1. Introduction
Somaliland is one of the countries most affected by recurring natural disasters [
1]. It is located in the Horn of Africa (
Figure 1) and faces the brunt of several devastating natural disasters that deeply impact the lives of its people evert year. These natural disasters have continuously pushed the Somaliland population into dire situations, making their struggle for survival an enduring reality. One of the most devastating natural disasters that affects the lives of the people and the economy of the country is a drought [
2].
According to Abdulkadir [
1] and Palmer [
3], drought is a continuous and persistent lack of moisture from its onset to its conclusion. In Somaliland, which is situated in an arid and semi-arid region in the Horn of Africa, drought has arisen as a persistent and destructive phenomenon, posing serious problems to the environment and its population’s livelihoods [
1]. It impacts a significant portion of the population in various ways, including causing fatalities, crop failures, and food shortages that may lead to malnutrition, health issues, and widespread migration [
1].
Somaliland receives an average annual rainfall of approximately 150–500 mm, which is significantly below the global average and insufficient to sustain its agricultural and water needs [
4,
5]. This limited and erratic rainfall worsens the region’s vulnerability to drought. According to the Somaliland Drought Impact Assessment Report of 2022 [
4], the country experienced one of the most prolonged and severe droughts in its history, with over 80% of rural households affected by water shortages and agricultural losses. The report also indicated that approximately 1.2 million people required urgent humanitarian assistance to meet their basic needs during the peak of the drought, rendering poor communities even more vulnerable to the far-reaching impacts of this environmental disaster [
4].
Figure 1.
Map of Somalia in the African region [
5].
Figure 1.
Map of Somalia in the African region [
5].
Another report by Abdulkadir [
1] emphasizes the country’s susceptibility to climate variability. It details the disasters that have affected Somaliland from 1960 to 2017. By 2017, Somaliland had experienced sixteen droughts since 1960. Among these, the droughts of 1973–1974, 1984, 1991, 2010/2011, and 2016/2017 were the most severe and widespread. However, the occurrence of droughts did not end in 2017. In subsequent years, the country has faced additional droughts, including the severe droughts of 2019 and 2022, which further highlighted the region’s vulnerability to climate change and variability [
4,
6]. Thus, understanding the multiple implications of drought in Somaliland is critical, as the region needs immediate attention and effective mitigation methods to create resilience and sustainable development [
7]. One crucial key for mitigating the drought is evaluating human behavior.
Human behavior during natural disasters, especially drought, is pivotal in determining its impacts on communities and ecosystems. During drought periods, individuals and societies exhibit water conservation efforts, altered consumption patterns, and reliance on alternative water sources [
8]. These consequences may lead to adaptive responses such as changing agricultural practices or adjusting industrial operations. However, prolonged water scarcity can also trigger conflicts over water resources, emphasizing the need for understanding and integrating socio-behavioral considerations into effective drought management strategies. By promoting sustainable water use practices and fostering community resilience, societies can reduce vulnerability to the adverse effects of drought [
8,
9].
Previously, there were several studies about disaster-preparedness behaviors and droughts in several different countries. In China, Guo et al. [
10] investigated the disaster preparedness of residents in three villages susceptible to both droughts and floods, characterized by different landforms. Their study found that location was an important factor in disaster preparedness and the level of preparedness was higher for those who reside in plains, compared to those who reside in mountains and plateaus. They also highlighted the important role of communities and neighborhoods in determining individual disaster preparedness. Meanwhile, in Swaziland, Kamara et al. [
11] examined the disaster resilience of its citizens who were affected by the recurrent drought. Their study revealed that resilience activities were measured by the knowledgeability and capability of an individual to adapt and apply appropriate actions. They also mentioned that developing an understanding of communities, social groupings, value systems, connectivity, involvement, and decision-making is essential to the effectiveness of institutional support. Furthermore, a study conducted by Inichinbia and Asogwa [
12] focused on evaluating the disaster preparedness of citizens residing in developing countries, particularly focusing on the implications of health education. Their study indicated that countries’ resilience and preparedness capability depend on the level and quality of disaster awareness and education among their populations.
However, despite a large number of studies related to droughts in different countries, very limited studies are focused on the perceived effectiveness of drought preparedness in Somaliland. Abdulkadir [
1] only summarized the previous droughts using past climatological data and assessed the drought recurrence in the country. Moreover, Warsame et al. [
13] only assessed the numbers related to droughts, conflicts, and deaths in Somalia from 2014 to 2018. Similarly, Sharmarke [
14] only aimed to investigate the effect of water scarcity on the agricultural productivity of the Gabiley District in Somalia. Hence, further research centered on human behavior would hold significant value to the country, and it can be explored by several theories, such as the Protection Motivation Theory.
This study addresses this gap by examining the variables influencing Somaliland residents’ perceived effectiveness of drought preparedness. Utilizing an extended Protection Motivation Theory (PMT) approach, the research focuses on key latent variables: Drought Awareness, Environmental Awareness, Coping Appraisal, Threat Appraisal, Behavioral Intention, and Perceived Effectiveness. Through a survey of 254 participants across Somaliland, this study aims to provide insights into the causal relationships between these variables and their role in disaster preparedness. In addition, this paper provides three contributions to the practical and academic world. First, this study is the first to evaluate the perceived effectiveness of drought preparedness in Somaliland. Second, the findings of this study may be used as guidance for policymakers in establishing disaster mitigation policies by understanding the causal relationships between the proposed hypotheses. Lastly, this study fills a gap in academic research and preparedness efforts in Somaliland by advancing the understanding of the proposed theoretical framework to improve drought preparedness in Somaliland. This research ultimately aims to enhance resilience and preparedness for natural disasters in Somaliland, particularly droughts.
2. Conceptual Framework
The Protection Motivation Theory (PMT) is a vital disaster management approach encompassing comprehensive techniques to minimize the adverse impacts of disasters on individuals and ecosystems [
15]. It is a theory that helps understand how individuals respond when they perceive threats. It involves two key aspects: threat appraisal and coping appraisal. Threat appraisal evaluates how people assess the seriousness of a threat and their vulnerability to it [
16]. While coping appraisal explores the strategies people consider or intend to use to protect themselves from the threat [
16]. As a result, proactive measures such as risk assessments, emergency planning, and enhancing local capacities are taken before disasters to enhance response readiness.
PMT has been widely utilized by several studies to evaluate human behavior related to natural disasters. In Southern Iran, Faryabi et al. [
15] explored the effectiveness of the PMT in predicting behaviors related to natural disasters in households. They examined various factors such as direct exposure to disasters, education, monthly income, and the number of family members who were susceptible to preventive behaviors. They revealed that protection motivation, fear, and perceived vulnerability played crucial roles among the constructs of the PMT. Similarly, in Iran’s Borkhar region, Aghdasi et al. [
17] employed the PMT to investigate the pro-environmental behavior of farmers, particularly in the context of drought. Their study concluded that factors such as self-efficacy, perceived vulnerability, and response efficacy positively influence farmers’ pro-environmental behavior. Conversely, perceived severity and response costs had a negative effect on their behavior. These studies, which focused on a region prone to various natural disasters, contribute to the understanding of disaster preparedness behaviors and have effectively applied PMT to analyze human behavior in various disaster contexts. In addition, it highlights the significant role of the PMT in understanding and addressing complex challenges, ultimately contributing to strategies for long-term livelihood sustainability [
15,
17]. Thus, the PMT can be utilized as a foundation to explore human behavior towards drought preparedness and its perceived effectiveness in Somaliland.
Figure 2 depicts the theoretical framework employed in the current study. It integrates various factors of the PMT along with additional latent variables, such as drought awareness, environmental awareness, coping appraisal, threat appraisal, behavior intention, and perceived effectiveness. A total of seven (7) hypotheses were formulated to establish relationships among the factors proposed in the study. Each factor comprises a series of statements designed to assess individuals’ knowledge, beliefs, concerns, and willingness to engage in proactive actions related to drought preparedness. These statements in the questionnaire provide valuable insights into the factors that influence the preparedness behavior and decision-making processes of Somaliland residents in the face of drought risks.
Awareness was defined as the condition or capacity of an individual to identify, sense, or be conscious of objects, events, or sensory patterns [
18]. In the context of droughts, drought awareness refers to the capacity of an individual to possess an understanding of the risks associated with disasters and the factors that cause their occurrence [
19]. In a study conducted by Weng et al. [
20] in China, they revealed that people with higher drought awareness are more sensitive to water shortage and are more likely to support drought-coping measures, such as water-saving policies. Meanwhile, in South West England, a study conducted by Bryan et al. [
21] highlighted that residents remained willing to adopt measures for coping with household drought, despite the low perceived likelihood and minimal consequences of drought in their region. Moreover, droughts are also perceived as a threat to individuals since they can cause harm to their physical and mental well-being [
22]. These can be caused by decreased water quality, water quantity, food security, and air quality. Thus, the researchers propose that:
H1. Drought Awareness holds a significant direct effect on Coping Appraisal.
H2. Drought Awareness holds a significant direct effect on Threat Appraisal.
Environmental awareness pertains to the degree of understanding and concern individuals and communities hold regarding the environmental effects and causes of natural disasters on the environment, as well as the importance of implementing strategies that mitigate its impacts [
23]. Having environmental awareness enables individuals to understand the possible consequences of a situation and the severity of the threat of disasters. In return, this understanding can help individuals make well-informed decisions regarding how to respond to these situations [
24]. In a study conducted by van Diunen et al. [
25], they examined the impact of risk and coping appraisal factors on the current level of adaption motivation of farmers in the Netherlands. Their study concluded that farmers’ adaptive decision-making is significantly influenced by behavioral factors, with various cognitive variables playing essential roles in the study’s drought adaptation models. They also highlight that the PMT was a useful theory in assessing the adaptation of farmers to drought risk. Similarly, a study conducted by Mardy et al. [
26] aimed to investigate the farmers’ coping strategies towards drought in Bangladesh by identifying the coping strategies employed and the factors that influence their choice. Their findings indicate that despite the region’s susceptibility to frequent droughts, the participants have limited drought-coping strategies. They also mentioned that education or awareness was one of the most significant factors that impacted the choice of drought-coping strategies of farmers. In addition, Daimon et al. [
27] highlighted in their study that cognitive factors, particularly trust, intention, knowledge, self-efficacy, risk perception, worry, and awareness, significantly influence the disaster preparedness behavior of individuals. With this, the researchers propose that:
H3. Environmental Awareness holds a significant direct effect on Coping Appraisal.
H4. Environmental Awareness holds a significant direct effect on Threat Appraisal.
Threat appraisal pertains to the perception of an individual on the severity and vulnerability of a certain threat, such as the threat of natural disasters. It implies that when individuals perceive that they are vulnerable to a severe threat, they are more likely to engage in protective behavior [
28]. On the other hand, coping appraisal pertains to the evaluation of an individual’s capability to deal with a perceived threat. It plays an important role in identifying an individual’s response to a threat and their adoption of protective behaviors [
28]. In a study conducted in China by Feng et al. [
29], they aimed to examine the effect of social appraisal and psychological factors on the behavioral intention of farmers to adopt adaptation measures due to climate change. Their findings indicated that both threat and coping appraisal have positively significant effects on the behavioral intention of farmers concerning climate change. However, the study of Hu et al. [
30] revealed a contrasting result when they examined the willingness of individuals to prepare for natural disasters in a geological hazard risk area. Threat appraisal and the willingness to adopt protective measures did not significantly correlate with each other. Instead, coping appraisal was seen to have a positively significant relationship with the willingness to prepare, aligning with the findings of numerous existing studies on disaster preparedness [
31,
32]. Hence, the researchers propose that:
H5. Coping Appraisal holds a significant direct effect on Behavioral Intention.
H6. Threat Appraisal holds a significant direct effect on Behavioral Intention.
Behavioral intention pertains to an individual’s motivation to undertake protective measures in response to a perceived threat, such as the threat of droughts [
33]. On the other hand, perceived effectiveness relates to how individuals perceive the efficacy of measures and interventions in preparing for a drought [
34,
35]. As stated by Ejeta et al. [
36], disaster preparedness efforts primarily focus on human behaviors, influenced by various factors such as individuals’ risk perceptions, insights gained from direct and indirect experiences with past disasters, and the dynamic interaction between individuals and the environment. In addition, Gumasing et al. [
37] also highlighted in their study that the most significant factor influencing an individual’s protective behavior is their behavioral intention to prepare for natural disasters. With this, it is reasonable to infer that an individual who demonstrates greater preparedness and expresses a higher intention to participate would have higher perceived effectiveness on the measures and interventions in preparing for a natural disaster. Therefore, the researchers hypothesize that:
H7. Behavioral Intention holds a significant direct effect on Perceived Effectiveness.
5. Discussion
This study proposed a conceptual framework that utilized an extended Protection Motivation Theory (PMT) to examine the factors influencing the perceived effectiveness of Somaliland residents towards drought preparedness. The proposed conceptual framework consists of six latent variables, such as Drought Awareness, Environmental Awareness, Coping Appraisal, Threat Appraisal, Behavioral Intention, and Perceived Effectiveness, which were gathered from various disaster-related studies. Moreover, these latent variables were analyzed by collecting data from two hundred fifty-four (254) Somaliland residents and employing the PLS-SEM software, SmartPLS 3. After the complete analysis of the measurement model and the structural model, several interesting key findings were found for the direct and indirect relationships of the latent variables.
For the direct relationships, it is interesting that all of the hypotheses were supported, except for H1: Drought Awareness -> Coping Appraisal (mean: 0.013, t-value: 0.124). Initially, it was expected that awareness of droughts could increase an individual’s coping appraisal since it would provide more information and options for dealing with the situation. This result aligns with the findings of Hu et al. [
30], where threat appraisal and willingness to adopt protective measures showed no significant correlation, suggesting that drought awareness may not always translate into coping strategies. However, it contrasts with Weng et al. [
20], who found that individuals with higher awareness were more likely to adopt water-saving measures. This highlights the importance of contextual factors such as cultural, economic, or environmental conditions influencing these relationships. Moreover, a previous study suggested that a person’s coping appraisal can be influenced by several other factors, regardless of their awareness of droughts [
25]. For instance, a study revealed that households perceiving droughts as more severe and likely to impact them demonstrated lower coping appraisals compared to those who did not, even if they were aware of droughts and their impacts [
22]. On the other hand, having an awareness of droughts may lead to a negative effect on a person’s coping appraisal, such as leading to feelings of hopelessness or death [
52,
53]. This was revealed in various studies that found that people who felt more responsible for droughts and had higher coping appraisal also reported higher levels of stress and anxiety, which may decrease their coping appraisal in the long run [
22].
A few key findings were also found in the direct relationships of H2: Drought Awareness -> Threat Appraisal (mean: 0.244, t-value: 3.568), H3: Environmental Awareness -> Threat Appraisal (mean: 0.568, t-value: 7.88), and H4: Environmental Awareness -> Coping Appraisal (mean: 0.628, t-value: 8.626). These findings are consistent with studies conducted by van Diunen et al. [
25] and Mardy et al. [
26], which highlighted that higher environmental awareness significantly influences both coping and threat appraisals by equipping individuals with better knowledge and a heightened sense of efficacy to address drought impacts. A prior study also noted that environmental awareness and drought awareness positively impact threat appraisal by increasing individuals’ understanding of the causes, consequences, and potential solutions to environmental problems associated with droughts in Somaliland [
28]. This heightened awareness motivates individuals to act due to an increased perception of vulnerability and the severity of droughts [
28,
54].
Similarly, environmental awareness and drought awareness positively influence coping appraisal by providing individuals with critical information, viable alternatives, and enhanced self-confidence to address drought-related challenges [
55,
56]. Furthermore, individuals demonstrate improved coping appraisal due to their high perceived response efficacy, external support, and self-efficacy [
55,
57,
58]. Notably, environmental awareness also plays a significant role in its indirect relationships with other variables, underscoring the importance of disseminating education and awareness about droughts and environmental issues [
59,
60]. For instance, Environmental Awareness -> Behavioral Intention (mean: 0.439, t-value: 6.015) and Environmental Awareness -> Perceived Effectiveness (mean: 0.296, t-value: 4.546) both highlight the broader influence of environmental awareness on disaster preparedness. Additionally, the higher effect size observed in this study, particularly for Environmental Awareness -> Coping Appraisal (mean: 0.628), suggests a stronger relationship in Somaliland compared to other contexts. This could be attributed to the region’s frequent exposure to severe droughts, which may amplify the salience and impact of environmental awareness in shaping coping strategies.
The next key findings show that the hypotheses, such as H5: Coping Appraisal -> Behavioral Intention (mean: 0.379, t-value: 5.118) and H6: Threat Appraisal -> Behavioral Intention (mean: 0.353, t-value: 5.153), highlight the significance of coping appraisal and threat appraisal to an individual’s behavior. These results align with the findings of Feng et al. [
29], which emphasize the essential role of coping and threat appraisals in motivating adaptive behaviors in response to climate-related risks. Interestingly, the relatively similar effect sizes for coping appraisal and threat appraisal in this study differ from the findings of Hu et al. [
30], where coping appraisal had a more dominant influence. This variation suggests that the relationship between these variables may depend on the type and frequency of disasters encountered, a pattern supported by multiple disaster-related studies utilizing the Protection Motivation Theory (PMT) [
28,
39,
55,
61]. For instance, one study found that both threat appraisal and coping appraisal significantly influence preventive behaviors [
28]. In Somaliland, higher perceived vulnerability and severity of droughts amplify threat appraisal, which subsequently drives behavioral intention to act [
28]. Conversely, higher levels of self-efficacy, response efficacy, and external support enhance coping appraisal, which also positively impacts behavioral intention [
55].
The direct relationship with the highest significance among all proposed hypotheses is H7: Behavioral Intention -> Perceived Effectiveness (mean: 0.669, t-value: 13.003). This finding aligns with previous studies that assessed individuals’ behavioral intentions toward disaster preparedness [
42,
61,
62]. In this study, behavioral intention is significantly and indirectly influenced by several factors, including threat appraisal (mean: 0.353, t-value: 5.153), coping appraisal (mean: 0.379, t-value: 5.118), drought awareness (mean: 0.086, t-value: 3.052), and environmental awareness (mean: 0.439, t-value: 6.015). These factors, in turn, affect the perceived effectiveness of Somaliland residents’ preparedness for droughts. Furthermore, perceived effectiveness is also significantly and indirectly influenced by factors such as coping appraisal (mean: 0.255, t-value: 4.347), drought awareness (mean: 0.057, t-value: 3.027), environmental awareness (mean: 0.296, t-value: 4.604), and threat appraisal (mean: 0.237, t-value: 4.546). These results demonstrate that these factors play a role in facilitating the adoption and maintenance of disaster preparedness behaviors, thereby influencing the perceived effectiveness of Somaliland residents in coping with disaster risks, impacts, and preparedness initiatives. The high significance of the direct relationship H7: Behavioral Intention -> Perceived Effectiveness (mean: 0.669, t-value: 13.003) is consistent with the findings of Gumasing et al. [
37], where behavioral intention was found to be a significant predictor of disaster preparedness outcomes. However, the exceptional significance observed in this study highlights the unique influence of behavioral intention in Somaliland, potentially driven by the urgent need for effective preparedness measures in drought-prone areas.
5.1. Theoretical Contributions
The extended PMT proposed in the conceptual framework of the study was proven to be effective in determining the factors influencing the perceived effectiveness of Somaliland residents towards drought preparedness. It was revealed that the perceived effectiveness of Somaliland residents was significantly influenced by behavioral intention, followed by the significant indirect effects of environmental awareness, coping appraisal, and threat appraisal. Moreover, the highly significant effect of behavioral intention on perceived effectiveness is due to the highly influencing factors affecting it, including coping appraisal, environmental awareness, and threat appraisal. Meanwhile, the only factor that attained low significance on perceived effectiveness is the effect of drought awareness. Similarly, drought awareness is the only factor that attained a low significant impact on behavioral intention. Despite this, the proposed extended PMT framework is still effective and may be employed by future researchers to fill the gap in academic research and preparedness efforts in Somaliland. In addition, the proposed research framework may also be utilized by future researchers to extend the framework and consider other factors that may be deemed influential.
5.2. Practical Contributions
The findings of the study show the importance of implementing policies and regulations about the environment and the drought. The information and education that the people receive about the environment and the drought can positively influence their environmental and drought awareness, thereby possibly leading to increased community resilience as well. When Somaliland residents have increased awareness, this influences their perception of vulnerability and severity of droughts, which positively affects their threat appraisal. Conversely, when Somaliland residents have an increased perceived self-efficacy, response efficacy, and external support, this positively influences their coping appraisal. Finally, these factors can significantly increase the behavioral intention of the residents towards drought issues, such as planning proper water use and drought management, leading to a positive impact on the perceived effectiveness of drought preparedness. These outcomes show the importance of educating Somaliland residents about the environment and the drought because it facilitates environmental and drought awareness in the country. Therefore, the government should promote and inform its citizens about drought issues, environmental issues, and mitigations. In addition, the government should also support and invest in research studies to investigate different advanced strategies, such as drought monitoring, forecasting, and other adaptation technologies.
5.3. Limitations and Future Research
Despite the promising findings of this study, several limitations should be considered. First, the study utilized an online self-administered survey through Google Forms due to limitations in time and budget. Moreover, since the method of gathering data was through Google Forms, the respondents of the study were limited to highly educated residents. Thus, it is recommended to personally interview respondents, as they would facilitate deeper discussions about the issues and determine additional factors influencing their perceived effectiveness towards drought preparedness. Second, the moderating effects of socioeconomic factors were not considered in the study. Thus, it is encouraged for future researchers to replicate the current study and investigate these factors as moderators, providing support for the hypotheses outlined in this study. Third, this study only focused on the context of drought in Somaliland. The findings may not be universally applicable to other countries because of variations in cultural and economic contexts. Thus, researchers are urged to adopt the proposed framework to expand into this topic within the specific context of their respective countries. Finally, there are advanced predictive classification technologies, such as artificial neural networks (ANN). Hence, the researchers recommend broadening the scope of this study by incorporating additional machine-learning techniques.
6. Conclusions
This is the first study that evaluated the perceived effectiveness of Somaliland residents toward drought preparedness by utilizing an extended Protection Motivation Theory (PMT) approach. The latent variables that were considered in this study are Drought Awareness, Environmental Awareness, Coping Appraisal, Threat Appraisal, Behavioral Intention, and Perceived Effectiveness. The study aimed to provide valuable insights into the factors that influence residents’ responses to drought and their preparedness for natural disasters.
A total of 254 participants from Somaliland were surveyed, using a snowball sampling method to collect data. The research employed Structural Equation Modeling (SEM) to test the relationships among these variables and found that six out of the seven hypothesized relationships were highly significant. The analysis revealed that increased awareness among residents significantly influenced their perceptions of vulnerability and severity of droughts, which in turn positively impacted their threat appraisal. This finding highlights the importance of awareness in influencing residents’ responses to environmental threats. Additionally, higher perceived self-efficacy, response efficacy, and external support were shown to enhance coping appraisal, enabling residents to better manage drought-related challenges. This highlights the critical role of self-belief and community support in developing effective coping strategies.
This study also demonstrated that increased behavioral intention, driven by improved awareness and coping appraisal, positively impacted the perceived effectiveness of residents in managing drought preparedness. This suggests that when residents are more inclined to engage in proactive drought management, they perceive their actions as more effective, reinforcing the cyclical nature of preparedness. Moreover, the study provides several contributions from a theoretical and practical perspective. From a theoretical perspective, this study contributes to the literature by extending the Protection Motivation Theory to the context of drought preparedness in Somaliland. The conceptual framework was validated through robust SEM techniques, showcasing its applicability in understanding the complex dynamics of disaster preparedness in a developing country. The study’s findings emphasize the interplay between awareness, coping strategies, and behavioral intention, providing a clearer understanding of the psychological factors influencing residents’ preparedness for droughts. Meanwhile, from a practical perspective, policymakers can utilize the findings to design targeted interventions aimed at increasing public awareness of environmental issues and drought risks. Government agencies and NGOs involved in disaster mitigation can leverage the study’s insights to develop programs that enhance coping mechanisms, provide external support, and promote self-efficacy among residents. Additionally, the study underscores the importance of policy interventions that foster greater environmental and drought awareness, which can lead to improved preparedness and resilience in the face of future droughts.
Finally, this study also presents several limitations, including the reliance on an online survey method and the exclusion of socioeconomic factors, which may also influence the perceived effectiveness of drought preparedness. Future research could address these limitations by incorporating a more diverse range of respondents and exploring the role of socioeconomic factors in disaster preparedness. Furthermore, the proposed framework could be applied to other countries facing similar drought risks, enabling cross-cultural comparisons and contributing to the development of globally relevant drought mitigation strategies.