1. Introduction
Billions of insects migrate within or between the continents every year [
1]. Many of them having strong migration ability may induce pest outbreaks and cause significant damage to the crops [
2]. During 2016~2020, the well-known maize pest
Spodoptera frugiperda migrated from Nigeria to most parts of Africa, Asia, and Oceanica without human help. Because of the high-water content of the insect’s body, the radar cross-section (RCS) of insects has been proven to be approximated as a spherical water droplet of the same mass, and has the potential to be detected by radar [
3,
4,
5,
6,
7,
8]. To realize the pests’ early monitoring and forecasting, entomological radar was specially built and has been the most effective means to observe the insect behavior without affecting their migration and helped to discover several migration phenomena, such as layering and common orientation [
9,
10,
11]. In more than half a century of development, various entomological radars have been developed, including scanning radar, airborne radar, harmonic radar, and vertical looking radar (VLR) [
12,
13,
14]. VLR, which employs a vertically pointing, nutating beam with a rotating linear polarization, can measure migratory insects’ behavioral and biological parameters remotely and automatically through complex signal processing [
15,
16]. For insects’ monitoring and forecasting based on VLRs, it is necessary to know when insects reach or leave an area so as to detect the pest invasion in advance, and to carry out corresponding pest control promptly before they reproduce on a large scale. Therefore, it is important to observe the taking-off and landing behaviors of the migratory insects, in which the ascent or descent rate is the key parameter to be measured.
The ascent or descent rate of migratory insects is measured by the linear or parabolic fitting of insect flight tracks in current VLRs [
17,
18]. Hence, its precision depends on the effective observation of the flight track, which includes the high-resolution measurement of the insects’ height and the effective detection of the tiny insects from the background noise. For the detection of insects, several methods have been proposed and proven their robustness in operation [
19,
20,
21,
22,
23,
24]. For the high-resolution measurement of the insects, the current VLRs are all non-coherent and emit unmodulated pulses with the pulse width of 0.05 μs, 0.08 μs, or 0.1 μs, corresponding to the range resolution of 7.5, 12, or 15 m respectively [
18,
22,
25]. When the track spacings of insects are lower than the range resolution, VLRs may be unable to distinguish the individual insects, leading to interference from multiple-target flight tracks. However, there is little information about the migratory insect spacings measured in a higher-resolution way. Hence, it is unclear whether the range resolutions of current VLRs can meet the observation requirements of individuals in migratory swarms. In addition, the taking-off and landing behaviors usually occur in low altitudes.
Table 1 presents the migratory heights of several key agricultural pests, and the lower limits are usually below 100 m. The 150 or 175 m blind range of current VLRs makes it difficult to observe the flight behavior of low-altitude insects [
23,
26]. Therefore, to observe the taking-off and landing behaviors of the migratory insects, it is necessary to realize the high-resolution and low blind observation of VLRs.
Adopting the high range resolution waveform is the main method to achieve high-resolution observation of targets on radar. Radar’s range resolution is inversely proportional to the bandwidth; thus, to achieve the high-resolution measurement, a large bandwidth is needed. The wideband waveforms consist mainly of three categories: the ultra-wideband (UWB) spike pulse, linear frequency modulation (LFM) pulse, and the stepped frequency train of LFM pulses (also called frequency-jumped burst, FJB) [
27]. The form of the UWB spike pulse is the same as that of unmodulated pulses used in current VLRs, but the pulse width is reduced to the nanosecond level. The corresponding range resolution can be better than 1 m. However, the extremely short pulse width of the UWB waveform leads to the low average power of the radar transmitter, making it only suitable for the detection of close-in targets. LFM pulse modulates the instantaneous frequency of the signal within the pulse width to obtain the wide bandwidth and realizes the high range resolution by pulse compression technology. It can obtain the wideband while ensuring the transmitting power and has been widely used in the high-resolution measurement of traditional radar targets, such as aircraft and missiles. However, because the insects’ taking-off and landing behavior observation requires a low blind range, the pulse width of the LFM signal should be set to less than 0.6 μs. Modulating a wideband signal in such a small pulse width will increase the cost and complexity of hardware implementation markedly, which is adverse to the extension and application of the entomological radar. FJB waveform is the variant of the traditional wideband LFM pulse. It transmits a series of narrow-band LFM pulses with a stepped center frequency and obtains the synthesized wideband spectrum through signal processing. Because the actual instantaneous bandwidth is much smaller than the synthesized total bandwidth, it greatly reduces the complexity of the high-resolution system. Therefore, the FJB waveform is an optimal choice for the high resolution and low blind range observation of migratory insects. However, the inherent recurrent grating lobes in the synthesized high range resolution profile (HRRP) may cause the missed detection of the weak targets when strong and weak targets appear simultaneously. Particularly, the small pulse width of the narrow-band LFM pulses required for low blind range observation leads to a further deterioration in the grating-lobe problem.
There are two types of methods to suppress the grating lobes of the FJB waveform, namely, waveform design methods and signal processing methods. The signal processing methods do not change the emitted waveform but adopt the windowing or magnitude/phase error compensation technologies to restructure the synthesized wideband spectrum based on the received echoes so as to suppress the grating lobe in the small pulse width [
28,
29,
30,
31,
32]. However, the former windowing method leads to the reduction in range resolution, loss of signal to noise ratio (SNR), or the missing of weak targets, which reduces the detection performance of radar for tiny insects. In the latter compensation methods, the magnitude/phase error needs to be estimated frequently and compensated for HRRP, which is time-consuming and laborious. Moreover, it compensates for the inherent amplitude and phase fluctuations of the waveform and system errors simultaneously, which changes the scattering characteristics of the targets measured at different times and affects the body parameter measurement based on the insects’ RCS. In addition to signal processing methods, several waveform design methods have been also proposed. Ref. [
33] derived the autocorrelation function (ACF) of the FJB waveform, and presented the relationships among the stepped frequency, pulse width, and bandwidth for nullifying the several even all grating lobes directly on some parameter combinations. Based on the ACF, a generalized method, which suppresses all the grating lobe levels to the desired threshold, was further proposed [
34,
35,
36,
37]. Several optimization methods were also proposed to obtain the optimized parameter combinations [
38,
39]. Under the above waveform design results, the grating lobes in small pulse width/blind range conditions can be suppressed. However, the ACF represents the matching filtering results of the waveform at different delays. The frequency-domain stepped-frequency processing (FD-SFP), commonly used to synthesize the HRRP, includes the additional nonlinear operation as shown in
Figure 1 [
28]. This results in a significant difference between the obtained HRRP and matched filter output, and the conclusions based on ACF are not applicable [
40,
41]. Therefore, it is necessary to study the grating-lobe suppression in the HRRP based on the FD-SFP, especially under the small pulse width.
In this paper, to solve the low range resolution and high blind range problems of current VLRs in the migratory insects’ taking-off and landing behavior observation, the high range resolution and low blind range FJB waveform design methods are proposed. First, based on 254,000 flight tracks acquired from a high-resolution radar of 0.2 m in the migration season, the spatial spacing distribution of migratory insects are analyzed for the first time. The results show that the tracks with spacings below the highest range resolution (7.5 m) of current VLRs account for 11.0%, which proves that the range resolution of VLR needs to be further improved. Secondly, considering the cost and complexity of the hardware implementation, the FJB waveform is found to be the optimal choice for the high-resolution and low blind range observation of insects. However, the inherently periodic grating-lobe problem of the FJB waveform becomes serious and cannot be ignored when the blind range is low. To resolve the high grating-lobe problems under the low blind range, the spectrum model and its precise approximation of the LFM subpulse is first derived in detail. Then, the high-resolution and low blind range waveform design methods based on spectrum fluctuation period and Fresnel integral windowing are proposed to reduce the grating-lobe number to 50% and suppress the grating-lobe level by more than 4 dB. Finally, based on the high-resolution and low blind range VLR adopting the proposed waveform, the taking-off and landing behavior observation results are presented and the migratory behavior patterns are analyzed.
The remainder of this article is organized as follows. In
Section 2, based on the field data acquired from a high-resolution VLR of 0.2 m, the spacings distribution of migratory insects and the radar waveform design requirement for the taking-off and landing behavior observation are analyzed. In
Section 3, the spectrum model of the small time-bandwidth product FJB waveform is built based on the Fresnel integral and its high-precision approximations. According to the spectrum fluctuation characteristics, the high-resolution and low blind range waveform design methods based on the spectrum fluctuation period and Fresnel integral windowing are presented in detail. In
Section 4, the performance of the proposed waveform method is evaluated using simulation analysis and experimental data. In
Section 5, the proposed waveform is applied to the high-resolution and low blind range coherent VLRs. The ascent and descent rates of migratory insects are measured precisely, and several taking-off and landing behavior observation results are presented and analyzed. In
Section 6 and
Section 7, the discussion and conclusions of this work are drawn.
3. High-Resolution and Low Blind Range Waveform Design Method
As discussed in
Section 2, the high-resolution and low blind range waveform is required for the taking-off and landing behavior observation of migratory insects. Considering the implementation cost and complexity, the FJB waveform is the optimal choice. However, the inherent recurrent grating lobes of the FJB waveform cannot be ignored when the pulse width or the time-bandwidth product is small, which may raise the background noise and even submerge the weak target. Hence, it is necessary to suppress the grating lobes of the FJB waveform.
For the FJB waveform with the large time-bandwidth product LFM subpulse, the synthesized wideband spectrum and HRRP are shown in
Figure 6a,c. Its spectrum amplitude is flat, and there are no grating lobes in the HRRP. However, the synthesized results under small time-bandwidth product condition are presented in
Figure 6b,d, which show the spectrum with greater fluctuation and the HRRP with higher grating lobes. Therefore, it can be concluded that the grating lobes in HRRPs are mainly caused by the strong amplitude fluctuation in the spectrum. Because the synthesized spectrum is the splicing of the narrow-band LFM match-filtered spectrum, the level of grating lobes in HRRP mainly depends on the spectrum of the small time-bandwidth product LFM subpulse. Therefore, it is necessary to study the spectrum amplitude characteristics of the small time-bandwidth product LFM pulse.
To solve the grating-lobe problem in the small time-bandwidth product, in this section, the spectrum model and its approximate expression of the narrow-band LFM subpulse are first derived in detail. On the basis of the spectrum amplitude characteristics, the FJB waveform design methods based on spectrum fluctuation period and Fresnel integral windowing are proposed to realize the high-resolution, low blind range, and low grating-lobe observation.
3.1. Spectrum Modeling of Small Time-Bandwidth Product LFM Subpulse
The expression of baseband LFM pulse with unit energy is
Fourier transform of (2) yields its spectrum as
where
,
.
is Fresnel integral and can be expanded as
where
and
[
44]. Because the frequency
, the range of
and
are
and
respectively. To facilitate subsequent analysis,
and
should be transformed to the same intervals. Considering
is an odd function,
can be modified as
, where
and we have
Because the amplitude of the match-filtered spectrum is the square of the LFM spectrum amplitude, by substituting
described in (9) by (10),
can be expressed as follows:
Because
and
are difficult to simplify further, there is little research based on the spectral characteristics of the LFM pulse. However, several precise approximation formulas of Fresnel integral have been proposed for reference [
45]. One precise approximation formula can be written as
where
By substituting
and
described in (6) by (7), at the same time considering
,
and the product among
,
,
,
are relatively small to negligible, the approximation formula of the match-filtered spectrum can be simplified as
Further simplify
and
to
Finally, the approximate spectrum model of can be simplified as
To verify (11), taking the LFM pulse with a pulse width of 0.4 μs and bandwidth of 125 MHz as an example, the match-filtered spectrum, the precise approximation formula in (6), and the simplified approximate spectrum model proposed in this section are simulated, and the results are illustrated in
Figure 7. It can be seen that the precise approximation formula is the same as the match-filtered spectrum. The fluctuation characteristic of the simplified approximate spectrum model is basically consistent with that of the former, and only the amplitude at some frequency decreases slightly, which proves that the simplified approximate spectrum model can be used to describe the spectrum fluctuation characteristic of the small time-bandwidth product LFM pulse.
Based on the above analysis, the amplitude fluctuation of the synthesized spectrum is the main theoretical reason for the grating-lobe problem. It can be expanded into the sum of several different sinusoidal terms. The amplitude and period of each sinusoidal term respectively correspond to a pair of grating lobes’ levels and positions. In the next section, based on the amplitude and period of the derived spectrum model, the low blind range and low grating-lobe waveform design methods for the small time-bandwidth product FJB waveform are proposed, which are carried out from two aspects: the reductions of the grating-lobe number and levels.
3.2. Grating-Lobe Number Reduction Method Based on Spectrum Fluctuation Period
As shown in
Figure 7, the match-filtered spectrum of the small time-bandwidth product LFM subpulse presents a periodic sinusoidal-like fluctuation along both sides of zero frequency. Because the synthesized spectrum is the splicing of the narrow-band LFM match-filtered spectrum, its sinusoidal expansion results are greatly affected by the continuity of the synthesized spectrum. When the amplitude of the synthesized spectrum is a continuous function similar to the sine curve, there are only 1~2 sinusoidal terms with high amplitude in all the sinusoidal expansion results, corresponding to only 1 to 2 pairs of high grating lobes in HRRP as shown in
Figure 8a,c. Otherwise, when the amplitude of the synthesized spectrum is discontinuous, its sinusoidal expansion results will contain several sinusoidal terms whose amplitudes are slightly smaller amplitude than those of sinusoidal terms in the continuous synthesized spectrum, as shown in
Figure 8b,d. This leads to several grating lobes in HRRP with slightly lower levels but a much larger number. Therefore, to reduce the number of grating lobes, making the synthesized spectrum as continuous as possible is necessary.
When the stepped frequency is the integer multiple of the spectrum fluctuation period, the derivative at the splicing point between the subpulse spectrum is 0, making the synthesized spectrum continuous. In order to obtain the spectrum fluctuation period of the small time-bandwidth product LFM subpulse, the derivative of the simplified approximate spectrum model in (11) is solved first, and then find the positions whose derivatives are zero, that is, the positions of the extreme points.
First, the four product terms in (11) are rewritten as
where
.
Then, the derivative of
can be expressed as
where the derivative of
,
,
,
are
Since
a ≫
b, when
f is small, to make
, it requires that
Finally, we have the positions of the extreme points as
This shows that the spectrum fluctuation period is the inverse of the frequency difference between adjacent peak values, i.e., .
Therefore, we conclude that for the FJB waveform with the small time-bandwidth product LFM subpulse, the stepped frequency should be the integer multiple of
to maintain the continuity of the synthesized spectrum. Thus, the amplitude of the synthesized spectrum can be approximated as a sinusoidal function with a fluctuation period of
and can be expressed as
where
A is the normalized fluctuation amplitude of the synthesized wideband spectrum.
By performing the inverse Fourier transform of (17), the corresponding HRRP is obtained as
This means that when the stepped frequency is limited and selected as the integer multiple of , there is only one pair of symmetrical grating lobes with the normalized grating-lobe level of and the delay of in HRRP, thus effectively reducing the grating-lobe number.
3.3. Grating-Lobe Level Suppression Method Based on Fresnel Integral Windowing
In
Section 3.2, the number of grating lobes is effectively reduced by setting the stepped frequency as the integer multiple of the spectrum fluctuation period. However, this also leads to an increase in the grating-lobe levels. Based on (18), the grating-lobe level of the FJB waveform depends on the normalized fluctuation amplitude. Therefore, in this section, a time-domain windowing method is proposed to suppress the spectrum fluctuation amplitude without changing the fluctuation characteristic, which reduces the numbers and levels of the grating lobes simultaneously by combining with the method described in
Section 3.2.
First, considering the limit case of suppressing the frequency spectrum of the small time-bandwidth product LFM pulse into a rectangular window, the corresponding normalized spectrum can be expressed as
Then, by performing the inverse Fourier transform, the time-domain expression is obtained as
where the expression of
and
are
Therefore, the rectangular spectrum can be obtained by Fresnel integral windowing to the original LFM pulse, as shown in the blue line of
Figure 9a. However, the Fresnel integral window is not a rectangular pulse in the time domain but slowly decreases along both sides of the original rectangular pulse. This will increase the transmit signal width and makes the VLRs difficult to observe the taking-off and landing behaviors at low altitude. An additional rectangular window is considered to be superposed to limit the width of the Fresnel integral windowed pulse. The obtained spectrum will present the fluctuation similar to that of the original LFM pulse due to the rapid rise and fall in the time domain. This operation partially offsets the effect of Fresnel integral windowing. However, the spectrum fluctuation is still significantly suppressed compared to that of the original LFM pulse, as shown in the red line in
Figure 9b. With the increase in the additional rectangular window width, the amplitude of the spectrum fluctuation gradually decreases, and the spectrum can converge to the rectangular shape, as shown in the green line in
Figure 9b. Therefore, it is necessary to determine the width of the additional rectangular window.
Moreover, as shown in
Figure 9b, the spectrum amplitude of the Fresnel integral and rectangular windowed LFM subpulse presents a sinusoidal shape with a period of
. Hence, the spectrum in (19) can be rewritten as
where
A′ is the normalized fluctuation amplitude of the LFM pulse spectrum.
Based on the inverse Fourier transform of
is
, we have the time domain expression of
as follows:
Because the time range of is limited to by the additional rectangular window, the range of in (23) is . Therefore, to retain all three pulses in (23), the width of the additional rectangular window should be greater than .
In summary, the Fresnel integral windowing method is proposed in this section to reduce the amplitude of spectral fluctuation of the small time-bandwidth product LFM subpulse and thus suppress the grating-lobe levels. The pulse width of the windowed result is further limited to by an additional rectangular window, which achieves the balance between the grating lobe suppression and the blind range reduction.
5. Application to Insect Taking-Off and Landing Behaviors Observation
In
Section 3 and
Section 4, the high-resolution and low blind range waveform design methods for insect taking-off and landing behavior observation is discussed in detail. In this section, based on the high-resolution coherent VLR adopting the proposed waveform, the high-resolution flight tracks of the migratory insects are obtained, and their ascent or descent rates are measured by the fitting method similar to [
17]. The observation results of insect taking-off and landing behaviors are presented, and the behavior characteristics are analyzed.
First, three typical taking-off behaviors of the migratory insects were observed on 25–26 July 2020, and 5 March and 24–25 March 2021. The insect information detected by radar was divided into statistical units with a height of 8 m and a time of 2 min. A statistical unit’s ascent or descent rate is calculated as the average of all targets’ rates in the corresponding unit. In addition, the statistical units with less than four insects are eliminated to better demonstrate the statistical pattern of insect flight. The relationships between the insects’ number and the ascent/descent rates with height and time are shown in
Figure 18.
From the distribution of the insects’ number with height and time in
Figure 16a, it can be seen that, between 19:00 and 21:00, the height of dense areas gradually increased with time. Combining the distribution of insects’ ascent or descent rates with height and time in
Figure 18b, the ascent rates of migratory insects exceeded +1 m/s between 19:00 and 21:00, indicating that the insects were taking-off at high speed at this time. In addition, the time with the densest insects and highest ascent rates during 19:00~21:00 occurred at around 20:00, which was consistent with the sunset time of 20:04 (China standard time, CST). After 21:00, the height of the migratory insects stabilized between 200 and 400 m. From
Figure 18b, the corresponding ascent or descent rates of the swarm were between 0 and 0.5 m/s, indicating that the migratory insects were approaching cruise or turning into a low-speed climbing stage currently.
Similarly, based on the observation results of 24–25 March 2021, shown in
Figure 18c,d, many insects took off between 16:00 and 21:00, and the ascent rates were generally greater than 0.5 m/s. The height of the swarm distribution covered almost the whole detection range, and the target numbers in most statistical units are greater than ten from 19:00 to 20:00, which is consistent with the sunset time of 19:25. After 21:00, the insect swarm was observed to concentrate between 600~800 m, and the corresponding ascent/descent rates were between ±0.5 m/s, indicating they were cruising. Moreover, another typical taking-off behavior result observed on 5 March 2021, is presented in
Figure 18e,f. It can be seen that the peak period of the insect taking-off was around the sunset time of 19:17, and the ascent rates were between 0.5 and 1 m/s.
Therefore, based on the presented three typical taking-off results, the insect swarms tended to take off around sunset. They were consistent with the insect taking-off behavior pattern that entomologists have analyzed, thus further verifying the proposed waveform design methods in outfield applications.
In addition to the taking-off behaviors, the typical insect cruising and landing behaviors were also observed on 9–10 July 2021. Adopting the same analysis method as
Figure 18, the relationships between the migratory insects’ number and the ascent/descent rates with height and time were obtained, as shown in
Figure 19. It can be seen that there were two insect swarms detected in turn. The first insect swarm was detected between 6:00 and 10:00 by VLR, and its flight height was concentrated at around 850 m. The ascent/descent rates of most corresponding statistical units were measured between −0.5 and 0.5 m/s, thus indicating the insects were cruising. A second insect swarm appeared after 8:00 and was distributed in the airspace below 750 m. Their descent rates were measured mostly between −1.0 and −0.1 m/s, and up to −1.5 m/s at low height. It proves that the insect swarm was in a landing state.
6. Discussion
The FJB waveform is optimal for realizing the high-resolution and low blind range measurement of migratory insects. However, the high grating lobes in the HRRP may cause the missed detection of the tiny insects, particularly when the blind range is small. To suppress the grating lobes, two main methods, namely waveform design and signal processing methods, have been proposed. The signal processing methods restructure the synthesized wideband spectrum into the desired shape to reduce the grating lobe. These methods will change the scattering characteristics of the targets and further affect the extraction precision of the insect body parameters. In addition, current waveform design methods are mainly based on the ACF, which is not suitable for the widely used FD-SFP.
In this paper, the low blind range and low grating-lobe FJB waveform design methods are proposed, which are not based on the ACF but on the spectrum fluctuation characteristics under the small pulse width. The precise spectrum of the narrow-band LFM subpulse is modeled for the first time based on the Fresnel integral and its approximation. Then, an innovative method is proposed to reduce the grating-lobe number by ensuring the continuity of the synthesized spectrum and to decrease the grating-lobe levels by suppressing the spectrum fluctuation in a time-domain windowing way.
The simulation and experiment results proved that the proposed method can effectively reduce the number and levels of grating lobes under the small pulse width. In addition, by comparing the results of simulation and field experiment, the proposed method in the practical application meets the requirement for the signal quality of the radar emitted waveform. The actual spectrum fluctuation should be similar to the theoretical value to allow the errors to be compensated for. In addition, for the grating-lobe level suppression method based on the Fresnel integral windowing, limited by some power amplifiers used in the radars, an additional rectangular window in the time domain may be needed to reduce the amplitude fluctuation of the power amplifier with saturated output. This will reduce the performance to a certain extent. However, in some other application scenarios where high-power saturation output is not required, such as communications, this additional rectangular window may be avoidable; hence the grating lobes can be further suppressed to a lower level.