3.1. Theoretical Foundations and Conceptual Mapping
Existing studies have examined port development mainly through the lenses of competitiveness, resilience, sustainability, and infrastructure capacity. Rather than replacing these established perspectives, this study treats port “hardcore strength” as an integrative capability-based construct that synthesizes them into a multidimensional framework for evaluating world-class port development. In this study, port hardcore strength refers to the comprehensive capability through which ports sustain efficient operations, strengthen connectivity and regional coordination, enhance maritime service provision, promote innovation-driven development, and advance sustainable governance.
The theoretical foundation of this construct draws on four complementary perspectives: Node–Place theory [
32], global value chain theory [
33], growth pole theory [
34], and resilience systems theory [
35]. Combined with the broader literature on sustainable port governance and industrial upgrading, these perspectives explain how ports function not only as physical logistics hubs, but also as economic platforms, innovation nodes, and governance systems embedded in global supply chains and regional development networks.
The five dimensions in this study are not derived from five separate theories in a one-to-one manner. Rather, they are jointly supported by these four complementary theoretical perspectives. In particular, Node–Place theory provides a dual foundation for both infrastructure efficiency and logistics capability, and connectivity and regional integration. Global value chain theory supports the dimension of maritime services and industrial clustering by explaining the upgrading trajectory of ports from cargo-handling gateways to high-value service platforms. Growth pole theory provides the interpretive basis for strategic leadership and innovation capability by emphasizing the role of ports in resource concentration, factor allocation, and regional development. Resilience systems theory underpins sustainable governance and green port development by highlighting the adaptive, restorative, and transformative capacities of ports under environmental constraints, energy transition pressures, and external risks.
Based on this theoretical grounding, the indicator system in this study follows a structured analytical logic linking theoretical foundations, literature synthesis, and dimension mapping. Therefore, the evaluation of port “hardcore strength” is not a simple aggregation of variables, but a systematic construction grounded in established theories of maritime economics, regional development, and infrastructure systems.
Accordingly, port hardcore strength is operationalized through five interrelated capability dimensions: (A1) infrastructure efficiency and logistics capability, (A2) connectivity and regional integration, (A3) maritime services and industrial clustering, (A4) strategic leadership and innovation capability, and (A5) sustainable governance and green port development. These five dimensions jointly represent the structural foundations of world-class port development and provide the conceptual basis for the indicator system developed in this study.
3.1.1. Infrastructure Efficiency and Logistics Capability
Infrastructure efficiency and logistics capability reflect the foundational carrying capacity and operational performance of ports as integrated transport hubs and logistics organization nodes, and therefore constitute the material basis of port hardcore strength. Port infrastructure conditions determine the upper boundary of a port’s ability to accommodate large vessels, organize cargo circulation, and support high-intensity production activities, while operational efficiency reflects the extent to which berth allocation, cargo handling, yard operations, customs coordination, and logistics turnover are effectively managed. For major global ports, large-scale facilities alone are insufficient to sustain long-term competitiveness. Only when infrastructure capacity is effectively matched with production and logistics efficiency can ports provide stable, efficient, and reliable logistics services.
From a theoretical perspective, Node–Place theory [
32] emphasizes the coordination between the transport-node function and the spatial-carrier function of ports. Ports are not only key nodes for the concentration and transfer of cargo flows, vessel movements, and information flows, but also important spatial carriers that support regional industrial linkages and spatial organization. The more complete the infrastructure and the higher the operational efficiency, the stronger the node function of a port and the more stable its role in international logistics chains. Previous studies Wang and Wen [
36] and Wang [
37] have shown that infrastructure capacity and operational efficiency are key determinants of port logistics capability. Sufficient infrastructure enables ports to handle cargo flows effectively, while operational performance determines how efficiently these resources are utilized. Therefore, infrastructure efficiency and logistics capability constitute a fundamental dimension of port hardcore strength.
3.1.2. Connectivity and Regional Integration
Connectivity and regional integration reflect the ability of ports to connect with global shipping networks and their degree of coupling with hinterland economies, integrated transport systems, and regional spatial structures. This dimension represents the spatial hub function of port hardcore strength. As port functions continue to expand, ports are no longer merely cargo-handling gateways, but comprehensive platforms that organize international logistics, connect multimodal transport systems, allocate strategic resources, and support regional economic development. The stronger a port’s external connectivity, the more effectively it can attract international shipping routes and global cargo flows; the closer its connection with inland hinterlands, the stronger its capacity to integrate regional resources and generate broader economic spillover effects.
Theoretically, Node–Place theory highlights not only the nodal role of ports in transport networks, but also their embeddedness as regional spatial carriers. Growth pole theory further suggests that ports with strong agglomeration and diffusion capacities can stimulate wider regional development through transport and economic linkages. The competitiveness of world-class ports therefore depends not only on throughput scale or infrastructure quality, but also on their ability to embed themselves in global shipping networks, extend service reach into hinterlands, and form synergistic relationships with urban economies and regional development systems. González and González-Cancelas [
38] emphasize that modern ports increasingly serve as critical nodes linking hinterland economies to global shipping routes. For this reason, connectivity and regional integration should be treated as an independent evaluation dimension, so as to move beyond a narrow internal-efficiency perspective and better capture the position of ports in the global–regional spatial system.
This dimension is therefore represented by indicators associated with shipping network connectivity, outward-oriented business scale, multimodal transport organization, hinterland linkage, and port-city economic interaction.
3.1.3. Maritime Services and Industrial Clustering
Maritime services and industrial clustering reflect the ability of ports to upgrade from traditional cargo-handling gateways to advanced maritime resource allocation platforms, and thus constitute the value-creation dimension of port hardcore strength. As global port competition shifts from a primary stage dominated by throughput scale and infrastructure expansion to a more advanced stage centered on high-end service provision, shipping-resource coordination, and industrial ecosystem development, port competitive advantage increasingly depends on the comprehensive capability to provide maritime logistics services, vessel support services, shipping intermediary services, information services, and specialized public services.
From the perspective of global value chain (GVC) theory, ports generate economic value not only through cargo circulation, but also through the coordination of logistics resources and the provision of high-value maritime services [
33]. In this sense, ports are no longer merely physical transfer nodes, but are increasingly embedded in higher-value segments of global production, circulation, and service networks. Zhang et al. [
39] further highlight that diversified maritime services play a critical role in shaping international shipping centers. Ports with strong service capabilities can attract maritime enterprises, foster service agglomeration, and gradually form port-related industrial clusters, thereby strengthening their position within global maritime value chains. Therefore, taking maritime services and industrial clustering as a key dimension helps reveal the internal logic through which world-class ports evolve beyond conventional cargo-handling functions into modern maritime service centers.
Accordingly, this dimension is measured through indicators reflecting maritime service provision, operational performance, specialized public service support, and shipping-related factor agglomeration.
3.1.4. Strategic Leadership and Innovation Capability
Strategic leadership and innovation capability reflect the comprehensive capacity of ports in strategic resource allocation, critical material transport support, technological upgrading, and organizational transformation, and thus form the dynamic support dimension of port hardcore strength. As key nodes in national transport systems and global supply chains, ports not only undertake essential responsibilities in securing the transport of energy and other strategic materials, but also need to continuously strengthen their competitiveness through technological innovation, talent accumulation, and institutional improvement. As global port competition enters a stage of high-quality development, port strength is no longer determined solely by traditional factor inputs, but increasingly by the coupling of strategic support capacity and innovation-driven capability.
From a theoretical perspective, growth pole theory suggests that major economic nodes can stimulate regional development by attracting resources, reallocating production factors, and promoting industrial upgrading [
34]. As major regional and national infrastructure assets, ports play a dual role: on the one hand, they support the transport of strategic materials and the stability of key logistics corridors; on the other hand, they promote functional upgrading and service transformation through technological progress, organizational innovation, and knowledge accumulation. Sun [
40] emphasizes that strategic resource allocation plays an important role in transforming ports into modern logistics hubs. Against this background, the inclusion of indicators related to strategic bulk cargo support helps capture the port’s role in handling critical commodities and safeguarding national supply chains. In addition, sustainable port development requires continuous technological upgrading and innovation. Yuan [
41] points out that indicators such as profitability and innovation performance can reflect the maturity and development potential of ports. Therefore, treating strategic leadership and innovation capability as an independent dimension helps capture both the strategic support function and the long-term developmental momentum of world-class ports.
This dimension is operationalized through indicators associated with strategic transport support, innovation input intensity, technical talent concentration, and innovation output capacity.
3.1.5. Sustainable Governance and Green Port Development
Sustainable governance and green port development reflect the overall level of ports in digital transformation, low-carbon transition, and safety governance, and therefore represent the governance-resilience dimension of port hardcore strength. As the development logic of global ports shifts from scale expansion toward high-quality growth, the core criteria of port competitiveness have gradually expanded from throughput and operational efficiency to governance modernization, greening, decarbonization, and safety assurance. In the context of accelerating energy transition, stricter environmental regulation, the rise of green shipping, and growing supply-chain risks, the ability of ports to maintain production efficiency while reducing energy consumption and emissions, improving digital governance, and ensuring safe operations has become a critical basis for long-term competitiveness and sustainable development.
From the perspective of resilience theory, infrastructure systems must maintain core functions and adapt to external shocks such as environmental change, supply-chain disruptions, and technological transformation [
35]. As complex socio-technical systems, ports face not only market volatility, trade restructuring, and technological change, but also governance challenges related to environmental regulation, safety risk prevention, and carbon constraints. Operational safety therefore represents a fundamental requirement for resilient port systems, while green transition and governance modernization have become essential conditions for sustaining port competitiveness over the long term. At the same time, environmental governance and digital transformation have become key drivers of sustainable port development. In line with the innovation-oriented perspective proposed by Yang et al. [
42] and Wan et al. [
10], the assessment of this dimension should capture the extent to which ports adopt digital technologies, strengthen governance effectiveness, reduce environmental impacts, and improve energy efficiency. Therefore, incorporating sustainable governance and green port development into the evaluation framework helps integrate green transformation and governance modernization into the assessment of world-class port hardcore strength.
This dimension is captured by indicators related to digital transformation, green infrastructure provision, energy efficiency, carbon performance, and safety governance outcomes.
Taken together, these five dimensions indicate that port “hardcore strength” in this study is not treated as a simple synonym for competitiveness, resilience, or sustainability. Instead, it is conceptualized as a broader capability framework that integrates operational efficiency, network connectivity, service and industrial support, strategic innovation, and sustainable governance into a unified analytical structure. In this sense, “hardcore strength” is used as an operationalized evaluative construct for world-class port development, rather than as a stand-alone concept detached from existing international scholarship. Its contribution lies in integrating these perspectives into a unified and empirically operationalized evaluative framework.
3.2. Indicator Construction Procedure
Following the conceptual framework established in
Section 3.1, the evaluation indicator system was constructed through literature-based identification, principle-based screening, and expert consultation-based refinement.
3.2.1. Preliminary Screening of Indicators Based on Literature Review
The study first conducted a systematic review of research on port competitiveness, sustainable port development, global value chains, and port-city coordination to identify commonly used indicator types under different dimensions and to establish an initial indicator pool. Given that world-class port hardcore strength is a multidimensional capability system rather than a single attribute, the literature review was intended to identify potential indicator sources rather than directly determine the final indicators.
Existing studies suggest that infrastructure efficiency and logistics capability mainly involve infrastructural support, business scale, and operational efficiency; connectivity and regional integration relate to shipping network connectivity, multimodal transport organization, and hinterland economic support; maritime services and industrial clustering concern maritime service provision, high-end factor agglomeration, and industrial ecosystem support; strategic leadership and innovation capability involve strategic resource support, innovation input, and technological upgrading; and sustainable governance and green port development cover smart governance, green transition, and safety risk control. Based on this review, an initial indicator pool covering the five dimensions was established, as summarized in
Table 1.
3.2.2. Principle-Based Screening of Candidate Indicators
The initial indicator pool was then screened according to four principles: relevance, measurability, inter-port comparability, and data availability. Priority was given to indicators that could effectively capture the core capabilities of world-class port hardcore strength, had relatively clear definitions, were suitable for cross-port comparison, and were supported by continuous data from authoritative public sources. By contrast, variables with substantial conceptual overlap, similar explanatory functions, or limited availability of continuous and comparable data were not treated as priority candidates.
Based on these principles, the initial indicator pool was screened in three main respects.
Removal of highly redundant infrastructure-related indicators. Berth length was not retained because it substantially overlaps with other infrastructure-related indicators such as berth quantity and the number of high-grade berths, and thus provides limited additional explanatory value.
Removal of indicators with insufficient statistical consistency or limited international data availability. Number of patents/software copyrights granted was not retained because comparable and continuously disclosed public data are difficult to obtain across international ports, especially for software copyright statistics, whose disclosure standards and statistical coverage vary substantially by country and port. Similarly, ocean shipping volume was excluded because its definition and statistical caliber are not sufficiently consistent across ports, while its public data continuity is also limited.
Removal of region-based indicators with only indirect relevance to port-specific capability. GDP of the port city mainly reflects the overall scale of the urban economy rather than the port’s own connectivity or port-city coordination capacity. Similarly, the number of maritime universities mainly captures regional educational resources rather than the port’s own innovation input or output. These indicators were therefore not retained in the candidate set.
3.2.3. Expert-Based Refinement of the Indicator System
The candidate indicators were further refined through expert consultation. The consultation focused not on redefining the evaluation dimensions, but on assessing whether the indicators adequately represented the connotation of each dimension, whether substantial redundancy existed among them, whether they were suitable for cross-port comparison, and whether their data could be obtained from relatively stable public sources. A total of six experts from academia, industry, and policy-related institutions were consulted, covering expertise in port economics and logistics, maritime technology and engineering, shipping market analysis, port infrastructure and transport planning, regional economic policy, and strategic planning.
Based on expert feedback, the candidate indicators were refined in three respects.
Removal of indicators with unclear conceptual boundaries or limited inter-port comparability. Channel water depth was excluded because it is strongly affected by natural conditions, port location, and dredging arrangements, and therefore cannot directly reflect infrastructure efficiency. The number of shipping companies was not retained because its conceptual boundary is not sufficiently clear and its public statistical caliber is not consistent across ports. The number of automated berths was also excluded because no globally unified definition currently exists, making cross-port comparison difficult.
Revision of indicator caliber to improve comparability. “CO2 emissions” was revised to “CO2 emissions per unit throughput,” since the original total-emission measure is strongly affected by port size and cannot directly reflect green governance efficiency.
Introduction of expert-based composite indicators for dimensions with limited comparable public data. Given the absence of globally standardized, continuous, and comparable public statistics for certain innovation- and governance-related dimensions across international ports, expert-based composite indicators were introduced to improve conceptual coverage and inter-port comparability. Specifically, under strategic leadership and innovation capability, technological innovation capability score was introduced to capture ports’ innovation platform development, technology application and transformation, innovation investment and talent support, and innovation output and demonstration effect. In addition, under sustainable governance and green port development, two expert-based indicators—smart port development score and green and low-carbon development score—were introduced to reflect governance transformation capacity.