A Deep and Shallow Sustainability Intervention Framework: A Taoist-Inspired Approach to Systemic Sustainability Transitions
Abstract
:1. Introduction
1.1. The Urgency of Sustainability Transitions
1.2. Research Question and Conceptual Approach
2. Literature Review and Theoretical Foundations
2.1. Literature Review on Leverage Point Perspective
2.2. Theoretical Foundation: A Taoist-Inspired Philosophical Dào–Fǎ–Shù–Qì–Shì Structure
2.3. Research Gaps and Theoretical Opportunity
3. Methodology: A Philosophical–Systems Approach to Framework Construction
3.1. Research Design
3.2. Framework Development Process
- (1)
- Philosophical hermeneutics and cross-cultural translation: A key methodological approach was the application of philosophical hermeneutics, interpreting and translating Taoist concepts into a contemporary sustainability context. This cross-cultural translation reframed Taoist concepts such as Dào (道), Shì (势), and Fǎ (法) through the lens of systems theory and sustainability. This interpretative process ensures the ancient wisdom remains relevant and resonates with current sustainability challenges, applying Taoist principles of interconnectedness, balance, and harmony to sustainability transitions. Through this recontextualization, a layered Dào(essence)–Fǎ(principle)–Shù(practice)–Qì(tool)–Shì(holistic energy) model of systemic engagement was generated, forming the philosophical backbone of the DSSI framework and ensuring accessibility to global audiences (a detailed interpretation of each of the Taoist concepts in this reconstructed model and their potential roles in the context of sustainability transitions is provided in Section 4.2).
- (2)
- Systemic mapping and conceptual layer mapping: Systemic mapping visualized the conceptual domains of the DSSI framework, organizing elements across deep and shallow intervention realms and exploring how these domains and key leverage points intersect with sustainability transitions. This approach identifies interconnections and feedback loops between the philosophical, systemic, and practical components, providing insight into how different elements function and influence one another. Conceptual layer mapping structures these concepts across multiple layers of analysis, from foundational philosophical understanding to operational mechanisms, ensuring the framework reflects the complexity of sustainability transitions (visual and theoretical mappings are elaborated upon in Section 4.1 and Section 4.2).
- (3)
- Integrative framework synthesis: Theoretical insights from Taoist philosophy and the leverage points perspective of systems theory were synthesized into a cohesive conceptual framework. This included developing the dual-realm intervention framework prototype, which categorizes the core concepts, metaphors, and roles into two macro-realms: the deep intervention realm (the Dào—essence and Shì—holistic energy domains) and the shallow intervention realm (the Fǎ—principle, Shù—practice, and Qì—tool domains). These realms correspond to different leverage depths and transformative roles, providing a meta-structure for sustainability intervention design. This meta-structure acts as an interpretive lens, guiding actors to think relationally and adaptively across levels of intervention, offering a coherent system for working with both realms. A preliminary set of “conceptual prototypes” and “evaluation criteria” were also developed to guide future empirical applications and ensure methodological rigor with operational viability. These criteria are intended to inspire adaptation, reflexive evaluation, and ongoing refinement, offering a basis for identifying and applying each intervention point in practice, filling the gap between theoretical development and practical implementation (detailed “conceptual prototype” and “evaluation criteria” are presented in Section 4.3 and Section 4.4).
3.3. Comparative Analysis Strategy
3.4. Limitations and Scope
4. Framework Construction: The Deep and Shallow Sustainability Intervention Framework
4.1. Introduction to the DSSI Framework
4.2. Philosophical Hermeneutics and Cross-Cultural Translation: Mapping Dào-Fǎ-Shù-Qì-Shì to a Sustainability Context
4.2.1. The Holistic Energy Domain, Shì
4.2.2. The Essence Domain, Dào
4.2.3. The Principles’ Domain, Fǎ
4.2.4. The Practice Domain, Shù
4.2.5. The Tool Domain, Qì
4.3. Development of Conceptual Prototypes
4.4. Development of Assessment Criteria for Evaluating Sustainability Transitions
4.5. Extending Meadows’ Leverage Points: Taoist Integration in the DSSI Framework
4.5.1. Similarities
4.5.2. Key Differences Introduced by the Taoist Integration (DSSI Framework)
4.5.3. Added Dimensions via Taoist Integration
5. Discussion
6. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
References
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Name | Intervention Realm | Leverage Domains | Conceptual Definition | Role in Sustainability Transitions | Leverage Points (LPs) |
---|---|---|---|---|---|
The Deep and Shallow Sustainability Intervention (DSSI) framework | Deep Intervention Realm | Shì domain(the holistic energy domain) | Shì domain conceptualizes systems through dynamic latent potential, momentum flows, and transformation trajectories shaped by internal/external forces and systemic interdependencies. It integrates Taoist principles (e.g., wúwéi, shùn shì ér wéi) to perceive and modulate non-linear, emergent energy patterns in sustainability challenges. | It reframes transitions by emphasizing alignment with systemic rhythms over control, fostering co-evolutionary steering that amplifies latent momentum and harmonizes human systems with ecological flows. This shifts sustainability strategies from reactive fixes to relational, non-anthropocentric interventions attuned to long-wave dynamics and cross-scale coherence. | LP 1—Situational Momentum Sensing |
LP 2—Coherence Modulation and Meta-Coordinated Alignment | |||||
Dào domain (the essence domain) | The Dào domain is a metaphysical essence domain, representing the ineffable, generative order governing the universe’s processes of change and reconciliation. It constitutes the pre-paradigmatic ethical, spiritual, and cognitive ground shaping humanity’s values, worldviews, and alignment with natural systems. | It reframes sustainability transitions by shifting focus from technical fixes to reimagining humanity’s role through ecocentric, relational, and cosmologically attuned narratives. This domain guides systemic transformation by fostering moral imagination, epistemic humility, and ontological realignment with Earth’s living systems, serving as the foundational “source-code” for ethical and visionary coherence in sustainability efforts. | LP 3—Pre-paradigmatic Perception and Deep Awareness of the Essence, Laws, and Relational Nature of the World | ||
LP 4—Reconfiguration of Ethical Assumptions and Narrative Co-visions | |||||
LP 5—Human Role and Responsibility in Systemic Alignment | |||||
Shallow Intervention Realm | Fǎ domain (the principle domain) | The Fǎ domain is a governance domain, translating the essence, and holistic energy domains into institutional logics, policies, and adaptive regulatory mechanisms that structure societal behavior and collective action. It operates bidirectionally, codifying regenerative paradigms while evolving through reflexive feedback loops with ecological and social realities. | It enables structural societal change by embedding interdependency and regenerative principles into governance architectures, shifting systems from rigid control to adaptive, learning-oriented frameworks. By aligning legal, economic, and cultural norms with ecological flows, it institutionalizes long-term transitions toward symbiosis, ensuring policies evolve dynamically with ethical and systemic awareness. | LP 6—Meta-Principles and Societal Paradigms for Guiding Governance | |
LP 7—Structural Coherence of Institutional Regimes and Governance Architectures | |||||
LP 8—Reflexive and Recursive Governance Systems, Mechanisms, Organizations, and Executive Institutions | |||||
Shù domain (the practice domain) | The Shù domain embodies the adaptive operationalization of sustainability transitions through practical methods and strategies. It integrates flexible implementation of Dào’s ethical vision and Shì’s systemic dynamics, emphasizing reflection on the motivations, impacts, and ethical consequences of actions. | It translates principles into context-sensitive, feasible interventions, ensuring strategies adapt to evolving challenges while staying ethically grounded. By balancing pragmatic execution with ecological and societal alignment, it bridges long-term sustainability goals with actionable, iterative solutions. | LP 9—Embodied Tactical Know-How, Contextual Methods, Adaptive Strategies, and Responsive Practical Action | ||
Qì domain (the tool domain) | The Qì domain focuses on tangible tools, technologies, and resources (e.g., infrastructure, digital platforms, financial capital) that operationalize sustainability transitions. It represents the material means for executing strategies but requires alignment with the essence, holistic energy, and principle domains to avoid perpetuating unsustainable paradigms. | As the material foundation for interventions, it supplies critical resources (technologies, infrastructure, capacity) necessary to implement strategies. By ensuring tools evolve reflexively through ethical scrutiny and feedback, it prevents extractive ideologies from dominating, instead anchoring technical execution in regenerative philosophies to drive coherent, systemic change. | LP 10—Resources, Platforms, Tools, and Instrumental Creations shaped through Relational Use |
Intervention Realm | Leverage Domains | Leverage Point (LP) | Conceptual Definition | Taoist Connection | Transformative Role |
---|---|---|---|---|---|
Deep Intervention Realm | Shì domain (the holistic energy domain) | LP 1—Situational Momentum Sensing | Assessing the system’s current state and energy flow within its spatiotemporal context, offering a macro-level understanding that informs transition. | In alignment with the Taoist fluid wisdom of shùn shì ér wéi (“acting in accordance with the natural flow”). | LP1 promotes a co-evolutionary logic that enables actors to sense emerging momentum, anticipate transformational thresholds, and initiate timely, subtle, and system-aligned transitions for maximal resonance. |
LP 2—Coherence Modulation and Meta-Coordinated Alignment | Holistic attuning to emergent systemic coherence and soft-modulating cross-scale dynamics to guide systemic transformation. | Grounded in a Taoist relational cosmology and systems emergence, emphasizing relational governance that follows the system’s natural flow and rhythms. | LP2 shifts focus from fragmented actions to coherent, cross-scale transitions by strengthening relational alignment and enabling systems to generate cascading, cross-scale synergies that stabilize and direct adaptive transformation. | ||
Dào domain (the essence domain) | LP 3—Pre-paradigmatic Perception and Deep Awareness of the Essence, Laws, and Relational Nature of the World | Awakening deep, experiential insight into the universe’s essence and generative laws, which serve as the pre-paradigmatic root shifts. | Reflects the Taoist concept of wú (emptiness), which emphasizes non-duality, ontological humility, emphasizing a shift from control to attunement with the natural flow and fostering deep perceptual and existential transformation. | LP3 cultivates the meta-cognitive ontological ground for paradigm shifts by aligning perception and ethics with the world’s deeper essence, enabling regenerative, non-dualistic transformation to emerge naturally. | |
LP 4—Reconfiguration of Ethical Assumptions and Narrative Co-visions | Revealing and reframing hidden ethical narratives and imaginaries that shape collective life-worlds, promoting the reconfiguration of values, ethical understanding, and systemic goals and co-visions. | Reflects the Taoist concept of Dé (德) as the spontaneous, embodied virtue that emerges from alignment with the Dào, inviting the reawakening of hidden moral architectures within systems and supporting ethical insight through humility, reciprocity, and regenerative co-creation. | LP4 shapes the collective imagination and reconfigures normative attractors, providing a philosophical and ethical foundation for long-term transformation toward more inclusive, life-affirming human–nature relationships. | ||
LP 5—Human Role and Responsibility in Systemic Alignment | Reimagining the symbiotic relationship and reconfiguring humanity’s role, rights, and responsibilities within the ecological system, encouraging participatory alignment and action-based shifts for sustainability. | Drawing on the “unity of Heaven and Humanity” (Tiān rén hé yī) and alignment with Tiān Dào (the natural laws of the cosmos), highlights harmonious co-existence and ensures that actions are guided by humility, relational awareness, and congruence with the Dào. | LP5 offers an ethical and existential foundation for sustainability transitions, activating transformation by reorienting humanity’s role, relational duties, moral attentiveness, reciprocity, and ethical embeddedness. | ||
Shallow Intervention Realm | Fǎ domain (the principle domain) | LP 6—Meta-Principles and Societal Paradigms for Guiding Governance | Constructing and periodically recalibrating overarching society’s guiding principles, ideologies, norms and paradigms that anchor governance in deep ethical and ecological insight. | Emulating Fǎ as laws emerging spontaneously organically from cosmic harmony, ensuring that societal meta-principles that guide governance logic flow from a shared recognition of interdependence and systemic coherence. | LP6 anchors collective action in evolving ethical and philosophical logics; draws from Dào/Shì to shape societal direction and intentionality, channeling deep philosophical and ethical insights into practical governance. |
LP 7—Structural Coherence of Institutional Regimes and Governance Architectures | Emphasizing structural coherence and responsiveness to evolving ethical imperatives and societal consensus, enabling real-time correction and iterative refinement. | Resonates with Taoist ideal of non-contradictory alignment, and mirrors the natural coherence where parts express a unified order, ensuring that societal frameworks remain flexible and responsive to change. | LP 7 creates the infrastructure and design architecture of multi-level governance. Structures governance through multi-scalar institutions aligned with systemic ethics; links institutions with co-vision and societal dynamics. | ||
LP 8—Reflexive and Recursive Governance Systems, Mechanisms, Organizations, and Executive Institutions | Exploring how the principles, ideologies, policies are operationalized, feeding forward to Shù and Qì, by embedding continuous reflexive and recursive governance into institutional mechanisms. | Mirrors the Taoist notion of the self-organizing Dào, where systems spontaneously recalibrate in response to changing conditions, guiding governance to function as living networks that self-correct and evolve. | LP8 transforms governance into a dynamic, self-adjusting system by embedding reflexivity and adaptation, enabling policies and institutions to evolve in real time and stay responsive to shifting ecological and social conditions. | ||
Shù domain (the practice domain) | LP 9 -Embodied Tactical Know-How, Contextual Methods, Adaptive Strategies, and Responsive Practical Action | Operating transition by adjusting strategies and methods based on evolving situations and deeper motivations, ensuring that interventions remain flexible, responsive, and effective in a variety of contexts. | Embodies the application of the Dào in real-world practice, emphasizing resilience, fluidity, flexibility, and adaptability while aligning with the natural flow, echoing the Taoist practice that through yǒu wèi (intentional action) leads to wú wèi ér zhì (effortless governance). | LP9 acts as the bridge that operationalizes ethical and systemic insights into iterative, context-sensitive interventions, enabling dynamic stewardship that evolves with ecological realities and regenerative goals, translating strategic intent into responsive, evolving practice. | |
Qì domain (the tool domain) | LP 10—Resources, Platforms, Tools, and Instrumental Creations shaped through Relational Use | Designing, selecting, and scaling the material and digital tools that translate abstract principles and vision into measurable outcomes that enable the execution of sustainability interventions. | Qì embodies the materialization of the Dào in tangible form, where tools and resources are not merely instruments, but carrying its essence into practice, reflecting the need for conscious creation and usage. | LP10 serves as the vehicle that transforms ideas into tangible results, ensuring the realization of transformation goals, and as a mirror of intent, linking human consciousness with the living world. |
Intervention Realm | Leverage Domains | Leverage Point (LP) | Assessment Criteria | Indicative Transformative Indicators/Indicators | Narrative Systems Diagnostics/Measurement Approach | Deep Reflexive Tools/Monitoring Tool |
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Deep Intervention Realm | Shì domain(the holistic energy domain) | LP 1—Situational Momentum Sensing | Identification of latent energy, system dynamic flow, and energy gradients, Emergent Sense-Making Practices |
| E.g., Participatory sense-making workshops that document new patterns attendees identify; Reflexive Journaling by practitioners capturing moments of “readiness” or systemic shift; Collaborative story-harvest sessions with pattern resonance maps | E.g., Weak signal scanning; Dynamic system indicators; Thematic content analysis; Momentum mapping canvas; Guided reflective practices |
LP 2—Coherence Modulation and Meta-Coordinated Alignment | Systemic coherence, and meta-coordinated alignment with the cross-level dynamic integration of all domains of the system |
| E.g., Cross-scale tension mapping; multi-level governance analysis; meta-coordination mapping; narrative systems diagnostics; emergence journals | E.g., Coherence Embodiment Circles: surfacing nonverbal cues of systemic resonance; Multi-level feedback analysis; Network mapping; Reflexive governance audits | ||
Dào domain (the essence domain) | LP 3—Pre-paradigmatic Perception and Deep Awareness of the Essence, Laws, and Relational Nature of the World | Depth of cognitive shift towards ecological interdependence, mapping perceptions, narrative and imaginary diagnostics |
| E.g., Metaphor life-cycle maps (e.g., “the world as an organism”); Sense-making circles, Ontological perception surveys; Phenomenological interviews; Meta-cognitive indicators | E.g., Deep listening; metaphor harvest Reports; Embodied Insight retreats (immersive sessions combining nature-based exercises with journaling prompts to surface pre-cognitive realizations) | |
LP 4—Reconfiguration of Ethical Assumptions and Narrative Co-visions | Emergence of spontaneous, embodied; Evolving moral assumptions, co-visions, narrative shifts |
| E.g., Assumption excavation dialogues; Hermeneutic text analysis; Co-visioning workshops; Value shift tracking (e.g., Schwartz Values survey) | E.g.,Ethical imagination workshops; Narrative evolution matrices; Causal layered analysis (CLA); Storytelling labs and Storyboard portfolios | ||
LP 5—Human Role and Responsibility in Systemic Alignment | Reflexive adaptation and capacity for self-correction; Participatory alignment |
| E.g., Relational narrative web; Responsibility reframing surveys; Interdependence theme mapping; Ethical alignment and Resonance indicators through peer review circles | E.g., Tao-alignment frameworks; Embodied stewardship rituals and barometer indicators; Responsibility reflection logs; Regenerative metrics; Ecological role reflection tools | ||
Shallow Intervention Realm | Fǎ domain (the principle domain) | LP 6—Meta-Principles and Societal Paradigms for Guiding Governance | Institutional ability to reframe paradigms with systemic values and ethical depth |
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LP 7—Structural Coherence of Institutional Regimes and Governance Architectures | Structural coherence and cross-sectoral coordination |
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LP 8—Reflexive and Recursive Governance Systems, Mechanisms, Organizations, and Executive Institutions | Policy effectiveness, legal adaptability, and institutional responsiveness |
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Shù domain (the practice domain) | LP 9 -Embodied Tactical Know-How, Contextual Methods, Adaptive Strategies, and Responsive Practical Action | Effectiveness and flexibility of strategies, alignment of actions with strategic sustainability goals |
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Qì domain (the tool domain) | LP 10—Resources, Platforms, Tools, and Instrumental Creations shaped through Relational Use | Practical utility and sustainability impact of tools |
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Comparative Layer | Meadows’ System Leverage Points | Taoist-Inspired DSSI’s Leverage Points | Added Innovation and Richness |
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| LP1: The power to transcend paradigms LP2: The mindset or paradigm out of which the system - its goals, structure, rules, delays, parameters - arises | LP 1–Situational Momentum Sensing LP 2–Coherence Modulation and Meta-Coordinated Alignment LP 3–Pre-paradigmatic Perception and Deep Awareness of the Essence, Laws, and Relational Nature of the World LP 4–Reconfiguration of Ethical Assumptions and Narrative Co-visions | Embodied sensing of systemic flow and harmony with systemic momentum (Shì domain); ethical–narrative shaping and pre-conceptual awareness (Dào domain); emphasizing attunement to dynamic flows and relational ontology |
| LP3: The goals of the system | LP 5–Human Role and Responsibility in Systemic Alignment | Relational human agency emphasizing responsibility and alignment with system essence (Dào domain), integrating ethical reconfiguration and narrative meaning-making |
| LP4: The power to add, change, evolve, or self-organize system structure LP5: The rules of the system | LP 6–Meta-Principles and Societal Paradigms for Guiding Governance LP 7–Structural Coherence of Institutional Regimes and Governance Architectures | Multi-layered governance paradigms; culturally pluralistic frameworks; cross-scale institutional coherence (Fǎ domain), focusing on institutional coherence and re-alignment |
| LP6: The structure of information flows LP7: The gain around driving positive feedback loops | LP 8–Reflexive and Recursive Governance Systems, Mechanisms, Organizations, and Executive Institutions LP 9–Embodied Tactical Know-How, Contextual Methods, Adaptive Strategies, and Responsive Practical Action | Reflexivity and recursive learning; context-sensitive praxis; adaptive, embodied wisdom (Shù domain), focusing more on adaptability and alignment than mechanical feedback balance |
| LP8-LP12: Buffer sizes, parameters, material stocks | LP 10–Resources, Platforms, Tools, and Instrumental Creations shaped through Relational Use | Relational use of tools (Qì domain); emphasis on material and energetic integration; instruments shaped by context and relationships rather than technical qualities alone |
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© 2025 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license (https://creativecommons.org/licenses/by/4.0/).
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Liang, N.; Segalas, J. A Deep and Shallow Sustainability Intervention Framework: A Taoist-Inspired Approach to Systemic Sustainability Transitions. Sustainability 2025, 17, 5170. https://doi.org/10.3390/su17115170
Liang N, Segalas J. A Deep and Shallow Sustainability Intervention Framework: A Taoist-Inspired Approach to Systemic Sustainability Transitions. Sustainability. 2025; 17(11):5170. https://doi.org/10.3390/su17115170
Chicago/Turabian StyleLiang, Na, and Jordi Segalas. 2025. "A Deep and Shallow Sustainability Intervention Framework: A Taoist-Inspired Approach to Systemic Sustainability Transitions" Sustainability 17, no. 11: 5170. https://doi.org/10.3390/su17115170
APA StyleLiang, N., & Segalas, J. (2025). A Deep and Shallow Sustainability Intervention Framework: A Taoist-Inspired Approach to Systemic Sustainability Transitions. Sustainability, 17(11), 5170. https://doi.org/10.3390/su17115170