High-Temperature Risk Assessment and Adaptive Strategy in Dalian Based on Refined Population Prediction Method
Abstract
1. Introduction
2. Data and Methods
2.1. Study Area
2.2. Preliminary Assessment Indicator Library
2.3. Data Acquisition and Processing
2.4. Evaluation System Construction
2.4.1. Calculate the Metrics
- (1)
- Exposure indicators.
- (2)
- Sensitivity indicators.
- (3)
- Adaptability indicators.
2.4.2. Indicator Weights Are Determined
2.4.3. Build a Model
3. Results
3.1. Population Simulation and Result Verification
3.2. Distribution of High-Temperature Heat Wave Risks in Dalian City
3.2.1. Exposure
3.2.2. Sensitivity
3.2.3. Adaptability
3.2.4. High-Temperature Risk
4. Discussion
4.1. A New Method for Population Prediction Based on Random Forests
4.2. High-Temperature Risk Assessment System Under the HVI Framework
4.3. Adaptive Strategies
4.4. Study Limitations
5. Conclusions
- In population density prediction, there is a strong positive correlation between night light brightness (NL), road network density (RD), the flat area ratio (SLP), surface temperature (LST), and demographic data. The correlation coefficients for NL and RD both reach 0.963, while the correlation coefficient for SLP is 0.956, and for LST, it is 0.954.
- In the high-resolution population distribution map of the study area generated by integrating multi-source data, the population in the four districts of the Dalian City center is mainly concentrated in the eastern part of Ganjingzi District, the northeast of Shahekou District, the northern part of Xigang District, and the northwest of Zhongshan District, with population densities generally exceeding 209 people per 100 square meters.
- In the high-temperature risk map, the spatial distribution of high-temperature heatwave risks within the study area shows a significant pattern of decreasing from east to west and from the coast to the inland region. There are notable differences in the distribution of different criteria levels within the main urban area of Dalian, with areas of high exposure accounting for 13.04%, high sensitivity areas for 8.05%, and low adaptability areas for 21.44%. Exposure is the primary cause of high-temperature risks.
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
References
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| Indicator Type | Metric Content | Function |
|---|---|---|
| Exposure Metrics | Daytime Surface Temperature | It directly reflects the degree to which the ground receives and stores solar radiant heat. |
| Population Density | Relevant studies have shown that higher population density is associated with higher thermal health risks [40]. | |
| Road Network Density | Visually reflects the density of roads in the study area. | |
| Elevation Data | Affect population distribution and infrastructure construction. | |
| Plant Coverage | A large number of studies have shown that green spaces and other areas with abundant vegetation have natural cooling functions, which can effectively alleviate the impact of the thermal environment on the human body and provide free summer space for the public [41,42]. | |
| Sensitivity Indicators | Distribution of Geriatric Population | The body functions deteriorate, and the ability to adjust and adapt to high temperatures is weakened. |
| Female Demographics | The physiological structure and hormone level characteristics also make it less tolerant to high temperatures. | |
| Demographic Distribution of Children | The body is not yet fully developed, and the body temperature regulation mechanism is relatively fragile. | |
| GDP | Cities with higher GDP have more sound facilities and are less affected by high temperatures. Regions with low GDP are more at risk of extreme heat due to less economic resilience [43]. | |
| Adaptability Indicators | Health Care Facilities | The accessibility of medical and health facilities significantly affects the thermal adaptability of individuals [44], which can intuitively reflect the ability of different regions to cope with the health risks of high temperatures. |
| A Place to Avoid High Temperatures | Reasonable layout and configuration of high-temperature shelter sites can significantly reduce the risk of high temperature and improve the adaptability of residents during high-temperature heat waves, while vice versa may exacerbate the risk [45].The geometry of the space also has an impact on outdoor thermal comfort [46]. | |
| Housing Values | Areas with higher housing values tend to have well-planned and maintained green landscapes, high-quality community property services, and well-developed infrastructure [47], and residents are more resilient. | |
| Electricity Consumption | To a certain extent, it reflects the cooling capacity of the region in the face of high-temperature risk, and the higher the power consumption within the load range of the grid, the stronger the cooling capacity. |
| Data Type | Calculation Formula | Remark |
|---|---|---|
| NPP/VIIRS-like nighttime light data | containing multi-dimensional socio-economic characteristics was created. | |
| Digital elevation | reflecting the topographic and geomorphological characteristics was constructed. | |
| slope | reflecting the terrain suitability was constructed. | |
| Type of land cover | was constructed to quantify the regional land use characteristics. | |
| Road network density | represents the area of each street. |
| Variable Type | Variable | R |
|---|---|---|
| Core Variables | NL | 0.963 |
| RD | 0.963 | |
| SLP | 0.956 | |
| LST | 0.954 | |
| Other Variables | ALT | 0.945 |
| Administrative Divisions | Permanent Resident Population of Dalian Seventh National Population Census (10,000 People) | Area (Km2) | Population Density (10,000 People/Km2) |
|---|---|---|---|
| Shahekou District | 67.031 | 42.56 | 1.574977 |
| Zhongshan District | 38.8564 | 48.45 | 0.80199 |
| Ganjingzi District | 153.4722 | 529.66 | 0.289756 |
| Xigang District | 30.5317 | 27.99 | 1.090807 |
| Criterion Layer | Evaluation Factors | Influence Relationships | Source Data | Data Processing |
|---|---|---|---|---|
| Exposure Factor | Surface temperature during a heat wave | + | Landsat 8 OLI/TIRS Satellite digital products | ENVI surface temperature inversion + ArcGIS drawings |
| Vegetation coverage | − | Landsat 8 OLI/TIRS Satellite digital products | ENVI calculates vegetation cover + ArcGIS drawings | |
| population density | + | Nighttime light brightness, elevation, area proportion of flat area (slope less than 5°), urban function type, road network density, and land surface temperature, population density of Qipu | Population estimation models were constructed and modified using random forests | |
| Road network density | + | BBBike website | ArcGIS Kernel Density tool drawing | |
| Elevation | − | COP-DEM 30 m resolution elevation data | ArcGIS drawings | |
| Sensitivity Factors | Distribution of the population aged 65 years and over | + | WorldPop website | Obtain the overlay of population data for the age group of 65 and above |
| Demographic distribution of children | + | AutoNavi map Dalian children’s agency POI data | ArcGIS Kernel Density tool drawing | |
| Female demographics | + | WorldPop website | Obtain the overlay of female population data in the 20–65 age group | |
| GDP | − | Dalian 2023 Statistical Yearbook | Excel Statistics + ArcGIS Plotting | |
| Adaptation Factors | Housing values | − | Housing data of Dalian City | ArcGIS ordinary kriging interpolation + drawing |
| Distribution of medical and health facilities | − | AutoNavi map Dalian health institution POI data | ArcGIS kernel density analysis + drawing | |
| Electricity consumption data | − | DMSP/OLS and NPP/VIIRS nighttime light data | ArcGIS cropping | |
| Distribution of high-temperature shelter places | − | AutoNavi map Dalian City park green space POI data | ArcGIS kernel density analysis + drawing |
| Steps | Calculation Formula | Remark |
|---|---|---|
| Standardized Metrics | (Normalization of positive indicators) (Normalization of negative indicators) | The original values of each indicator are normalized to dimensionless values in the interval [0, 1] by a standardized method. |
| Define Information Entropy | A system with an ordered state has a low information entropy; In disordered or chaotic systems, the information entropy value is significantly increased. | |
| Calculate Entropy Weights | Calculations are carried out separately at the criterion level. |
| Criterion Level | Evaluation Indicators | Information Entropy (Zj) | Entropy Weight (Wj) |
|---|---|---|---|
| Exposure | Surface temperature | 0.967 | 0.208 |
| Population density | 0.967 | 0.207 | |
| Plant coverage | 0.969 | 0.198 | |
| Elevation data | 0.970 | 0.190 | |
| Road network density | 0.969 | 0.197 | |
| Sensitivity | Elderly population over 65 years old | 0.961 | 0.309 |
| Female population | 0.969 | 0.246 | |
| Child population | 0.958 | 0.334 | |
| GDP | 0.986 | 0.111 | |
| Adaptability | Electricity | 0.977 | 0.165 |
| Housing value | 0.969 | 0.224 | |
| High-temperature shelter place | 0.958 | 0.302 | |
| Medical Places | 0.957 | 0.309 |
| Article Title | Author | Evaluation Framework | Select Metrics | Empowerment Method | Reference |
|---|---|---|---|---|---|
| Heat Vulnerability and Street-Level Outdoor Thermal Comfort in the City of Houston: Application of Google Street View Image Derived SVFs | Kim Y J, Li D, Xu Y, et al. | HVI Risk Assessment Framework | Exposure: thermal comfort during the day, thermal comfort at night, SVF, normalized vegetation index Sensitivity: hypertension, asthma, diabetes, obese population, population density, child population, elderly population, non-white population, single population, disabled population Adaptability: unemployed people, poor people, people not in high school, buildings built before 1970, buildings built before 1980 | Principal component analysis | [25] |
| Heat vulnerability caused by physical and social conditions in a mountainous megacity of Chongqing, China | Xiang Z, Qin H, He B J, et al. | HVI Risk Assessment Framework | Exposure: Surface temperature, population density Sensitivity: plot ratio, urban surface roughness, skyscape factor, sensitive population, year of construction Adaptability: normalized vegetation index, housing value, medical and health services, living places | Equal-weight method | [58] |
| Beijing based on multi-source remote sensing data Comprehensive assessment of the risk of high temperature and heat wave in the city | He Miao, Xu Yongming, Mo Yaping, et al. | HVI Risk Assessment Framework | Exposure: population density, normalized vegetation index, normalized water body index, normalized building index Danger: average daily maximum temperature, number of high-temperature days Vulnerability: proportion of elderly population, proportion of people living alone, per capita income, proportion of construction personnel, average ownership rate of air conditioners | Subjective and objective weighting method | [59] |
| Identification and assessment of heat disaster risk: a comprehensive framework based on hazard, exposure, adaptation and vulnerability | Luo Y, Cheng X, He JB, et al. | HEVA Risk Assessment Framework | Hazard: rainfall, geography, surface temperature, air quality, air temperature, humidity, etc. Exposure: census data, outdoor activities, population density, working hours, living environment, landscape coverage, etc. Adaptability: population density, preparedness and prevention, cooling facilities (density and scale), medical facilities (density, size, personnel, beds), etc. Vulnerability: economy, population, health education facilities, high-density conditions of residential buildings, etc. | Analytic hierarchy process + entropy weight method | [60] |
| Planning Level | Coping Aspect | Relevant Factors | Specific Measures | Time Frame | Responsible Party |
|---|---|---|---|---|---|
| Master Plan | Climate pattern | Building/population/structure/land | (1) Build a spatial climate model to accurately understand climate characteristics and change laws (2) Combine the natural pattern of Dalian’s mountains and seas to avoid the risk of high-temperature disasters | Long term | Government agencies |
| Greenfield system | Urban scale/functional structure/land use/green square | (1) Build a network ecological green space system, improve the ecological network, and improve the urban heat regulation function (2) Build diversified ecological corridors to form ecological cooling channels (3) Build a park and green space system with regional characteristics (such as coastal city characteristics) to enrich urban green space | Medium term | Government agencies | |
| Space layout | Construction/roads/infrastructure/industry/layout/land | (1) Build a mitigation zone with specific roads to optimize the urban spatial structure (2) Take important nodes as the main improvement core to improve the comfort of the regional thermal environment (3) Expand the east–west development space and optimize the horizontal layout of the city (4) Set up an open space in the north–south direction to guide the airflow | Medium term | Government agencies | |
| Industrial function | Industry/layout/land | (1) Build a cascade industrial layout, optimize industrial spatial distribution, and promote industrial collaborative cooling (2) Upgrade and transform traditional industries, cultivate and develop emerging industries, and reduce the heat production of industrial operations | Long term | Government agencies | |
| Detailed planning | Road traffic | Construction/population/roads/land/industry | (1) Road system planning: optimize the road system; design orientation, density, and traffic organization in combination with ventilation needs (2) Road section planning: improve road permeability; Work together to build a protective green space | Short term | Government agencies and Communities |
| Building control | Building/land | (1) Building height: evaluate high-rise buildings and super-high-rise buildings; control the building height on both sides of the ventilation duct (2) Building density: high-rise and low-density distribution are adopted | Medium term | Government agencies | |
| Public spaces | Building/land/population | (1) Arrange urban public open space nodes according to high-temperature risk levels (2) Form a highly accessible open space network | Short term | Government agencies and Communities | |
| Special planning | High-temperature disaster shelter | Greenspace/infrastructure/industry | (1) Build a four-level disaster shelter system of “community-street-district-municipal level” (2) Rational use of public open spaces such as green spaces and squares (3) Establish a thermal environment monitoring system to monitor the temperature, humidity, and other environmental parameters in the site in real time | Short term | Government agencies and Communities |
| Ventilation corridors | Green spaces/roads | (1) Use ecological cold sources such as large parks and green spaces as important nodes of ventilation corridors (2) Make full use of roads and rivers to guide the airflow | Medium term | Government agencies and Communities | |
| Urban cold island | Green space/land use | (1) Reasonably control the intensity of development near the cold island (2) Delineate prohibited construction areas | Medium term | Government agencies |
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Wang, Z.; Du, Z.; Guo, F.; Dong, J.; Zhang, H. High-Temperature Risk Assessment and Adaptive Strategy in Dalian Based on Refined Population Prediction Method. Sustainability 2025, 17, 7985. https://doi.org/10.3390/su17177985
Wang Z, Du Z, Guo F, Dong J, Zhang H. High-Temperature Risk Assessment and Adaptive Strategy in Dalian Based on Refined Population Prediction Method. Sustainability. 2025; 17(17):7985. https://doi.org/10.3390/su17177985
Chicago/Turabian StyleWang, Ziding, Zekun Du, Fei Guo, Jing Dong, and Hongchi Zhang. 2025. "High-Temperature Risk Assessment and Adaptive Strategy in Dalian Based on Refined Population Prediction Method" Sustainability 17, no. 17: 7985. https://doi.org/10.3390/su17177985
APA StyleWang, Z., Du, Z., Guo, F., Dong, J., & Zhang, H. (2025). High-Temperature Risk Assessment and Adaptive Strategy in Dalian Based on Refined Population Prediction Method. Sustainability, 17(17), 7985. https://doi.org/10.3390/su17177985

