Evaluation of Conditioning Factors of Slope Instability and Continuous Change Maps in the Generation of Landslide Inventory Maps Using Machine Learning (ML) Algorithms
Abstract
:1. Introduction
Conditioning Factors of Terrain Stability
2. Study Area
3. Materials and Methods
- Dataset. The first step consists of acquiring primary data: ASTER images, Digital Elevation Model (DEM), geological-mining charts, aerial photographs, and field data. Derived maps were generated from Principal Component 1 (PC1) in principal component analysis (PCA), normalized difference vegetation index (NDVI), cloud masks, slope angle (S), aspect (A), lithology (L), and ground truth (GT) samples. Dinamica EGO 5 was used to generate the NDVI images; the PCA images were obtained using ArcMap 10.3.
- Automatic change detection. At this stage, two change detection methods were applied, linear regression (LR) and image differencing (Diff), to the maps derived from the ASTER images. Three maps of continuous change were generated: LR applied to PC1 (LR-PC1), LR applied to NDVI (LR-NDVI), and Diff applied to PC1 (Diff-PC1). This process was performed with Dinamica EGO 5.
- Supervised classification. In this stage, the k-nearest-neighbor (KNN), stochastic gradient descent (SGD), support vector machine (SVM), and AdaBoost classifiers were applied using the previously obtained continuous change maps (LR-PC1, LR-NDVI, and Diff-PC1) and the factors of slope stability (S, A, and L) considered. The process was repeated and complemented by incorporating the factors into the classification, one by one, and combining them. All classification algorithms, so as the accuracy evaluation metrics, were run using the scikit-learn version 0.22.1 for Python 3.6.5 programming language.
- Accuracy assessment. In this stage, the inventory maps obtained by supervised classification were evaluated by confusion matrices, omission and commission errors, and metrics such as the Kappa concordance coefficient (k), accuracy (ACC), precision, recall, and F1 score. Python’s Georasters library version 0.5.20 was used to read the derived satellite images, including its metadata, and generate the maps after the classification stage.
3.1. Dataset
3.2. Ground Truth
- 2/3 of the GT samples (21,640 pixels) were used for the training stage of the classification models to identify landslides/non-landslides;
- 1/3 of the GT samples (10,822 pixels) were reserved for assessing the accuracy of the classifier methods in detecting landslides.
3.3. Automatic Change Detection
3.3.1. Linear Regression
3.3.2. Image Differencing
3.4. Supervised Classification
- First, the algorithm undergoes a learning process by generating knowledge from the association between known input and output data;
- Second, the corresponding output values are estimated based on new input data.
Classifiers
- A subset of training data is randomly generated from the original training dataset, each of which is assigned equal weights;
- The misclassified data are given greater weight, whereas correctly classified data still have the same weight;
3.5. Experimental Description
- The spectral images analyzed correspond to the best continuous change images produced by the change detection method in the previous stage, as described in Ramos-Bernal et al. (2015) [16] and Ramos-Bernal et al. (2018) [18], corresponding to LR for PC1 and NDVI images, and Diff for PC1 images. Those images were selected based on relevant differences in sites where landslides occurred during the analyzed period.
- The combinations of maps with the S, A and L factors were included in the landslide detection process, generating 40 landslide and non-landslide maps.
3.6. Accuracy Assessment
4. Results
4.1. Supervised Classification
4.2. Accuracy Assessment
5. Discussion
5.1. Visual Analysis
5.2. Accuracy Assessment
5.3. Conditioning Factor Analysis
6. Conclusions
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
References
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Images | Input Classification | |||||||
---|---|---|---|---|---|---|---|---|
LR-PC1 | * | * | * | * | * | * | * | * |
LR-NDVI | * | * | * | * | * | * | * | * |
Diff-PC1 | * | * | * | * | * | * | * | * |
Slope angle (S) | * | * | * | * | ||||
Aspect (A) | * | * | * | * | ||||
Lithology (L) | * | * | * | * | ||||
Combination | C1 | C2 | C3 | C4 | C5 | C6 | C7 | C8 |
Classifiers | Parameters |
---|---|
KNN | N_neighbors = 5, weights = “uniform”, algorithm = “auto”, leaf_size = 30, p = 2, metric = “minkowski”, mertric_params = None, n_jobs = None, Kwargs |
SGD | Loss = “hinge”, penalty = ”l2”, alpha = 0.0001, l1_ratio = 0.15, fit_intercept = True, max_iter = 1000, tol = 0.001, shuffle = True, verbose = 0, epsilon = 0.1, n_jobs = _None, random_state = 0, learning_rate = “optimal”, eta0 = 0.0, power_t = 0.5, early_stopping = False, validation_fraction = 0.1, n_iter_no_changes = 5, class_weight = None, warm_start = False, average = False |
SVM RBF kernel | C = 10, kernel = “rbf”, degree = 3, gamma = “auto_deprecate”, coef0 = 0.0, shrinking = True, probability = False, tol = 0.001, cache_size = 200, class_weight = None, verbose = False, max_iter = −1, decision_fuction_shape = “ovr”, random_state = 0. |
SVM linear kernel | Penalty = “l2”, loss = “squared_hinge”, dual = True, tol = 0.0001, C = 1.0, multi_class = ”ovr”, fit_intercept = True, intercept_scaling = 1, class_weight = None, verbose = 0, random_state = None, max_iter = 1000 |
AdaBoost | Base_estimator = None, n_estimators = 50, learning_rate = 1.0, algorithm = “SAMME.R”, random_state = 0 |
Method | Equations |
---|---|
Kappa concordance coefficient | is the Kappa coefficient of agreement, is the sample size, is the observed agreement, and is the expected agreement in each category . |
Accuracy | corresponds to true-negative pixels; FP represents False-Positive pixels; TP represents true-positive pixels, and FN represents False-Negative pixels. |
Precision | represents False-Positive pixels, and TP represents True-Positive pixels. |
Recall | represents True-Positive pixels, and represents false-negative pixels. |
F1 score |
Method | Combination | Precision | Recall | F1 Score | Accuracy | Kappa | Omission Error | Commission Error |
---|---|---|---|---|---|---|---|---|
KNN | C1 | 0.94 | 0.90 | 0.92 | 0.93 | 0.850 | 7.324 | 7.569 |
C2 | 0.97 | 0.93 | 0.95 | 0.96 | 0.911 | 4.274 | 4.527 | |
C3 | 0.97 | 0.92 | 0.94 | 0.94 | 0.888 | 5.372 | 5.700 | |
C4 | 0.96 | 0.93 | 0.95 | 0.95 | 0.899 | 4.927 | 5.092 | |
C5 | 0.98 | 0.94 | 0.96 | 0.96 | 0.927 | 3.480 | 3.714 | |
C6 | 0.98 | 0.95 | 0.97 | 0.97 | 0.937 | 3.043 | 3.252 | |
C7 | 0.97 | 0.93 | 0.95 | 0.95 | 0.907 | 4.479 | 4.718 | |
C8 | 0.99 | 0.95 | 0.97 | 0.97 | 0.944 | 2.658 | 2.860 | |
SGD | C1 | 0.91 | 0.82 | 0.86 | 0.88 | 0.751 | 11.884 | 12.657 |
C2 | 0.93 | 0.92 | 0.92 | 0.93 | 0.857 | 7.083 | 7.165 | |
C3 | 0.85 | 0.87 | 0.86 | 0.87 | 0.732 | 13.414 | 13.366 | |
C4 | 0.89 | 0.84 | 0.87 | 0.88 | 0.751 | 12.253 | 12.567 | |
C5 | 0.96 | 0.9 | 0.93 | 0.94 | 0.873 | 6.075 | 6.470 | |
C6 | 0.93 | 0.91 | 0.92 | 0.92 | 0.846 | 7.650 | 7.712 | |
C7 | 0.96 | 0.62 | 0.75 | 0.81 | 0.606 | 15.232 | 20.211 | |
C8 | 0.95 | 0.91 | 0.93 | 0.94 | 0.875 | 6.083 | 6.324 | |
SVM RBF kernel | C1 | 0.93 | 0.87 | 0.9 | 0.91 | 0.818 | 8.823 | 9.232 |
C2 | 0.96 | 0.9 | 0.93 | 0.94 | 0.870 | 6.268 | 6.628 | |
C3 | 0.95 | 0.88 | 0.91 | 0.92 | 0.839 | 7.708 | 8.193 | |
C4 | 0.93 | 0.87 | 0.9 | 0.91 | 0.817 | 8.853 | 9.272 | |
C5 | 0.96 | 0.9 | 0.93 | 0.94 | 0.876 | 5.891 | 6.322 | |
C6 | 0.96 | 0.9 | 0.93 | 0.93 | 0.867 | 6.411 | 6.791 | |
C7 | 0.95 | 0.88 | 0.91 | 0.92 | 0.840 | 7.684 | 8.164 | |
C8 | 0.96 | 0.9 | 0.93 | 0.94 | 0.872 | 6.077 | 6.532 | |
SVM linear kernel | C1 | 0.93 | 0.87 | 0.9 | 0.91 | 0.817 | 8.830 | 9.268 |
C2 | 0.98 | 0.78 | 0.87 | 0.88 | 0.767 | 9.718 | 12.020 | |
C3 | 0.95 | 0.82 | 0.88 | 0.9 | 0.789 | 9.539 | 10.803 | |
C4 | 0.90 | 0.91 | 0.91 | 0.91 | 0.821 | 8.952 | 8.912 | |
C5 | 0.97 | 0.76 | 0.85 | 0.88 | 0.750 | 10.412 | 12.890 | |
C6 | 0.97 | 0.85 | 0.9 | 0.91 | 0.825 | 7.944 | 9.010 | |
C7 | 0.84 | 0.86 | 0.85 | 0.85 | 0.709 | 14.550 | 14.472 | |
C8 | 0.73 | 0.97 | 0.83 | 0.81 | 0.627 | 15.866 | 18.157 | |
AdaBoost | C1 | 0.93 | 0.93 | 0.93 | 0.93 | 0.861 | 6.934 | 6.945 |
C2 | 0.98 | 0.97 | 0.98 | 0.98 | 0.956 | 2.163 | 2.208 | |
C3 | 0.97 | 0.94 | 0.96 | 0.96 | 0.922 | 3.806 | 3.969 | |
C4 | 0.95 | 0.96 | 0.95 | 0.96 | 0.914 | 4.317 | 4.294 | |
C5 | 0.98 | 0.97 | 0.98 | 0.98 | 0.956 | 2.162 | 2.208 | |
C6 | 0.98 | 0.98 | 0.98 | 0.98 | 0.965 | 1.767 | 1.772 | |
C7 | 0.98 | 0.97 | 0.97 | 0.97 | 0.947 | 2.609 | 2.651 | |
C8 | 0.98 | 0.98 | 0.98 | 0.98 | 0.962 | 1.920 | 1.894 |
Method | C1 | C2 | C3 | C4 | C5 | C6 | C7 | C8 | Std. Dev. | Mean |
---|---|---|---|---|---|---|---|---|---|---|
KNN | 1.14 | 2.83 | 2.68 | 2.73 | 3.46 | 4.39 | 3.40 | 4.81 | 1.13 | 3.18 |
SGD | 0.78 | 4.47 | 5.81 | 1.87 | 1.81 | 4.99 | 0.29 | 2.85 | 2.03 | 2.86 |
SVM RBF kernel | 0.82 | 1.04 | 0.73 | 0.81 | 0.82 | 0.97 | 0.73 | 0.79 | 0.11 | 0.84 |
SVM linear kernel | 0.80 | 0.38 | 0.63 | 1.2 | 0.44 | 0.56 | 11.76 | 25.09 | 8.96 | 5.11 |
AdaBoost | 1.56 | 2.00 | 1.59 | 1.60 | 2.12 | 2.13 | 1.38 | 2.14 | 0.31 | 1.82 |
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Ramos-Bernal, R.N.; Vázquez-Jiménez, R.; Cantú-Ramírez, C.A.; Alarcón-Paredes, A.; Alonso-Silverio, G.A.; G. Bruzón, A.; Arrogante-Funes, F.; Martín-González, F.; Novillo, C.J.; Arrogante-Funes, P. Evaluation of Conditioning Factors of Slope Instability and Continuous Change Maps in the Generation of Landslide Inventory Maps Using Machine Learning (ML) Algorithms. Remote Sens. 2021, 13, 4515. https://doi.org/10.3390/rs13224515
Ramos-Bernal RN, Vázquez-Jiménez R, Cantú-Ramírez CA, Alarcón-Paredes A, Alonso-Silverio GA, G. Bruzón A, Arrogante-Funes F, Martín-González F, Novillo CJ, Arrogante-Funes P. Evaluation of Conditioning Factors of Slope Instability and Continuous Change Maps in the Generation of Landslide Inventory Maps Using Machine Learning (ML) Algorithms. Remote Sensing. 2021; 13(22):4515. https://doi.org/10.3390/rs13224515
Chicago/Turabian StyleRamos-Bernal, Rocío N., René Vázquez-Jiménez, Claudia A. Cantú-Ramírez, Antonio Alarcón-Paredes, Gustavo A. Alonso-Silverio, Adrián G. Bruzón, Fátima Arrogante-Funes, Fidel Martín-González, Carlos J. Novillo, and Patricia Arrogante-Funes. 2021. "Evaluation of Conditioning Factors of Slope Instability and Continuous Change Maps in the Generation of Landslide Inventory Maps Using Machine Learning (ML) Algorithms" Remote Sensing 13, no. 22: 4515. https://doi.org/10.3390/rs13224515
APA StyleRamos-Bernal, R. N., Vázquez-Jiménez, R., Cantú-Ramírez, C. A., Alarcón-Paredes, A., Alonso-Silverio, G. A., G. Bruzón, A., Arrogante-Funes, F., Martín-González, F., Novillo, C. J., & Arrogante-Funes, P. (2021). Evaluation of Conditioning Factors of Slope Instability and Continuous Change Maps in the Generation of Landslide Inventory Maps Using Machine Learning (ML) Algorithms. Remote Sensing, 13(22), 4515. https://doi.org/10.3390/rs13224515