2.1. Efficient Resource Allocation Research Theory
Based on the non-profit perspective of quasi-public goods, some scholars argue that, as non-profit organizations, universities do not carry out their daily education, teaching, and research activities with the ultimate aim of making financial profits. Therefore, the measurement of their inputs and outputs does not entail the same process as that of an ordinary organization. Similarly, higher education administrators should not be concerned with the efficiency of resource allocation. For example, Walker, M. [
22] suggested that unlike general organizations, the purpose of operating HEIs is not to obtain excessive economic benefits, there is no clear share of owners’ interests, and the financiers of HEI operations are not the owners of HEI property rights; therefore, the managers of HEIs need not pay attention to the issue of resource utilization efficiency, and it is even more unnecessary to affect the output of schooling in order to save capital. Wang, C. [
23] argued that it is difficult to find a scientific and reasonable way to calculate input–output efficiency due to the special nature of education itself and the complexity of the educational services provided and the final results presented. In addition, improving output results is the primary goal of universities, and research itself has trial and error costs, which will inevitably result in a certain degree of unproductive inputs, and, thus, limiting the input of educational resources will affect the overall research contribution of universities and the country.
Other scholars have put forward differentiated concepts of higher education resource allocation based on the actual development of higher education in each country. For example, the Japanese scholar Ikuo, A. and co-workers [
24] advocated for a theory of the type of higher education mass system, arguing that the development of higher education and the construction of its resource allocation system in each country should be fully based on the actual development of each country and should not be generalized. The higher education system represented by Europe and the United States is dominated by public universities, and its development is based on strong government financial support, with less attention paid to the efficiency of resource allocation. In contrast, the higher education system of Japan is dominated by private universities, which are less capable of obtaining substantial financial support from the government and should pay full attention to and improve the efficiency of resource allocation in universities. In his study of the development pattern of regional higher education in China, the scholar Zhao, Q. [
25] suggested that many regions have entered the stage of mass development of higher education one after another. In this process, there are, again, differences in the development of higher education in different regions. The investment in higher education should take into account both the level of economic development and the effectiveness of investment. Li, X. [
26] focused on the development of higher education as a whole and found that the redundancy and deficiency of higher education resources exist simultaneously in China, and in the government investment-led funding model for higher education, attention is paid to the diversification and continuous growth of funding sources, but the efficiency of the use of education investment is neglected and the increment in resources can only play its proper role under the premise of improving the efficiency of resource allocation.
In addition, some scholars, based on the viewpoint of improving the quality of higher education development, believe that different types of higher education institutions are facing the problem of resource demand exceeding resource supply, and that all of them should pay sufficient attention to the efficiency of higher education resource allocation. For example, the Japanese scholar Fumihiro Maruyama pointed out that with the continuous improvement in market mechanisms in the field of higher education and the steep increase in overall financial pressure, the state’s financial allocations have been decreasing, universities are closer to the market, and the accountability of higher education corresponding to it has been extended, meaning that the requirement for the efficiency of higher education resource utilization has been increased [
27]. Qin, Q. [
28] argued that the traditional research on the efficiency of higher education resource allocation only stays at the stage of qualitative analysis, and should refer to the concept of efficiency in economics and construct relevant quantitative analysis models to accurately represent and measure the technical relationship between the input and comprehensive output of higher education resources so as to show the level of input–output efficiency of education. Zhou, H. et al. [
29] further pointed out that the concept of relative efficiency needs to be introduced to analyze the use of educational input resources, to identify problems and the causes of the problems in time, and to adjust the allocation of resources in order to achieve the goal of optimal overall output.
2.2. Evaluation Object of Resource Allocation Efficiency in Universities
Depending on the object of evaluation, this study divides the main existing literature into geospatial and hierarchy categories [
30].
Firstly, there is a large body of literature based on the geospatial dimension, analyzing and comparing the efficiency of higher education resource allocation in different countries and regions and generalizing the overall regional characteristics [
31,
32,
33,
34]. Some Western scholars found that regional heterogeneity in the allocation of higher education resources in the United States and Europe is obvious, with higher levels of efficiency in the allocation of higher education resources located in affluent regions [
35]. Meanwhile, some Chinese scholars continuously measured the resource allocation efficiency in China and found that the overall comprehensive efficiency has steadily improved, with no significant differences between the eastern, central, and western regions, while there are level differences between urban clusters, and some scholars pointed out that the Yangtze River Delta region has a higher overall efficiency level compared to the Beijing–Tianjin–Hebei urban circle [
36,
37].
Secondly, an increasing number of studies have analyzed the efficiency of resource allocation in different types of universities, such as public, local, and private universities, specifically based on the dimension of institution type [
38,
39]. For example, Turkan et al. [
40] conducted an efficiency analysis of 43 state universities in Turkey and found that only 22% of the universities reached an efficient state. Deng Yuntao et al. [
41] conducted a study to evaluate the efficiency of resource allocation in nine universities of science and technology directly under the Ministry of Education in China and found that the lack of resources resulted in poor overall scale effectiveness. In recent years, China’s higher education reform and development has emphasized the policy orientation of “discipline-based”, which has led to a shift from describing the overall profile to analyzing disciplinary clusters [
29]. An et al. [
42] conducted a study on the evaluation of resource allocation efficiency of Chinese “985 Project” universities. Based on the resource allocation data of 38 agricultural universities in China, Li et al. [
43] found that the current resource allocation efficiency and management level of agricultural universities are in a stage of continuous improvement.
2.3. Resource Allocation Efficiency Evaluation Methods
Scholars at home and abroad mainly use the stochastic frontier (SFA) and data envelopment (DEA) models as the main efficiency evaluation methods [
10].
First, the stochastic frontier model (SFA) and the Solow residual method (SRA) are used as parametric analysis methods to derive efficiency results primarily through modeling and variable assumptions [
44]. For example, Titus et al. [
45] calculated the resource allocation of 752 community colleges in the US with the help of the SFA model and found a high level of overall efficiency. Song Zhiyan et al. [
46] used the SFA model to calculate the input–output efficiency of general universities in China and concluded that the overall efficiency profile was good, but there were internal gaps and input redundancy. The statistical method of each parameter is mainly used to measure efficiency by constructing a function with each parameter and reflecting the relationship between inputs and outputs. The main advantage of this method is the effective consistency and accuracy of the efficiency estimates. However, it requires high quality of the raw data [
47,
48].
Second, data envelopment models (DEA), as non-parametric analysis methods, can measure the relative efficiency of multiple decision units (DMUs) with the help of statistical data and mathematical planning together. Namely, the calculation process of the DEA model does not require a specific production function and is not limited by the size, form, and weight of the data [
49,
50]. The specific model chosen varies depending on the purpose of the study and the dimension of analysis [
51]. Since Charnes, Cooper, and Rhodes introduced the DEA model with constant returns to scale (later known as the DEA-CCR model) and Banker, Charnes, and Cooper introduced the DEA model with variable returns to scale (later known as the DEA-BCC model), many studies have applied this technique to different areas [
52]. For example, Navickas, V. et al. [
53] used the DEA-CCR model to assess the level of efficient allocation using Slovakian universities and confirmed that most universities were allocated more efficiently and that newly established universities had better efficiency levels. Li, Y et al. [
54] analyzed the efficiency of higher education resource input and output in each province of China based on the DEA-BCC model, and found that the overall efficiency needs to be improved and there are disparities in the efficiency levels between regions.
However, traditional DEA models treat each DMU as a single entity and operate in a ‘black box’ with input and output data for all decision units. As a result, this approach ignores the variability and interactions within each DMU. This may lead to the inability of traditional DEA methods to accurately measure the efficiency of each decision unit in the overall system [
55]. As a result, scholars, represented by Färe, started to try to open the “black box” for efficiency evaluation by decomposing the internal nodes and stages and, thus, proposed the network DEA model [
21,
56,
57,
58,
59]. In addition, the free disposal hull (FDH) DEA model relaxed the convexity assumptions required for the basic DEA model and innovatively proposed mixed integer programming. This led to academic attempts to allow the construction of production possibility sets by means of free configurations, i.e., any pair of more inputs and fewer outputs for a given input and output is also productive.
The DEA-CCR, DEA-BCC, Network DEA, and FDH-DEA models are all primarily suitable for calculating static efficiency. They struggle to meet the requirements to analyze trends in efficiency changes across time. For this reason, scholars have started to try to supplement them with the introduction of Malmquist index models [
60,
61]. For example, Klumpp [
62] used the DEA–Malmquist model to calculate efficiency data for 70 European universities, noting that overall efficiency is high and that there is a positive relationship between funding inputs and the international ranking of the university. Shi, L. et al. [
63] applied the DEA–Malmquist model to analyze panel data on higher education in the Tibetan region of China, with low resource allocation efficiency and diminishing marginal returns.
2.4. Resource Allocation Efficiency Evaluation Index System
Evaluation indicators are behavioral and specific features that are evaluated through observable and measurable means [
64]. In the evaluation indicator system in the field of educational resource allocation, influenced by econometrics, scholars are more consistent in their choice of input indicators, which are specifically divided into two categories: static and dynamic perspectives [
65].
First, based on a static analysis perspective, inputs are classified into human, material, and financial resources from factor of production theory [
66,
67]. For example, Laureti, T. et al. [
68] used the number of full-time teaching staff, lecture hall seats, computer lab seats, and library collections as input indicators to measure the efficiency of resource allocation in 59 state universities in Italy and found low and unevenly distributed levels of efficiency over the observation period. Jiang et al. [
69] selected the number of full-time teachers, the number of schools, and the actual value of budgeted education expenditure as human, material, and financial input indicators to measure the efficiency of higher education resource input and output in China, and analyzed the regional disparity in the efficiency of higher education resource allocation. The results showed that the allocation efficiency in eastern provinces was significantly lower than that in central and western provinces, and there was a significant waste of education input factors.
Second, based on a dynamic analysis perspective, physical inputs (e.g., number of laboratories, library space, etc.) and financial inputs are isotropic and have high short-term stability, and, therefore, more consideration is given to human and financial inputs when selecting indicators [
70,
71]. For example, Parteka, A. [
72] measured the level of resource productivity of 266 public higher education institutions in seven European countries using the number of faculty members as a proxy for staff input and the total income from schooling as a proxy for financial input, and found that overall efficiency was improving, but there were large disparities between countries. Zong, X. et al. [
73] selected the number of full-time faculty members as the human input variable and the total expenditure on R&D in the year as the financial input variable, and found that the overall efficiency of research in Chinese universities under “double first-class” construction was low, and the efficiency improved, but at a slow pace.
The above is about the choice of input indicators. In contrast, current research has greater variability in the selection of output indicators. The evaluation systems represented by the Soft Science Top Ranking System, the QS and THE discipline ranking systems, and the Chinese discipline assessment system differ significantly in their conceptions of output evaluation, the selection of indicators, and the setting of weights [
66]. In terms of talent training quality, for example, the Soft Science Ranking does not focus on such performance, while the QS and THE discipline ranking systems rely on employer reputation and doctoral to bachelor’s degree conferred ratio, while China’s fourth-round discipline evaluation system is a comprehensive evaluation by means of a series of data such as outstanding current students, outstanding graduates, employer evaluation, quality of dissertations, quality of academic papers, and number of degrees conferred. Influenced by this, Chinese scholars mostly select items related to basic functions such as teaching, research, and social services as important indicators to measure the output of university resource allocation. For example, Zhou, L. et al. [
74] comprehensively measured the level of competitiveness of schools in terms of talent cultivation, scientific research, and social services with the help of data such as the number of master’s and doctoral degrees conferred, the number of journal monographs published, and the income from technology transfer. Some scholars have also proposed supplementing other elements. For example, Wang, C.D. [
75] argued that higher education has the function of cultural transmission, but considering that the element of cultural resources is difficult to evaluate quantitatively, scholars do not include this indicator in the assessment of higher education efficiency.
To sum up, the existing research results have laid a solid foundation for this study. However, these results still leave some room for further exploration in terms of research theories, research objects, and research methods.
Research theories. Many classical theories and academic perspectives in the field of educational resource allocation provide important theoretical support for the current practice of higher education reform from the perspective of overall development. However, the practice of higher education resource allocation is characterized by periodicity. That is, educational reform in different periods faces its own particular contradictions and problems. After a comprehensive analysis of existing theories, this study finds that the exploration of current theories relatively lags behind the process of practical change. The scope of application of some of the theories is relatively limited, and it is difficult to provide comprehensive guidance to the evolving world practice of higher education.
Research objects. Different universities and disciplines have their own characteristics and development rules, and a unified performance evaluation index system cannot be used to measure the development of all universities and developments. However, most of the current studies take all universities in the target region and target type as samples. Many studies ignore the disciplinary characteristics and development peculiarities of universities, and cannot objectively show the actual development level of the university and its disciplines. This will lead to insufficient guidance from the conclusion recommendations. Similarly, the relatively limited selection of subjects may also result in unfair evaluation results and make it difficult to bring about the expected guiding and enhancing effects.
Research methodologies. Scholars have actively used research methods such as economics and statistics and used quantitative analysis of data to promote the level of efficiency of resource allocation in universities. Specifically, scholars have mostly relied on data envelopment models (DEA) to carry out efficiency calculations. However, as research has progressed, scholars have gradually found that the traditional DEA model also has many inherent drawbacks. For example, firstly, DEA models are unable to perform a quadratic ranking of decision units on the same production frontier. Secondly, DEA models do not meet the need for continuous comparisons across time. Thirdly, traditional DEA models are no longer able to meet the increased demand for accurate calculation of resource allocation efficiency in complex “multiple input–multiple output” systems. As a result, existing research methodological failures and methodological gaps have severely limited more in-depth research exploration.
Indicator system. The current effectiveness evaluation system lacks flexibility and still focuses mainly on quantitative indicators of scientific research such as the number of papers published, lacking reflection of diversified demands such as connotation development and characteristic development and not flexibly reflecting the importance of higher education reform to the new model of diversified and multi-dimensional effectiveness evaluation of talent training, scientific research, social services, cultural heritage and innovation, and faculty building.
Therefore, this study selected eight high-level agricultural universities in China, constructed an evaluation index system for resource allocation efficiency according to the actual development of Chinese agricultural universities, and used the super-efficiency DEA model to portray the comprehensive efficiency development characteristics from the static level. The Malmquist index decomposition model was also used to analyze the dynamic evolution of agriculture and efficiency drivers from a dynamic perspective, and to propose countermeasures for the exposed efficiency shortcomings so as to provide some reference for decision making to promote the innovative development of higher agricultural education.