Advancing Port Sustainability in the Baltic Sea Region: A Comparative Analysis Using the SMCC Framework
Abstract
1. Introduction
2. Literature Review
2.1. Ports’ Alignment with the Sustainable Development Goals
2.2. Port Generations and Sustainability
2.3. Previous Port Sustainability Studies
3. Method
4. Results and Discussion
4.1. Overview of Ports
4.2. Transport and Logistics
4.3. Energy Related Measures
4.4. Level of Digitalisation in the Ports
4.5. Maturity Framework Results for the Ports
5. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
References
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Ref. | Aim of the Paper | Methodology | Results |
---|---|---|---|
[12] | To propose a system of sustainable environmental management indicators to be used by any port authorities. | An environmental analysis of port activities, simultaneous use of stage diagrams and systemic models (material and energy flow charts), and multi-criteria analysis techniques to evaluate potential impacts. | Twenty-one corresponding activities have been identified for large industrial ports, and a total of 17 environmental (pressure/state) indicators were proposed for port environmental policy. |
[13] | This paper aims to identify and select key environmental performance indicators (EPIs) for sustainable port development in European ports. | Based on identifying indicators from the literature review and compiling the final set of indicators from sector stakeholders’ proposals based on their perceptions of issues and significance. | The research identified over 300 indicators, categorised into 25 subcategories, demonstrating the range of potential EPIs that can be applied for effective environmental management and highlighting the variety of monitoring and environmental actions currently undertaken by some ports. Also, three operational indicators and an index made of nine environmental management indicators were proposed. |
[14] | To develop a tool for generating initial port sustainability indicators (PSIs). | Social construction of technology (SCOT). | The study proposed 34 expert-based PSIs and two additional indicators selected by legislators and local Keelung residents: annual traffic fatalities in the port’s surrounding area and employment of Keelung residents. |
[15] | To recognise the role of performance indicators on the sustainability assessment of port organisations between 2008 and 2017. | The benchmarking technique compares the performance of various European seaports using environmental performance indicators from the Global Reporting Initiative’s consolidated guidelines. | The study will offer port organisations a common framework for reporting environmental sustainability, enabling better comparisons of their environmental performance. |
[32] | To explore the combined impact of smartness and sustainability in port cities. | The Smart Port Sustainability Index (SPSI) is a key metric for measuring the impact of port smartness on Sustainable Development Goals through an equation, which comprises two main components: Smart Port Index (SPI) and Port Sustainability Index (SI). | The Smart Port Sustainability Index (SPSI) values for various ports indicate that higher intelligence levels do not always equate to greater sustainability, and the regional analysis shows that European ports surpass those in North America and Asia in sustainability indicators, smart operations, and the SPSI. |
[16] | To develop models to assess operational efficiency in line with international reporting standards and sustainability guidelines for eco-efficient maritime operations and to provide a framework for port managers to achieve sustainability; 21 world’s busiest seaports were analysed. | The Global Reporting Initiative (GRI) approach combined with Data Envelopment Analysis (DEA)—the research integrates four different models, using CO2 emissions, electricity consumption, waste, and water consumption as inputs, and employees, revenue, and container throughput as outputs. In general, an input-orientated DEA multiplier model was used. | While the digital transition and Industry 4.0 expansion in maritime transportation offer benefits, they also pose environmental challenges for seaports and harbours, potentially harming sustainability, increasing landfill demand, and making recycling obsolete, necessitating the adoption of circular economy practices. |
[53] | Aimed to review port sustainability concept with the help of the existing literature; 53 articles and conference proceedings between 1987 and 2017 were analysed. | Studies obtained from different databases were systematically evaluated by using content analysis (qualitative research method). | There remains a significant gap in port sustainability issues, necessitating a focus on studies in this area. The five most common subjects are sustainable development, sustainability performance, sustainable management, sustainable port construction, and environmental sustainability. The primary methods used are case studies, literature reviews, and interviews. |
[10] | Highlights key environmental indicators for port sustainability; 21 articles between 2005 and 2018 were analysed. | A systematic literature review methodology. | Crucial indicators for assessing the environmental impacts and sustainability of port operations are water pollution management, air pollution management, energy and resource usage, and noise pollution. The study indicates that the social aspect of port sustainability is less explored, with eight key indicators highlighted. The most frequently identified economic indicator is foreign direct investment (FDI). |
Level/Node | Transport and Logistics | Energy | Digitalisation |
---|---|---|---|
1 | Port authority has launched a strategic document: - Short-, medium-, and long-term plans for the port regarding, e.g., sustainability, energy and digitalisation, and operations. | Port authority has an energy strategy: - To measure energy efficiency. - Guidance for port operations and the wider port community. | Port authority has developed a digitalisation strategy: - It identifies use cases, capabilities, and services. - It outlines goals and action plans. |
2 | Port has adopted initiatives to lower emissions, save costs, and contribute to the UN’s Sustainable Development Goals (SDGs): - For example, CO2 measurement, alternative fuels, energy-efficient equipment, and smart lighting. | Port has adopted sustainable operations within the port: - For example, assessing energy needs and emissions, adapting energy efficiency improvements, transitioning from fossil fuels to sustainable energy solutions, sharing roadmaps and infrastructure planning, and using LED and smart lighting in port premises. | Port has established a digitally connected infrastructure: - For example, by creating a connected infrastructure, monitoring quays and vehicles, and enhancing operational efficiency. - Future capacity planning. |
3 | Port offers clean energy options for visitors and environmentally differentiated port fees for suitable vessels: - For example, charging stations, shore-side electricity, alternative fuels, and digital solutions. | Port is offering sustainable energy to port users: - For example, a growing number of vessel, railway, and heavy vehicle operators are transitioning to low- or zero-carbon energy sources. - Facilitating sustainable energy consumption. - Providing low-carbon fuel bunkering, shore-side electricity, and alternative fuel stations for heavy vehicles and rail electrification. | Port is building the capability of digital collaboration (both between port actors within the port and between the port and its stakeholders): - For example, data sharing within the organisation, among port actors, and across transport nodes. - Enabling digital collaboration, planning supply chain visibility, communication, and standardising systems. |
4 | Port offers sustainable initiatives for a broader society and industry and has a close port–city relationship: - For example, invests in infrastructure for the production, storage, and transportation of alternative fuels. - Develop partnerships to support the actors involved in a transport ecosystem by changing policies or investing in alternative solutions. | Port has adopted a broader industry role in the energy transition: - For example, supporting energy production through land provision, investment in renewable facilities, planning for large-scale electrification, and adapting operations to accommodate new energy demands and technologies. - Upskilling their workforce to meet the needs. | Port is identifying new services and business models: - For example, developing new services and business models, e.g., digital marketplaces for empty load carriers, energy supply, storage areas, or scheduling slot times for port visits. |
Port | Standard Certifications | Strategy Document | Port Authority Roles | SDGs |
---|---|---|---|---|
Port of Rauma | ISO 9001, 14001, 45001, OHSAS 18001 [56] | “Port of Rauma. Handbook 2023” [57] | Enforcing port regulations, maintaining port infrastructure, and managing various services ensures safety and security through information dissemination, surveillance, and cooperation with stakeholders, and arranging yearly exercises in the area with regional safety and security authorities [58]. | No information [56,57] |
Port of Pori | ISO 9001:2015, 14001:2015, 45001:2018 [59,60] | “Sustainability Report. Port of Pori Ltd” [60] | Enforcing port regulations, maintaining port infrastructure, and managing various services ensures safety and security through information dissemination, surveillance, and cooperation with stakeholders [58]. | 3, 7, 8, 9, 12, 13, 14, 17 [60] |
Port of Mariehamn | ISO 14001:2015 [58] | “Agenda för jämställdhet 2019–2030”[61] | Enforcing port regulations, maintaining port infrastructure, and managing various services, including pipe maintenance, water, wastewater, and electricity supply, ensures safety and security through information dissemination, surveillance, and cooperation with stakeholders [58]. | No information [62] |
Port of Norrköping | ISO 9001:2015, 14001:2015, 45001:2018 [58] | Port follows “The company’s master plan” [58] and “Port of Norrköping transition strategy” [63] | Responsible for compliance with the terms and conditions in accordance with the current port ordinance, maintaining and developing the port infrastructure on behalf of the municipality [58]. | No information [63] |
Port of Oxelösund | ISO 9001, 14001, 45001 [64] | Guidelines of “Agenda 2030”, the guidelines of the Swedish Energy Agency [58] | Enforcing port regulations, overseeing port infrastructure maintenance, and administering a range of services prioritise safety and security through information dissemination, surveillance, and collaboration with stakeholders [58]. | No information [65] |
Port of Tallinn | ISO 9001:2015, 14001:2015 [66] | “The Master Plan of the Old City Harbour” [66] | The board represents and manages the daily operations of the Port of Tallinn and ensures the operation of risk management and internal control; activities are based on the long-term strategy and annual plans approved by the council operational objectives [58]. | 3, 6, 7, 8, 9, 11, 12, 13, 14, 17 [66] |
Port of Riga | ISO 9001:2000, 14001:2004 [67] | “Freeport of Riga Development Programme 2019–2028” | Land and infrastructure management, development and implementation of port regulations, development and implementation of port development programmes, ensuring navigation safety, public order, and environmental protection in the port area, and determining and collecting port fees [58]. | No information [67] |
Transport and Logistics Node | Level | Port of Rauma | Port of Pori | Port of Mariehamn | Port of Norrköping | Port of Oxelösund | Port of Tallinn | Port of Riga |
---|---|---|---|---|---|---|---|---|
Port authority has launched a strategic document, which includes short-, medium-, and long-term plans for the port regarding, e.g., sustainability, energy and digitalisation, and operations. | 1 | Yes | Yes | Yes | Yes | Yes | Yes | Yes |
Port contributes to the UN’s Sustainable Development Goals (SDGs). | Yes | Yes | ||||||
Port has adopted initiatives to lower emissions and save costs, e.g., CO2 measurement, alternative fuels, energy-efficient equipment, and smart lighting. | 2 | Yes | Yes | Yes | Yes | Yes | Yes | |
Port offers environmentally differentiated port fees for suitable vessels. | 3 | Yes | Yes | Yes | ||||
Port offers clean energy options for visitors, e.g., charging stations, shore-side electricity, alternative fuels, and digital solutions. | Yes | Yes | Yes | Yes | ||||
Port has a close port–city relationship. | 4 | Yes | Yes | Yes | Yes | |||
Port offers sustainable initiatives for a broader society and industry, e.g., invests in infrastructure for the production, storage, and transportation of alternative fuels. | Yes | Yes | ||||||
Develops partnerships to support the actors involved in a transport ecosystem by changing policies or investing in alternative solutions. |
Port authority has an energy strategy to measure energy efficiency and/or guidance for port operations and the wider port community. | Level | Port of Rauma | Port of Pori | Port of Mariehamn | Port of Norrköping | Port of Oxelösund | Port of Tallinn | Port of Riga |
Port has adopted sustainable operations within the port, e.g., assessing energy needs and emissions, adopting energy efficiency improvements, and transitioning from fossil fuels to sustainable energy solutions. | 1 | Yes | Yes | Yes | Yes | Yes | Yes | Yes |
- E.g., shared roadmaps and infrastructure planning, LED and smart lighting in port premises. | 2 | Yes | Yes | Yes | ||||
Port is offering sustainable energy to port users, e.g., a growing number of vessel, railway, and heavy vehicle operators are transitioning to low- or zero-carbon energy sources. | Yes | Yes | Yes | Yes | Yes | |||
- Facilitating sustainable energy consumption. | 3 | Yes | ||||||
- Providing low-carbon fuel bunkering, shore-side electricity, and alternative fuel stations for heavy vehicles and rail electrification. | Yes | |||||||
Port has adopted a broader industry role in the energy transition, e.g., supporting energy production through land provision, investment in renewable facilities, and planning for large-scale electrification. | Yes | Yes | ||||||
- E.g., adapting operations to accommodate new energy demands and technologies and upskilling the workforce to meet the needs. | 4 | Yes | Yes | |||||
Port authority has an energy strategy to measure energy efficiency and/or guidance for port operations and the wider port community. |
Port authority has developed a digitalisation strategy that identifies use cases, capabilities, and services and outlines goals and action plans. | Level | Port of Rauma | Port of Pori | Port of Mariehamn | Port of Norrköping | Port of Oxelösund | Port of Tallinn | Port of Riga |
The port has established a digitally connected infrastructure, e.g., by creating a connected infrastructure, monitoring quays and vehicles, and enhancing operational efficiency. | 1 | Yes | Yes | Yes | Yes | Yes | Yes | Yes |
- Future capacity planning. | 2 | Yes | Yes | Yes | Yes | Yes | Yes | Yes |
Port is building the capability of digital collaboration, e.g., data sharing within the organisation, among port actors, and across transport nodes. | Yes | |||||||
- Enabling digital collaboration, planning, supply chain visibility and communication, and standardising systems. | 3 | Yes | Yes | Yes | ||||
Identifying and developing new services and business models. | Yes | Yes | Yes | Yes | Yes | Yes | ||
- E.g., digital marketplaces for empty load carriers, energy supply, storage areas, or scheduling slot times for port visits. | 4 | Yes | Yes | |||||
Port authority has developed a digitalisation strategy that identifies use cases, capabilities, and services and outlines goals and action plans. | Yes |
Level/Node | Transport and Logistics | Energy | Digitalisation |
---|---|---|---|
1 | |||
2 | Port of Mariehamn | Ports of Pori, Mariehamn, Norrköping | Port of Norrköping |
3 | Ports of Rauma, Norrköping | Ports of Rauma, Oxelösund | Ports of Rauma, Pori, Mariehamn |
4 | Ports of Pori, Oxelösund, Tallinn, Riga | Ports of Tallinn, Riga | Ports of Oxelösund, Tallinn, Riga |
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Tombak, M.-L.; Aiken, D.M.; Toomeoja, E.; Tapaninen, U.P. Advancing Port Sustainability in the Baltic Sea Region: A Comparative Analysis Using the SMCC Framework. Sustainability 2025, 17, 6764. https://doi.org/10.3390/su17156764
Tombak M-L, Aiken DM, Toomeoja E, Tapaninen UP. Advancing Port Sustainability in the Baltic Sea Region: A Comparative Analysis Using the SMCC Framework. Sustainability. 2025; 17(15):6764. https://doi.org/10.3390/su17156764
Chicago/Turabian StyleTombak, Mari-Liis, Deniece Melissa Aiken, Eliise Toomeoja, and Ulla Pirita Tapaninen. 2025. "Advancing Port Sustainability in the Baltic Sea Region: A Comparative Analysis Using the SMCC Framework" Sustainability 17, no. 15: 6764. https://doi.org/10.3390/su17156764
APA StyleTombak, M.-L., Aiken, D. M., Toomeoja, E., & Tapaninen, U. P. (2025). Advancing Port Sustainability in the Baltic Sea Region: A Comparative Analysis Using the SMCC Framework. Sustainability, 17(15), 6764. https://doi.org/10.3390/su17156764