses are based on extensive surveys designed to capture the practices in pavement data collection and management in the USA and Canada. The number of agencies surveyed in the seven utilized syntheses is shown in Figure 3.
Figure 3. Number of surveyed agencies in the used seven syntheses.
Considering the available information regarding the industry practices, four study periods were segmented to analyze trends in the industry and academic research. The first study period extends to 1986, during which two syntheses were identified. The second study period extends from 1987 to 1994. Information regarding industry practice in this period is analyzed using the third synthesis. The third study period spans from 1995 to 2009. Two syntheses are available to provide insights regarding industry practices in this period, published in 2004 and 2009. The last study period also includes two syntheses and covers a span of 13 years, from 2010 to 2022.

3.2. Journal Articles

This study makes use of 130 original articles. The retrieved articles were published over a time period of about half a century (1971–2022). The annual growth is about 6.2%, whereas the documents’ average age is about 12 years. Figure 4 presents the number of articles published in the four segmented study periods. The vast majority (77%) of the articles were published in the fourth period (2010–2022), with a yearly production rate of about eight articles. The lowest number of articles was retrieved from the third period (2004–2009), with an annual research output of 0.4 articles.
Figure 4. Periodic and cumulative number of publications.

3.2.1. Most Relevant Sources

The retrieved articles were analyzed using the Shiny R package [36] to identify the most relevant sources. The analysis revealed 67 different sources; most of them (76%) circulated a single article. The top nine sources of at least three articles are presented in Table 2. As presented in Table 2, the “Transportation Research Record” and “International Journal of Pavement Engineering” circulated the highest number of articles. In total, they circulated about a quarter of the retrieved articles.
Table 2. Most relevant sources.
The core collection of the most relevant journals according to the Science Citation Index Expanded (SCIE) is also presented in Table 2. Analysis of the core collection subject categories of the most relevant sources based on the SCIE revealed some diversity. Most of the relevant sources are specialized in civil and engineering, transportation science, and technology. However, the core collection of top sources contains other subject categories such as construction and building technology, sensing, instrumentation, computer science, and mechanical engineering.

3.2.2. Top Relevant Authors’ Affiliations

The authors’ affiliations are analyzed to evaluate the spread of relevant research. In total, 114 affiliations were identified for the 130 analyzed articles. Table 3 presents the eight top relevant authors’ affiliations. About 60% of the identified affiliations are associated with one article, whereas about 12% are associated with at least five articles. Top authors’ affiliations constitute universities in the USA, China, and Ireland. North Dakota State University and Tongji University are the most affiliated institutions among the relevant authors. Table 3 indicates that all of the articles affiliated with the Pennsylvania State University (USA) were published in the second period. In contrast, all the articles affiliated with Chinese universities have been published in the past few years.
Table 3. Top relevant authors’ affiliations.

3.2.3. Corresponding Author’s Countries

Figure 5 shows the corresponding author’s country. Additionally, it shows the number of single-country publications (SCP), which include only intra-country collaboration, and the multiple-country publications (MCP), which include inter-country collaboration. Figure 5 indicates that most of the articles corresponded to authors from the USA (37) and China (22). Moreover, it is remarkable that most of the articles are SCP, indicating limited inter-country collaboration. In fact, just about 16% of the articles involve intra-country collaboration. The collaborations were mainly found between researchers from the USA and China on the one hand, and other countries, including Poland, the United Kingdom, Iran, and Jordan, on the other.
Figure 5. Number of publications for the top affiliated countries considering the corresponding author’s country.

3.2.4. Top Cited Papers

Table 4 presents details of the most cited articles among the retrieved documents. “The use of vehicle acceleration measurements to estimate road roughness” [39] is by far the most cited article, with 200 citations. The article explored using vehicles’ built-in sensors for pavement roughness estimation. This indicates the surge in research focusing on equipping vehicles, particularly highly automated and autonomous vehicles, with pavement roughness measurement capabilities. Other highly cited papers focused on using accelerometers, smartphones, and vehicles’ built-in sensors to build systems for pavement roughness estimation. It is worth noting that five of the seven most cited articles were published in journals with an SCIE core collection coverage of mechanics, electronics, sensing, automation, and technology rather than transportation and civil engineering. This indicates a growing interest in measuring pavement roughness by researchers from disciplines outside the classical axis of civil engineering and transportation.
Table 4. Top cited articles.

3.2.5. Keywords Analysis

Table 5 presents the fifteen author keywords with the most occurrence and total link strength. Additionally, a word cloud is generated to visualize the occurrence of author keywords, as shown in Figure 6. To derive a better characterization of the retrieved articles, synonym keywords were combined. For example, “smartphone” and “smartphones” were grouped as one keyword. Similarly, “roughness”, “road roughness”, “street roughness”, and “pavement roughness” were also considered as a single keyword. A complete list of the synonym keywords is presented in the Appendix A. As presented in Table 5 and illustrated in Figure 6, “pavement roughness” and “international roughness index” are by far the most used keywords by authors. The first keyword makes a general indication of the research field. The second keyword indicates the popularity of using IRI to measure pavement roughness. The keywords “Smartphones”, “accelerometers”, “connected vehicles”, and “crowdsourcing” appear as the fourth, fifth, tenth, and eleventh most frequently occurring keywords. They represent a contemporary research trend in pavement roughness evaluation. Other keywords such as “Pavement management”, “ride quality”, “pavement profiles”, “pavement condition assessment”, and “Road Roughness Estimation” constitute the main objectives of measuring pavement roughness. “Power spectrum density” is widely used by researchers focused on studying pavement roughness in combination with car ride quality and vehicle suspension. The presence of “Machine Learning” and “Artificial Neural Network” (ANN) among the most frequently used keywords implies the importance of using machine learning for pavement roughness evaluation.
Table 5. Most occurred author keywords.
Figure 6. Word cloud of the most frequently occurring author keywords.

6. Conclusions

Pavement roughness serves as a crucial metric to evaluate the condition of paved roads and is widely regarded as a primary measure of rideability and serviceability. As a result, roughness data is in high demand across different industries, including highway agencies and the automotive industry. Therefore, it is critical to develop techniques that fulfill the requirement of efficiency, accuracy, and cost-effectiveness that align with the various applications. Subsequently, the evolution of pavement roughness measurement techniques has undergone significant changes over the years. The current study utilized the Scopus database and the TRB library to investigate trends in roughness measurement techniques among both industry practice and research community over the past five decades. It also identified the state of the art and the state of the practice in roughness measurement techniques. Moreover, the study identified current research gaps and industry needs and anticipated future directions. The study primarily focused on the evolution of roughness measurement techniques in North America. However, the study supplemented the discussion by analyzing the worldwide state of the practice via surveying thirty-four pieces of equipment from eleven countries, including the USA, Canada, Denmark, Germany, China, Japan, and Australia.
In industry, the use of response-type methods gradually declined over time and was largely phased out in the 1990s. Non-contact profilers started gaining popularity in the 1980s and eventually prevailed in the 1990s and 2000s. While ultrasonic sensors were widely used in non-contact inertial profilers in the 1980s, their usage gradually decreased, and they were completely replaced by laser sensors from major vendors during the first decade of this century. Today, laser-based equipment, including laser point and 3D laser imaging systems, is the most commonly used technology for pavement roughness measurement. Three-dimensional laser imaging systems based on laser triangulation technology are increasingly used in commercial systems developed by major vendors due to their advantages in acquiring multi-use data with high accuracy and efficiency. However, the anticipated spread of highly autonomous cars and the need for cost-effective techniques for roughness measurement is expected to increase the potential of using smartphones and built-in sensors in connected cars, especially in combination with crowdsourcing and machine learning.
The research community has been increasingly putting significant efforts into investigating various roughness measurement techniques, particularly in the last few years. Most research efforts were devoted to evaluating, calibrating, and reviewing response-type equipment in the 1970s, 1980s and 1990s. However, an increasing number of technologies have been investigated in recent years. Most of the published studies explored the use of acceleration signals describing the suspension response of vehicles obtained via smartphones, mounted sensors, and vehicles’ built-in sensors. Other studies investigated a wide range of technologies, including satellite and airborne SAR images, infrared, acoustics, 3D imaging systems, pressure sensors, and pavement-embedded sensors. Developing low-cost techniques was the focus of multiple studies. Crowdsourcing was also explored as an alternative approach to using expensive equipment and experienced technicians for data collection and calibration. Additionally, the study indicates that more research has been directed toward benefiting parties other than highway agencies. Pavement roughness evaluation is becoming increasingly important to the automotive industry and navigation.
Although an increasing number of techniques have been investigated in academia, their robustness in real applications remains dubious due to the lack of standardization in the evaluation process. Therefore, it is necessary to standardize the evaluation of the developed technologies. This review indicated little collaboration between industry and academia in developing new techniques for measuring pavement roughness. Thus, it is critical to increase cooperation between industry and academia to maximize the benefit of research efforts in academia. Partnerships can include joint funding, resource sharing, and co-authoring publications. Government funding agencies can provide incentives for collaborations by offering funding opportunities and prioritizing joint proposals.

Author Contributions

A.F.: conceptualization, methodology, data collection, analysis, and writing; T.Z.: review, editing, and supervision. All authors have read and agreed to the published version of the manuscript.

Funding

This research received no external funding.

Data Availability Statement

Not applicable.

Acknowledgments

Ali Fares would like to express his acknowledgment and thanks to the Research Grants Council (RGC) of Hong Kong for supporting his Ph.D. study through the Hong Kong Ph.D. Fellowship Scheme (HKPFS).

Conflicts of Interest

The authors declare no conflict of interest.

Appendix A

Table A1. Keyword synonyms.
Table A1. Keyword synonyms.
LabelReplace With
AccelerometerAccelerometers
Neural network, neural networksArtificial neural network
Bus laneBus lanes
Connected vehicleConnected vehicles
Crowdsourced dataCrowdsourcing
Dynamic tire pressure sensor (DTPS)Dynamic tire pressure
Frequency response function (FRF)Frequency response function
Global positioning system (GPS), GPSGlobal positioning system
Laser scanning profilometerInertial laser profiler
International Roughness Index (IRI), IRIInternational roughness index
Inverse problemInverse problems
Kalman filterKalman filtering
Laser sensorLaser sensors
Longitudinal profile of road, longitudinal road profileLongitudinal profile
Low-cost deviceLow cost
Kinect, Kinect V2, Microsoft Kinect One (V2)Microsoft Kinect
Pavement evaluation, road condition evaluation, road disturbance estimation, road anomaly detectionPavement condition assessment
Road health monitoring, road surface monitoringPavement monitoring
Pavement profiler, profiler, profilers, profile, road profilePavement profilers
Pavement smoothness, road roughness, road roughness identification, road surface, road surface roughness, roughness, smoothnessPavement roughness
Pothole detectionPotholes
Power spectrumPower spectral density
Probe vehicleProbe vehicles
Response-type road roughness measuring system (RTRRMS)Response-type device
Riding qualityRide quality
Keywords road profilerRoad profiler
Road profile measurement, Roughness assessment, Road Roughness DetectionRoad roughness estimation
SmartroadsenseSmart road sense
Smartphone sensorSmartphone sensors
SmartphoneSmartphones
Unmanned aerial vehicles (UAVs)Unmanned aerial vehicles
Vehicle responseVehicle responses
Youla-Kucera (YK) parametrizationYoula–Kucera parametrization

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